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MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameMESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MESCH, CLARK & ROTHSCHILD, P.C. has sponsored the creation of one or more 401k plans.

Company Name:MESCH, CLARK & ROTHSCHILD, P.C.
Employer identification number (EIN):860259262
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01J. EMERY BARKER J. EMERY BARKER2018-10-15
0012016-01-01J. EMERY BARKER J. EMERY BARKER2017-10-09
0012015-01-01J. EMERY BARKER J. EMERY BARKER2016-10-05
0012014-01-01J. EMERY BARKER J. EMERY BARKER2015-10-12
0012013-01-01EMERY BARKER EMERY BARKER2014-10-13
0012012-01-01J EMERY BARKER J EMERY BARKER2013-10-09
0012011-01-01J EMERY BARKER J EMERY BARKER2012-10-15
0012010-01-01EMERY BARKER EMERY BARKER2011-10-13
0012009-01-01J EMERY BARKER J EMERY BARKER2010-10-11

Plan Statistics for MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0149
Total number of active participants reported on line 7a of the Form 55002022-01-0135
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0112
Total of all active and inactive participants2022-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-0148
Number of participants with account balances2022-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0151
Total number of active participants reported on line 7a of the Form 55002021-01-0134
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0112
Total of all active and inactive participants2021-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-0147
Number of participants with account balances2021-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0153
Total number of active participants reported on line 7a of the Form 55002020-01-0136
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0113
Total of all active and inactive participants2020-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0150
Number of participants with account balances2020-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0151
Total number of active participants reported on line 7a of the Form 55002019-01-0136
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0112
Total of all active and inactive participants2019-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0149
Number of participants with account balances2019-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0157
Total number of active participants reported on line 7a of the Form 55002018-01-0133
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0114
Total of all active and inactive participants2018-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-0150
Number of participants with account balances2018-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0155
Total number of active participants reported on line 7a of the Form 55002017-01-0137
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0118
Total of all active and inactive participants2017-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-0157
Number of participants with account balances2017-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0155
Total number of active participants reported on line 7a of the Form 55002016-01-0136
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0155
Number of participants with account balances2016-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0161
Total number of active participants reported on line 7a of the Form 55002015-01-0136
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0155
Number of participants with account balances2015-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0160
Total number of active participants reported on line 7a of the Form 55002014-01-0142
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0119
Total of all active and inactive participants2014-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0161
Number of participants with account balances2014-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0157
Total number of active participants reported on line 7a of the Form 55002013-01-0142
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-0159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0159
Number of participants with account balances2013-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0160
Total number of active participants reported on line 7a of the Form 55002012-01-0142
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0157
Number of participants with account balances2012-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0160
Total number of active participants reported on line 7a of the Form 55002011-01-0146
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0160
Number of participants with account balances2011-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0156
Total number of active participants reported on line 7a of the Form 55002010-01-0149
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0160
Number of participants with account balances2010-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0158
Total number of active participants reported on line 7a of the Form 55002009-01-0150
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0156
Number of participants with account balances2009-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total plan liabilities at end of year2022-12-31$6,143
Total plan liabilities at beginning of year2022-12-31$10,590
Total income from all sources2022-12-31$-519,363
Expenses. Total of all expenses incurred2022-12-31$640,394
Benefits paid (including direct rollovers)2022-12-31$538,380
Total plan assets at end of year2022-12-31$17,780,125
Total plan assets at beginning of year2022-12-31$18,944,329
Value of fidelity bond covering the plan2022-12-31$4,000,000
Total contributions received or receivable from participants2022-12-31$253,305
Assets. Value of loans (other than to participants)2022-12-31$1,014,550
Expenses. Other expenses not covered elsewhere2022-12-31$25,684
Contributions received from other sources (not participants or employers)2022-12-31$4,506
Other income received2022-12-31$-905,118
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-1,159,757
Net plan assets at end of year (total assets less liabilities)2022-12-31$17,773,982
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$18,933,739
Assets. Value of participant loans2022-12-31$72,013
Assets. Value of assets in partnership/joint-venture interests2022-12-31$2,965,048
Assets. Value of real-estate (other than employer real property)2022-12-31$643,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$257,655
Total contributions received or receivable from employer(s)2022-12-31$127,944
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$76,330
2021 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$10,590
Total plan liabilities at beginning of year2021-12-31$9,339
Total income from all sources2021-12-31$2,285,092
Expenses. Total of all expenses incurred2021-12-31$1,418,366
Benefits paid (including direct rollovers)2021-12-31$1,292,128
Total plan assets at end of year2021-12-31$18,944,329
Total plan assets at beginning of year2021-12-31$18,076,352
Value of fidelity bond covering the plan2021-12-31$4,800,000
Total contributions received or receivable from participants2021-12-31$367,578
Assets. Value of loans (other than to participants)2021-12-31$1,044,639
Expenses. Other expenses not covered elsewhere2021-12-31$72,537
Contributions received from other sources (not participants or employers)2021-12-31$148,026
Other income received2021-12-31$1,574,112
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$866,726
Net plan assets at end of year (total assets less liabilities)2021-12-31$18,933,739
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$18,067,013
Assets. Value of participant loans2021-12-31$44,590
Assets. Value of assets in partnership/joint-venture interests2021-12-31$2,527,093
Assets. Value of real-estate (other than employer real property)2021-12-31$350,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$257,655
Total contributions received or receivable from employer(s)2021-12-31$195,376
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$53,701
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$85,498
2020 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$9,339
Total plan liabilities at beginning of year2020-12-31$3,035
Total income from all sources2020-12-31$2,707,183
Expenses. Total of all expenses incurred2020-12-31$1,202,992
Benefits paid (including direct rollovers)2020-12-31$1,096,469
Total plan assets at end of year2020-12-31$18,076,352
Total plan assets at beginning of year2020-12-31$16,565,857
Value of fidelity bond covering the plan2020-12-31$4,800,000
Total contributions received or receivable from participants2020-12-31$306,885
Assets. Value of loans (other than to participants)2020-12-31$762,062
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$308,478
Other income received2020-12-31$1,940,156
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$1,504,191
Net plan assets at end of year (total assets less liabilities)2020-12-31$18,067,013
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$16,562,822
Assets. Value of participant loans2020-12-31$125,363
Assets. Value of assets in partnership/joint-venture interests2020-12-31$2,290,044
Assets. Value of real-estate (other than employer real property)2020-12-31$665,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$79,543
Total contributions received or receivable from employer(s)2020-12-31$151,664
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$106,523
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$3,035
Total plan liabilities at beginning of year2019-12-31$18
Total income from all sources2019-12-31$2,851,631
Expenses. Total of all expenses incurred2019-12-31$2,160,324
Benefits paid (including direct rollovers)2019-12-31$2,011,897
Total plan assets at end of year2019-12-31$16,565,857
Total plan assets at beginning of year2019-12-31$15,871,533
Value of fidelity bond covering the plan2019-12-31$4,350,000
Total contributions received or receivable from participants2019-12-31$307,515
Assets. Value of loans (other than to participants)2019-12-31$1,198,013
Expenses. Other expenses not covered elsewhere2019-12-31$8,771
Contributions received from other sources (not participants or employers)2019-12-31$23,637
Other income received2019-12-31$2,337,242
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$691,307
Net plan assets at end of year (total assets less liabilities)2019-12-31$16,562,822
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$15,871,515
Assets. Value of participant loans2019-12-31$144,285
Assets. Value of assets in partnership/joint-venture interests2019-12-31$2,440,044
Assets. Value of real-estate (other than employer real property)2019-12-31$350,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$273,674
Total contributions received or receivable from employer(s)2019-12-31$183,237
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$139,656
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$80,876
2018 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$18
Total plan liabilities at beginning of year2018-12-31$38
Total income from all sources2018-12-31$244,790
Expenses. Total of all expenses incurred2018-12-31$1,528,392
Benefits paid (including direct rollovers)2018-12-31$1,480,913
Total plan assets at end of year2018-12-31$15,871,533
Total plan assets at beginning of year2018-12-31$17,155,155
Value of fidelity bond covering the plan2018-12-31$4,100,000
Total contributions received or receivable from participants2018-12-31$336,750
Assets. Value of loans (other than to participants)2018-12-31$741,163
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-301,579
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-1,283,602
Net plan assets at end of year (total assets less liabilities)2018-12-31$15,871,515
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$17,155,117
Assets. Value of participant loans2018-12-31$126,478
Assets. Value of assets in partnership/joint-venture interests2018-12-31$2,594,583
Assets. Value of real-estate (other than employer real property)2018-12-31$300,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022018-12-31$175,794
Total contributions received or receivable from employer(s)2018-12-31$209,619
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$47,479
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$81,000
2017 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$38
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$2,345,270
Expenses. Total of all expenses incurred2017-12-31$1,007,631
Benefits paid (including direct rollovers)2017-12-31$938,297
Total plan assets at end of year2017-12-31$17,155,155
Total plan assets at beginning of year2017-12-31$15,817,478
Value of fidelity bond covering the plan2017-12-31$4,100,000
Total contributions received or receivable from participants2017-12-31$297,092
Assets. Value of loans (other than to participants)2017-12-31$624,601
Expenses. Other expenses not covered elsewhere2017-12-31$6,371
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$1,872,806
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,337,639
Net plan assets at end of year (total assets less liabilities)2017-12-31$17,155,117
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$15,817,478
Assets. Value of participant loans2017-12-31$149,818
Assets. Value of assets in partnership/joint-venture interests2017-12-31$2,435,758
Assets. Value of real-estate (other than employer real property)2017-12-31$300,000
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$175,372
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$62,963
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$81,000
2016 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$2,339
Total income from all sources2016-12-31$1,385,716
Expenses. Total of all expenses incurred2016-12-31$455,181
Benefits paid (including direct rollovers)2016-12-31$379,569
Total plan assets at end of year2016-12-31$15,817,478
Total plan assets at beginning of year2016-12-31$14,889,282
Value of fidelity bond covering the plan2016-12-31$4,000,000
Total contributions received or receivable from participants2016-12-31$352,915
Assets. Value of loans (other than to participants)2016-12-31$626,923
Expenses. Other expenses not covered elsewhere2016-12-31$6,318
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$836,940
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$930,535
Net plan assets at end of year (total assets less liabilities)2016-12-31$15,817,478
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$14,886,943
Assets. Value of participant loans2016-12-31$176,179
Assets. Value of assets in partnership/joint-venture interests2016-12-31$2,633,632
Assets. Value of real-estate (other than employer real property)2016-12-31$475,000
Total contributions received or receivable from employer(s)2016-12-31$195,861
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$69,294
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$80,000
2015 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$2,339
Total plan liabilities at beginning of year2015-12-31$843
Total income from all sources2015-12-31$472,051
Expenses. Total of all expenses incurred2015-12-31$975,247
Benefits paid (including direct rollovers)2015-12-31$928,018
Total plan assets at end of year2015-12-31$14,889,282
Total plan assets at beginning of year2015-12-31$15,390,982
Value of fidelity bond covering the plan2015-12-31$4,100,000
Total contributions received or receivable from participants2015-12-31$366,723
Assets. Value of loans (other than to participants)2015-12-31$697,588
Expenses. Other expenses not covered elsewhere2015-12-31$6,371
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-77,027
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-503,196
Net plan assets at end of year (total assets less liabilities)2015-12-31$14,886,943
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$15,390,139
Assets. Value of participant loans2015-12-31$234,272
Assets. Value of assets in partnership/joint-venture interests2015-12-31$2,381,403
Assets. Value of real-estate (other than employer real property)2015-12-31$620,000
Total contributions received or receivable from employer(s)2015-12-31$182,355
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$40,858
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$80,000
2014 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$843
Total plan liabilities at beginning of year2014-12-31$667
Total income from all sources2014-12-31$1,053,157
Expenses. Total of all expenses incurred2014-12-31$1,354,888
Benefits paid (including direct rollovers)2014-12-31$1,304,044
Total plan assets at end of year2014-12-31$15,390,982
Total plan assets at beginning of year2014-12-31$15,692,537
Value of fidelity bond covering the plan2014-12-31$4,100,000
Total contributions received or receivable from participants2014-12-31$364,025
Assets. Value of loans (other than to participants)2014-12-31$749,803
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$480,070
Net income (gross income less expenses)2014-12-31$-301,731
Net plan assets at end of year (total assets less liabilities)2014-12-31$15,390,139
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$15,691,870
Assets. Value of participant loans2014-12-31$222,236
Assets. Value of assets in partnership/joint-venture interests2014-12-31$2,580,545
Assets. Value of real-estate (other than employer real property)2014-12-31$645,000
Total contributions received or receivable from employer(s)2014-12-31$209,062
Value of certain deemed distributions of participant loans2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$50,844
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$667
Total plan liabilities at beginning of year2013-12-31$2,427
Total income from all sources2013-12-31$2,501,167
Expenses. Total of all expenses incurred2013-12-31$853,027
Benefits paid (including direct rollovers)2013-12-31$794,972
Total plan assets at end of year2013-12-31$15,692,537
Total plan assets at beginning of year2013-12-31$14,046,157
Value of fidelity bond covering the plan2013-12-31$4,270,000
Total contributions received or receivable from participants2013-12-31$421,163
Assets. Value of loans (other than to participants)2013-12-31$742,608
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$543,331
Other income received2013-12-31$1,297,729
Net income (gross income less expenses)2013-12-31$1,648,140
Net plan assets at end of year (total assets less liabilities)2013-12-31$15,691,870
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$14,043,730
Assets. Value of participant loans2013-12-31$183,789
Assets. Value of assets in partnership/joint-venture interests2013-12-31$2,554,381
Assets. Value of real-estate (other than employer real property)2013-12-31$685,000
Total contributions received or receivable from employer(s)2013-12-31$238,944
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$58,055
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$90,000
2012 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$2,427
Total plan liabilities at beginning of year2012-12-31$1,391
Total income from all sources2012-12-31$1,445,696
Expenses. Total of all expenses incurred2012-12-31$632,508
Benefits paid (including direct rollovers)2012-12-31$608,453
Total plan assets at end of year2012-12-31$14,046,157
Total plan assets at beginning of year2012-12-31$13,231,933
Value of fidelity bond covering the plan2012-12-31$4,500,000
Total contributions received or receivable from participants2012-12-31$426,410
Assets. Value of loans (other than to participants)2012-12-31$875,121
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$760,120
Net income (gross income less expenses)2012-12-31$813,188
Net plan assets at end of year (total assets less liabilities)2012-12-31$14,043,730
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$13,230,542
Assets. Value of participant loans2012-12-31$149,869
Assets. Value of assets in partnership/joint-venture interests2012-12-31$2,517,722
Assets. Value of real-estate (other than employer real property)2012-12-31$785,000
Total contributions received or receivable from employer(s)2012-12-31$259,166
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$24,055
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$120,000
2011 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$1,391
Total plan liabilities at beginning of year2011-12-31$640
Total income from all sources2011-12-31$378,088
Expenses. Total of all expenses incurred2011-12-31$173,394
Benefits paid (including direct rollovers)2011-12-31$150,964
Total plan assets at end of year2011-12-31$13,231,933
Total plan assets at beginning of year2011-12-31$13,026,488
Value of fidelity bond covering the plan2011-12-31$4,500,000
Total contributions received or receivable from participants2011-12-31$389,441
Assets. Value of loans (other than to participants)2011-12-31$958,494
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-235,221
Net income (gross income less expenses)2011-12-31$204,694
Net plan assets at end of year (total assets less liabilities)2011-12-31$13,230,542
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$13,025,848
Assets. Value of participant loans2011-12-31$226,808
Assets. Value of assets in partnership/joint-venture interests2011-12-31$2,696,561
Assets. Value of real-estate (other than employer real property)2011-12-31$824,581
Total contributions received or receivable from employer(s)2011-12-31$223,868
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$22,430
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$57,150
Total plan liabilities at end of year2010-12-31$640
Total plan liabilities at beginning of year2010-12-31$8,060
Total income from all sources2010-12-31$1,455,893
Expenses. Total of all expenses incurred2010-12-31$305,620
Benefits paid (including direct rollovers)2010-12-31$285,198
Total plan assets at end of year2010-12-31$13,026,488
Total plan assets at beginning of year2010-12-31$11,826,485
Value of fidelity bond covering the plan2010-12-31$4,500,000
Total contributions received or receivable from participants2010-12-31$415,737
Assets. Value of loans (other than to participants)2010-12-31$927,804
Contributions received from other sources (not participants or employers)2010-12-31$23,357
Other income received2010-12-31$773,141
Net income (gross income less expenses)2010-12-31$1,150,273
Net plan assets at end of year (total assets less liabilities)2010-12-31$13,025,848
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$11,818,425
Assets. Value of participant loans2010-12-31$121,634
Assets. Value of assets in partnership/joint-venture interests2010-12-31$2,493,007
Assets. Value of real-estate (other than employer real property)2010-12-31$874,581
Total contributions received or receivable from employer(s)2010-12-31$243,658
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$20,422
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN

2022: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MESCH, CLARK & ROTHSCHILD, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 1
Insurance contract or identification number19706
Number of Individuals Covered49
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $675
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees675
Additional information about fees paid to insurance brokerTPA SERVICING FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 1
Insurance contract or identification number19706
Number of Individuals Covered52
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,815
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1000
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR DISTRIBUTION AND LOAN PROCESSING FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 1
Insurance contract or identification number19706
Number of Individuals Covered52
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,250
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1250
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered51
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,999
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3999
Additional information about fees paid to insurance brokerTPA PLAN EXPENSE ACCOUNT ALLOWANCE
Insurance broker organization code?5
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number71286341
Policy instance 1
Insurance contract or identification number71286341
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberO78543090
Policy instance 1
Insurance contract or identification numberO78543090
Number of Individuals Covered1
Insurance policy start date2018-01-01
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number71286341
Policy instance 2
Insurance contract or identification number71286341
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 3
Insurance contract or identification number19706
Number of Individuals Covered53
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $362
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees362
Insurance broker organization code?5
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberO78543090
Policy instance 1
Insurance contract or identification numberO78543090
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number71286341
Policy instance 2
Insurance contract or identification number71286341
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameTRACY CUNNINGHAM
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 3
Insurance contract or identification number19706
Number of Individuals Covered54
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $20,561
Total amount of fees paid to insurance companyUSD $4,116
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees4116
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameRBC CAPITAL MARKETS, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered57
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $18,022
Total amount of fees paid to insurance companyUSD $5,138
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5138
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATOR FEES
Insurance broker organization code?5
Insurance broker nameRBC CAPITAL MARKETS, LLC
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberO78543090
Policy instance 1
Insurance contract or identification numberO78543090
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered64
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $18,035
Total amount of fees paid to insurance companyUSD $525
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees525
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameRBC CAPITAL MARKETS,LLC
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberO78543090
Policy instance 1
Insurance contract or identification numberO78543090
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberR78543090
Policy instance 1
Insurance contract or identification numberR78543090
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $92
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $92
Insurance broker organization code?3
Insurance broker nameJ. GOOTTER, CHFC, CLU
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered55
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,500
Total amount of fees paid to insurance companyUSD $2,819
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees2819
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $7,750
Insurance broker nameRBC CAPITAL MARKETS,LLC
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberR78543090
Policy instance 1
Insurance contract or identification numberR78543090
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $92
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $92
Insurance broker organization code?3
Insurance broker nameJ. GOOTTER, CHFC, CLU
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered59
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $13,766
Total amount of fees paid to insurance companyUSD $700
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees700
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $6,883
Insurance broker nameRBC CAPITAL MARKETS,LLC
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberR78543090
Policy instance 1
Insurance contract or identification numberR78543090
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered60
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,674
Total amount of fees paid to insurance companyUSD $2,162
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19706
Policy instance 2
Insurance contract or identification number19706
Number of Individuals Covered57
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $10,658
Total amount of fees paid to insurance companyUSD $6,852
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract numberR78543090
Policy instance 1
Insurance contract or identification numberR78543090
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $92
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes

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