401k Plan data: BAKER 401(K) PROFIT SHARING PLAN plan

BAKER 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	BAKER 401(K) PROFIT SHARING PLAN
Plan identification number	002

BAKER 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCOTT MACMILLAN BAKER P.C. has sponsored the creation of one or more 401k plans.

Company Name: SCOTT MACMILLAN BAKER P.C.

Employer identification number (EIN): 860497718

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 ERIC L. HUGHES 2023-10-01
002 2021-01-01 ERIC L. HUGHES 2022-10-01
002 2020-01-01 ERIC L. HUGHES 2021-10-12
002 2019-01-01 ERIC L. HUGHES 2020-10-04
002 2018-01-01 ERIC L. HUGHES 2019-10-13
002 2017-01-01 ERIC L. HUGHES 2018-10-07
002 2016-01-01 ERIC L. HUGHES 2017-10-16
002 2014-01-01 SCOTT M. BAKER SCOTT M. BAKER 2015-10-12
002 2013-01-01 SCOTT M. BAKER SCOTT M. BAKER 2014-07-30
002 2012-01-01 SCOTT M. BAKER SCOTT M. BAKER 2013-09-09
002 2011-01-01 SCOTT M. BAKER SCOTT M. BAKER 2012-07-25
002 2009-01-01 SCOTT M. BAKER SCOTT M. BAKER 2010-09-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01	ERIC L. HUGHES	2023-10-01
002	2021-01-01	ERIC L. HUGHES	2022-10-01
002	2020-01-01	ERIC L. HUGHES	2021-10-12
002	2019-01-01	ERIC L. HUGHES	2020-10-04
002	2018-01-01	ERIC L. HUGHES	2019-10-13
002	2017-01-01	ERIC L. HUGHES	2018-10-07
002	2016-01-01	ERIC L. HUGHES	2017-10-16
002	2014-01-01	SCOTT M. BAKER		SCOTT M. BAKER	2015-10-12
002	2013-01-01	SCOTT M. BAKER		SCOTT M. BAKER	2014-07-30
002	2012-01-01	SCOTT M. BAKER		SCOTT M. BAKER	2013-09-09
002	2011-01-01	SCOTT M. BAKER		SCOTT M. BAKER	2012-07-25
002	2009-01-01	SCOTT M. BAKER		SCOTT M. BAKER	2010-09-23

Plan Statistics for BAKER 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BAKER 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: BAKER 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: BAKER 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BAKER 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3
Number of participants with account balances 2012-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BAKER 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 3
Number of participants with account balances 2011-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: BAKER 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 3
Number of participants with account balances 2009-01-01 3

Measure	Date	Value
2014: BAKER 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: BAKER 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BAKER 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3
Number of participants with account balances	2012-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BAKER 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	3
Number of participants with account balances	2011-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: BAKER 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	3
Number of participants with account balances	2009-01-01	3

Financial Data on BAKER 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : BAKER 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$18,480
Total income from all sources	2014-12-31	$0
Expenses. Total of all expenses incurred	2014-12-31	$113,936
Benefits paid (including direct rollovers)	2014-12-31	$62,959
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$132,416
Assets. Value of loans (other than to participants)	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-113,936
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$113,936
Assets. Value of participant loans	2014-12-31	$0
Assets. Value of real-estate (other than employer real property)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$50,977
2013 : BAKER 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$18,480
Total plan liabilities at beginning of year	2013-12-31	$9,838
Total income from all sources	2013-12-31	$14,661
Expenses. Total of all expenses incurred	2013-12-31	$60,621
Benefits paid (including direct rollovers)	2013-12-31	$60,548
Total plan assets at end of year	2013-12-31	$132,416
Total plan assets at beginning of year	2013-12-31	$169,734
Value of fidelity bond covering the plan	2013-12-31	$22,000
Assets. Value of loans (other than to participants)	2013-12-31	$24,738
Expenses. Other expenses not covered elsewhere	2013-12-31	$73
Other income received	2013-12-31	$14,661
Net income (gross income less expenses)	2013-12-31	$-45,960
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$113,936
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$159,896
Assets. Value of participant loans	2013-12-31	$50,977
Assets. Value of real-estate (other than employer real property)	2013-12-31	$30,840
2012 : BAKER 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$9,838
Total plan liabilities at beginning of year	2012-12-31	$6,187
Total income from all sources	2012-12-31	$6,264
Expenses. Total of all expenses incurred	2012-12-31	$845
Total plan assets at end of year	2012-12-31	$169,734
Total plan assets at beginning of year	2012-12-31	$160,664
Value of fidelity bond covering the plan	2012-12-31	$22,000
Assets. Value of loans (other than to participants)	2012-12-31	$24,738
Expenses. Other expenses not covered elsewhere	2012-12-31	$845
Other income received	2012-12-31	$6,264
Net income (gross income less expenses)	2012-12-31	$5,419
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$159,896
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$154,477
Assets. Value of participant loans	2012-12-31	$50,977
Assets. Value of real-estate (other than employer real property)	2012-12-31	$30,840
2011 : BAKER 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$6,187
Total plan liabilities at beginning of year	2011-12-31	$7,404
Total income from all sources	2011-12-31	$-1,991
Expenses. Total of all expenses incurred	2011-12-31	$1,730
Total plan assets at end of year	2011-12-31	$160,664
Total plan assets at beginning of year	2011-12-31	$165,602
Value of fidelity bond covering the plan	2011-12-31	$22,000
Assets. Value of loans (other than to participants)	2011-12-31	$24,738
Expenses. Other expenses not covered elsewhere	2011-12-31	$1,730
Other income received	2011-12-31	$-1,991
Net income (gross income less expenses)	2011-12-31	$-3,721
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$154,477
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$158,198
Assets. Value of participant loans	2011-12-31	$51,584
Assets. Value of real-estate (other than employer real property)	2011-12-31	$30,840
2010 : BAKER 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$7,404
Total plan liabilities at beginning of year	2010-12-31	$6,236
Total income from all sources	2010-12-31	$4,433
Expenses. Total of all expenses incurred	2010-12-31	$2,060
Total plan assets at end of year	2010-12-31	$165,602
Total plan assets at beginning of year	2010-12-31	$162,061
Value of fidelity bond covering the plan	2010-12-31	$22,000
Assets. Value of loans (other than to participants)	2010-12-31	$24,738
Expenses. Other expenses not covered elsewhere	2010-12-31	$1,166
Other income received	2010-12-31	$4,433
Net income (gross income less expenses)	2010-12-31	$2,373
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$158,198
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$155,825
Assets. Value of participant loans	2010-12-31	$51,584
Assets. Value of real-estate (other than employer real property)	2010-12-31	$30,840
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$894

Form 5500 Responses for BAKER 401(K) PROFIT SHARING PLAN

2014: BAKER 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BAKER 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BAKER 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BAKER 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BAKER 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

085454100

Policy instance

Insurance contract or identification number	085454100
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	2
Insurance broker name	SHANE MONCADA

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

085454100

Policy instance

Insurance contract or identification number	085454100
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	2
Insurance broker name	SHANE MONCADA

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

085454100

Policy instance

Insurance contract or identification number	085454100
Number of Individuals Covered	1
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	2
Insurance broker name	SHANE MONCADA

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

085454100

Policy instance

Insurance contract or identification number	085454100
Number of Individuals Covered	1
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

085454100

Policy instance

Insurance contract or identification number	085454100
Number of Individuals Covered	1
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	2
Insurance broker name	SHANE MONCADO

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Company Name:	SCOTT MACMILLAN BAKER P.C.
Employer identification number (EIN):	860497718
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers