401k Plan data: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN plan

DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 401k Plan overview

Plan Name	DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN
Plan identification number	001

DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

DOUGLAS PHILLIPS, MD, PC has sponsored the creation of one or more 401k plans.

Company Name: DOUGLAS PHILLIPS, MD, PC

Employer identification number (EIN): 870578745

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2017-01-01 STEVEN PHILLIPS
001 2016-01-01 STEVEN PHILLIPS
001 2015-01-01 STEVEN PHILLIPS
001 2014-01-01 STEVEN PHILLIPS
001 2013-01-01 STEVEN PHILLIPS
001 2012-01-01 STEVEN PHILLIPS

Plan Statistics for DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN

401k plan membership statisitcs for DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN

Measure Date Value
2019: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 1
Total participants 2019-01-01 1
Number of participants with account balances 2019-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2017: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1
Number of participants with account balances 2017-01-01 1
2016: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 3
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Number of participants with account balances 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Total of all active and inactive participants 2015-01-01 1
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1
Total of all active and inactive participants 2013-01-01 1
Total participants 2013-01-01 1
Number of participants with account balances 2013-01-01 1
2012: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1
Total of all active and inactive participants 2012-01-01 1
Total participants 2012-01-01 1
Number of participants with account balances 2012-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2019: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	1
Total participants	2019-01-01	1
Number of participants with account balances	2019-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2017: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1
Number of participants with account balances	2017-01-01	1
2016: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	3
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Number of participants with account balances	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Total of all active and inactive participants	2015-01-01	1
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1
Total of all active and inactive participants	2013-01-01	1
Total participants	2013-01-01	1
Number of participants with account balances	2013-01-01	1
2012: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1
Total of all active and inactive participants	2012-01-01	1
Total participants	2012-01-01	1
Number of participants with account balances	2012-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN

Measure	Date	Value
2019 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$-33,510
Expenses. Total of all expenses incurred	2019-12-31	$120,000
Benefits paid (including direct rollovers)	2019-12-31	$120,000
Total plan assets at end of year	2019-12-31	$1,071,990
Total plan assets at beginning of year	2019-12-31	$1,225,500
Other income received	2019-12-31	$-33,510
Net income (gross income less expenses)	2019-12-31	$-153,510
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,071,990
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,225,500
2017 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$113,478
Expenses. Total of all expenses incurred	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$1,214,830
Total plan assets at beginning of year	2017-12-31	$1,101,352
Other income received	2017-12-31	$113,478
Net income (gross income less expenses)	2017-12-31	$113,478
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,214,830
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,101,352
Assets. Value of real-estate (other than employer real property)	2017-12-31	$290,000
2016 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$142,445
Expenses. Total of all expenses incurred	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$1,101,352
Total plan assets at beginning of year	2016-12-31	$958,907
Total contributions received or receivable from participants	2016-12-31	$48,000
Other income received	2016-12-31	$52,445
Net income (gross income less expenses)	2016-12-31	$142,445
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,101,352
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$958,907
Assets. Value of real-estate (other than employer real property)	2016-12-31	$210,000
Total contributions received or receivable from employer(s)	2016-12-31	$42,000
2015 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-16,377
Expenses. Total of all expenses incurred	2015-12-31	$102,000
Benefits paid (including direct rollovers)	2015-12-31	$102,000
Total plan assets at end of year	2015-12-31	$958,907
Total plan assets at beginning of year	2015-12-31	$1,077,284
Total contributions received or receivable from participants	2015-12-31	$24,000
Other income received	2015-12-31	$-75,377
Net income (gross income less expenses)	2015-12-31	$-118,377
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$958,907
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,077,284
Assets. Value of real-estate (other than employer real property)	2015-12-31	$210,000
Total contributions received or receivable from employer(s)	2015-12-31	$35,000
2014 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$29,273
Expenses. Total of all expenses incurred	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$1,077,284
Total plan assets at beginning of year	2014-12-31	$1,048,011
Total contributions received or receivable from participants	2014-12-31	$31,000
Other income received	2014-12-31	$-24,727
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$29,273
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,077,284
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,048,011
Assets. Value of real-estate (other than employer real property)	2014-12-31	$200,000
Total contributions received or receivable from employer(s)	2014-12-31	$23,000
2013 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$-39,106
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,048,011
Total plan assets at beginning of year	2013-12-31	$1,087,117
Total contributions received or receivable from participants	2013-12-31	$2,300
Other income received	2013-12-31	$-74,906
Net income (gross income less expenses)	2013-12-31	$-39,106
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,048,011
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,087,117
Assets. Value of real-estate (other than employer real property)	2013-12-31	$245,000
Total contributions received or receivable from employer(s)	2013-12-31	$33,500
2012 : DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,087,117
Total plan assets at end of year	2012-12-31	$1,087,117
Total plan assets at beginning of year	2012-12-31	$0
Total contributions received or receivable from participants	2012-12-31	$22,000
Contributions received from other sources (not participants or employers)	2012-12-31	$966,750
Other income received	2012-12-31	$70,367
Net income (gross income less expenses)	2012-12-31	$1,087,117
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,087,117
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Assets. Value of real-estate (other than employer real property)	2012-12-31	$150,000
Total contributions received or receivable from employer(s)	2012-12-31	$28,000

Form 5500 Responses for DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN

2019: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DOUGLAS PHILLIPS, MD, PC, 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DOUGLAS PHILLIPS, MD, PC
Employer identification number (EIN):	870578745
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator
001	2019-01-01
001	2017-01-01	STEVEN PHILLIPS
001	2016-01-01	STEVEN PHILLIPS
001	2015-01-01	STEVEN PHILLIPS
001	2014-01-01	STEVEN PHILLIPS
001	2013-01-01	STEVEN PHILLIPS
001	2012-01-01	STEVEN PHILLIPS