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ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 401k Plan overview

Plan NameACE ASPHALT OF ARIZONA, INC. 401(K) PLAN
Plan identification number 002

ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ACE ASPHALT OF ARIZONA, INC. has sponsored the creation of one or more 401k plans.

Company Name:ACE ASPHALT OF ARIZONA, INC.
Employer identification number (EIN):860419478
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Additional information about ACE ASPHALT OF ARIZONA, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2010-12-07
Company Identification Number: 0801352737
Legal Registered Office Address: 3030 S 7TH ST

PHOENIX
United States of America (USA)
85040

More information about ACE ASPHALT OF ARIZONA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01RICHARD WEST
0022016-01-01JASON CORLEY
0022016-01-01
0022015-01-01JASON CORLEY JASON CORLEY2016-10-17
0022014-01-01RON O'CONNOR RON O'CONNOR2015-10-15
0022013-01-01RON O'CONNOR
0022012-01-01GARY KESSLER GARY KESSLER2013-07-17
0022011-01-01GARY KESSLER
0022009-01-01GARY KESSLER

Plan Statistics for ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN

401k plan membership statisitcs for ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN

Measure Date Value
2021: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01645
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01673
Total number of active participants reported on line 7a of the Form 55002020-01-01411
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01234
Total of all active and inactive participants2020-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01645
Number of participants with account balances2020-01-01431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01495
Total number of active participants reported on line 7a of the Form 55002019-01-01425
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01186
Total of all active and inactive participants2019-01-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01611
Number of participants with account balances2019-01-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01439
Total number of active participants reported on line 7a of the Form 55002018-01-01303
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01325
Number of participants with account balances2018-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01390
Total number of active participants reported on line 7a of the Form 55002017-01-01295
Number of retired or separated participants receiving benefits2017-01-0111
Number of other retired or separated participants entitled to future benefits2017-01-0199
Total of all active and inactive participants2017-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01405
Number of participants with account balances2017-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01383
Total number of active participants reported on line 7a of the Form 55002016-01-01282
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0190
Total of all active and inactive participants2016-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01378
Number of participants with account balances2016-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01368
Total number of active participants reported on line 7a of the Form 55002015-01-01287
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0174
Total of all active and inactive participants2015-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01364
Number of participants with account balances2015-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01320
Total number of active participants reported on line 7a of the Form 55002014-01-01358
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0140
Total of all active and inactive participants2014-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01399
Number of participants with account balances2014-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01245
Total number of active participants reported on line 7a of the Form 55002013-01-01274
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0144
Total of all active and inactive participants2013-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01319
Number of participants with account balances2013-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01326
Total number of active participants reported on line 7a of the Form 55002012-01-01249
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01292
Number of participants with account balances2012-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01343
Total number of active participants reported on line 7a of the Form 55002011-01-01271
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0151
Total of all active and inactive participants2011-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01326
Number of participants with account balances2011-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01564
Total number of active participants reported on line 7a of the Form 55002009-01-01309
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0159
Total of all active and inactive participants2009-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01368
Number of participants with account balances2009-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN

Measure Date Value
2021 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2021 401k financial data
Total transfer of assets from this plan2021-09-30$13,198,158
Total income from all sources (including contributions)2021-09-30$1,526,550
Total of all expenses incurred2021-09-30$2,197,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$2,177,812
Expenses. Certain deemed distributions of participant loans2021-09-30$3,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$605,763
Value of total assets at end of year2021-09-30$0
Value of total assets at beginning of year2021-09-30$13,869,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$16,633
Total interest from all sources2021-09-30$9,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-09-30$0
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$3,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$605,763
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$260,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$-671,449
Value of net assets at end of year (total assets less liabilities)2021-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$13,869,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$13,608,759
Interest on participant loans2021-09-30$9,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$911,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$2,177,812
Contract administrator fees2021-09-30$16,633
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30Yes
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2021-09-30431947695
2020 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$2,837,150
Total of all expenses incurred2020-12-31$514,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$507,452
Expenses. Certain deemed distributions of participant loans2020-12-31$1,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,018,098
Value of total assets at end of year2020-12-31$13,869,607
Value of total assets at beginning of year2020-12-31$11,547,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$6,125
Total interest from all sources2020-12-31$19,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,014,452
Participant contributions at end of year2020-12-31$260,848
Participant contributions at beginning of year2020-12-31$270,143
Participant contributions at end of year2020-12-31$16,005
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,322,336
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,869,607
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,547,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,608,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,277,128
Interest on participant loans2020-12-31$19,685
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,799,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$507,452
Contract administrator fees2020-12-31$6,125
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BDO USA LLP
Accountancy firm EIN2020-12-31135381590
2019 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,271
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,271
Total income from all sources (including contributions)2019-12-31$2,595,406
Total income from all sources (including contributions)2019-12-31$2,595,406
Total of all expenses incurred2019-12-31$1,208,592
Total of all expenses incurred2019-12-31$1,208,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,196,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,196,042
Expenses. Certain deemed distributions of participant loans2019-12-31$779
Expenses. Certain deemed distributions of participant loans2019-12-31$779
Value of total corrective distributions2019-12-31$3,271
Value of total corrective distributions2019-12-31$3,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,156,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,156,679
Value of total assets at end of year2019-12-31$11,547,271
Value of total assets at end of year2019-12-31$11,547,271
Value of total assets at beginning of year2019-12-31$10,163,728
Value of total assets at beginning of year2019-12-31$10,163,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,500
Total interest from all sources2019-12-31$14,772
Total interest from all sources2019-12-31$14,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$932,872
Contributions received from participants2019-12-31$932,872
Participant contributions at end of year2019-12-31$270,143
Participant contributions at end of year2019-12-31$270,143
Participant contributions at beginning of year2019-12-31$237,224
Participant contributions at beginning of year2019-12-31$237,224
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$14,924
Participant contributions at beginning of year2019-12-31$14,924
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$223,807
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$223,807
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$126
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$3,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$3,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,386,814
Value of net income/loss2019-12-31$1,386,814
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,547,271
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,547,271
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,160,457
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,160,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,277,128
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,277,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,473,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,473,687
Interest on participant loans2019-12-31$14,772
Interest on participant loans2019-12-31$14,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$437,748
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$437,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,423,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,423,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$0
Contributions received in cash from employer2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,196,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,196,042
Contract administrator fees2019-12-31$8,500
Contract administrator fees2019-12-31$8,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA LLP
Accountancy firm name2019-12-31BDO USA LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,271
Total income from all sources (including contributions)2018-12-31$-69,108
Total of all expenses incurred2018-12-31$1,371,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,301,942
Value of total corrective distributions2018-12-31$31,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$576,446
Value of total assets at end of year2018-12-31$10,163,728
Value of total assets at beginning of year2018-12-31$11,600,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$38,034
Total interest from all sources2018-12-31$16,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$576,446
Participant contributions at end of year2018-12-31$237,224
Participant contributions at beginning of year2018-12-31$344,790
Participant contributions at end of year2018-12-31$14,924
Participant contributions at beginning of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$3,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,440,393
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,160,457
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,600,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,473,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,696,440
Interest on participant loans2018-12-31$16,133
Interest earned on other investments2018-12-31$126
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$19
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$5,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$5,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$437,748
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$553,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-661,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,301,942
Contract administrator fees2018-12-31$38,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,302,839
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$418,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$293,890
Expenses. Certain deemed distributions of participant loans2017-12-31$53,774
Value of total corrective distributions2017-12-31$44,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$756,185
Value of total assets at end of year2017-12-31$11,600,850
Value of total assets at beginning of year2017-12-31$9,716,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$26,359
Total interest from all sources2017-12-31$20,446
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$624,826
Participant contributions at end of year2017-12-31$344,790
Participant contributions at beginning of year2017-12-31$329,264
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$131,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,884,031
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,600,850
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,716,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,696,440
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,739,724
Interest on participant loans2017-12-31$20,559
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$5,709
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$409,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$409,100
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$-113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$553,911
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$238,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,526,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$293,890
Contract administrator fees2017-12-31$26,359
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,352,875
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,358,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,253,983
Expenses. Certain deemed distributions of participant loans2016-12-31$30,446
Value of total corrective distributions2016-12-31$49,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$588,501
Value of total assets at end of year2016-12-31$9,716,819
Value of total assets at beginning of year2016-12-31$9,722,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,225
Total interest from all sources2016-12-31$13,180
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$177,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$177,840
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$585,875
Participant contributions at end of year2016-12-31$329,264
Participant contributions at beginning of year2016-12-31$342,984
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-5,248
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,716,819
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,722,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,739,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,675,687
Interest on participant loans2016-12-31$14,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$409,100
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$602,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$602,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$-1,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$238,731
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$101,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$573,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,253,983
Contract administrator fees2016-12-31$24,225
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$506,164
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$802,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$709,379
Expenses. Certain deemed distributions of participant loans2015-12-31$63,845
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$574,016
Value of total assets at end of year2015-12-31$9,722,067
Value of total assets at beginning of year2015-12-31$10,018,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$29,757
Total interest from all sources2015-12-31$24,647
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$227,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$227,247
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$574,016
Participant contributions at end of year2015-12-31$342,984
Participant contributions at beginning of year2015-12-31$540,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-296,817
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,722,067
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,018,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,675,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,384,247
Interest on participant loans2015-12-31$24,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$602,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,012,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,012,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$101,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$81,894
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-319,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$709,379
Contract administrator fees2015-12-31$29,757
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,196,549
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$958,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$941,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$549,973
Value of total assets at end of year2014-12-31$10,018,884
Value of total assets at beginning of year2014-12-31$9,780,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,337
Total interest from all sources2014-12-31$25,362
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$208,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$208,951
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$534,158
Participant contributions at end of year2014-12-31$540,614
Participant contributions at beginning of year2014-12-31$457,979
Participant contributions at beginning of year2014-12-31$7,269
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$15,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$238,341
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,018,884
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,780,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,384,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,486,155
Interest on participant loans2014-12-31$25,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,012,129
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$827,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$827,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$81,894
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$412,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$941,871
Contract administrator fees2014-12-31$16,337
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,174,874
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$927,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$858,531
Expenses. Certain deemed distributions of participant loans2013-12-31$12,717
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$416,272
Value of total assets at end of year2013-12-31$9,780,543
Value of total assets at beginning of year2013-12-31$8,532,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,800
Total interest from all sources2013-12-31$27,129
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$167,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$167,172
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$416,272
Participant contributions at end of year2013-12-31$457,979
Participant contributions at beginning of year2013-12-31$471,073
Participant contributions at end of year2013-12-31$7,269
Participant contributions at beginning of year2013-12-31$4,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,247,826
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,780,543
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,532,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,486,155
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,632,012
Interest on participant loans2013-12-31$26,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$827,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,425,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,425,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,564,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$858,531
Contract administrator fees2013-12-31$55,800
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WALKER & ARMSTRONG LLP
Accountancy firm EIN2013-12-31860257194
2012 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,252,781
Total of all expenses incurred2012-12-31$1,843,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,840,668
Expenses. Certain deemed distributions of participant loans2012-12-31$574
Value of total corrective distributions2012-12-31$288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$335,490
Value of total assets at end of year2012-12-31$8,532,717
Value of total assets at beginning of year2012-12-31$9,123,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,225
Total interest from all sources2012-12-31$25,192
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$120,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$120,742
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$330,274
Participant contributions at end of year2012-12-31$471,073
Participant contributions at beginning of year2012-12-31$481,480
Participant contributions at end of year2012-12-31$4,337
Participant contributions at beginning of year2012-12-31$3,326
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,216
Administrative expenses (other) incurred2012-12-31$2,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-590,974
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,532,717
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,123,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,632,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,800,837
Interest on participant loans2012-12-31$25,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,425,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,838,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,838,048
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$771,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,840,668
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31WALKER & ARMSTRONG
Accountancy firm EIN2012-12-31860257194
2011 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$244,018
Total of all expenses incurred2011-12-31$1,049,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,039,868
Expenses. Certain deemed distributions of participant loans2011-12-31$3,396
Value of total corrective distributions2011-12-31$2,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$363,110
Value of total assets at end of year2011-12-31$9,123,691
Value of total assets at beginning of year2011-12-31$9,928,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,125
Total interest from all sources2011-12-31$28,427
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$111,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$111,399
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$359,571
Participant contributions at end of year2011-12-31$481,480
Participant contributions at beginning of year2011-12-31$358,056
Participant contributions at end of year2011-12-31$3,326
Participant contributions at beginning of year2011-12-31$3,680
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,539
Administrative expenses (other) incurred2011-12-31$3,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-805,252
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,123,691
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,928,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,800,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,783,600
Interest on participant loans2011-12-31$26,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,838,048
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,783,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,783,607
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-258,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,039,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31WALKER & ARMSTRONG
Accountancy firm EIN2011-12-31860257194
2010 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,505,219
Total of all expenses incurred2010-12-31$782,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$724,263
Expenses. Certain deemed distributions of participant loans2010-12-31$13,634
Value of total corrective distributions2010-12-31$42,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$437,952
Value of total assets at end of year2010-12-31$9,928,943
Value of total assets at beginning of year2010-12-31$9,206,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,293
Total interest from all sources2010-12-31$27,269
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$141,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$141,719
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$424,802
Participant contributions at end of year2010-12-31$358,056
Participant contributions at beginning of year2010-12-31$459,979
Participant contributions at end of year2010-12-31$3,680
Participant contributions at beginning of year2010-12-31$4,367
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,150
Administrative expenses (other) incurred2010-12-31$2,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$722,474
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,928,943
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,206,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,783,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,238,296
Interest on participant loans2010-12-31$27,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,783,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,503,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,503,827
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$898,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$724,263
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31WALKER & ARMSTRONG
Accountancy firm EIN2010-12-31860257194
2009 : ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN

2021: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ACE ASPHALT OF ARIZONA, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81B611
Policy instance 1
Insurance contract or identification number81B611
Number of Individuals Covered442
Insurance policy start date2021-01-01
Insurance policy end date2021-09-30
Total amount of fees paid to insurance companyUSD $5,065
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5065
Additional information about fees paid to insurance brokerFEES, COMPENSATION AND OTHER ALLOWANCES
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81B611
Policy instance 1
Insurance contract or identification number81B611
Number of Individuals Covered430
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of fees paid to insurance companyUSD $10,024
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10024
Additional information about fees paid to insurance brokerFEES, COMPENSATION AND OTHER ALLOWANCES
Insurance broker organization code?5
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number06370017
Policy instance 1
Insurance contract or identification number06370017
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81B611
Policy instance 2
Insurance contract or identification number81B611
Number of Individuals Covered420
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of fees paid to insurance companyUSD $41,032
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees41032
Additional information about fees paid to insurance brokerFEES, COMPENSATION AND OTHER ALLOWANCES
Insurance broker organization code?5
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number06370017
Policy instance 1
Insurance contract or identification number06370017
Number of Individuals Covered257
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $611
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $611
Insurance broker organization code?7
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number06370017
Policy instance 1
Insurance contract or identification number06370017
Number of Individuals Covered247
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $884
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $884
Insurance broker organization code?7
Insurance broker nameGENEOS WEALTH MANAGEMENT INC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number06370017
Policy instance 1
Insurance contract or identification number06370017
Number of Individuals Covered234
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $182
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $182
Insurance broker organization code?7
Insurance broker nameGENEOS WEALTH MANAGEMENT INC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number06370017
Policy instance 1
Insurance contract or identification number06370017
Number of Individuals Covered246
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $64
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $64
Insurance broker organization code?7
Insurance broker nameGENEOS WEALTH MANAGEMENT INC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number06370017
Policy instance 1
Insurance contract or identification number06370017
Number of Individuals Covered203
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1
Insurance broker organization code?7
Insurance broker nameGENEOS WEALTH MANAGEMENT INC

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