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CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameCURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN
Plan identification number 001

CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CURTIS R. WARD, P.C. has sponsored the creation of one or more 401k plans.

Company Name:CURTIS R. WARD, P.C.
Employer identification number (EIN):870535450
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01CURTIS WARD2021-03-12
0012019-01-01CURTIS WARD2020-08-25
0012018-01-01
0012017-01-01CURTIS WARD
0012016-01-01CURTIS WARD
0012015-01-01CURTIS WARD
0012014-01-01CURTIS WARD
0012013-01-01CURTIS WARD
0012012-01-01CURTIS WARD
0012011-01-01CURTIS WARD

Plan Statistics for CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN

Measure Date Value
2018: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-018
Total number of active participants reported on line 7a of the Form 55002018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-018
Total participants2018-01-018
Number of participants with account balances2018-01-018
2017: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018
Total number of active participants reported on line 7a of the Form 55002017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-018
Number of participants with account balances2017-01-018
2016: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018
Total number of active participants reported on line 7a of the Form 55002016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-013
Total of all active and inactive participants2016-01-018
Total participants2016-01-018
Number of participants with account balances2016-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-017
Total participants2015-01-017
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-017
Total participants2014-01-017
Number of participants with account balances2014-01-017
2013: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-018
Total number of active participants reported on line 7a of the Form 55002013-01-014
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-018
2012: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-018
Total participants2012-01-018
Number of participants with account balances2012-01-018
2011: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-017
Total participants2011-01-017
Number of participants with account balances2011-01-017

Financial Data on CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN

Measure Date Value
2018 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2018 401k financial data
Total income from all sources2018-12-31$57,827
Expenses. Total of all expenses incurred2018-12-31$38,708
Benefits paid (including direct rollovers)2018-12-31$31,315
Total plan assets at end of year2018-12-31$970,620
Total plan assets at beginning of year2018-12-31$951,501
Value of fidelity bond covering the plan2018-12-31$100,000
Total contributions received or receivable from participants2018-12-31$53,100
Expenses. Other expenses not covered elsewhere2018-12-31$7,393
Other income received2018-12-31$-53,613
Net income (gross income less expenses)2018-12-31$19,119
Net plan assets at end of year (total assets less liabilities)2018-12-31$970,620
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$951,501
Total contributions received or receivable from employer(s)2018-12-31$58,340
2017 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$199,945
Expenses. Total of all expenses incurred2017-12-31$6,679
Total plan assets at end of year2017-12-31$951,501
Total plan assets at beginning of year2017-12-31$758,235
Value of fidelity bond covering the plan2017-12-31$100,000
Total contributions received or receivable from participants2017-12-31$46,450
Expenses. Other expenses not covered elsewhere2017-12-31$6,679
Other income received2017-12-31$99,973
Net income (gross income less expenses)2017-12-31$193,266
Net plan assets at end of year (total assets less liabilities)2017-12-31$951,501
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$758,235
Total contributions received or receivable from employer(s)2017-12-31$53,522
2016 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$138,027
Expenses. Total of all expenses incurred2016-12-31$5,296
Total plan assets at end of year2016-12-31$757,775
Total plan assets at beginning of year2016-12-31$625,044
Value of fidelity bond covering the plan2016-12-31$100,000
Total contributions received or receivable from participants2016-12-31$45,725
Expenses. Other expenses not covered elsewhere2016-12-31$5,296
Other income received2016-12-31$36,899
Net income (gross income less expenses)2016-12-31$132,731
Net plan assets at end of year (total assets less liabilities)2016-12-31$757,775
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$625,044
Total contributions received or receivable from employer(s)2016-12-31$55,403
2015 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$60,822
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$625,044
Total plan assets at beginning of year2015-12-31$564,222
Value of fidelity bond covering the plan2015-12-31$100,000
Total contributions received or receivable from participants2015-12-31$27,250
Other income received2015-12-31$-15,019
Net income (gross income less expenses)2015-12-31$60,822
Net plan assets at end of year (total assets less liabilities)2015-12-31$625,044
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$564,222
Total contributions received or receivable from employer(s)2015-12-31$48,591
2014 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$86,101
Expenses. Total of all expenses incurred2014-12-31$6,880
Benefits paid (including direct rollovers)2014-12-31$2,858
Total plan assets at end of year2014-12-31$564,042
Total plan assets at beginning of year2014-12-31$484,821
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$26,054
Expenses. Other expenses not covered elsewhere2014-12-31$4,022
Other income received2014-12-31$14,977
Net income (gross income less expenses)2014-12-31$79,221
Net plan assets at end of year (total assets less liabilities)2014-12-31$564,042
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$484,821
Total contributions received or receivable from employer(s)2014-12-31$45,070
2013 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources2013-12-31$122,944
Expenses. Total of all expenses incurred2013-12-31$3,075
Total plan assets at end of year2013-12-31$484,821
Total plan assets at beginning of year2013-12-31$364,952
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$23,000
Expenses. Other expenses not covered elsewhere2013-12-31$3,075
Other income received2013-12-31$44,981
Net income (gross income less expenses)2013-12-31$119,869
Net plan assets at end of year (total assets less liabilities)2013-12-31$484,821
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$364,952
Total contributions received or receivable from employer(s)2013-12-31$54,963
2012 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$103,469
Expenses. Total of all expenses incurred2012-12-31$2,443
Total plan assets at end of year2012-12-31$363,897
Total plan assets at beginning of year2012-12-31$262,871
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$22,490
Other income received2012-12-31$30,132
Net income (gross income less expenses)2012-12-31$101,026
Net plan assets at end of year (total assets less liabilities)2012-12-31$363,897
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$262,871
Total contributions received or receivable from employer(s)2012-12-31$50,847
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,443
2011 : CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$55,728
Expenses. Total of all expenses incurred2011-12-31$523,556
Benefits paid (including direct rollovers)2011-12-31$519,749
Total plan assets at end of year2011-12-31$262,871
Total plan assets at beginning of year2011-12-31$730,699
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$22,000
Expenses. Other expenses not covered elsewhere2011-12-31$3,807
Other income received2011-12-31$24,319
Net income (gross income less expenses)2011-12-31$-467,828
Net plan assets at end of year (total assets less liabilities)2011-12-31$262,871
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$730,699
Total contributions received or receivable from employer(s)2011-12-31$9,409

Form 5500 Responses for CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN

2018: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CURTIS R. WARD, P.C. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered8
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,143
Total amount of fees paid to insurance companyUSD $279
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,143
Additional information about fees paid to insurance brokerADVISORY SERVICES
Insurance broker organization code?4
Amount paid for insurance broker fees279
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered8
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $192
Total amount of fees paid to insurance companyUSD $291
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $192
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADVISORY SERVICES
Insurance broker organization code?4
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered7
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered7
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,169
Total amount of fees paid to insurance companyUSD $410
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,169
Amount paid for insurance broker fees410
Additional information about fees paid to insurance brokerADVISORY SERVICES
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered8
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,318
Total amount of fees paid to insurance companyUSD $25
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,318
Amount paid for insurance broker fees25
Additional information about fees paid to insurance brokerADVISORY SERVICES
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered8
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,054
Total amount of fees paid to insurance companyUSD $26
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,054
Amount paid for insurance broker fees26
Additional information about fees paid to insurance brokerADVISORY SERVICES
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number86891
Policy instance 1
Insurance contract or identification number86891
Number of Individuals Covered10
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,849
Total amount of fees paid to insurance companyUSD $20
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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