ARIZONA ASTHMA & ALLERGY INSTITUTE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2023: ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2023 401k membership |
|---|
| Total participants, beginning-of-year | 2023-01-01 | 131 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 94 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 30 |
| Total of all active and inactive participants | 2023-01-01 | 124 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2023-01-01 | 0 |
| Total participants | 2023-01-01 | 124 |
| Number of participants with account balances | 2023-01-01 | 98 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2023-01-01 | 0 |
| 2022: ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 119 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 83 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 29 |
| Total of all active and inactive participants | 2022-01-01 | 113 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 113 |
| Number of participants with account balances | 2022-01-01 | 102 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 130 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 82 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 32 |
| Total of all active and inactive participants | 2021-01-01 | 114 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 114 |
| Number of participants with account balances | 2021-01-01 | 104 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2009: ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 44 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 44 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 44 |
| Number of participants with account balances | 2009-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2023 : ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,838,685 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $144,267 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $101,844 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $738,386 |
| Value of total assets at end of year | 2023-12-31 | $9,241,448 |
| Value of total assets at beginning of year | 2023-12-31 | $7,547,030 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $42,423 |
| Total interest from all sources | 2023-12-31 | $91,631 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $199,064 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $199,064 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $561,848 |
| Participant contributions at end of year | 2023-12-31 | $61,685 |
| Participant contributions at beginning of year | 2023-12-31 | $66,896 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $1,694,418 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $9,241,448 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $7,547,030 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $40,018 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $8,678,733 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $5,750,549 |
| Interest on participant loans | 2023-12-31 | $5,028 |
| Income. Interest from loans (other than to participants) | 2023-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $501,030 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $1,729,585 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $1,729,585 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $86,603 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $809,604 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $176,538 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $101,844 |
| Contract administrator fees | 2023-12-31 | $2,405 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-12-31 | Yes |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | FORVIS, LLC |
| Accountancy firm EIN | 2023-12-31 | 440160260 |
| 2022 : ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-496,504 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $421,158 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $378,184 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $700,927 |
| Value of total assets at end of year | 2022-12-31 | $7,547,030 |
| Value of total assets at beginning of year | 2022-12-31 | $8,464,692 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $42,974 |
| Total interest from all sources | 2022-12-31 | $6,675 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $233,311 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $233,311 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $516,580 |
| Participant contributions at end of year | 2022-12-31 | $66,896 |
| Participant contributions at beginning of year | 2022-12-31 | $48,879 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-917,662 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $7,547,030 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $8,464,692 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $38,999 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $5,750,549 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $8,055,667 |
| Interest on participant loans | 2022-12-31 | $2,563 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $1,729,585 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $360,146 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $360,146 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $4,112 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,437,417 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $184,347 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $378,184 |
| Contract administrator fees | 2022-12-31 | $3,975 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | FORVIS, LLC |
| Accountancy firm EIN | 2022-12-31 | 440160260 |
| 2021 : ARIZONA ASTHMA & ALLERGY INSTITUTE 401(K) PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,014,452 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $206,335 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $165,267 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $747,593 |
| Value of total assets at end of year | 2021-12-31 | $8,464,692 |
| Value of total assets at beginning of year | 2021-12-31 | $6,656,575 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $41,068 |
| Total interest from all sources | 2021-12-31 | $2,818 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $559,108 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $559,108 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $542,028 |
| Participant contributions at end of year | 2021-12-31 | $48,879 |
| Participant contributions at beginning of year | 2021-12-31 | $48,841 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,808,117 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $8,464,692 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $6,656,575 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $38,063 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $8,055,667 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $6,221,721 |
| Interest on participant loans | 2021-12-31 | $2,818 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $360,146 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $386,013 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $386,013 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $704,933 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $205,565 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $165,267 |
| Contract administrator fees | 2021-12-31 | $3,005 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | FORVIS, LLC |
| Accountancy firm EIN | 2021-12-31 | 440160260 |
