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STEPHEN F SAILER, DDS, PC 401 (K) PLAN 401k Plan overview

Plan NameSTEPHEN F SAILER, DDS, PC 401 (K) PLAN
Plan identification number 001

STEPHEN F SAILER, DDS, PC 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEPHEN F SAILER, DDS, PC has sponsored the creation of one or more 401k plans.

Company Name:STEPHEN F SAILER, DDS, PC
Employer identification number (EIN):860684582
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPHEN F SAILER, DDS, PC 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01STEPHEN F. SAILER2020-10-03
0012018-01-01STEPHEN F. SAILER2019-07-15
0012017-01-01STEPHEN F. SAILER2018-09-28
0012016-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2017-06-01
0012015-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2016-06-08
0012014-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2015-06-18
0012013-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2014-10-09
0012012-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2013-10-14
0012011-01-01STEPHEN SAILER STEPHEN SAILER2012-10-09
0012010-01-01STEPHEN SAILER STEPHEN SAILER2011-10-17
0012009-01-01JUDY KING
0012009-01-01STEPHEN F. SAILER STEPHEN F. SAILER2010-10-01

Financial Data on STEPHEN F SAILER, DDS, PC 401 (K) PLAN

Measure Date Value
2016 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total income from all sources2016-12-31$165,527
Expenses. Total of all expenses incurred2016-12-31$43,777
Benefits paid (including direct rollovers)2016-12-31$36,035
Total plan assets at end of year2016-12-31$1,392,609
Total plan assets at beginning of year2016-12-31$1,270,859
Value of fidelity bond covering the plan2016-12-31$325,000
Total contributions received or receivable from participants2016-12-31$20,157
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$41,804
Other income received2016-12-31$81,577
Net income (gross income less expenses)2016-12-31$121,750
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,392,609
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,270,859
Assets. Value of assets in partnership/joint-venture interests2016-12-31$330,384
Total contributions received or receivable from employer(s)2016-12-31$21,989
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$7,742
2015 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$68,372
Expenses. Total of all expenses incurred2015-12-31$9,656
Benefits paid (including direct rollovers)2015-12-31$222
Total plan assets at end of year2015-12-31$1,270,859
Total plan assets at beginning of year2015-12-31$1,212,143
Value of fidelity bond covering the plan2015-12-31$225,000
Total contributions received or receivable from participants2015-12-31$48,000
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-24,578
Net income (gross income less expenses)2015-12-31$58,716
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,270,859
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,212,143
Assets. Value of assets in partnership/joint-venture interests2015-12-31$325,000
Total contributions received or receivable from employer(s)2015-12-31$44,950
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$9,434
2014 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$161,675
Expenses. Total of all expenses incurred2014-12-31$8,023
Total plan assets at end of year2014-12-31$1,212,143
Total plan assets at beginning of year2014-12-31$1,058,491
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$43,979
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$74,403
Net income (gross income less expenses)2014-12-31$153,652
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,212,143
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,058,491
Assets. Value of assets in partnership/joint-venture interests2014-12-31$225,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$3,665
Total contributions received or receivable from employer(s)2014-12-31$43,293
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$8,023
2013 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$204,713
Expenses. Total of all expenses incurred2013-12-31$8,098
Benefits paid (including direct rollovers)2013-12-31$492
Total plan assets at end of year2013-12-31$1,058,491
Total plan assets at beginning of year2013-12-31$861,876
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$43,979
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$118,654
Net income (gross income less expenses)2013-12-31$196,615
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,058,491
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$861,876
Assets. Value of assets in partnership/joint-venture interests2013-12-31$125,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$3,665
Total contributions received or receivable from employer(s)2013-12-31$42,080
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$7,606
2012 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$161,190
Expenses. Total of all expenses incurred2012-12-31$4,658
Total plan assets at end of year2012-12-31$861,876
Total plan assets at beginning of year2012-12-31$705,344
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$44,455
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$74,864
Net income (gross income less expenses)2012-12-31$156,532
Net plan assets at end of year (total assets less liabilities)2012-12-31$861,876
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$705,344
Assets. Value of assets in partnership/joint-venture interests2012-12-31$125,000
Total contributions received or receivable from employer(s)2012-12-31$41,871
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$4,658
2011 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$63,077
Expenses. Total of all expenses incurred2011-12-31$3,359
Benefits paid (including direct rollovers)2011-12-31$68
Total plan assets at end of year2011-12-31$705,344
Total plan assets at beginning of year2011-12-31$645,626
Value of fidelity bond covering the plan2011-12-31$200,000
Total contributions received or receivable from participants2011-12-31$32,000
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-14,474
Net income (gross income less expenses)2011-12-31$59,718
Net plan assets at end of year (total assets less liabilities)2011-12-31$705,344
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$645,626
Assets. Value of assets in partnership/joint-venture interests2011-12-31$125,000
Total contributions received or receivable from employer(s)2011-12-31$45,551
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$3,291
2010 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$68,929
Expenses. Total of all expenses incurred2010-12-31$14,404
Benefits paid (including direct rollovers)2010-12-31$9,289
Total plan assets at end of year2010-12-31$645,626
Total plan assets at beginning of year2010-12-31$591,101
Value of fidelity bond covering the plan2010-12-31$200,000
Total contributions received or receivable from participants2010-12-31$23,107
Other income received2010-12-31$3,737
Net income (gross income less expenses)2010-12-31$54,525
Net plan assets at end of year (total assets less liabilities)2010-12-31$645,626
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$591,101
Assets. Value of assets in partnership/joint-venture interests2010-12-31$125,000
Total contributions received or receivable from employer(s)2010-12-31$42,085
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$5,115
2009 : STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STEPHEN F SAILER, DDS, PC 401 (K) PLAN

2016: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STEPHEN F SAILER, DDS, PC 401 (K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1286341
Policy instance 1
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDAX59306
Policy instance 2
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1286341
Policy instance 1
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDAX59306
Policy instance 2
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1286341
Policy instance 1
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDAX59306
Policy instance 2
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1286341
Policy instance 1
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberDAX59306
Policy instance 2

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