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A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameA PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

HELPSIDE INC has sponsored the creation of one or more 401k plans.

Company Name:HELPSIDE INC
Employer identification number (EIN):870476353
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about HELPSIDE INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4644361

More information about HELPSIDE INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2018-10-10
0012016-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2017-10-12
0012016-01-01 RICHARD BARTHOLOMEW2019-04-10
0012015-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2016-10-14
0012014-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2015-10-14
0012013-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2014-10-09
0012012-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2013-10-15
0012011-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2012-10-08
0012009-01-01STEVE ANDERSON RICHARD BARTHOLOMEW2010-09-23

Plan Statistics for A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,727
Total number of active participants reported on line 7a of the Form 55002017-01-016,539
Number of retired or separated participants receiving benefits2017-01-01164
Number of other retired or separated participants entitled to future benefits2017-01-01635
Total of all active and inactive participants2017-01-017,338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-017,338
Number of participants with account balances2017-01-012,791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01170
2016: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016,027
Total number of active participants reported on line 7a of the Form 55002016-01-015,834
Number of retired or separated participants receiving benefits2016-01-01142
Number of other retired or separated participants entitled to future benefits2016-01-01411
Total of all active and inactive participants2016-01-016,387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-016,387
Number of participants with account balances2016-01-012,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01102
2015: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016,054
Total number of active participants reported on line 7a of the Form 55002015-01-016,018
Number of retired or separated participants receiving benefits2015-01-01193
Number of other retired or separated participants entitled to future benefits2015-01-01342
Total of all active and inactive participants2015-01-016,553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-016,553
Number of participants with account balances2015-01-012,106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01117
2014: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,548
Total number of active participants reported on line 7a of the Form 55002014-01-014,791
Number of retired or separated participants receiving benefits2014-01-01189
Number of other retired or separated participants entitled to future benefits2014-01-01194
Total of all active and inactive participants2014-01-015,174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015,174
Number of participants with account balances2014-01-011,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0155
2013: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,461
Total number of active participants reported on line 7a of the Form 55002013-01-015,190
Number of retired or separated participants receiving benefits2013-01-01321
Number of other retired or separated participants entitled to future benefits2013-01-01418
Total of all active and inactive participants2013-01-015,929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015,929
Number of participants with account balances2013-01-012,036
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01202
2012: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017,238
Total number of active participants reported on line 7a of the Form 55002012-01-016,392
Number of retired or separated participants receiving benefits2012-01-01475
Number of other retired or separated participants entitled to future benefits2012-01-01160
Total of all active and inactive participants2012-01-017,027
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-017,027
Number of participants with account balances2012-01-012,307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0164
2011: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-017,223
Total number of active participants reported on line 7a of the Form 55002011-01-016,309
Number of retired or separated participants receiving benefits2011-01-0157
Number of other retired or separated participants entitled to future benefits2011-01-01618
Total of all active and inactive participants2011-01-016,984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016,984
Number of participants with account balances2011-01-012,227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0171
2009: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,503
Total number of active participants reported on line 7a of the Form 55002009-01-016,322
Number of retired or separated participants receiving benefits2009-01-0139
Number of other retired or separated participants entitled to future benefits2009-01-01561
Total of all active and inactive participants2009-01-016,922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016,922
Number of participants with account balances2009-01-012,096
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0181

Financial Data on A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$2,296,065
Total transfer of assets from this plan2017-12-31$6,998,050
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$21,635,336
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,711,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,084,343
Expenses. Certain deemed distributions of participant loans2017-12-31$106,649
Value of total corrective distributions2017-12-31$46,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,091,273
Value of total assets at end of year2017-12-31$68,270,124
Value of total assets at beginning of year2017-12-31$57,048,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$474,233
Total interest from all sources2017-12-31$78,068
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$474,233
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,863,178
Participant contributions at end of year2017-12-31$1,153,932
Participant contributions at beginning of year2017-12-31$1,078,270
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,231,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,923,364
Value of net assets at end of year (total assets less liabilities)2017-12-31$68,270,124
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$57,048,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$62,179,196
Value of interest in pooled separate accounts at beginning of year2017-12-31$51,441,867
Interest on participant loans2017-12-31$78,068
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,936,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,528,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,465,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,997,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,084,343
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2017-12-31454186798
2016 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,937,113
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$11,567,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,129,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,063,169
Value of total assets at end of year2016-12-31$57,048,745
Value of total assets at beginning of year2016-12-31$55,678,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$438,011
Total interest from all sources2016-12-31$-100,037
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$438,011
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,192,558
Participant contributions at end of year2016-12-31$1,078,270
Participant contributions at beginning of year2016-12-31$996,385
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,517,662
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$3,468,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,369,972
Value of net assets at end of year (total assets less liabilities)2016-12-31$57,048,745
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$55,678,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$51,441,867
Value of interest in pooled separate accounts at beginning of year2016-12-31$50,322,949
Interest earned on other investments2016-12-31$-171,981
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$71,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,528,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,359,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,973,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,352,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,660,537
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2016-12-31454186798
2015 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,733,923
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,159,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,767,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$17,437,559
Value of total assets at end of year2015-12-31$55,678,773
Value of total assets at beginning of year2015-12-31$47,104,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$392,080
Total interest from all sources2015-12-31$-63,847
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$392,080
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,111,039
Participant contributions at end of year2015-12-31$996,385
Participant contributions at beginning of year2015-12-31$850,150
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,933,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$8,573,949
Value of net assets at end of year (total assets less liabilities)2015-12-31$55,678,773
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$47,104,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$50,322,949
Value of interest in pooled separate accounts at beginning of year2015-12-31$44,013,998
Interest on participant loans2015-12-31$48,359
Interest earned on other investments2015-12-31$-112,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,359,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,240,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,639,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,393,477
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,767,894
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2015-12-31454186798
2014 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$895,166
Total transfer of assets from this plan2014-12-31$2,291,591
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,985,480
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$13,937,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,534,706
Expenses. Certain deemed distributions of participant loans2014-12-31$13,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,237,628
Value of total assets at end of year2014-12-31$47,104,824
Value of total assets at beginning of year2014-12-31$50,452,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$388,799
Total interest from all sources2014-12-31$73,050
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$80,651
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,444,747
Participant contributions at end of year2014-12-31$850,150
Participant contributions at beginning of year2014-12-31$1,182,727
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$967,082
Administrative expenses (other) incurred2014-12-31$2,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,951,582
Value of net assets at end of year (total assets less liabilities)2014-12-31$47,104,824
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$50,452,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$235,909
Value of interest in pooled separate accounts at end of year2014-12-31$44,013,998
Value of interest in pooled separate accounts at beginning of year2014-12-31$46,127,968
Interest on participant loans2014-12-31$73,050
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,240,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,142,136
Net investment gain/loss from pooled separate accounts2014-12-31$4,674,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,825,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,534,706
Contract administrator fees2014-12-31$69,439
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2014-12-31454186798
2013 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$2,409,716
Total transfer of assets from this plan2013-12-31$10,105,600
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,073,660
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,958,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,412,903
Expenses. Certain deemed distributions of participant loans2013-12-31$16,102
Value of total corrective distributions2013-12-31$79,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,693,038
Value of total assets at end of year2013-12-31$50,452,831
Value of total assets at beginning of year2013-12-31$49,033,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$449,277
Total interest from all sources2013-12-31$46,674
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$43,722
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,849,943
Participant contributions at end of year2013-12-31$1,182,727
Participant contributions at beginning of year2013-12-31$1,108,374
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$854,450
Administrative expenses (other) incurred2013-12-31$24,000
Total non interest bearing cash at beginning of year2013-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,115,535
Value of net assets at end of year (total assets less liabilities)2013-12-31$50,452,831
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$49,033,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$234,401
Value of interest in pooled separate accounts at end of year2013-12-31$46,127,968
Value of interest in pooled separate accounts at beginning of year2013-12-31$43,584,568
Interest on participant loans2013-12-31$46,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,142,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,340,235
Net investment gain/loss from pooled separate accounts2013-12-31$6,333,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,988,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,412,903
Contract administrator fees2013-12-31$147,154
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2013-12-31454186798
2012 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$1,310,597
Total transfer of assets from this plan2012-12-31$4,388,535
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$16,211,245
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,334,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,680,187
Expenses. Certain deemed distributions of participant loans2012-12-31$42,762
Value of total corrective distributions2012-12-31$90,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,827,304
Value of total assets at end of year2012-12-31$49,033,177
Value of total assets at beginning of year2012-12-31$42,234,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$520,928
Total interest from all sources2012-12-31$44,965
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$356,876
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,171,739
Participant contributions at end of year2012-12-31$1,108,374
Participant contributions at beginning of year2012-12-31$1,195,135
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,459,589
Administrative expenses (other) incurred2012-12-31$38
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,877,091
Value of net assets at end of year (total assets less liabilities)2012-12-31$49,033,177
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$42,234,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$43,584,568
Value of interest in pooled separate accounts at beginning of year2012-12-31$40,235,163
Interest on participant loans2012-12-31$44,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,340,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$803,726
Net investment gain/loss from pooled separate accounts2012-12-31$7,338,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,195,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,680,187
Contract administrator fees2012-12-31$164,014
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2012-12-31454186798
2011 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$103,492
Total income from all sources (including contributions)2011-12-31$6,931,103
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,975,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,303,926
Expenses. Certain deemed distributions of participant loans2011-12-31$37,745
Value of total corrective distributions2011-12-31$93,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,309,337
Value of total assets at end of year2011-12-31$42,234,024
Value of total assets at beginning of year2011-12-31$41,382,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$540,231
Total interest from all sources2011-12-31$54,026
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$249,141
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,132,403
Participant contributions at end of year2011-12-31$1,195,135
Participant contributions at beginning of year2011-12-31$1,054,494
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$972,848
Administrative expenses (other) incurred2011-12-31$657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$955,326
Value of net assets at end of year (total assets less liabilities)2011-12-31$42,234,024
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$41,278,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$40,235,163
Value of interest in pooled separate accounts at beginning of year2011-12-31$39,782,212
Interest on participant loans2011-12-31$49,583
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$4,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$803,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$545,484
Net investment gain/loss from pooled separate accounts2011-12-31$-1,432,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,204,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,303,926
Contract administrator fees2011-12-31$290,433
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$103,492
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KEDDINGTON & CHRISTENSEN
Accountancy firm EIN2011-12-31454186798
2010 : A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$103,492
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$129,073
Total income from all sources (including contributions)2010-12-31$14,130,643
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,224,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,683,745
Expenses. Certain deemed distributions of participant loans2010-12-31$30,372
Value of total corrective distributions2010-12-31$1,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,284,667
Value of total assets at end of year2010-12-31$41,382,190
Value of total assets at beginning of year2010-12-31$32,501,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$508,426
Total interest from all sources2010-12-31$51,973
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$224,787
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,861,106
Participant contributions at end of year2010-12-31$1,054,494
Participant contributions at beginning of year2010-12-31$586,261
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,292,684
Administrative expenses (other) incurred2010-12-31$374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,906,155
Value of net assets at end of year (total assets less liabilities)2010-12-31$41,278,698
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$32,372,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$39,782,212
Value of interest in pooled separate accounts at beginning of year2010-12-31$31,483,424
Interest on participant loans2010-12-31$43,120
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$8,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$545,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$431,931
Net investment gain/loss from pooled separate accounts2010-12-31$4,794,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,130,877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,683,745
Contract administrator fees2010-12-31$283,265
Liabilities. Value of benefit claims payable at end of year2010-12-31$103,492
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$129,073
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31JENSEN & KEDDINGTON, P.C.
Accountancy firm EIN2010-12-31870353563

Form 5500 Responses for A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN

2017: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: A PLUS BENEFITS, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932319
Policy instance 1
Insurance contract or identification number932319
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932319
Policy instance 1
Insurance contract or identification number932319
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932319
Policy instance 1
Insurance contract or identification number932319
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932319
Policy instance 1
Insurance contract or identification number932319
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11490
Policy instance 1
Insurance contract or identification number11490
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $180,396
Total amount of fees paid to insurance companyUSD $122,530
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,330
Amount paid for insurance broker fees122530
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?5
Insurance broker nameKRISTI BARTHOLOMEW
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932319
Policy instance 2
Insurance contract or identification number932319
Number of Individuals Covered2240
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11490
Policy instance 1
Insurance contract or identification number11490
Number of Individuals Covered2479
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $290,202
Total amount of fees paid to insurance companyUSD $261,141
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11490
Policy instance 1
Insurance contract or identification number11490
Number of Individuals Covered2460
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $248,540
Total amount of fees paid to insurance companyUSD $212,795
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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