LUMOS & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Additional information about LUMOS & ASSOCIATES, INC.
Submission information for form 5500 for 401k plan LUMOS & ASSOCIATES, INC. 401(K) PLAN
401k plan membership statisitcs for LUMOS & ASSOCIATES, INC. 401(K) PLAN
Measure | Date | Value |
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2022: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2022 401k membership |
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Total participants, beginning-of-year | 2022-01-01 | 119 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 109 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 29 |
Total of all active and inactive participants | 2022-01-01 | 138 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 138 |
Number of participants with account balances | 2022-01-01 | 131 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 9 |
2021: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2021 401k membership |
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Total participants, beginning-of-year | 2021-01-01 | 105 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 90 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 29 |
Total of all active and inactive participants | 2021-01-01 | 119 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 119 |
Number of participants with account balances | 2021-01-01 | 115 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 12 |
2020: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2020 401k membership |
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Total participants, beginning-of-year | 2020-01-01 | 114 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 82 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 23 |
Total of all active and inactive participants | 2020-01-01 | 105 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 105 |
Number of participants with account balances | 2020-01-01 | 100 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 13 |
2019: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2019 401k membership |
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Total participants, beginning-of-year | 2019-01-01 | 98 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 90 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 24 |
Total of all active and inactive participants | 2019-01-01 | 114 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 114 |
Number of participants with account balances | 2019-01-01 | 109 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 11 |
2018: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2018 401k membership |
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Total participants, beginning-of-year | 2018-01-01 | 98 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 81 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 17 |
Total of all active and inactive participants | 2018-01-01 | 98 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 98 |
Number of participants with account balances | 2018-01-01 | 95 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 15 |
2017: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2017 401k membership |
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Total participants, beginning-of-year | 2017-01-01 | 71 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 81 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 17 |
Total of all active and inactive participants | 2017-01-01 | 98 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 98 |
Number of participants with account balances | 2017-01-01 | 93 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 10 |
2016: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 68 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 63 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 8 |
Total of all active and inactive participants | 2016-01-01 | 71 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 71 |
Number of participants with account balances | 2016-01-01 | 66 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 6 |
2015: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 63 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 57 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 11 |
Total of all active and inactive participants | 2015-01-01 | 68 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 68 |
Number of participants with account balances | 2015-01-01 | 61 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 3 |
2014: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 70 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 54 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 9 |
Total of all active and inactive participants | 2014-01-01 | 63 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 63 |
Number of participants with account balances | 2014-01-01 | 45 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
2013: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 81 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 60 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 10 |
Total of all active and inactive participants | 2013-01-01 | 70 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 70 |
Number of participants with account balances | 2013-01-01 | 48 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 88 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 69 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 12 |
Total of all active and inactive participants | 2012-01-01 | 81 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 81 |
Number of participants with account balances | 2012-01-01 | 48 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 2 |
2011: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 101 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 63 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 25 |
Total of all active and inactive participants | 2011-01-01 | 88 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 88 |
Number of participants with account balances | 2011-01-01 | 61 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
2009: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 120 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 83 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 28 |
Total of all active and inactive participants | 2009-01-01 | 113 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 113 |
Number of participants with account balances | 2009-01-01 | 85 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 7 |
Measure | Date | Value |
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2022 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2022 401k financial data |
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Transfers to/from the plan | 2022-12-31 | $0 |
Total plan liabilities at end of year | 2022-12-31 | $0 |
Total plan liabilities at beginning of year | 2022-12-31 | $0 |
Total income from all sources | 2022-12-31 | $-935,699 |
Expenses. Total of all expenses incurred | 2022-12-31 | $1,633,382 |
Benefits paid (including direct rollovers) | 2022-12-31 | $1,625,486 |
Total plan assets at end of year | 2022-12-31 | $11,167,020 |
Total plan assets at beginning of year | 2022-12-31 | $13,736,101 |
Value of fidelity bond covering the plan | 2022-12-31 | $500,000 |
Assets. Value of tangible personal property | 2022-12-31 | $0 |
Total contributions received or receivable from participants | 2022-12-31 | $1,045,998 |
Assets. Value of loans (other than to participants) | 2022-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2022-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2022-12-31 | $80,824 |
Other income received | 2022-12-31 | $-2,324,023 |
Noncash contributions received | 2022-12-31 | $0 |
Net income (gross income less expenses) | 2022-12-31 | $-2,569,081 |
Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $11,167,020 |
Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $13,736,101 |
Assets. Value of participant loans | 2022-12-31 | $118,970 |
Assets. Value of assets in partnership/joint-venture interests | 2022-12-31 | $0 |
Assets. Value of real-estate (other than employer real property) | 2022-12-31 | $0 |
Assets. Value of employer securities | 2022-12-31 | $0 |
Assets. Value of employer real property | 2022-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2022-12-31 | $261,502 |
Value of certain deemed distributions of participant loans | 2022-12-31 | $3,179 |
Value of corrective distributions | 2022-12-31 | $1,698 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $3,019 |
2021 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2021 401k financial data |
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Transfers to/from the plan | 2021-12-31 | $0 |
Total plan liabilities at end of year | 2021-12-31 | $0 |
Total plan liabilities at beginning of year | 2021-12-31 | $0 |
Total income from all sources | 2021-12-31 | $2,874,066 |
Expenses. Total of all expenses incurred | 2021-12-31 | $928,700 |
Benefits paid (including direct rollovers) | 2021-12-31 | $901,752 |
Total plan assets at end of year | 2021-12-31 | $13,736,101 |
Total plan assets at beginning of year | 2021-12-31 | $11,790,735 |
Value of fidelity bond covering the plan | 2021-12-31 | $500,000 |
Assets. Value of tangible personal property | 2021-12-31 | $0 |
Total contributions received or receivable from participants | 2021-12-31 | $902,666 |
Assets. Value of loans (other than to participants) | 2021-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2021-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2021-12-31 | $77,981 |
Other income received | 2021-12-31 | $1,667,751 |
Noncash contributions received | 2021-12-31 | $0 |
Net income (gross income less expenses) | 2021-12-31 | $1,945,366 |
Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $13,736,101 |
Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $11,790,735 |
Assets. Value of participant loans | 2021-12-31 | $107,655 |
Assets. Value of assets in partnership/joint-venture interests | 2021-12-31 | $0 |
Assets. Value of real-estate (other than employer real property) | 2021-12-31 | $0 |
Assets. Value of employer securities | 2021-12-31 | $0 |
Assets. Value of employer real property | 2021-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2021-12-31 | $225,668 |
Value of certain deemed distributions of participant loans | 2021-12-31 | $0 |
Value of corrective distributions | 2021-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $26,948 |
2020 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2020 401k financial data |
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Transfers to/from the plan | 2020-12-31 | $0 |
Total plan liabilities at end of year | 2020-12-31 | $0 |
Total plan liabilities at beginning of year | 2020-12-31 | $0 |
Total income from all sources | 2020-12-31 | $3,094,436 |
Expenses. Total of all expenses incurred | 2020-12-31 | $423,413 |
Benefits paid (including direct rollovers) | 2020-12-31 | $392,899 |
Total plan assets at end of year | 2020-12-31 | $11,790,735 |
Total plan assets at beginning of year | 2020-12-31 | $9,119,712 |
Value of fidelity bond covering the plan | 2020-12-31 | $500,000 |
Assets. Value of tangible personal property | 2020-12-31 | $0 |
Total contributions received or receivable from participants | 2020-12-31 | $901,113 |
Assets. Value of loans (other than to participants) | 2020-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2020-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2020-12-31 | $195,361 |
Other income received | 2020-12-31 | $1,772,682 |
Noncash contributions received | 2020-12-31 | $0 |
Net income (gross income less expenses) | 2020-12-31 | $2,671,023 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $11,790,735 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $9,119,712 |
Assets. Value of participant loans | 2020-12-31 | $85,502 |
Assets. Value of assets in partnership/joint-venture interests | 2020-12-31 | $0 |
Assets. Value of real-estate (other than employer real property) | 2020-12-31 | $0 |
Assets. Value of employer securities | 2020-12-31 | $0 |
Assets. Value of employer real property | 2020-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2020-12-31 | $225,280 |
Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of corrective distributions | 2020-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $30,514 |
2019 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2019 401k financial data |
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Transfers to/from the plan | 2019-12-31 | $0 |
Total plan liabilities at end of year | 2019-12-31 | $0 |
Total plan liabilities at beginning of year | 2019-12-31 | $0 |
Total income from all sources | 2019-12-31 | $2,728,196 |
Expenses. Total of all expenses incurred | 2019-12-31 | $77,414 |
Benefits paid (including direct rollovers) | 2019-12-31 | $57,213 |
Total plan assets at end of year | 2019-12-31 | $9,119,712 |
Total plan assets at beginning of year | 2019-12-31 | $6,468,930 |
Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
Total contributions received or receivable from participants | 2019-12-31 | $826,093 |
Expenses. Other expenses not covered elsewhere | 2019-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2019-12-31 | $93,522 |
Other income received | 2019-12-31 | $1,602,055 |
Noncash contributions received | 2019-12-31 | $0 |
Net income (gross income less expenses) | 2019-12-31 | $2,650,782 |
Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $9,119,712 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,468,930 |
Assets. Value of participant loans | 2019-12-31 | $74,475 |
Total contributions received or receivable from employer(s) | 2019-12-31 | $206,526 |
Value of certain deemed distributions of participant loans | 2019-12-31 | $0 |
Value of corrective distributions | 2019-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $20,201 |
2018 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2018 401k financial data |
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Transfers to/from the plan | 2018-12-31 | $0 |
Total plan liabilities at end of year | 2018-12-31 | $0 |
Total plan liabilities at beginning of year | 2018-12-31 | $0 |
Total income from all sources | 2018-12-31 | $1,254,610 |
Expenses. Total of all expenses incurred | 2018-12-31 | $844,843 |
Benefits paid (including direct rollovers) | 2018-12-31 | $823,229 |
Total plan assets at end of year | 2018-12-31 | $6,468,930 |
Total plan assets at beginning of year | 2018-12-31 | $6,059,163 |
Value of fidelity bond covering the plan | 2018-12-31 | $500,000 |
Total contributions received or receivable from participants | 2018-12-31 | $706,161 |
Expenses. Other expenses not covered elsewhere | 2018-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2018-12-31 | $787,432 |
Other income received | 2018-12-31 | $-415,709 |
Noncash contributions received | 2018-12-31 | $0 |
Net income (gross income less expenses) | 2018-12-31 | $409,767 |
Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $6,468,930 |
Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,059,163 |
Assets. Value of participant loans | 2018-12-31 | $1,638 |
Total contributions received or receivable from employer(s) | 2018-12-31 | $176,726 |
Value of certain deemed distributions of participant loans | 2018-12-31 | $0 |
Value of corrective distributions | 2018-12-31 | $14,260 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $7,354 |
2017 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2017 401k financial data |
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Transfers to/from the plan | 2017-12-31 | $0 |
Total plan liabilities at end of year | 2017-12-31 | $0 |
Total plan liabilities at beginning of year | 2017-12-31 | $0 |
Total income from all sources | 2017-12-31 | $1,653,980 |
Expenses. Total of all expenses incurred | 2017-12-31 | $218,574 |
Benefits paid (including direct rollovers) | 2017-12-31 | $209,581 |
Total plan assets at end of year | 2017-12-31 | $6,059,163 |
Total plan assets at beginning of year | 2017-12-31 | $4,623,757 |
Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
Assets. Value of tangible personal property | 2017-12-31 | $0 |
Total contributions received or receivable from participants | 2017-12-31 | $532,791 |
Assets. Value of loans (other than to participants) | 2017-12-31 | $0 |
Expenses. Other expenses not covered elsewhere | 2017-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2017-12-31 | $187,014 |
Other income received | 2017-12-31 | $800,975 |
Noncash contributions received | 2017-12-31 | $0 |
Net income (gross income less expenses) | 2017-12-31 | $1,435,406 |
Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $6,059,163 |
Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,623,757 |
Assets. Value of participant loans | 2017-12-31 | $25,423 |
Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $0 |
Assets. Value of real-estate (other than employer real property) | 2017-12-31 | $0 |
Assets. Value of employer securities | 2017-12-31 | $0 |
Assets. Value of employer real property | 2017-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2017-12-31 | $133,200 |
Value of certain deemed distributions of participant loans | 2017-12-31 | $0 |
Value of corrective distributions | 2017-12-31 | $3,735 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $5,258 |
2016 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2016 401k financial data |
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Transfers to/from the plan | 2016-12-31 | $0 |
Total plan liabilities at end of year | 2016-12-31 | $0 |
Total plan liabilities at beginning of year | 2016-12-31 | $0 |
Total income from all sources | 2016-12-31 | $1,038,388 |
Expenses. Total of all expenses incurred | 2016-12-31 | $337,767 |
Benefits paid (including direct rollovers) | 2016-12-31 | $333,267 |
Total plan assets at end of year | 2016-12-31 | $4,623,757 |
Total plan assets at beginning of year | 2016-12-31 | $3,923,136 |
Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
Total contributions received or receivable from participants | 2016-12-31 | $420,176 |
Expenses. Other expenses not covered elsewhere | 2016-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2016-12-31 | $213,116 |
Other income received | 2016-12-31 | $308,823 |
Noncash contributions received | 2016-12-31 | $0 |
Net income (gross income less expenses) | 2016-12-31 | $700,621 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,623,757 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,923,136 |
Assets. Value of participant loans | 2016-12-31 | $83,994 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $96,273 |
Value of certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of corrective distributions | 2016-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $4,500 |
2015 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2015 401k financial data |
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Transfers to/from the plan | 2015-12-31 | $0 |
Total plan liabilities at end of year | 2015-12-31 | $0 |
Total plan liabilities at beginning of year | 2015-12-31 | $0 |
Total income from all sources | 2015-12-31 | $436,905 |
Expenses. Total of all expenses incurred | 2015-12-31 | $160,618 |
Benefits paid (including direct rollovers) | 2015-12-31 | $135,484 |
Total plan assets at end of year | 2015-12-31 | $3,923,136 |
Total plan assets at beginning of year | 2015-12-31 | $3,646,849 |
Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
Total contributions received or receivable from participants | 2015-12-31 | $321,640 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $44,600 |
Other income received | 2015-12-31 | $-270 |
Noncash contributions received | 2015-12-31 | $0 |
Net income (gross income less expenses) | 2015-12-31 | $276,287 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,923,136 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,646,849 |
Assets. Value of participant loans | 2015-12-31 | $96,612 |
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2015-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $70,935 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of corrective distributions | 2015-12-31 | $21,558 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $3,576 |
2014 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2014 401k financial data |
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Transfers to/from the plan | 2014-12-31 | $0 |
Total plan liabilities at end of year | 2014-12-31 | $0 |
Total plan liabilities at beginning of year | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $751,229 |
Expenses. Total of all expenses incurred | 2014-12-31 | $273,975 |
Benefits paid (including direct rollovers) | 2014-12-31 | $265,371 |
Total plan assets at end of year | 2014-12-31 | $3,646,849 |
Total plan assets at beginning of year | 2014-12-31 | $3,169,595 |
Value of fidelity bond covering the plan | 2014-12-31 | $350,000 |
Total contributions received or receivable from participants | 2014-12-31 | $278,459 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $241,518 |
Other income received | 2014-12-31 | $177,030 |
Noncash contributions received | 2014-12-31 | $0 |
Net income (gross income less expenses) | 2014-12-31 | $477,254 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,646,849 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,169,595 |
Assets. Value of participant loans | 2014-12-31 | $106,684 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $54,222 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of corrective distributions | 2014-12-31 | $6,991 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $1,613 |
2013 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2013 401k financial data |
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Transfers to/from the plan | 2013-12-31 | $0 |
Total plan liabilities at end of year | 2013-12-31 | $0 |
Total income from all sources | 2013-12-31 | $820,551 |
Expenses. Total of all expenses incurred | 2013-12-31 | $805,700 |
Benefits paid (including direct rollovers) | 2013-12-31 | $787,815 |
Total plan assets at end of year | 2013-12-31 | $3,169,595 |
Total plan assets at beginning of year | 2013-12-31 | $3,154,744 |
Value of fidelity bond covering the plan | 2013-12-31 | $350,000 |
Total contributions received or receivable from participants | 2013-12-31 | $274,192 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $6,608 |
Other income received | 2013-12-31 | $493,520 |
Noncash contributions received | 2013-12-31 | $0 |
Net income (gross income less expenses) | 2013-12-31 | $14,851 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,169,595 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,154,744 |
Assets. Value of participant loans | 2013-12-31 | $111,863 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $46,231 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of corrective distributions | 2013-12-31 | $16,241 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,644 |
2012 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data |
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Total income from all sources | 2012-12-31 | $692,468 |
Expenses. Total of all expenses incurred | 2012-12-31 | $827,732 |
Benefits paid (including direct rollovers) | 2012-12-31 | $814,755 |
Total plan assets at end of year | 2012-12-31 | $3,154,744 |
Total plan assets at beginning of year | 2012-12-31 | $3,290,008 |
Value of fidelity bond covering the plan | 2012-12-31 | $350,000 |
Total contributions received or receivable from participants | 2012-12-31 | $225,435 |
Contributions received from other sources (not participants or employers) | 2012-12-31 | $152,810 |
Other income received | 2012-12-31 | $257,109 |
Net income (gross income less expenses) | 2012-12-31 | $-135,264 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $3,154,744 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,290,008 |
Assets. Value of participant loans | 2012-12-31 | $130,506 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $57,114 |
Value of corrective distributions | 2012-12-31 | $10,748 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $2,229 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
2011 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $272,798 |
Total of all expenses incurred | 2011-12-31 | $450,284 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $431,811 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $246,359 |
Value of total assets at end of year | 2011-12-31 | $3,290,008 |
Value of total assets at beginning of year | 2011-12-31 | $3,467,494 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $18,473 |
Total interest from all sources | 2011-12-31 | $5,431 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $20,512 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $20,512 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $221,745 |
Participant contributions at end of year | 2011-12-31 | $91,406 |
Participant contributions at beginning of year | 2011-12-31 | $79,628 |
Other income not declared elsewhere | 2011-12-31 | $50 |
Administrative expenses (other) incurred | 2011-12-31 | $151 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-177,486 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,290,008 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,467,494 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,562,385 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $0 |
Interest on participant loans | 2011-12-31 | $5,227 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,387,866 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,636,217 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $204 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,885 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $4,331 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $24,614 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $431,811 |
Contract administrator fees | 2011-12-31 | $18,322 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FREEMAN & WILLIAMS, LLP |
Accountancy firm EIN | 2011-12-31 | 880141764 |
2010 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $681,043 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $404,286 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $385,571 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $310,379 |
Value of total assets at end of year | 2010-12-31 | $3,467,494 |
Value of total assets at beginning of year | 2010-12-31 | $3,190,737 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $18,715 |
Total interest from all sources | 2010-12-31 | $4,006 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $248,303 |
Participant contributions at end of year | 2010-12-31 | $79,628 |
Participant contributions at beginning of year | 2010-12-31 | $58,755 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $276,757 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,467,494 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,190,737 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $3,387,866 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,131,982 |
Interest on participant loans | 2010-12-31 | $4,006 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $366,658 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $62,076 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $385,571 |
Contract administrator fees | 2010-12-31 | $18,715 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | FREEMAN & WILLIAMS, LLP |
Accountancy firm EIN | 2010-12-31 | 880141764 |
2009 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |