401k Plan data: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN plan

HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN
Plan identification number	003

HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

HAWKINS DESIGN GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: HAWKINS DESIGN GROUP, INC.

Employer identification number (EIN): 860864738

NAIC Classification: 541600

Additional information about HAWKINS DESIGN GROUP, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1997-12-11

Company Identification Number: 2207343

Legal Registered Office Address: C/O GERRY HAWKINS
90 HASTINGS AVENUE
CROTON-ON-HUDSON
United States of America (USA)
10520

More information about HAWKINS DESIGN GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2013-01-01 DAVID J. HAWKINS
003 2012-01-01 DAVID J. HAWKINS 2013-10-14
003 2011-01-01 DAVID J. HAWKINS 2012-10-15
003 2010-01-01 DAVID J. HAWKINS
003 2009-01-01 DAVID J. HAWKINS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2013-01-01	DAVID J. HAWKINS
003	2012-01-01	DAVID J. HAWKINS	2013-10-14
003	2011-01-01	DAVID J. HAWKINS	2012-10-15
003	2010-01-01	DAVID J. HAWKINS
003	2009-01-01	DAVID J. HAWKINS

Plan Statistics for HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2013: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 10
Total of all active and inactive participants 2013-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2010: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 12
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 13
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 18
Total participants 2009-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	10
Total of all active and inactive participants	2013-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2010: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	12
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	18
Total participants	2009-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN

Measure	Date	Value
2013 : HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$-9,052
Expenses. Total of all expenses incurred	2013-12-31	$1,162
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$273,825
Total plan assets at beginning of year	2013-12-31	$284,039
Value of fidelity bond covering the plan	2013-12-31	$75,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$1,162
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$-9,052
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-10,214
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$273,825
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$284,039
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$50,000
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2010 : HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$22,377
Expenses. Total of all expenses incurred	2010-12-31	$1,156
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$268,390
Total plan assets at beginning of year	2010-12-31	$247,169
Value of fidelity bond covering the plan	2010-12-31	$75,000
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$-7,623
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$21,221
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$268,390
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$247,169
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$70,000
Total contributions received or receivable from employer(s)	2010-12-31	$30,000
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,156
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN

2013: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2010: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HAWKINS DESIGN GROUP, INC. DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )

Policy contract number

70589476

Policy instance

Insurance contract or identification number	70589476
Number of Individuals Covered	19
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HAWKINS DESIGN GROUP, INC.
Employer identification number (EIN):	860864738
NAIC Classification:	541600

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1997-12-11
Company Identification Number:	2207343
Legal Registered Office Address:	C/O GERRY HAWKINS 90 HASTINGS AVENUE CROTON-ON-HUDSON United States of America (USA) 10520