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DURHAM ENTERPRISE, INC. 401(K) PLAN 401k Plan overview

Plan NameDURHAM ENTERPRISE, INC. 401(K) PLAN
Plan identification number 002

DURHAM ENTERPRISE, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DURHAM ENTERPRISE, INC. has sponsored the creation of one or more 401k plans.

Company Name:DURHAM ENTERPRISE, INC.
Employer identification number (EIN):860933474
NAIC Classification:423940
NAIC Description:Jewelry, Watch, Precious Stone, and Precious Metal Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DURHAM ENTERPRISE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01MARK P DURHAM
0022017-01-01MARK P DURHAM
0022016-01-01MARK P DURHAM
0022015-01-01MARK P DURHAM
0022014-01-01MARK P DURHAM
0022013-01-01MARK P DURHAM
0022012-01-01MARK P DURHAM
0022011-01-01MARK P DURHAM
0022010-01-01MARK P DURHAM

Plan Statistics for DURHAM ENTERPRISE, INC. 401(K) PLAN

401k plan membership statisitcs for DURHAM ENTERPRISE, INC. 401(K) PLAN

Measure Date Value
2022: DURHAM ENTERPRISE, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0116
Total number of active participants reported on line 7a of the Form 55002022-01-0114
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-013
Total of all active and inactive participants2022-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0117
Number of participants with account balances2022-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DURHAM ENTERPRISE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0112
Total number of active participants reported on line 7a of the Form 55002021-01-0110
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-013
Total of all active and inactive participants2021-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0113
Number of participants with account balances2021-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DURHAM ENTERPRISE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0113
Total number of active participants reported on line 7a of the Form 55002020-01-0110
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-012
Total of all active and inactive participants2020-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0112
Number of participants with account balances2020-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DURHAM ENTERPRISE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0113
Total number of active participants reported on line 7a of the Form 55002019-01-019
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0113
Number of participants with account balances2019-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DURHAM ENTERPRISE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0115
Total number of active participants reported on line 7a of the Form 55002018-01-018
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-015
Total of all active and inactive participants2018-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0113
Number of participants with account balances2018-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DURHAM ENTERPRISE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0118
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-016
Total of all active and inactive participants2017-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0115
Number of participants with account balances2017-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DURHAM ENTERPRISE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0117
Total number of active participants reported on line 7a of the Form 55002016-01-0111
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0117
Number of participants with account balances2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DURHAM ENTERPRISE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0119
Total number of active participants reported on line 7a of the Form 55002015-01-0111
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0117
Number of participants with account balances2015-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DURHAM ENTERPRISE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0128
Total number of active participants reported on line 7a of the Form 55002014-01-0113
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0119
Number of participants with account balances2014-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DURHAM ENTERPRISE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0138
Total number of active participants reported on line 7a of the Form 55002013-01-0122
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0128
Number of participants with account balances2013-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: DURHAM ENTERPRISE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0138
Total number of active participants reported on line 7a of the Form 55002012-01-0131
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0136
Number of participants with account balances2012-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DURHAM ENTERPRISE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0125
Total number of active participants reported on line 7a of the Form 55002011-01-0133
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0134
Number of participants with account balances2011-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: DURHAM ENTERPRISE, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-0120
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0121
Number of participants with account balances2010-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on DURHAM ENTERPRISE, INC. 401(K) PLAN

Measure Date Value
2022 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$-35,289
Total plan assets at end of year2022-12-31$1,800,999
Total plan assets at beginning of year2022-12-31$1,836,288
Value of fidelity bond covering the plan2022-12-31$95,000
Total contributions received or receivable from participants2022-12-31$119,302
Contributions received from other sources (not participants or employers)2022-12-31$216,373
Other income received2022-12-31$-427,217
Net income (gross income less expenses)2022-12-31$-35,289
Net plan assets at end of year (total assets less liabilities)2022-12-31$1,800,999
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$1,836,288
Total contributions received or receivable from employer(s)2022-12-31$56,253
2021 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$462,245
Total plan assets at end of year2021-12-31$1,836,288
Total plan assets at beginning of year2021-12-31$1,374,043
Value of fidelity bond covering the plan2021-12-31$95,000
Total contributions received or receivable from participants2021-12-31$105,513
Other income received2021-12-31$309,669
Net income (gross income less expenses)2021-12-31$462,245
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,836,288
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,374,043
Total contributions received or receivable from employer(s)2021-12-31$47,063
2020 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$425,003
Expenses. Total of all expenses incurred2020-12-31$135,542
Benefits paid (including direct rollovers)2020-12-31$135,542
Total plan assets at end of year2020-12-31$1,374,043
Total plan assets at beginning of year2020-12-31$1,084,582
Value of fidelity bond covering the plan2020-12-31$95,000
Total contributions received or receivable from participants2020-12-31$107,547
Other income received2020-12-31$268,554
Net income (gross income less expenses)2020-12-31$289,461
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,374,043
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,084,582
Total contributions received or receivable from employer(s)2020-12-31$48,902
2019 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$369,080
Expenses. Total of all expenses incurred2019-12-31$4,938
Benefits paid (including direct rollovers)2019-12-31$4,938
Total plan assets at end of year2019-12-31$1,084,582
Total plan assets at beginning of year2019-12-31$720,440
Value of fidelity bond covering the plan2019-12-31$95,000
Total contributions received or receivable from participants2019-12-31$90,145
Contributions received from other sources (not participants or employers)2019-12-31$30,061
Other income received2019-12-31$207,289
Net income (gross income less expenses)2019-12-31$364,142
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,084,582
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$720,440
Total contributions received or receivable from employer(s)2019-12-31$41,585
2018 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$63,392
Expenses. Total of all expenses incurred2018-12-31$153,978
Benefits paid (including direct rollovers)2018-12-31$153,978
Total plan assets at end of year2018-12-31$720,440
Total plan assets at beginning of year2018-12-31$811,026
Value of fidelity bond covering the plan2018-12-31$95,000
Total contributions received or receivable from participants2018-12-31$75,554
Other income received2018-12-31$-46,060
Net income (gross income less expenses)2018-12-31$-90,586
Net plan assets at end of year (total assets less liabilities)2018-12-31$720,440
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$811,026
Total contributions received or receivable from employer(s)2018-12-31$33,898
2017 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$224,949
Expenses. Total of all expenses incurred2017-12-31$5,145
Benefits paid (including direct rollovers)2017-12-31$5,145
Total plan assets at end of year2017-12-31$811,026
Total plan assets at beginning of year2017-12-31$591,222
Value of fidelity bond covering the plan2017-12-31$90,000
Total contributions received or receivable from participants2017-12-31$68,660
Other income received2017-12-31$122,172
Net income (gross income less expenses)2017-12-31$219,804
Net plan assets at end of year (total assets less liabilities)2017-12-31$811,026
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$591,222
Total contributions received or receivable from employer(s)2017-12-31$34,117
2016 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$113,374
Total plan assets at end of year2016-12-31$591,222
Total plan assets at beginning of year2016-12-31$477,848
Value of fidelity bond covering the plan2016-12-31$50,000
Total contributions received or receivable from participants2016-12-31$56,366
Other income received2016-12-31$42,216
Net income (gross income less expenses)2016-12-31$113,374
Net plan assets at end of year (total assets less liabilities)2016-12-31$591,222
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$477,848
Total contributions received or receivable from employer(s)2016-12-31$14,792
2015 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$57,513
Expenses. Total of all expenses incurred2015-12-31$37,341
Benefits paid (including direct rollovers)2015-12-31$37,341
Total plan assets at end of year2015-12-31$477,848
Total plan assets at beginning of year2015-12-31$457,676
Value of fidelity bond covering the plan2015-12-31$50,000
Total contributions received or receivable from participants2015-12-31$51,652
Other income received2015-12-31$-4,218
Net income (gross income less expenses)2015-12-31$20,172
Net plan assets at end of year (total assets less liabilities)2015-12-31$477,848
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$457,676
Total contributions received or receivable from employer(s)2015-12-31$10,079
2014 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$58,679
Expenses. Total of all expenses incurred2014-12-31$73,753
Benefits paid (including direct rollovers)2014-12-31$73,753
Total plan assets at end of year2014-12-31$457,676
Total plan assets at beginning of year2014-12-31$472,750
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$39,487
Contributions received from other sources (not participants or employers)2014-12-31$1,499
Other income received2014-12-31$17,693
Net income (gross income less expenses)2014-12-31$-15,074
Net plan assets at end of year (total assets less liabilities)2014-12-31$457,676
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$472,750
2013 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$135,341
Expenses. Total of all expenses incurred2013-12-31$5,029
Benefits paid (including direct rollovers)2013-12-31$5,029
Total plan assets at end of year2013-12-31$472,750
Total plan assets at beginning of year2013-12-31$342,438
Total contributions received or receivable from participants2013-12-31$50,615
Other income received2013-12-31$84,726
Net income (gross income less expenses)2013-12-31$130,312
Net plan assets at end of year (total assets less liabilities)2013-12-31$472,750
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$342,438
2012 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$88,648
Total plan assets at end of year2012-12-31$342,438
Total plan assets at beginning of year2012-12-31$253,790
Total contributions received or receivable from participants2012-12-31$54,256
Other income received2012-12-31$34,392
Net income (gross income less expenses)2012-12-31$88,648
Net plan assets at end of year (total assets less liabilities)2012-12-31$342,438
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$253,790
Assets. Value of participant loans2012-12-31$10,953
2011 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$35,456
Total plan assets at end of year2011-12-31$253,790
Total plan assets at beginning of year2011-12-31$218,334
Total contributions received or receivable from participants2011-12-31$48,841
Other income received2011-12-31$-15,885
Net income (gross income less expenses)2011-12-31$35,456
Net plan assets at end of year (total assets less liabilities)2011-12-31$253,790
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$218,334
Assets. Value of participant loans2011-12-31$13,756
Total contributions received or receivable from employer(s)2011-12-31$2,500
2010 : DURHAM ENTERPRISE, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$79,380
Total plan assets at end of year2010-12-31$218,334
Total plan assets at beginning of year2010-12-31$138,954
Total contributions received or receivable from participants2010-12-31$37,008
Other income received2010-12-31$24,926
Net income (gross income less expenses)2010-12-31$79,380
Net plan assets at end of year (total assets less liabilities)2010-12-31$218,334
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$138,954
Total contributions received or receivable from employer(s)2010-12-31$17,446

Form 5500 Responses for DURHAM ENTERPRISE, INC. 401(K) PLAN

2022: DURHAM ENTERPRISE, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DURHAM ENTERPRISE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DURHAM ENTERPRISE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DURHAM ENTERPRISE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DURHAM ENTERPRISE, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DURHAM ENTERPRISE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DURHAM ENTERPRISE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DURHAM ENTERPRISE, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DURHAM ENTERPRISE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DURHAM ENTERPRISE, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DURHAM ENTERPRISE, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DURHAM ENTERPRISE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DURHAM ENTERPRISE, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number698578
Policy instance 1
Insurance contract or identification number698578
Number of Individuals Covered15
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,466
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,503
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number641551
Policy instance 1
Insurance contract or identification number641551
Number of Individuals Covered12
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $905
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $453
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number698578
Policy instance 2
Insurance contract or identification number698578
Number of Individuals Covered12
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,967
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $727
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number641551
Policy instance 1
Insurance contract or identification number641551
Number of Individuals Covered11
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $2,702
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,351
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number641551
Policy instance 1
Insurance contract or identification number641551
Number of Individuals Covered13
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,376
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,188
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number641551
Policy instance 1
Insurance contract or identification number641551
Number of Individuals Covered13
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,046
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,023
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number641551
Policy instance 1
Insurance contract or identification number641551
Number of Individuals Covered15
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,706
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,192
Insurance broker organization code?3
Insurance broker nameBRANDON O PATRICK

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