401k Plan data: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN plan

AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 401k Plan overview

Plan Name	AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN
Plan identification number	002

AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AV SCHWAN & ASSOCIATES, INC has sponsored the creation of one or more 401k plans.

Company Name: AV SCHWAN & ASSOCIATES, INC

Employer identification number (EIN): 860263457

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 STEPHEN SCHWAN
002 2015-01-01 STEPHEN SCHWAN
002 2014-01-01 STEPHNE SCHWAN STEPHNE SCHWAN 2015-06-20
002 2013-01-01 STEPHNE SCHWAN STEPHNE SCHWAN 2014-06-19
002 2012-01-01 STEPHNE SCHWAN STEPHNE SCHWAN 2013-07-29
002 2011-01-01 STEPHEN SCHWAN STEPHEN SCHWAN 2012-07-18
002 2010-01-01 A V SCHWAN ASSOCIATES INC 2010-08-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	STEPHEN SCHWAN
002	2015-01-01	STEPHEN SCHWAN
002	2014-01-01	STEPHNE SCHWAN		STEPHNE SCHWAN	2015-06-20
002	2013-01-01	STEPHNE SCHWAN		STEPHNE SCHWAN	2014-06-19
002	2012-01-01	STEPHNE SCHWAN		STEPHNE SCHWAN	2013-07-29
002	2011-01-01	STEPHEN SCHWAN		STEPHEN SCHWAN	2012-07-18
002	2010-01-01	A V SCHWAN ASSOCIATES INC	2010-08-24

Plan Statistics for AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN

401k plan membership statisitcs for AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN

Measure Date Value
2016: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 2
Number of participants with account balances 2016-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Total of all active and inactive participants 2014-01-01 2
Total participants 2014-01-01 2
2013: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Total of all active and inactive participants 2013-01-01 2
Total participants 2013-01-01 2
2012: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Total of all active and inactive participants 2012-01-01 2
Total participants 2012-01-01 2
2011: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Total of all active and inactive participants 2011-01-01 2
Total participants 2011-01-01 2

Measure	Date	Value
2016: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	2
Number of participants with account balances	2016-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Total of all active and inactive participants	2014-01-01	2
Total participants	2014-01-01	2
2013: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Total of all active and inactive participants	2013-01-01	2
Total participants	2013-01-01	2
2012: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Total of all active and inactive participants	2012-01-01	2
Total participants	2012-01-01	2
2011: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Total of all active and inactive participants	2011-01-01	2
Total participants	2011-01-01	2

Financial Data on AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN

Measure	Date	Value
2016 : AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$-147
Expenses. Total of all expenses incurred	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$1,377,125
Total plan assets at beginning of year	2016-12-31	$1,377,272
Value of fidelity bond covering the plan	2016-12-31	$1,108,000
Other income received	2016-12-31	$-147
Net income (gross income less expenses)	2016-12-31	$-147
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,377,125
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,377,272
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$1,107,535
2015 : AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total income from all sources	2015-12-31	$538,011
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$1,377,272
Total plan assets at beginning of year	2015-12-31	$839,261
Value of fidelity bond covering the plan	2015-12-31	$850,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$538,011
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$538,011
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,377,272
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$839,261
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$1,176,243
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$110,682
Expenses. Total of all expenses incurred	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$839,261
Total plan assets at beginning of year	2014-12-31	$728,579
Value of fidelity bond covering the plan	2014-12-31	$850,000
Other income received	2014-12-31	$110,682
Net income (gross income less expenses)	2014-12-31	$110,682
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$839,261
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$728,579
2013 : AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$96,806
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$728,579
Total plan assets at beginning of year	2013-12-31	$631,773
Value of fidelity bond covering the plan	2013-12-31	$650,000
Other income received	2013-12-31	$96,806
Net income (gross income less expenses)	2013-12-31	$96,806
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$728,579
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$631,773
2012 : AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$-1,504
Expenses. Total of all expenses incurred	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$631,773
Total plan assets at beginning of year	2012-12-31	$633,277
Value of fidelity bond covering the plan	2012-12-31	$650,000
Other income received	2012-12-31	$-1,504
Net income (gross income less expenses)	2012-12-31	$-1,504
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$631,773
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$633,277
2011 : AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$95,597
Total income from all sources	2011-12-31	$6,481
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$633,277
Total plan assets at beginning of year	2011-12-31	$531,199
Value of fidelity bond covering the plan	2011-12-31	$650,000
Other income received	2011-12-31	$6,481
Net income (gross income less expenses)	2011-12-31	$6,481
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$633,277
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$531,199

Form 5500 Responses for AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN

2016: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AV SCHWAN & ASSOCIATES, INC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AV SCHWAN & ASSOCIATES, INC
Employer identification number (EIN):	860263457
NAIC Classification:	541330
NAIC Description:	Engineering Services