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LUMOS & ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan NameLUMOS & ASSOCIATES, INC. 401(K) PLAN
Plan identification number 001

LUMOS & ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LUMOS & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:LUMOS & ASSOCIATES, INC.
Employer identification number (EIN):880158689
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Additional information about LUMOS & ASSOCIATES, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1979-07-18
Company Identification Number: 19791006982
Legal Registered Office Address: 402 NORTH DIVISION STREET

CARSON CITY
United States of America (USA)
89703

More information about LUMOS & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LUMOS & ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CRAIG WESNER
0012016-01-01RANDY STEELE
0012015-01-01RANDY STEELE
0012014-01-01CRAIG WESNER
0012013-01-01CRAIG WESNER
0012012-01-01CRAIG WESNER CRAIG WESNER2013-09-24
0012011-01-01CRAIG WESNER
0012009-01-01ROBIN FERGUSON

Plan Statistics for LUMOS & ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for LUMOS & ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2022: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01119
Total number of active participants reported on line 7a of the Form 55002022-01-01109
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0129
Total of all active and inactive participants2022-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01138
Number of participants with account balances2022-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01105
Total number of active participants reported on line 7a of the Form 55002021-01-0190
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0129
Total of all active and inactive participants2021-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01119
Number of participants with account balances2021-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01114
Total number of active participants reported on line 7a of the Form 55002020-01-0182
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0123
Total of all active and inactive participants2020-01-01105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01105
Number of participants with account balances2020-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0113
2019: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0198
Total number of active participants reported on line 7a of the Form 55002019-01-0190
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0124
Total of all active and inactive participants2019-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01114
Number of participants with account balances2019-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0111
2018: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0198
Total number of active participants reported on line 7a of the Form 55002018-01-0181
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0117
Total of all active and inactive participants2018-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0198
Number of participants with account balances2018-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0171
Total number of active participants reported on line 7a of the Form 55002017-01-0181
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0198
Number of participants with account balances2017-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0168
Total number of active participants reported on line 7a of the Form 55002016-01-0163
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0171
Number of participants with account balances2016-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0163
Total number of active participants reported on line 7a of the Form 55002015-01-0157
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0168
Number of participants with account balances2015-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0170
Total number of active participants reported on line 7a of the Form 55002014-01-0154
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0163
Number of participants with account balances2014-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0181
Total number of active participants reported on line 7a of the Form 55002013-01-0160
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0170
Number of participants with account balances2013-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0188
Total number of active participants reported on line 7a of the Form 55002012-01-0169
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0181
Number of participants with account balances2012-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01101
Total number of active participants reported on line 7a of the Form 55002011-01-0163
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0188
Number of participants with account balances2011-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01120
Total number of active participants reported on line 7a of the Form 55002009-01-0183
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01113
Number of participants with account balances2009-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on LUMOS & ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2022 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-935,699
Expenses. Total of all expenses incurred2022-12-31$1,633,382
Benefits paid (including direct rollovers)2022-12-31$1,625,486
Total plan assets at end of year2022-12-31$11,167,020
Total plan assets at beginning of year2022-12-31$13,736,101
Value of fidelity bond covering the plan2022-12-31$500,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$1,045,998
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$80,824
Other income received2022-12-31$-2,324,023
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-2,569,081
Net plan assets at end of year (total assets less liabilities)2022-12-31$11,167,020
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$13,736,101
Assets. Value of participant loans2022-12-31$118,970
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$261,502
Value of certain deemed distributions of participant loans2022-12-31$3,179
Value of corrective distributions2022-12-31$1,698
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$3,019
2021 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$2,874,066
Expenses. Total of all expenses incurred2021-12-31$928,700
Benefits paid (including direct rollovers)2021-12-31$901,752
Total plan assets at end of year2021-12-31$13,736,101
Total plan assets at beginning of year2021-12-31$11,790,735
Value of fidelity bond covering the plan2021-12-31$500,000
Assets. Value of tangible personal property2021-12-31$0
Total contributions received or receivable from participants2021-12-31$902,666
Assets. Value of loans (other than to participants)2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$77,981
Other income received2021-12-31$1,667,751
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$1,945,366
Net plan assets at end of year (total assets less liabilities)2021-12-31$13,736,101
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$11,790,735
Assets. Value of participant loans2021-12-31$107,655
Assets. Value of assets in partnership/joint-venture interests2021-12-31$0
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Assets. Value of employer securities2021-12-31$0
Assets. Value of employer real property2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$225,668
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$26,948
2020 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$3,094,436
Expenses. Total of all expenses incurred2020-12-31$423,413
Benefits paid (including direct rollovers)2020-12-31$392,899
Total plan assets at end of year2020-12-31$11,790,735
Total plan assets at beginning of year2020-12-31$9,119,712
Value of fidelity bond covering the plan2020-12-31$500,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$901,113
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$195,361
Other income received2020-12-31$1,772,682
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$2,671,023
Net plan assets at end of year (total assets less liabilities)2020-12-31$11,790,735
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$9,119,712
Assets. Value of participant loans2020-12-31$85,502
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$225,280
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$30,514
2019 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$2,728,196
Expenses. Total of all expenses incurred2019-12-31$77,414
Benefits paid (including direct rollovers)2019-12-31$57,213
Total plan assets at end of year2019-12-31$9,119,712
Total plan assets at beginning of year2019-12-31$6,468,930
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$826,093
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$93,522
Other income received2019-12-31$1,602,055
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$2,650,782
Net plan assets at end of year (total assets less liabilities)2019-12-31$9,119,712
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$6,468,930
Assets. Value of participant loans2019-12-31$74,475
Total contributions received or receivable from employer(s)2019-12-31$206,526
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$20,201
2018 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$1,254,610
Expenses. Total of all expenses incurred2018-12-31$844,843
Benefits paid (including direct rollovers)2018-12-31$823,229
Total plan assets at end of year2018-12-31$6,468,930
Total plan assets at beginning of year2018-12-31$6,059,163
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$706,161
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$787,432
Other income received2018-12-31$-415,709
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$409,767
Net plan assets at end of year (total assets less liabilities)2018-12-31$6,468,930
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$6,059,163
Assets. Value of participant loans2018-12-31$1,638
Total contributions received or receivable from employer(s)2018-12-31$176,726
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$14,260
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$7,354
2017 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$1,653,980
Expenses. Total of all expenses incurred2017-12-31$218,574
Benefits paid (including direct rollovers)2017-12-31$209,581
Total plan assets at end of year2017-12-31$6,059,163
Total plan assets at beginning of year2017-12-31$4,623,757
Value of fidelity bond covering the plan2017-12-31$500,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$532,791
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$187,014
Other income received2017-12-31$800,975
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,435,406
Net plan assets at end of year (total assets less liabilities)2017-12-31$6,059,163
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,623,757
Assets. Value of participant loans2017-12-31$25,423
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$133,200
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$3,735
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$5,258
2016 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$1,038,388
Expenses. Total of all expenses incurred2016-12-31$337,767
Benefits paid (including direct rollovers)2016-12-31$333,267
Total plan assets at end of year2016-12-31$4,623,757
Total plan assets at beginning of year2016-12-31$3,923,136
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$420,176
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$213,116
Other income received2016-12-31$308,823
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$700,621
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,623,757
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,923,136
Assets. Value of participant loans2016-12-31$83,994
Total contributions received or receivable from employer(s)2016-12-31$96,273
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,500
2015 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$436,905
Expenses. Total of all expenses incurred2015-12-31$160,618
Benefits paid (including direct rollovers)2015-12-31$135,484
Total plan assets at end of year2015-12-31$3,923,136
Total plan assets at beginning of year2015-12-31$3,646,849
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$321,640
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$44,600
Other income received2015-12-31$-270
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$276,287
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,923,136
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,646,849
Assets. Value of participant loans2015-12-31$96,612
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$70,935
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$21,558
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,576
2014 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$751,229
Expenses. Total of all expenses incurred2014-12-31$273,975
Benefits paid (including direct rollovers)2014-12-31$265,371
Total plan assets at end of year2014-12-31$3,646,849
Total plan assets at beginning of year2014-12-31$3,169,595
Value of fidelity bond covering the plan2014-12-31$350,000
Total contributions received or receivable from participants2014-12-31$278,459
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$241,518
Other income received2014-12-31$177,030
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$477,254
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,646,849
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,169,595
Assets. Value of participant loans2014-12-31$106,684
Total contributions received or receivable from employer(s)2014-12-31$54,222
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$6,991
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,613
2013 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$820,551
Expenses. Total of all expenses incurred2013-12-31$805,700
Benefits paid (including direct rollovers)2013-12-31$787,815
Total plan assets at end of year2013-12-31$3,169,595
Total plan assets at beginning of year2013-12-31$3,154,744
Value of fidelity bond covering the plan2013-12-31$350,000
Total contributions received or receivable from participants2013-12-31$274,192
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$6,608
Other income received2013-12-31$493,520
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$14,851
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,169,595
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,154,744
Assets. Value of participant loans2013-12-31$111,863
Total contributions received or receivable from employer(s)2013-12-31$46,231
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$16,241
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,644
2012 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$692,468
Expenses. Total of all expenses incurred2012-12-31$827,732
Benefits paid (including direct rollovers)2012-12-31$814,755
Total plan assets at end of year2012-12-31$3,154,744
Total plan assets at beginning of year2012-12-31$3,290,008
Value of fidelity bond covering the plan2012-12-31$350,000
Total contributions received or receivable from participants2012-12-31$225,435
Contributions received from other sources (not participants or employers)2012-12-31$152,810
Other income received2012-12-31$257,109
Net income (gross income less expenses)2012-12-31$-135,264
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,154,744
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,290,008
Assets. Value of participant loans2012-12-31$130,506
Total contributions received or receivable from employer(s)2012-12-31$57,114
Value of corrective distributions2012-12-31$10,748
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,229
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$272,798
Total of all expenses incurred2011-12-31$450,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$431,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$246,359
Value of total assets at end of year2011-12-31$3,290,008
Value of total assets at beginning of year2011-12-31$3,467,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,473
Total interest from all sources2011-12-31$5,431
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$20,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$20,512
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$221,745
Participant contributions at end of year2011-12-31$91,406
Participant contributions at beginning of year2011-12-31$79,628
Other income not declared elsewhere2011-12-31$50
Administrative expenses (other) incurred2011-12-31$151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-177,486
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,290,008
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,467,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,562,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$5,227
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$3,387,866
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,636,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,885
Net investment gain/loss from pooled separate accounts2011-12-31$4,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$24,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$431,811
Contract administrator fees2011-12-31$18,322
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FREEMAN & WILLIAMS, LLP
Accountancy firm EIN2011-12-31880141764
2010 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$681,043
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$404,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$385,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$310,379
Value of total assets at end of year2010-12-31$3,467,494
Value of total assets at beginning of year2010-12-31$3,190,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$18,715
Total interest from all sources2010-12-31$4,006
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$248,303
Participant contributions at end of year2010-12-31$79,628
Participant contributions at beginning of year2010-12-31$58,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$276,757
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,467,494
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,190,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$3,387,866
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,131,982
Interest on participant loans2010-12-31$4,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$366,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$62,076
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$385,571
Contract administrator fees2010-12-31$18,715
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FREEMAN & WILLIAMS, LLP
Accountancy firm EIN2010-12-31880141764
2009 : LUMOS & ASSOCIATES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LUMOS & ASSOCIATES, INC. 401(K) PLAN

2022: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LUMOS & ASSOCIATES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number996145-000
Policy instance 1
Insurance contract or identification number996145-000
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,181
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number996145-000
Policy instance 1
Insurance contract or identification number996145-000
Number of Individuals Covered74
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,913
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,913
Insurance broker organization code?3
Insurance broker nameSTACEY T KRUSE

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