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EMPIRE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameEMPIRE RETIREMENT SAVINGS PLAN
Plan identification number 002

EMPIRE RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

EMPIRE SOUTHWEST LLC has sponsored the creation of one or more 401k plans.

Company Name:EMPIRE SOUTHWEST LLC
Employer identification number (EIN):860894087
NAIC Classification:532400
NAIC Description: Commercial and Industrial Machinery and Equipment Rental and Leasing

Additional information about EMPIRE SOUTHWEST LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2808315

More information about EMPIRE SOUTHWEST LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPIRE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JOHN HELMS
0022016-01-01JOHN HELMS
0022015-01-01JOHN HELMS
0022014-01-01JOHN HELMS
0022013-01-01JOHN HELMS JOHN HELMS2014-07-30
0022012-01-01JOHN HELMS
0022011-01-01JOHN HELMS
0022010-01-01JOHN HELMS JOHN HELMS2011-07-28
0022009-01-01 JOHN HELMS2010-10-14
0022009-01-01JOHN HELMS

Plan Statistics for EMPIRE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for EMPIRE RETIREMENT SAVINGS PLAN

Measure Date Value
2023: EMPIRE RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-012,955
Total number of active participants reported on line 7a of the Form 55002023-01-014,303
Number of retired or separated participants receiving benefits2023-01-014
Number of other retired or separated participants entitled to future benefits2023-01-01624
Total of all active and inactive participants2023-01-014,931
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-015
Total participants2023-01-014,936
Number of participants with account balances2023-01-014,887
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-01323
2022: EMPIRE RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,719
Total number of active participants reported on line 7a of the Form 55002022-01-012,526
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01417
Total of all active and inactive participants2022-01-012,945
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-018
Total participants2022-01-012,953
Number of participants with account balances2022-01-012,944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01288
2021: EMPIRE RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,520
Total number of active participants reported on line 7a of the Form 55002021-01-012,275
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01437
Total of all active and inactive participants2021-01-012,712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-012,719
Number of participants with account balances2021-01-012,707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01260
2020: EMPIRE RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,511
Total number of active participants reported on line 7a of the Form 55002020-01-012,162
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01351
Total of all active and inactive participants2020-01-012,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-012,519
Number of participants with account balances2020-01-012,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01204
2019: EMPIRE RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,307
Total number of active participants reported on line 7a of the Form 55002019-01-012,168
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01324
Total of all active and inactive participants2019-01-012,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-012,495
Number of participants with account balances2019-01-012,473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01220
2018: EMPIRE RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,019
Total number of active participants reported on line 7a of the Form 55002018-01-011,998
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01303
Total of all active and inactive participants2018-01-012,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-016
Total participants2018-01-012,307
Number of participants with account balances2018-01-012,265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01171
2017: EMPIRE RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,877
Total number of active participants reported on line 7a of the Form 55002017-01-011,760
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01256
Total of all active and inactive participants2017-01-012,016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-012,019
Number of participants with account balances2017-01-011,977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01129
2016: EMPIRE RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,844
Total number of active participants reported on line 7a of the Form 55002016-01-011,621
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01254
Total of all active and inactive participants2016-01-011,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-011,877
Number of participants with account balances2016-01-011,865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01132
2015: EMPIRE RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,826
Total number of active participants reported on line 7a of the Form 55002015-01-011,613
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01228
Total of all active and inactive participants2015-01-011,841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,844
Number of participants with account balances2015-01-011,834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01153
2014: EMPIRE RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,798
Total number of active participants reported on line 7a of the Form 55002014-01-011,598
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01226
Total of all active and inactive participants2014-01-011,824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,826
Number of participants with account balances2014-01-011,808
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01157
2013: EMPIRE RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,802
Total number of active participants reported on line 7a of the Form 55002013-01-011,569
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01226
Total of all active and inactive participants2013-01-011,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,798
Number of participants with account balances2013-01-011,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01145
2012: EMPIRE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,585
Total number of active participants reported on line 7a of the Form 55002012-01-011,553
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01248
Total of all active and inactive participants2012-01-011,801
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,802
Number of participants with account balances2012-01-011,778
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01119
2011: EMPIRE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,454
Total number of active participants reported on line 7a of the Form 55002011-01-011,317
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01263
Total of all active and inactive participants2011-01-011,581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-011,585
Number of participants with account balances2011-01-011,580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0178
2010: EMPIRE RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,616
Total number of active participants reported on line 7a of the Form 55002010-01-011,166
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01284
Total of all active and inactive participants2010-01-011,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,454
Number of participants with account balances2010-01-011,446
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0174
2009: EMPIRE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,030
Total number of active participants reported on line 7a of the Form 55002009-01-011,090
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01522
Total of all active and inactive participants2009-01-011,612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,616
Number of participants with account balances2009-01-011,588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01298

Financial Data on EMPIRE RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : EMPIRE RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$87,818,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$89,165,386
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$14,737,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$14,375,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$35,045,153
Value of total assets at end of year2023-12-31$416,779,340
Value of total assets at beginning of year2023-12-31$254,533,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$362,568
Total interest from all sources2023-12-31$445,152
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,930,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,930,561
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$24,649,099
Participant contributions at end of year2023-12-31$7,708,381
Participant contributions at beginning of year2023-12-31$5,084,818
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,087,897
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$0
Other income not declared elsewhere2023-12-31$137,943
Total non interest bearing cash at end of year2023-12-31$299,745
Total non interest bearing cash at beginning of year2023-12-31$73,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$74,427,414
Value of net assets at end of year (total assets less liabilities)2023-12-31$416,779,340
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$254,533,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$75,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$130,329,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$116,414,683
Interest on participant loans2023-12-31$445,152
Value of interest in common/collective trusts at end of year2023-12-31$278,408,728
Value of interest in common/collective trusts at beginning of year2023-12-31$132,752,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$21,849,244
Net investment gain or loss from common/collective trusts2023-12-31$29,757,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$8,308,157
Employer contributions (assets) at end of year2023-12-31$32,860
Employer contributions (assets) at beginning of year2023-12-31$208,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$14,375,404
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2023-12-31410746749
2022 : EMPIRE RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-27,777,884
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$15,733,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$15,425,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$24,392,799
Value of total assets at end of year2022-12-31$254,533,914
Value of total assets at beginning of year2022-12-31$298,045,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$307,719
Total interest from all sources2022-12-31$310,685
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,839,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,839,281
Administrative expenses professional fees incurred2022-12-31$251,469
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$17,760,793
Participant contributions at end of year2022-12-31$5,084,818
Participant contributions at beginning of year2022-12-31$5,614,736
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$445,231
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$120,770
Total non interest bearing cash at end of year2022-12-31$73,475
Total non interest bearing cash at beginning of year2022-12-31$10,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-43,511,489
Value of net assets at end of year (total assets less liabilities)2022-12-31$254,533,914
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$298,045,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$56,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$116,414,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$154,032,332
Interest on participant loans2022-12-31$310,685
Value of interest in common/collective trusts at end of year2022-12-31$132,752,389
Value of interest in common/collective trusts at beginning of year2022-12-31$138,226,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-36,473,429
Net investment gain or loss from common/collective trusts2022-12-31$-17,967,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$6,186,775
Employer contributions (assets) at end of year2022-12-31$208,549
Employer contributions (assets) at beginning of year2022-12-31$160,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$15,425,886
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : EMPIRE RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$55,371,459
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$18,278,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$17,957,860
Expenses. Certain deemed distributions of participant loans2021-12-31$17,970
Value of total corrective distributions2021-12-31$6,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$21,108,760
Value of total assets at end of year2021-12-31$298,045,403
Value of total assets at beginning of year2021-12-31$260,952,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$295,396
Total interest from all sources2021-12-31$369,369
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$18,478,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$18,478,806
Administrative expenses professional fees incurred2021-12-31$235,396
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$14,973,635
Participant contributions at end of year2021-12-31$5,614,736
Participant contributions at beginning of year2021-12-31$6,037,432
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$391,062
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,076,527
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$30,174
Other income not declared elsewhere2021-12-31$6,197
Total non interest bearing cash at end of year2021-12-31$10,743
Total non interest bearing cash at beginning of year2021-12-31$54,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$37,093,351
Value of net assets at end of year (total assets less liabilities)2021-12-31$298,045,403
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$260,952,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$154,032,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$225,002,423
Interest on participant loans2021-12-31$369,369
Value of interest in common/collective trusts at end of year2021-12-31$138,226,919
Value of interest in common/collective trusts at beginning of year2021-12-31$29,427,667
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$31,579,755
Net investment gain or loss from common/collective trusts2021-12-31$-16,171,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,058,598
Employer contributions (assets) at end of year2021-12-31$160,673
Employer contributions (assets) at beginning of year2021-12-31$8,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$17,957,860
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : EMPIRE RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$56,603,686
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$16,335,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$16,086,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$14,682,868
Value of total assets at end of year2020-12-31$260,952,052
Value of total assets at beginning of year2020-12-31$220,684,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$249,180
Total interest from all sources2020-12-31$346,225
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,366,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,366,527
Administrative expenses professional fees incurred2020-12-31$189,180
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,867,819
Participant contributions at end of year2020-12-31$6,037,432
Participant contributions at beginning of year2020-12-31$5,178,241
Participant contributions at end of year2020-12-31$391,062
Participant contributions at beginning of year2020-12-31$396,124
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$612,031
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$30,174
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$32,841
Other income not declared elsewhere2020-12-31$5
Total non interest bearing cash at end of year2020-12-31$54,957
Total non interest bearing cash at beginning of year2020-12-31$214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$40,267,873
Value of net assets at end of year (total assets less liabilities)2020-12-31$260,952,052
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$220,684,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$225,002,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$189,655,999
Interest on participant loans2020-12-31$346,225
Value of interest in common/collective trusts at end of year2020-12-31$29,427,667
Value of interest in common/collective trusts at beginning of year2020-12-31$25,120,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$39,646,591
Net investment gain or loss from common/collective trusts2020-12-31$561,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,203,018
Employer contributions (assets) at end of year2020-12-31$8,337
Employer contributions (assets) at beginning of year2020-12-31$299,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$16,086,633
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : EMPIRE RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$56,173,853
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$14,307,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$14,073,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,422,875
Value of total assets at end of year2019-12-31$220,684,179
Value of total assets at beginning of year2019-12-31$178,817,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$233,286
Total interest from all sources2019-12-31$331,072
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,782,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,782,883
Administrative expenses professional fees incurred2019-12-31$173,286
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$13,036,222
Participant contributions at end of year2019-12-31$5,178,241
Participant contributions at beginning of year2019-12-31$5,186,607
Participant contributions at end of year2019-12-31$396,124
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$693,365
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$32,841
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$28,504
Other income not declared elsewhere2019-12-31$2,272
Total non interest bearing cash at end of year2019-12-31$214
Total non interest bearing cash at beginning of year2019-12-31$3,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$41,866,735
Value of net assets at end of year (total assets less liabilities)2019-12-31$220,684,179
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$178,817,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$189,655,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$146,773,641
Interest on participant loans2019-12-31$331,072
Value of interest in common/collective trusts at end of year2019-12-31$25,120,908
Value of interest in common/collective trusts at beginning of year2019-12-31$26,712,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$35,064,133
Net investment gain or loss from common/collective trusts2019-12-31$570,618
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,693,288
Employer contributions (assets) at end of year2019-12-31$299,852
Employer contributions (assets) at beginning of year2019-12-31$112,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$14,073,832
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : EMPIRE RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,620,007
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,662,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$12,416,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$15,865,879
Value of total assets at end of year2018-12-31$178,817,444
Value of total assets at beginning of year2018-12-31$185,860,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$246,361
Total interest from all sources2018-12-31$300,771
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,457,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,457,172
Administrative expenses professional fees incurred2018-12-31$186,361
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$11,044,263
Participant contributions at end of year2018-12-31$5,186,607
Participant contributions at beginning of year2018-12-31$4,958,699
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$1,286
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$868,116
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$28,504
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$29,830
Other income not declared elsewhere2018-12-31$1,270
Total non interest bearing cash at end of year2018-12-31$3,679
Total non interest bearing cash at beginning of year2018-12-31$3,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,042,590
Value of net assets at end of year (total assets less liabilities)2018-12-31$178,817,444
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$185,860,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$146,773,641
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$158,444,495
Interest on participant loans2018-12-31$300,771
Value of interest in common/collective trusts at end of year2018-12-31$26,712,927
Value of interest in common/collective trusts at beginning of year2018-12-31$22,318,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-12,445,813
Net investment gain or loss from common/collective trusts2018-12-31$440,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,953,500
Employer contributions (assets) at end of year2018-12-31$112,086
Employer contributions (assets) at beginning of year2018-12-31$103,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$12,416,236
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : EMPIRE RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$40,365,452
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$11,846,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,603,943
Value of total corrective distributions2017-12-31$30
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,045,795
Value of total assets at end of year2017-12-31$185,860,034
Value of total assets at beginning of year2017-12-31$157,340,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$242,381
Total interest from all sources2017-12-31$262,453
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,329,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,329,417
Administrative expenses professional fees incurred2017-12-31$182,381
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,179,790
Participant contributions at end of year2017-12-31$4,958,699
Participant contributions at beginning of year2017-12-31$4,726,868
Participant contributions at end of year2017-12-31$1,286
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$511,728
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$29,830
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$30,896
Other income not declared elsewhere2017-12-31$5
Total non interest bearing cash at end of year2017-12-31$3,369
Total non interest bearing cash at beginning of year2017-12-31$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$28,519,098
Value of net assets at end of year (total assets less liabilities)2017-12-31$185,860,034
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$157,340,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$158,444,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$126,234,048
Interest on participant loans2017-12-31$262,453
Value of interest in common/collective trusts at end of year2017-12-31$22,318,942
Value of interest in common/collective trusts at beginning of year2017-12-31$26,278,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$24,339,704
Net investment gain or loss from common/collective trusts2017-12-31$388,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,354,277
Employer contributions (assets) at end of year2017-12-31$103,413
Employer contributions (assets) at beginning of year2017-12-31$70,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,603,943
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : EMPIRE RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$20,805,552
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$9,123,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,897,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,197,104
Value of total assets at end of year2016-12-31$157,340,936
Value of total assets at beginning of year2016-12-31$145,658,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$225,262
Total interest from all sources2016-12-31$245,136
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,157,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,157,468
Administrative expenses professional fees incurred2016-12-31$165,262
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,856,923
Participant contributions at end of year2016-12-31$4,726,868
Participant contributions at beginning of year2016-12-31$4,630,611
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$345,869
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$30,896
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$63,786
Other income not declared elsewhere2016-12-31$2,571
Total non interest bearing cash at end of year2016-12-31$75
Total non interest bearing cash at beginning of year2016-12-31$1,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,682,524
Value of net assets at end of year (total assets less liabilities)2016-12-31$157,340,936
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$145,658,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$126,234,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$115,112,833
Interest on participant loans2016-12-31$245,136
Value of interest in common/collective trusts at end of year2016-12-31$26,278,195
Value of interest in common/collective trusts at beginning of year2016-12-31$25,849,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,789,366
Net investment gain or loss from common/collective trusts2016-12-31$413,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,994,312
Employer contributions (assets) at end of year2016-12-31$70,854
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,897,766
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : EMPIRE RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$10,903,086
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$15,509,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$15,276,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$10,584,343
Value of total assets at end of year2015-12-31$145,658,412
Value of total assets at beginning of year2015-12-31$150,265,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$233,082
Total interest from all sources2015-12-31$243,933
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,911,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,911,663
Administrative expenses professional fees incurred2015-12-31$12,542
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,629,362
Participant contributions at end of year2015-12-31$4,630,611
Participant contributions at beginning of year2015-12-31$4,624,008
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$740
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$115,391
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$63,786
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$61,408
Other income not declared elsewhere2015-12-31$269
Administrative expenses (other) incurred2015-12-31$175,540
Total non interest bearing cash at end of year2015-12-31$1,955
Total non interest bearing cash at beginning of year2015-12-31$17,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,606,876
Value of net assets at end of year (total assets less liabilities)2015-12-31$145,658,412
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$150,265,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$45,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$115,112,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$119,117,912
Interest on participant loans2015-12-31$243,933
Value of interest in common/collective trusts at end of year2015-12-31$25,849,227
Value of interest in common/collective trusts at beginning of year2015-12-31$26,443,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,287,825
Net investment gain or loss from common/collective trusts2015-12-31$450,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,839,590
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$15,276,880
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : EMPIRE RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$16,588,717
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,109,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,857,561
Value of total corrective distributions2014-12-31$6,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,118,872
Value of total assets at end of year2014-12-31$150,265,288
Value of total assets at beginning of year2014-12-31$141,786,132
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$245,226
Total interest from all sources2014-12-31$231,386
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,052,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,052,849
Administrative expenses professional fees incurred2014-12-31$51,772
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,721,043
Participant contributions at end of year2014-12-31$4,624,008
Participant contributions at beginning of year2014-12-31$4,146,420
Participant contributions at end of year2014-12-31$740
Participant contributions at beginning of year2014-12-31$6,323
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$109,320
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$61,408
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$64,410
Administrative expenses (other) incurred2014-12-31$193,454
Total non interest bearing cash at end of year2014-12-31$17,148
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,479,156
Value of net assets at end of year (total assets less liabilities)2014-12-31$150,265,288
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$141,786,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$119,117,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$112,099,806
Interest on participant loans2014-12-31$231,386
Value of interest in common/collective trusts at end of year2014-12-31$26,443,715
Value of interest in common/collective trusts at beginning of year2014-12-31$25,404,650
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,740,389
Net investment gain or loss from common/collective trusts2014-12-31$445,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,288,509
Employer contributions (assets) at end of year2014-12-31$357
Employer contributions (assets) at beginning of year2014-12-31$64,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,857,561
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : EMPIRE RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$53,802
Total income from all sources (including contributions)2013-12-31$32,959,619
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,500,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,173,612
Value of total corrective distributions2013-12-31$102,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,697,951
Value of total assets at end of year2013-12-31$141,786,132
Value of total assets at beginning of year2013-12-31$114,380,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$224,166
Total interest from all sources2013-12-31$200,257
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,546,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,546,299
Administrative expenses professional fees incurred2013-12-31$16,191
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,295,385
Participant contributions at end of year2013-12-31$4,146,420
Participant contributions at beginning of year2013-12-31$3,590,543
Participant contributions at end of year2013-12-31$6,323
Participant contributions at beginning of year2013-12-31$3,980
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$630,280
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$64,410
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$74,283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$53,802
Administrative expenses (other) incurred2013-12-31$207,975
Total non interest bearing cash at beginning of year2013-12-31$12,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$27,459,575
Value of net assets at end of year (total assets less liabilities)2013-12-31$141,786,132
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$114,326,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$112,099,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$84,428,829
Interest on participant loans2013-12-31$200,257
Value of interest in common/collective trusts at end of year2013-12-31$25,404,650
Value of interest in common/collective trusts at beginning of year2013-12-31$26,132,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$20,006,211
Net investment gain or loss from common/collective trusts2013-12-31$508,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,772,286
Employer contributions (assets) at end of year2013-12-31$64,523
Employer contributions (assets) at beginning of year2013-12-31$137,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,173,612
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : EMPIRE RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$53,802
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$264,945
Total income from all sources (including contributions)2012-12-31$22,984,871
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,408,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,184,954
Expenses. Certain deemed distributions of participant loans2012-12-31$15,414
Value of total corrective distributions2012-12-31$8,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,878,326
Value of total assets at end of year2012-12-31$114,380,359
Value of total assets at beginning of year2012-12-31$98,015,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$200,147
Total interest from all sources2012-12-31$194,016
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,641,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,641,507
Administrative expenses professional fees incurred2012-12-31$16,799
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,770,624
Participant contributions at end of year2012-12-31$3,590,543
Participant contributions at beginning of year2012-12-31$3,273,007
Participant contributions at end of year2012-12-31$3,980
Participant contributions at beginning of year2012-12-31$186,495
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$866,687
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$74,283
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$82,986
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$53,802
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$264,945
Administrative expenses (other) incurred2012-12-31$183,348
Total non interest bearing cash at end of year2012-12-31$12,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$16,575,988
Value of net assets at end of year (total assets less liabilities)2012-12-31$114,326,557
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$97,750,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$84,428,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$68,937,863
Interest on participant loans2012-12-31$194,016
Value of interest in common/collective trusts at end of year2012-12-31$26,132,520
Value of interest in common/collective trusts at beginning of year2012-12-31$25,454,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,614,354
Net investment gain or loss from common/collective trusts2012-12-31$656,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,241,015
Employer contributions (assets) at end of year2012-12-31$137,581
Employer contributions (assets) at beginning of year2012-12-31$80,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,184,954
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : EMPIRE RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$264,945
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$261,147
Total income from all sources (including contributions)2011-12-31$5,996,317
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$8,162,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,033,169
Expenses. Certain deemed distributions of participant loans2011-12-31$12,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,035,305
Value of total assets at end of year2011-12-31$98,015,514
Value of total assets at beginning of year2011-12-31$100,178,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$116,748
Total interest from all sources2011-12-31$184,266
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,301,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,301,864
Administrative expenses professional fees incurred2011-12-31$49,812
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,723,738
Participant contributions at end of year2011-12-31$3,273,007
Participant contributions at beginning of year2011-12-31$3,064,565
Participant contributions at end of year2011-12-31$186,495
Participant contributions at beginning of year2011-12-31$172,759
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$513,308
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$82,986
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$116,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$264,945
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$261,147
Administrative expenses (other) incurred2011-12-31$66,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,166,463
Value of net assets at end of year (total assets less liabilities)2011-12-31$97,750,569
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$99,917,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$68,937,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$71,987,167
Interest on participant loans2011-12-31$184,266
Value of interest in common/collective trusts at end of year2011-12-31$25,454,647
Value of interest in common/collective trusts at beginning of year2011-12-31$24,764,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,172,579
Net investment gain or loss from common/collective trusts2011-12-31$647,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,798,259
Employer contributions (assets) at end of year2011-12-31$80,516
Employer contributions (assets) at beginning of year2011-12-31$72,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,033,169
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : EMPIRE RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$261,147
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$159,751
Total income from all sources (including contributions)2010-12-31$14,983,441
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$8,457,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$8,363,767
Expenses. Certain deemed distributions of participant loans2010-12-31$15,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,893,899
Value of total assets at end of year2010-12-31$100,178,179
Value of total assets at beginning of year2010-12-31$93,550,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$78,467
Total interest from all sources2010-12-31$199,586
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,144,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,144,992
Administrative expenses professional fees incurred2010-12-31$10,321
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,035,246
Participant contributions at end of year2010-12-31$3,064,565
Participant contributions at beginning of year2010-12-31$3,127,702
Participant contributions at end of year2010-12-31$172,759
Participant contributions at beginning of year2010-12-31$112,279
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$237,910
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$116,751
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$178,994
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$261,147
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$159,751
Administrative expenses (other) incurred2010-12-31$68,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,525,869
Value of net assets at end of year (total assets less liabilities)2010-12-31$99,917,032
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$93,391,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$71,987,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$90,131,939
Interest on participant loans2010-12-31$199,586
Value of interest in common/collective trusts at end of year2010-12-31$24,764,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,309,216
Net investment gain or loss from common/collective trusts2010-12-31$1,435,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$620,743
Employer contributions (assets) at end of year2010-12-31$72,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$8,363,767
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863
2009 : EMPIRE RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EMPIRE RETIREMENT SAVINGS PLAN

2023: EMPIRE RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: EMPIRE RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: EMPIRE RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: EMPIRE RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: EMPIRE RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EMPIRE RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EMPIRE RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EMPIRE RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMPIRE RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPIRE RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPIRE RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPIRE RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMPIRE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EMPIRE RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EMPIRE RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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