EMPIRE SOUTHWEST LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMPIRE RETIREMENT SAVINGS PLAN
Measure | Date | Value |
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2023 : EMPIRE RETIREMENT SAVINGS PLAN 2023 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
Total transfer of assets to this plan | 2023-12-31 | $87,818,012 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total income from all sources (including contributions) | 2023-12-31 | $89,165,386 |
Total loss/gain on sale of assets | 2023-12-31 | $0 |
Total of all expenses incurred | 2023-12-31 | $14,737,972 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $14,375,404 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $35,045,153 |
Value of total assets at end of year | 2023-12-31 | $416,779,340 |
Value of total assets at beginning of year | 2023-12-31 | $254,533,914 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $362,568 |
Total interest from all sources | 2023-12-31 | $445,152 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,930,561 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,930,561 |
Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
Value of fidelity bond cover | 2023-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $24,649,099 |
Participant contributions at end of year | 2023-12-31 | $7,708,381 |
Participant contributions at beginning of year | 2023-12-31 | $5,084,818 |
Participant contributions at end of year | 2023-12-31 | $0 |
Participant contributions at beginning of year | 2023-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $2,087,897 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $0 |
Other income not declared elsewhere | 2023-12-31 | $137,943 |
Total non interest bearing cash at end of year | 2023-12-31 | $299,745 |
Total non interest bearing cash at beginning of year | 2023-12-31 | $73,475 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Value of net income/loss | 2023-12-31 | $74,427,414 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $416,779,340 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $254,533,914 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Investment advisory and management fees | 2023-12-31 | $75,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $130,329,626 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $116,414,683 |
Interest on participant loans | 2023-12-31 | $445,152 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $278,408,728 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $132,752,389 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $21,849,244 |
Net investment gain or loss from common/collective trusts | 2023-12-31 | $29,757,333 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Contributions received in cash from employer | 2023-12-31 | $8,308,157 |
Employer contributions (assets) at end of year | 2023-12-31 | $32,860 |
Employer contributions (assets) at beginning of year | 2023-12-31 | $208,549 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $14,375,404 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
Accountancy firm name | 2023-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2023-12-31 | 410746749 |
2022 : EMPIRE RETIREMENT SAVINGS PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-27,777,884 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $15,733,605 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $15,425,886 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $24,392,799 |
Value of total assets at end of year | 2022-12-31 | $254,533,914 |
Value of total assets at beginning of year | 2022-12-31 | $298,045,403 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $307,719 |
Total interest from all sources | 2022-12-31 | $310,685 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,839,281 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,839,281 |
Administrative expenses professional fees incurred | 2022-12-31 | $251,469 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $17,760,793 |
Participant contributions at end of year | 2022-12-31 | $5,084,818 |
Participant contributions at beginning of year | 2022-12-31 | $5,614,736 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $445,231 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Other income not declared elsewhere | 2022-12-31 | $120,770 |
Total non interest bearing cash at end of year | 2022-12-31 | $73,475 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $10,743 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-43,511,489 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $254,533,914 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $298,045,403 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $56,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $116,414,683 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $154,032,332 |
Interest on participant loans | 2022-12-31 | $310,685 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $132,752,389 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $138,226,919 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-36,473,429 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-17,967,990 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $6,186,775 |
Employer contributions (assets) at end of year | 2022-12-31 | $208,549 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $160,673 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $15,425,886 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : EMPIRE RETIREMENT SAVINGS PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $55,371,459 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $18,278,108 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $17,957,860 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $17,970 |
Value of total corrective distributions | 2021-12-31 | $6,882 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $21,108,760 |
Value of total assets at end of year | 2021-12-31 | $298,045,403 |
Value of total assets at beginning of year | 2021-12-31 | $260,952,052 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $295,396 |
Total interest from all sources | 2021-12-31 | $369,369 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $18,478,806 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $18,478,806 |
Administrative expenses professional fees incurred | 2021-12-31 | $235,396 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $14,973,635 |
Participant contributions at end of year | 2021-12-31 | $5,614,736 |
Participant contributions at beginning of year | 2021-12-31 | $6,037,432 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $391,062 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,076,527 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $30,174 |
Other income not declared elsewhere | 2021-12-31 | $6,197 |
Total non interest bearing cash at end of year | 2021-12-31 | $10,743 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $54,957 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $37,093,351 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $298,045,403 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $260,952,052 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $60,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $154,032,332 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $225,002,423 |
