401k Plan data: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN plan

SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 401k Plan overview

Plan Name	SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN
Plan identification number	001

SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SWAGEL/WOOTTON EYE CENTER, LTD. has sponsored the creation of one or more 401k plans.

Company Name: SWAGEL/WOOTTON EYE CENTER, LTD.

Employer identification number (EIN): 860555229

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 JILLIAN BECK
001 2017-01-01 ALICE SNODGRASS
001 2016-01-01 ALICE SNODGRASS
001 2015-01-01 ALICE SNODGRASS
001 2014-01-01 ALICE SNODGRASS
001 2013-01-01 ALICE SNODGRASS
001 2012-01-01 ALICE SNODGRASS ALICE SNODGRASS 2013-08-06
001 2012-01-01 ALICE SNODGRASS ALICE SNODGRASS 2013-08-07
001 2011-01-01 ALICE SNODGRASS
001 2010-01-01 ALICE SNODGRASS
001 2009-01-01 ALICE SNODGRASS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01	JILLIAN BECK
001	2017-01-01	ALICE SNODGRASS
001	2016-01-01	ALICE SNODGRASS
001	2015-01-01	ALICE SNODGRASS
001	2014-01-01	ALICE SNODGRASS
001	2013-01-01	ALICE SNODGRASS
001	2012-01-01	ALICE SNODGRASS	ALICE SNODGRASS	2013-08-06
001	2012-01-01	ALICE SNODGRASS	ALICE SNODGRASS	2013-08-07
001	2011-01-01	ALICE SNODGRASS
001	2010-01-01	ALICE SNODGRASS
001	2009-01-01	ALICE SNODGRASS

Plan Statistics for SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN

401k plan membership statisitcs for SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN

Measure Date Value
2018: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
2017: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 59
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 59
Number of participants with account balances 2017-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 50
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 50
Number of participants with account balances 2016-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 43
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 43
Number of participants with account balances 2015-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 39
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 39
Number of participants with account balances 2014-01-01 28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 42
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 43
Number of participants with account balances 2013-01-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 45
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 46
Number of participants with account balances 2012-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 45
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 46
Number of participants with account balances 2011-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 43
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 45
Number of participants with account balances 2010-01-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 58
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 49
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 54
Number of participants with account balances 2009-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
2017: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	59
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	59
Number of participants with account balances	2017-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	50
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	50
Number of participants with account balances	2016-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	43
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	43
Number of participants with account balances	2015-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	39
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	39
Number of participants with account balances	2014-01-01	28
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	42
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	43
Number of participants with account balances	2013-01-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	45
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	46
Number of participants with account balances	2012-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	45
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	46
Number of participants with account balances	2011-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	43
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	45
Number of participants with account balances	2010-01-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	58
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	49
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	54
Number of participants with account balances	2009-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN

Measure	Date	Value
2018 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-02-28	$-2,106,867
Total plan liabilities at end of year	2018-02-28	$0
Total plan liabilities at beginning of year	2018-02-28	$0
Total income from all sources	2018-02-28	$56,425
Expenses. Total of all expenses incurred	2018-02-28	$1,667,987
Benefits paid (including direct rollovers)	2018-02-28	$1,667,962
Total plan assets at end of year	2018-02-28	$0
Total plan assets at beginning of year	2018-02-28	$3,718,429
Value of fidelity bond covering the plan	2018-02-28	$100,000
Total contributions received or receivable from participants	2018-02-28	$6,456
Expenses. Other expenses not covered elsewhere	2018-02-28	$0
Contributions received from other sources (not participants or employers)	2018-02-28	$0
Other income received	2018-02-28	$48,392
Noncash contributions received	2018-02-28	$0
Net income (gross income less expenses)	2018-02-28	$-1,611,562
Net plan assets at end of year (total assets less liabilities)	2018-02-28	$0
Net plan assets at beginning of year (total assets less liabilities)	2018-02-28	$3,718,429
Assets. Value of participant loans	2018-02-28	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2018-02-28	$0
Total contributions received or receivable from employer(s)	2018-02-28	$1,577
Value of certain deemed distributions of participant loans	2018-02-28	$0
Value of corrective distributions	2018-02-28	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-02-28	$25
2017 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$742,429
Expenses. Total of all expenses incurred	2017-12-31	$23,307
Benefits paid (including direct rollovers)	2017-12-31	$5,172
Total plan assets at end of year	2017-12-31	$3,718,429
Total plan assets at beginning of year	2017-12-31	$2,999,307
Value of fidelity bond covering the plan	2017-12-31	$300,000
Assets. Value of tangible personal property	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$253,452
Assets. Value of loans (other than to participants)	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$457,931
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$719,122
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,718,429
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,999,307
Assets. Value of participant loans	2017-12-31	$57,060
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$0
Assets. Value of real-estate (other than employer real property)	2017-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2017-12-31	$0
Assets. Value of employer securities	2017-12-31	$0
Assets. Value of employer real property	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$31,046
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$18,135
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$384,914
Expenses. Total of all expenses incurred	2016-12-31	$93,576
Benefits paid (including direct rollovers)	2016-12-31	$87,887
Total plan assets at end of year	2016-12-31	$2,999,307
Total plan assets at beginning of year	2016-12-31	$2,707,969
Value of fidelity bond covering the plan	2016-12-31	$100,000
Total contributions received or receivable from participants	2016-12-31	$194,012
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$161,333
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$291,338
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,999,307
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,707,969
Assets. Value of participant loans	2016-12-31	$91,697
Total contributions received or receivable from employer(s)	2016-12-31	$29,569
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$4,939
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$750
2015 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$228,107
Expenses. Total of all expenses incurred	2015-12-31	$64,177
Benefits paid (including direct rollovers)	2015-12-31	$57,514
Total plan assets at end of year	2015-12-31	$2,707,969
Total plan assets at beginning of year	2015-12-31	$2,544,039
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$171,049
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$31,935
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$163,930
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,707,969
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,544,039
Assets. Value of participant loans	2015-12-31	$70,199
Total contributions received or receivable from employer(s)	2015-12-31	$25,123
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$5,938
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$725
2014 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$314,476
Expenses. Total of all expenses incurred	2014-12-31	$383,790
Benefits paid (including direct rollovers)	2014-12-31	$374,838
Total plan assets at end of year	2014-12-31	$2,544,039
Total plan assets at beginning of year	2014-12-31	$2,613,353
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$148,922
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$144,688
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-69,314
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,544,039
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,613,353
Assets. Value of participant loans	2014-12-31	$54,945
Total contributions received or receivable from employer(s)	2014-12-31	$20,866
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$8,117
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$835
2013 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$551,317
Expenses. Total of all expenses incurred	2013-12-31	$400,560
Benefits paid (including direct rollovers)	2013-12-31	$398,934
Total plan assets at end of year	2013-12-31	$2,613,353
Total plan assets at beginning of year	2013-12-31	$2,462,596
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$198,331
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$328,376
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$150,757
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,613,353
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,462,596
Assets. Value of participant loans	2013-12-31	$67,297
Total contributions received or receivable from employer(s)	2013-12-31	$24,610
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,626
2012 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$369,853
Expenses. Total of all expenses incurred	2012-12-31	$119,252
Benefits paid (including direct rollovers)	2012-12-31	$114,644
Total plan assets at end of year	2012-12-31	$2,462,596
Total plan assets at beginning of year	2012-12-31	$2,211,995
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$147,987
Other income received	2012-12-31	$200,344
Net income (gross income less expenses)	2012-12-31	$250,601
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,462,596
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,211,995
Assets. Value of participant loans	2012-12-31	$44,928
Total contributions received or receivable from employer(s)	2012-12-31	$21,522
Value of corrective distributions	2012-12-31	$2,883
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,725
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$210,592
Expenses. Total of all expenses incurred	2011-12-31	$282,493
Benefits paid (including direct rollovers)	2011-12-31	$278,360
Total plan assets at end of year	2011-12-31	$2,211,995
Total plan assets at beginning of year	2011-12-31	$2,283,896
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$170,669
Contributions received from other sources (not participants or employers)	2011-12-31	$15,016
Other income received	2011-12-31	$-2,518
Net income (gross income less expenses)	2011-12-31	$-71,901
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,211,995
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,283,896
Assets. Value of participant loans	2011-12-31	$60,428
Total contributions received or receivable from employer(s)	2011-12-31	$27,425
Value of corrective distributions	2011-12-31	$2,327
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,806
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$410,179
Expenses. Total of all expenses incurred	2010-12-31	$100,161
Benefits paid (including direct rollovers)	2010-12-31	$96,587
Total plan assets at end of year	2010-12-31	$2,283,896
Total plan assets at beginning of year	2010-12-31	$1,973,878
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$172,549
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$210,478
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$310,018
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,283,896
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,973,878
Assets. Value of participant loans	2010-12-31	$86,880
Total contributions received or receivable from employer(s)	2010-12-31	$27,152
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$539
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$3,035
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN

2018: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SWAGEL/WOOTTON EYE CENTER, LTD. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SWAGEL/WOOTTON EYE CENTER, LTD.
Employer identification number (EIN):	860555229
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)