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HAWKINS CLOWARD & SIMISTER LC 401K PLAN 401k Plan overview

Plan NameHAWKINS CLOWARD & SIMISTER LC 401K PLAN
Plan identification number 001

HAWKINS CLOWARD & SIMISTER LC 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAWKINS CLOWARD & SIMISTER LC has sponsored the creation of one or more 401k plans.

Company Name:HAWKINS CLOWARD & SIMISTER LC
Employer identification number (EIN):870503232
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWKINS CLOWARD & SIMISTER LC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01ANGELA MORRIS2018-10-11 ANGELA MORRIS2018-10-11
0012016-01-01ANGIE MORRIS
0012015-01-01ANGIE MORRIS
0012014-01-01ANGIE MORRIS
0012013-01-01LORI H REAY
0012012-01-01LORI H REAY
0012011-01-01LORI REAY
0012009-01-01O. JEFFERY WILDE O. JEFFERY WILDE2010-09-28

Plan Statistics for HAWKINS CLOWARD & SIMISTER LC 401K PLAN

401k plan membership statisitcs for HAWKINS CLOWARD & SIMISTER LC 401K PLAN

Measure Date Value
2016: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0194
Total number of active participants reported on line 7a of the Form 55002016-01-0170
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-0184
Total participants2016-01-0184
Number of participants with account balances2016-01-0184
2015: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0191
Total number of active participants reported on line 7a of the Form 55002015-01-0161
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-0194
Total participants2015-01-0194
Number of participants with account balances2015-01-0185
2014: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0173
Total number of active participants reported on line 7a of the Form 55002014-01-0157
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0126
Total of all active and inactive participants2014-01-0186
Total participants2014-01-0186
2013: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0174
Total number of active participants reported on line 7a of the Form 55002013-01-0149
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0126
Total of all active and inactive participants2013-01-0176
Total participants2013-01-0176
Number of participants with account balances2013-01-0164
2012: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0172
Total number of active participants reported on line 7a of the Form 55002012-01-0149
Number of retired or separated participants receiving benefits2012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0178
Number of participants with account balances2012-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0161
Total number of active participants reported on line 7a of the Form 55002011-01-0143
Number of retired or separated participants receiving benefits2011-01-0118
Total of all active and inactive participants2011-01-0161
Total participants2011-01-0161
Number of participants with account balances2011-01-0161
2009: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0148
Total number of active participants reported on line 7a of the Form 55002009-01-0144
Number of retired or separated participants receiving benefits2009-01-0114
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0158
Number of participants with account balances2009-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HAWKINS CLOWARD & SIMISTER LC 401K PLAN

Measure Date Value
2016 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2016 401k financial data
Total income from all sources2016-12-31$1,078,239
Expenses. Total of all expenses incurred2016-12-31$5,143,494
Benefits paid (including direct rollovers)2016-12-31$5,137,481
Total plan assets at end of year2016-12-31$5,497,368
Total plan assets at beginning of year2016-12-31$9,562,623
Value of fidelity bond covering the plan2016-12-31$500,000
Assets. Value of tangible personal property2016-12-31$39,759
Total contributions received or receivable from participants2016-12-31$568,499
Contributions received from other sources (not participants or employers)2016-12-31$38,394
Other income received2016-12-31$301,267
Net income (gross income less expenses)2016-12-31$-4,065,255
Net plan assets at end of year (total assets less liabilities)2016-12-31$5,497,368
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$9,562,623
Assets. Value of participant loans2016-12-31$71,263
Total contributions received or receivable from employer(s)2016-12-31$170,079
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$6,013
2015 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2015 401k financial data
Total income from all sources2015-12-31$316,601
Expenses. Total of all expenses incurred2015-12-31$1,039,632
Benefits paid (including direct rollovers)2015-12-31$1,039,632
Total plan assets at end of year2015-12-31$9,562,623
Total plan assets at beginning of year2015-12-31$10,285,654
Value of fidelity bond covering the plan2015-12-31$500,000
Assets. Value of tangible personal property2015-12-31$85,570
Total contributions received or receivable from participants2015-12-31$323,255
Contributions received from other sources (not participants or employers)2015-12-31$78,054
Other income received2015-12-31$-218,462
Net income (gross income less expenses)2015-12-31$-723,031
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,562,623
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$10,285,654
Assets. Value of participant loans2015-12-31$91,268
Total contributions received or receivable from employer(s)2015-12-31$133,754
2014 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,186,415
Expenses. Total of all expenses incurred2014-12-31$795,940
Benefits paid (including direct rollovers)2014-12-31$795,090
Total plan assets at end of year2014-12-31$10,285,654
Total plan assets at beginning of year2014-12-31$9,895,179
Value of fidelity bond covering the plan2014-12-31$500,000
Assets. Value of tangible personal property2014-12-31$82,781
Total contributions received or receivable from participants2014-12-31$335,686
Other income received2014-12-31$737,880
Net income (gross income less expenses)2014-12-31$390,475
Net plan assets at end of year (total assets less liabilities)2014-12-31$10,285,654
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$9,895,179
Assets. Value of participant loans2014-12-31$74,729
Total contributions received or receivable from employer(s)2014-12-31$112,849
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$850
2013 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,611,650
Expenses. Total of all expenses incurred2013-12-31$65,440
Benefits paid (including direct rollovers)2013-12-31$60,181
Total plan assets at end of year2013-12-31$9,895,179
Total plan assets at beginning of year2013-12-31$8,348,969
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$238,272
Expenses. Other expenses not covered elsewhere2013-12-31$5,259
Contributions received from other sources (not participants or employers)2013-12-31$35,023
Other income received2013-12-31$1,259,280
Net income (gross income less expenses)2013-12-31$1,546,210
Net plan assets at end of year (total assets less liabilities)2013-12-31$9,895,179
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$8,348,969
Assets. Value of participant loans2013-12-31$31,855
Total contributions received or receivable from employer(s)2013-12-31$79,075
2012 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,141,282
Expenses. Total of all expenses incurred2012-12-31$73,621
Benefits paid (including direct rollovers)2012-12-31$73,621
Total plan assets at end of year2012-12-31$8,348,969
Total plan assets at beginning of year2012-12-31$7,281,308
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$276,873
Contributions received from other sources (not participants or employers)2012-12-31$67,887
Other income received2012-12-31$699,100
Net income (gross income less expenses)2012-12-31$1,067,661
Net plan assets at end of year (total assets less liabilities)2012-12-31$8,348,969
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$7,281,308
Assets. Value of participant loans2012-12-31$35,806
Assets. Value of assets in partnership/joint-venture interests2012-12-31$26,943
Total contributions received or receivable from employer(s)2012-12-31$97,422
2011 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2011 401k financial data
Total income from all sources2011-12-31$562,183
Expenses. Total of all expenses incurred2011-12-31$178,985
Benefits paid (including direct rollovers)2011-12-31$174,629
Total plan assets at end of year2011-12-31$7,215,136
Total plan assets at beginning of year2011-12-31$6,954,712
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$385,457
Assets. Value of loans (other than to participants)2011-12-31$763,256
Expenses. Other expenses not covered elsewhere2011-12-31$4,106
Contributions received from other sources (not participants or employers)2011-12-31$97,873
Other income received2011-12-31$-37,385
Net income (gross income less expenses)2011-12-31$383,198
Net plan assets at end of year (total assets less liabilities)2011-12-31$7,215,136
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$6,954,712
Assets. Value of participant loans2011-12-31$34,164
Assets. Value of assets in partnership/joint-venture interests2011-12-31$77,720
Total contributions received or receivable from employer(s)2011-12-31$116,238
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$250
2010 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$1,070,927
Expenses. Total of all expenses incurred2010-12-31$31,367
Benefits paid (including direct rollovers)2010-12-31$31,117
Total plan assets at end of year2010-12-31$6,954,712
Total plan assets at beginning of year2010-12-31$5,915,152
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$319,366
Assets. Value of loans (other than to participants)2010-12-31$763,256
Contributions received from other sources (not participants or employers)2010-12-31$67,282
Other income received2010-12-31$586,143
Net income (gross income less expenses)2010-12-31$1,039,560
Net plan assets at end of year (total assets less liabilities)2010-12-31$6,954,712
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$5,915,152
Assets. Value of participant loans2010-12-31$29,683
Assets. Value of assets in partnership/joint-venture interests2010-12-31$77,720
Total contributions received or receivable from employer(s)2010-12-31$98,136
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$83,609
2009 : HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$83,609

Form 5500 Responses for HAWKINS CLOWARD & SIMISTER LC 401K PLAN

2016: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HAWKINS CLOWARD & SIMISTER LC 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801102
Policy instance 1
Insurance contract or identification number801102
Number of Individuals Covered61
Total amount of fees paid to insurance companyUSD $4,793
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees4793
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameHCS RETIREMENT SERVICES
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number801102
Policy instance 1
Insurance contract or identification number801102
Number of Individuals Covered61
Total amount of fees paid to insurance companyUSD $5,466
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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