Interest on participant loans | 2021-12-31 | $369,369 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $138,226,919 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $29,427,667 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $31,579,755 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $-16,171,428 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $5,058,598 |
Employer contributions (assets) at end of year | 2021-12-31 | $160,673 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $8,337 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $17,957,860 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : EMPIRE RETIREMENT SAVINGS PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $56,603,686 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $16,335,813 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $16,086,633 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $14,682,868 |
Value of total assets at end of year | 2020-12-31 | $260,952,052 |
Value of total assets at beginning of year | 2020-12-31 | $220,684,179 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $249,180 |
Total interest from all sources | 2020-12-31 | $346,225 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,366,527 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,366,527 |
Administrative expenses professional fees incurred | 2020-12-31 | $189,180 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $12,867,819 |
Participant contributions at end of year | 2020-12-31 | $6,037,432 |
Participant contributions at beginning of year | 2020-12-31 | $5,178,241 |
Participant contributions at end of year | 2020-12-31 | $391,062 |
Participant contributions at beginning of year | 2020-12-31 | $396,124 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $612,031 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $30,174 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $32,841 |
Other income not declared elsewhere | 2020-12-31 | $5 |
Total non interest bearing cash at end of year | 2020-12-31 | $54,957 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $214 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $40,267,873 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $260,952,052 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $220,684,179 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $60,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $225,002,423 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $189,655,999 |
Interest on participant loans | 2020-12-31 | $346,225 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $29,427,667 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $25,120,908 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $39,646,591 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $561,470 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,203,018 |
Employer contributions (assets) at end of year | 2020-12-31 | $8,337 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $299,852 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $16,086,633 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2020-12-31 | 410746749 |
2019 : EMPIRE RETIREMENT SAVINGS PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $56,173,853 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $14,307,118 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $14,073,832 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $18,422,875 |
Value of total assets at end of year | 2019-12-31 | $220,684,179 |
Value of total assets at beginning of year | 2019-12-31 | $178,817,444 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $233,286 |
Total interest from all sources | 2019-12-31 | $331,072 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,782,883 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,782,883 |
Administrative expenses professional fees incurred | 2019-12-31 | $173,286 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $13,036,222 |
Participant contributions at end of year | 2019-12-31 | $5,178,241 |
Participant contributions at beginning of year | 2019-12-31 | $5,186,607 |
Participant contributions at end of year | 2019-12-31 | $396,124 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $693,365 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $32,841 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $28,504 |
Other income not declared elsewhere | 2019-12-31 | $2,272 |
Total non interest bearing cash at end of year | 2019-12-31 | $214 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $3,679 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $41,866,735 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $220,684,179 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $178,817,444 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $60,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $189,655,999 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $146,773,641 |
Interest on participant loans | 2019-12-31 | $331,072 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $25,120,908 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $26,712,927 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $35,064,133 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $570,618 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,693,288 |
Employer contributions (assets) at end of year | 2019-12-31 | $299,852 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $112,086 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $14,073,832 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2019-12-31 | 410746749 |
2018 : EMPIRE RETIREMENT SAVINGS PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $5,620,007 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $12,662,597 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $12,416,236 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $15,865,879 |
Value of total assets at end of year | 2018-12-31 | $178,817,444 |
Value of total assets at beginning of year | 2018-12-31 | $185,860,034 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $246,361 |
Total interest from all sources | 2018-12-31 | $300,771 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,457,172 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,457,172 |
Administrative expenses professional fees incurred | 2018-12-31 | $186,361 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $11,044,263 |
Participant contributions at end of year | 2018-12-31 | $5,186,607 |
Participant contributions at beginning of year | 2018-12-31 | $4,958,699 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $1,286 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $868,116 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $28,504 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $29,830 |
Other income not declared elsewhere | 2018-12-31 | $1,270 |
Total non interest bearing cash at end of year | 2018-12-31 | $3,679 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $3,369 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,042,590 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $178,817,444 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $185,860,034 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $60,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $146,773,641 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $158,444,495 |
Interest on participant loans | 2018-12-31 | $300,771 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $26,712,927 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $22,318,942 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-12,445,813 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $440,728 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $3,953,500 |
Employer contributions (assets) at end of year | 2018-12-31 | $112,086 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $103,413 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $12,416,236 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2018-12-31 | 410746749 |
2017 : EMPIRE RETIREMENT SAVINGS PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $40,365,452 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $11,846,354 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $11,603,943 |
Value of total corrective distributions | 2017-12-31 | $30 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $13,045,795 |
Value of total assets at end of year | 2017-12-31 | $185,860,034 |
Value of total assets at beginning of year | 2017-12-31 | $157,340,936 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $242,381 |
Total interest from all sources | 2017-12-31 | $262,453 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,329,417 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,329,417 |
Administrative expenses professional fees incurred | 2017-12-31 | $182,381 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $9,179,790 |
Participant contributions at end of year | 2017-12-31 | $4,958,699 |
Participant contributions at beginning of year | 2017-12-31 | $4,726,868 |
Participant contributions at end of year | 2017-12-31 | $1,286 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $511,728 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $29,830 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $30,896 |
Other income not declared elsewhere | 2017-12-31 | $5 |
Total non interest bearing cash at end of year | 2017-12-31 | $3,369 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $28,519,098 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $185,860,034 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $157,340,936 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $60,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $158,444,495 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $126,234,048 |
Interest on participant loans | 2017-12-31 | $262,453 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $22,318,942 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $26,278,195 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $24,339,704 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $388,078 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,354,277 |
Employer contributions (assets) at end of year | 2017-12-31 | $103,413 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $70,854 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $11,603,943 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2017-12-31 | 410746749 |
2016 : EMPIRE RETIREMENT SAVINGS PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $20,805,552 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $9,123,028 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $8,897,766 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $11,197,104 |
Value of total assets at end of year | 2016-12-31 | $157,340,936 |
Value of total assets at beginning of year | 2016-12-31 | $145,658,412 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $225,262 |
Total interest from all sources | 2016-12-31 | $245,136 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,157,468 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,157,468 |
Administrative expenses professional fees incurred | 2016-12-31 | $165,262 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $7,856,923 |
Participant contributions at end of year | 2016-12-31 | $4,726,868 |
Participant contributions at beginning of year | 2016-12-31 | $4,630,611 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $345,869 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $30,896 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $63,786 |
Other income not declared elsewhere | 2016-12-31 | $2,571 |
Total non interest bearing cash at end of year | 2016-12-31 | $75 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $1,955 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $11,682,524 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $157,340,936 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $145,658,412 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $60,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $126,234,048 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $115,112,833 |
Interest on participant loans | 2016-12-31 | $245,136 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $26,278,195 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $25,849,227 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $6,789,366 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $413,907 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,994,312 |
Employer contributions (assets) at end of year | 2016-12-31 | $70,854 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $8,897,766 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2016-12-31 | 410746749 |
2015 : EMPIRE RETIREMENT SAVINGS PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $10,903,086 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $15,509,962 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $15,276,880 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $10,584,343 |
Value of total assets at end of year | 2015-12-31 | $145,658,412 |
Value of total assets at beginning of year | 2015-12-31 | $150,265,288 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $233,082 |
Total interest from all sources | 2015-12-31 | $243,933 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,911,663 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,911,663 |
Administrative expenses professional fees incurred | 2015-12-31 | $12,542 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $7,629,362 |
Participant contributions at end of year | 2015-12-31 | $4,630,611 |
Participant contributions at beginning of year | 2015-12-31 | $4,624,008 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $740 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $115,391 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $63,786 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $61,408 |
Other income not declared elsewhere | 2015-12-31 | $269 |
Administrative expenses (other) incurred | 2015-12-31 | $175,540 |
Total non interest bearing cash at end of year | 2015-12-31 | $1,955 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $17,148 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-4,606,876 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $145,658,412 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $150,265,288 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $45,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $115,112,833 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $119,117,912 |
Interest on participant loans | 2015-12-31 | $243,933 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $25,849,227 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $26,443,715 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,287,825 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $450,703 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $2,839,590 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $357 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $15,276,880 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2015-12-31 | 410746749 |
2014 : EMPIRE RETIREMENT SAVINGS PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $16,588,717 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $8,109,561 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $7,857,561 |
Value of total corrective distributions | 2014-12-31 | $6,774 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $8,118,872 |
Value of total assets at end of year | 2014-12-31 | $150,265,288 |
Value of total assets at beginning of year | 2014-12-31 | $141,786,132 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $245,226 |
Total interest from all sources | 2014-12-31 | $231,386 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,052,849 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,052,849 |
Administrative expenses professional fees incurred | 2014-12-31 | $51,772 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $6,721,043 |
Participant contributions at end of year | 2014-12-31 | $4,624,008 |
Participant contributions at beginning of year | 2014-12-31 | $4,146,420 |
Participant contributions at end of year | 2014-12-31 | $740 |
Participant contributions at beginning of year | 2014-12-31 | $6,323 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $109,320 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $61,408 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $64,410 |
Administrative expenses (other) incurred | 2014-12-31 | $193,454 |
Total non interest bearing cash at end of year | 2014-12-31 | $17,148 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $8,479,156 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $150,265,288 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $141,786,132 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $119,117,912 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $112,099,806 |
Interest on participant loans | 2014-12-31 | $231,386 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $26,443,715 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $25,404,650 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $5,740,389 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $445,221 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,288,509 |
Employer contributions (assets) at end of year | 2014-12-31 | $357 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $64,523 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $7,857,561 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2014-12-31 | 410746749 |
2013 : EMPIRE RETIREMENT SAVINGS PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $53,802 |
Total income from all sources (including contributions) | 2013-12-31 | $32,959,619 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $5,500,044 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $5,173,612 |
Value of total corrective distributions | 2013-12-31 | $102,266 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $10,697,951 |
Value of total assets at end of year | 2013-12-31 | $141,786,132 |
Value of total assets at beginning of year | 2013-12-31 | $114,380,359 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $224,166 |
Total interest from all sources | 2013-12-31 | $200,257 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,546,299 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,546,299 |
Administrative expenses professional fees incurred | 2013-12-31 | $16,191 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $6,295,385 |
Participant contributions at end of year | 2013-12-31 | $4,146,420 |
Participant contributions at beginning of year | 2013-12-31 | $3,590,543 |
Participant contributions at end of year | 2013-12-31 | $6,323 |
Participant contributions at beginning of year | 2013-12-31 | $3,980 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $630,280 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $64,410 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $74,283 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $53,802 |
Administrative expenses (other) incurred | 2013-12-31 | $207,975 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $12,623 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $27,459,575 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $141,786,132 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $114,326,557 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $112,099,806 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $84,428,829 |
Interest on participant loans | 2013-12-31 | $200,257 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $25,404,650 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $26,132,520 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $20,006,211 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $508,901 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,772,286 |
Employer contributions (assets) at end of year | 2013-12-31 | $64,523 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $137,581 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $5,173,612 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2013-12-31 | 410746749 |
2012 : EMPIRE RETIREMENT SAVINGS PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $53,802 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $264,945 |
Total income from all sources (including contributions) | 2012-12-31 | $22,984,871 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $6,408,883 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,184,954 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $15,414 |
Value of total corrective distributions | 2012-12-31 | $8,368 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $10,878,326 |
Value of total assets at end of year | 2012-12-31 | $114,380,359 |
Value of total assets at beginning of year | 2012-12-31 | $98,015,514 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $200,147 |
Total interest from all sources | 2012-12-31 | $194,016 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,641,507 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,641,507 |
Administrative expenses professional fees incurred | 2012-12-31 | $16,799 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $5,770,624 |
Participant contributions at end of year | 2012-12-31 | $3,590,543 |
Participant contributions at beginning of year | 2012-12-31 | $3,273,007 |
Participant contributions at end of year | 2012-12-31 | $3,980 |
Participant contributions at beginning of year | 2012-12-31 | $186,495 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $866,687 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $74,283 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $82,986 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $53,802 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $264,945 |
Administrative expenses (other) incurred | 2012-12-31 | $183,348 |
Total non interest bearing cash at end of year | 2012-12-31 | $12,623 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $16,575,988 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $114,326,557 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $97,750,569 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $84,428,829 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $68,937,863 |
Interest on participant loans | 2012-12-31 | $194,016 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $26,132,520 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $25,454,647 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $9,614,354 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $656,668 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $4,241,015 |
Employer contributions (assets) at end of year | 2012-12-31 | $137,581 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $80,516 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $6,184,954 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2012-12-31 | 410746749 |
2011 : EMPIRE RETIREMENT SAVINGS PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $264,945 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $261,147 |
Total income from all sources (including contributions) | 2011-12-31 | $5,996,317 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $8,162,780 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $8,033,169 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $12,863 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $7,035,305 |
Value of total assets at end of year | 2011-12-31 | $98,015,514 |
Value of total assets at beginning of year | 2011-12-31 | $100,178,179 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $116,748 |
Total interest from all sources | 2011-12-31 | $184,266 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,301,864 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,301,864 |
Administrative expenses professional fees incurred | 2011-12-31 | $49,812 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $4,723,738 |
Participant contributions at end of year | 2011-12-31 | $3,273,007 |
Participant contributions at beginning of year | 2011-12-31 | $3,064,565 |
Participant contributions at end of year | 2011-12-31 | $186,495 |
Participant contributions at beginning of year | 2011-12-31 | $172,759 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $513,308 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $82,986 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $116,751 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $264,945 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $261,147 |
Administrative expenses (other) incurred | 2011-12-31 | $66,936 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-2,166,463 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $97,750,569 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $99,917,032 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $68,937,863 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $71,987,167 |
Interest on participant loans | 2011-12-31 | $184,266 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $25,454,647 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $24,764,318 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,172,579 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $647,461 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,798,259 |
Employer contributions (assets) at end of year | 2011-12-31 | $80,516 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $72,619 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $8,033,169 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2011-12-31 | 410746749 |
2010 : EMPIRE RETIREMENT SAVINGS PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $261,147 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $159,751 |
Total income from all sources (including contributions) | 2010-12-31 | $14,983,441 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $8,457,572 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $8,363,767 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $15,338 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,893,899 |
Value of total assets at end of year | 2010-12-31 | $100,178,179 |
Value of total assets at beginning of year | 2010-12-31 | $93,550,914 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $78,467 |
Total interest from all sources | 2010-12-31 | $199,586 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,144,992 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,144,992 |
Administrative expenses professional fees incurred | 2010-12-31 | $10,321 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $4,035,246 |
Participant contributions at end of year | 2010-12-31 | $3,064,565 |
Participant contributions at beginning of year | 2010-12-31 | $3,127,702 |
Participant contributions at end of year | 2010-12-31 | $172,759 |
Participant contributions at beginning of year | 2010-12-31 | $112,279 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $237,910 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $116,751 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $178,994 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $261,147 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $159,751 |
Administrative expenses (other) incurred | 2010-12-31 | $68,146 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $6,525,869 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $99,917,032 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $93,391,163 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $71,987,167 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $90,131,939 |
Interest on participant loans | 2010-12-31 | $199,586 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $24,764,318 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $7,309,216 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,435,748 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $620,743 |
Employer contributions (assets) at end of year | 2010-12-31 | $72,619 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $8,363,767 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CLIFTON GUNDERSON LLP |
Accountancy firm EIN | 2010-12-31 | 370802863 |
2009 : EMPIRE RETIREMENT SAVINGS PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |