401k Plan data: AGATE, INC. 401(K) PLAN plan

AGATE, INC. 401(K) PLAN 401k Plan overview

Plan Name	AGATE, INC. 401(K) PLAN
Plan identification number	001

AGATE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AGATE, INC. has sponsored the creation of one or more 401k plans.

Company Name: AGATE, INC.

Employer identification number (EIN): 860326903

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AGATE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01 JON BART BATES 2020-07-31
001 2019-01-01 JON BART BATES 2020-10-10
001 2018-01-01 J BART BATES 2019-08-31 J BART BATES 2019-08-31
001 2017-01-01 JON BATES JON BATES 2018-10-12
001 2016-01-01 JON BATES JON BATES 2018-01-12
001 2016-01-01 JON BATES 2017-10-16
001 2015-01-01 NANCY PALMER 2016-08-15 NANCY PALMER 2016-08-15
001 2014-01-01 NANCY PALMER 2015-05-22 NANCY PALMER 2015-05-22
001 2013-01-01 NANCY PALMER 2014-06-26 NANCY PALMER 2014-06-26
001 2012-01-01 NANCY PALMER 2013-06-20 NANCY PALMER 2013-06-20
001 2011-01-01 NANCY PALMER 2012-09-26 NANCY PALMER 2012-09-26
001 2010-01-01 NANCY PALMER 2011-03-17 NANCY PALMER 2011-03-17

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01	JON BART BATES	2020-07-31
001	2019-01-01	JON BART BATES	2020-10-10
001	2018-01-01	J BART BATES	2019-08-31	J BART BATES	2019-08-31
001	2017-01-01	JON BATES		JON BATES	2018-10-12
001	2016-01-01	JON BATES		JON BATES	2018-01-12
001	2016-01-01			JON BATES	2017-10-16
001	2015-01-01	NANCY PALMER	2016-08-15	NANCY PALMER	2016-08-15
001	2014-01-01	NANCY PALMER	2015-05-22	NANCY PALMER	2015-05-22
001	2013-01-01	NANCY PALMER	2014-06-26	NANCY PALMER	2014-06-26
001	2012-01-01	NANCY PALMER	2013-06-20	NANCY PALMER	2013-06-20
001	2011-01-01	NANCY PALMER	2012-09-26	NANCY PALMER	2012-09-26
001	2010-01-01	NANCY PALMER	2011-03-17	NANCY PALMER	2011-03-17

Plan Statistics for AGATE, INC. 401(K) PLAN

401k plan membership statisitcs for AGATE, INC. 401(K) PLAN

Measure Date Value
2023: AGATE, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 232
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 170
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 40
Total of all active and inactive participants 2023-01-01 210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 1
Total participants 2023-01-01 211
Number of participants with account balances 2023-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 3
2022: AGATE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 279
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 189
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 43
Total of all active and inactive participants 2022-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 232
Number of participants with account balances 2022-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 32
2021: AGATE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 193
Number of other retired or separated participants entitled to future benefits 2021-01-01 34
Total of all active and inactive participants 2021-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 227
Number of participants with account balances 2021-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: AGATE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 65
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 40
Total of all active and inactive participants 2020-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 105
Number of participants with account balances 2020-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 15
2017: AGATE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 103
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 34
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 52
Total of all active and inactive participants 2017-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 86
Number of participants with account balances 2017-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: AGATE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 56
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 47
Total of all active and inactive participants 2016-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 103
Number of participants with account balances 2016-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 31

Measure	Date	Value
2023: AGATE, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	232
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	170
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	40
Total of all active and inactive participants	2023-01-01	210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	1
Total participants	2023-01-01	211
Number of participants with account balances	2023-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	3
2022: AGATE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	279
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	189
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	43
Total of all active and inactive participants	2022-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	232
Number of participants with account balances	2022-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	32
2021: AGATE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	193
Number of other retired or separated participants entitled to future benefits	2021-01-01	34
Total of all active and inactive participants	2021-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	227
Number of participants with account balances	2021-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: AGATE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	65
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	40
Total of all active and inactive participants	2020-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	105
Number of participants with account balances	2020-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	15
2017: AGATE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	103
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	34
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	52
Total of all active and inactive participants	2017-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	86
Number of participants with account balances	2017-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: AGATE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	56
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	47
Total of all active and inactive participants	2016-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	103
Number of participants with account balances	2016-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	31

Financial Data on AGATE, INC. 401(K) PLAN

Measure	Date	Value
2023 : AGATE, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$1,196,451
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$850,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$792,864
Expenses. Certain deemed distributions of participant loans	2023-12-31	$10,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$694,046
Value of total assets at end of year	2023-12-31	$3,483,537
Value of total assets at beginning of year	2023-12-31	$3,137,968
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$47,282
Total interest from all sources	2023-12-31	$3,082
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$250,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$392,331
Participant contributions at end of year	2023-12-31	$47,031
Participant contributions at beginning of year	2023-12-31	$61,295
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$135,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$345,569
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$3,483,537
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$3,137,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$13,041
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$3,407,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$3,065,986
Interest on participant loans	2023-12-31	$3,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$28,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$10,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$10,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$499,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$165,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$792,864
Contract administrator fees	2023-12-31	$27,820
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2023-12-31	455497718
2022 : AGATE, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-47,494
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$320,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$277,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$509,979
Value of total assets at end of year	2022-12-31	$3,137,968
Value of total assets at beginning of year	2022-12-31	$3,506,415
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$43,862
Total interest from all sources	2022-12-31	$1,905
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$0
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$400,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$354,454
Participant contributions at end of year	2022-12-31	$61,295
Participant contributions at beginning of year	2022-12-31	$38,126
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$17,433
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$528
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-368,447
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,137,968
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,506,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$12,338
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,065,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,434,654
Interest on participant loans	2022-12-31	$1,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$10,687
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$9,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$9,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-559,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$154,997
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$6,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$277,091
Contract administrator fees	2022-12-31	$31,524
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2022-12-31	455497718
2021 : AGATE, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$1,045,228
Total of all expenses incurred	2021-12-31	$142,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$118,066
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$732,229
Value of total assets at end of year	2021-12-31	$3,506,415
Value of total assets at beginning of year	2021-12-31	$2,603,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$24,745
Total interest from all sources	2021-12-31	$1,492
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$300,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$321,203
Participant contributions at end of year	2021-12-31	$38,126
Participant contributions at beginning of year	2021-12-31	$14,297
Participant contributions at end of year	2021-12-31	$17,433
Participant contributions at beginning of year	2021-12-31	$5,236
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$324,671
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$902,417
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,506,415
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,603,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$23,045
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,434,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,557,596
Interest on participant loans	2021-12-31	$1,492
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$9,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$24,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$24,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$311,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$86,355
Employer contributions (assets) at end of year	2021-12-31	$6,435
Employer contributions (assets) at beginning of year	2021-12-31	$1,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$118,066
Contract administrator fees	2021-12-31	$1,700
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2021-12-31	455497718
2020 : AGATE, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$702,221
Total of all expenses incurred	2020-12-31	$163,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$123,932
Expenses. Certain deemed distributions of participant loans	2020-12-31	$0
Value of total corrective distributions	2020-12-31	$20,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$387,849
Value of total assets at end of year	2020-12-31	$2,603,998
Value of total assets at beginning of year	2020-12-31	$2,065,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$19,024
Total interest from all sources	2020-12-31	$738
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$300,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$282,255
Participant contributions at end of year	2020-12-31	$14,297
Participant contributions at beginning of year	2020-12-31	$13,672
Participant contributions at end of year	2020-12-31	$5,236
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,928
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$538,551
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,603,998
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,065,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$17,124
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,557,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,051,775
Interest on participant loans	2020-12-31	$738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$24,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$313,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$103,666
Employer contributions (assets) at end of year	2020-12-31	$1,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$123,932
Contract administrator fees	2020-12-31	$1,900
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2020-12-31	455497718
2017 : AGATE, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$533,697
Total of all expenses incurred	2017-12-31	$1,673,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,664,109
Value of total corrective distributions	2017-12-31	$3,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$161,282
Value of total assets at end of year	2017-12-31	$1,734,021
Value of total assets at beginning of year	2017-12-31	$2,874,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,822
Total interest from all sources	2017-12-31	$521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$300,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$132,461
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$9,279
Other income not declared elsewhere	2017-12-31	$917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-1,140,284
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,734,021
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,874,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,721,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,672,018
Interest on participant loans	2017-12-31	$521
Value of interest in common/collective trusts at end of year	2017-12-31	$12,201
Value of interest in common/collective trusts at beginning of year	2017-12-31	$19,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$182,666
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$370,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$19,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,664,109
Contract administrator fees	2017-12-31	$6,822
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2017-12-31	455497718
2016 : AGATE, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$541,244
Total of all expenses incurred	2016-12-31	$550,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$543,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$271,426
Value of total assets at end of year	2016-12-31	$2,874,305
Value of total assets at beginning of year	2016-12-31	$2,883,976
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$7,455
Total interest from all sources	2016-12-31	$936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$325,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$236,440
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,571
Other income not declared elsewhere	2016-12-31	$983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-9,671
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,874,305
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,883,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,672,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,611,654
Interest on participant loans	2016-12-31	$936
Value of interest in common/collective trusts at end of year	2016-12-31	$19,621
Value of interest in common/collective trusts at beginning of year	2016-12-31	$31,983
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$182,666
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$240,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$267,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$33,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$543,460
Contract administrator fees	2016-12-31	$7,455
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	KIMBERLIN COMPANY, PLLC
Accountancy firm EIN	2016-12-31	455497718

Form 5500 Responses for AGATE, INC. 401(K) PLAN

2023: AGATE, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: AGATE, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: AGATE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: AGATE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2017: AGATE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AGATE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

134757

Policy instance

Insurance contract or identification number	134757
Number of Individuals Covered	228
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $1,381
Total amount of fees paid to insurance company	USD $10,103
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

134757

Policy instance

Insurance contract or identification number	134757
Number of Individuals Covered	249
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $23,158
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	11579
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

134757

Policy instance

Insurance contract or identification number	134757
Number of Individuals Covered	247
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of fees paid to insurance company	USD $5,774
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	4348
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

134757

Policy instance

Insurance contract or identification number	134757
Number of Individuals Covered	156
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of fees paid to insurance company	USD $2,958
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1900
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

802579-000

Policy instance

Insurance contract or identification number	802579-000
Number of Individuals Covered	86
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $9,529
Total amount of fees paid to insurance company	USD $1,340
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,529
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	THIRD-PARTY ADMINISTRATOR
Insurance broker name	SUNWEST PENSIONS

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Company Name:	AGATE, INC.
Employer identification number (EIN):	860326903
NAIC Classification:	238900