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DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN 401k Plan overview

Plan NameDOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN
Plan identification number 001

DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOUGLAS S KIMBALL, DMD, INC has sponsored the creation of one or more 401k plans.

Company Name:DOUGLAS S KIMBALL, DMD, INC
Employer identification number (EIN):870686667
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01DOUG KIMBALL2015-11-04 DOUG KIMBALL2015-11-04
0012013-01-01DOUGLAS KIMBALL2014-07-18 DOUGLAS KIMBALL2014-07-18
0012012-01-01DOUGLAS KIMBALL2013-07-22 DOUGLAS KIMBALL2013-07-22
0012011-01-01DOUGLAS KIMBALL DOUGLAS KIMBALL2012-07-30
0012009-01-01DOUGLAS S KIMBALL DOUGLAS S KIMBALL2010-07-02
0012007-01-01DOUG S KIMBALL DOUG S KIMBALL2010-12-13

Financial Data on DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN

Measure Date Value
2011 : DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-3,740
Expenses. Total of all expenses incurred2011-12-31$24
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$148,838
Total plan assets at beginning of year2011-12-31$152,602
Value of fidelity bond covering the plan2011-12-31$0
Assets. Value of tangible personal property2011-12-31$0
Total contributions received or receivable from participants2011-12-31$0
Assets. Value of loans (other than to participants)2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$24
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-3,740
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-3,764
Net plan assets at end of year (total assets less liabilities)2011-12-31$148,838
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$152,602
Assets. Value of participant loans2011-12-31$54,718
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2011-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2011-12-31$0
Assets. Value of assets in partnership/joint-venture interests2011-12-31$0
Assets. Value of real-estate (other than employer real property)2011-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$0
Assets. Value of employer securities2011-12-31$0
Assets. Value of employer real property2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$12,931
Expenses. Total of all expenses incurred2010-12-31$427
Benefits paid (including direct rollovers)2010-12-31$397
Total plan assets at end of year2010-12-31$152,602
Total plan assets at beginning of year2010-12-31$140,098
Value of fidelity bond covering the plan2010-12-31$0
Assets. Value of tangible personal property2010-12-31$0
Total contributions received or receivable from participants2010-12-31$0
Assets. Value of loans (other than to participants)2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$30
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$12,931
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$12,504
Net plan assets at end of year (total assets less liabilities)2010-12-31$152,602
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$140,098
Assets. Value of participant loans2010-12-31$4,718
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2010-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2010-12-31$0
Assets. Value of assets in partnership/joint-venture interests2010-12-31$0
Assets. Value of real-estate (other than employer real property)2010-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022010-12-31$0
Assets. Value of employer securities2010-12-31$0
Assets. Value of employer real property2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0

Form 5500 Responses for DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN

2011: DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes
2007: DOUGLAS S KIMBALL, DMD, INC PROFIT SHARING PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01Plan funding arrangement – InsuranceYes
2007-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number870686667D1
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number870686667D1
Policy instance 2
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number870686667D1
Policy instance 1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number870686667D1
Policy instance 2
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number870686667D1
Policy instance 3

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