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ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 401k Plan overview

Plan NameADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN
Plan identification number 001

ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ADAMS AND ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ADAMS AND ASSOCIATES, INC.
Employer identification number (EIN):880263693
NAIC Classification:611000

Additional information about ADAMS AND ASSOCIATES, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1990-09-25
Company Identification Number: 19901037731
Legal Registered Office Address: 10395 DOUBLE R BLVD

RENO
United States of America (USA)
89521

More information about ADAMS AND ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHERYL DAILEY CHERYL DAILEY2018-10-11
0012016-01-01MAGDALENA CLEVELAND MAGDALENA CLEVELAND2017-09-20
0012015-01-01MAGDALENA CLEVELAND MAGDALENA CLEVELAND2016-10-05
0012014-01-01MAGDALENA CLEVELAND2015-10-02 MAGDALENA CLEVELAND2015-10-02
0012013-01-01HEIDI SCHUMANN HEIDI SCHUMANN2014-10-13
0012012-01-01MARLA LINK
0012011-01-01MARLA LINK
0012009-01-01MARLA LINK MARLA LINK2010-10-01
0012009-01-01MARLA LINK MARLA LINK2010-09-30

Plan Statistics for ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN

401k plan membership statisitcs for ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN

Measure Date Value
2023: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-013,111
Total number of active participants reported on line 7a of the Form 55002023-01-012,493
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-01389
Total of all active and inactive participants2023-01-012,883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-013
Total participants2023-01-012,886
Number of participants with account balances2023-01-011,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,904
Total number of active participants reported on line 7a of the Form 55002022-01-012,963
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01270
Total of all active and inactive participants2022-01-013,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-013,238
Number of participants with account balances2022-01-011,126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,538
Total number of active participants reported on line 7a of the Form 55002021-01-012,698
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01260
Total of all active and inactive participants2021-01-012,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-012,960
Number of participants with account balances2021-01-01747
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,642
Total number of active participants reported on line 7a of the Form 55002020-01-011,424
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01200
Total of all active and inactive participants2020-01-011,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-011,626
Number of participants with account balances2020-01-01664
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,670
Total number of active participants reported on line 7a of the Form 55002019-01-011,315
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01204
Total of all active and inactive participants2019-01-011,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,521
Number of participants with account balances2019-01-01602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,694
Total number of active participants reported on line 7a of the Form 55002018-01-011,360
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01219
Total of all active and inactive participants2018-01-011,579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,579
Number of participants with account balances2018-01-01632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,950
Total number of active participants reported on line 7a of the Form 55002017-01-011,813
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01121
Total of all active and inactive participants2017-01-011,934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,934
Number of participants with account balances2017-01-01602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,660
Total number of active participants reported on line 7a of the Form 55002016-01-011,808
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0193
Total of all active and inactive participants2016-01-011,901
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,901
Number of participants with account balances2016-01-01585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,575
Total number of active participants reported on line 7a of the Form 55002015-01-011,538
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0187
Total of all active and inactive participants2015-01-011,625
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,626
Number of participants with account balances2015-01-01504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,478
Total number of active participants reported on line 7a of the Form 55002014-01-011,345
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0186
Total of all active and inactive participants2014-01-011,431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,431
Number of participants with account balances2014-01-01492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,491
Total number of active participants reported on line 7a of the Form 55002013-01-01399
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0192
Total of all active and inactive participants2013-01-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01491
Number of participants with account balances2013-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,470
Total number of active participants reported on line 7a of the Form 55002012-01-011,413
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0178
Total of all active and inactive participants2012-01-011,491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,491
Number of participants with account balances2012-01-01523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,418
Total number of active participants reported on line 7a of the Form 55002011-01-011,373
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0166
Total of all active and inactive participants2011-01-011,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,439
Number of participants with account balances2011-01-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01469
Total number of active participants reported on line 7a of the Form 55002009-01-011,169
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0157
Total of all active and inactive participants2009-01-011,226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,226
Number of participants with account balances2009-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN

Measure Date Value
2023 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total transfer of assets to this plan2023-12-31$10,234
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$10,176,638
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$5,631,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$5,416,965
Expenses. Certain deemed distributions of participant loans2023-12-31$9,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$5,847,224
Value of total assets at end of year2023-12-31$32,375,020
Value of total assets at beginning of year2023-12-31$27,819,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$205,061
Total interest from all sources2023-12-31$34,980
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$35,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$35,954
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,911,636
Participant contributions at end of year2023-12-31$346,403
Participant contributions at beginning of year2023-12-31$377,006
Participant contributions at end of year2023-12-31$17,667
Participant contributions at beginning of year2023-12-31$20,357
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$138,542
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2023-12-31$1,824
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$4,544,874
Value of net assets at end of year (total assets less liabilities)2023-12-31$32,375,020
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$27,819,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$2,399,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$1,609,655
Value of interest in pooled separate accounts at end of year2023-12-31$1,767,071
Value of interest in pooled separate accounts at beginning of year2023-12-31$1,468,420
Interest on participant loans2023-12-31$20,206
Interest earned on other investments2023-12-31$14,774
Value of interest in common/collective trusts at end of year2023-12-31$26,418,596
Value of interest in common/collective trusts at beginning of year2023-12-31$23,309,005
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$761,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$1,027,025
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$381,679
Net investment gain/loss from pooled separate accounts2023-12-31$298,330
Net investment gain or loss from common/collective trusts2023-12-31$3,578,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$3,797,046
Employer contributions (assets) at end of year2023-12-31$664,444
Employer contributions (assets) at beginning of year2023-12-31$8,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$5,415,141
Contract administrator fees2023-12-31$205,061
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31EIDE BAILLY LLP
Accountancy firm EIN2023-12-31450250958
2022 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$709,866
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,933,139
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,485,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,318,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,260,154
Value of total assets at end of year2022-12-31$27,819,912
Value of total assets at beginning of year2022-12-31$32,528,600
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$166,954
Total interest from all sources2022-12-31$31,190
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$12,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$12,054
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,031,068
Participant contributions at end of year2022-12-31$377,006
Participant contributions at beginning of year2022-12-31$287,885
Participant contributions at end of year2022-12-31$20,357
Participant contributions at beginning of year2022-12-31$22,356
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$285,879
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$2,604
Other income not declared elsewhere2022-12-31$79
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,418,554
Value of net assets at end of year (total assets less liabilities)2022-12-31$27,819,912
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$32,528,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,609,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,061,356
Value of interest in pooled separate accounts at end of year2022-12-31$1,468,420
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,672,391
Interest on participant loans2022-12-31$15,848
Interest earned on other investments2022-12-31$15,342
Value of interest in common/collective trusts at end of year2022-12-31$23,309,005
Value of interest in common/collective trusts at beginning of year2022-12-31$27,375,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,027,025
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,099,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-509,259
Net investment gain/loss from pooled separate accounts2022-12-31$-280,836
Net investment gain or loss from common/collective trusts2022-12-31$-4,446,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$943,207
Employer contributions (assets) at end of year2022-12-31$8,444
Employer contributions (assets) at beginning of year2022-12-31$10,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,315,857
Contract administrator fees2022-12-31$166,954
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,930,905
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,703,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,500,378
Expenses. Certain deemed distributions of participant loans2021-12-31$8,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,252,878
Value of total assets at end of year2021-12-31$32,528,600
Value of total assets at beginning of year2021-12-31$28,301,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$194,797
Total interest from all sources2021-12-31$29,987
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$18,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$18,434
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,904,568
Participant contributions at end of year2021-12-31$287,885
Participant contributions at beginning of year2021-12-31$270,538
Participant contributions at end of year2021-12-31$22,356
Participant contributions at beginning of year2021-12-31$26,831
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$391,121
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$232
Other income not declared elsewhere2021-12-31$758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,227,561
Value of net assets at end of year (total assets less liabilities)2021-12-31$32,528,600
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$28,301,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,061,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,732,282
Value of interest in pooled separate accounts at end of year2021-12-31$1,672,391
Value of interest in pooled separate accounts at beginning of year2021-12-31$856,597
Interest on participant loans2021-12-31$13,205
Interest earned on other investments2021-12-31$16,782
Value of interest in common/collective trusts at end of year2021-12-31$27,375,151
Value of interest in common/collective trusts at beginning of year2021-12-31$23,936,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,099,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,464,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$251,841
Net investment gain/loss from pooled separate accounts2021-12-31$257,883
Net investment gain or loss from common/collective trusts2021-12-31$3,119,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$957,189
Employer contributions (assets) at end of year2021-12-31$10,091
Employer contributions (assets) at beginning of year2021-12-31$13,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,500,146
Contract administrator fees2021-12-31$194,797
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,045,956
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,736,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,573,043
Expenses. Certain deemed distributions of participant loans2020-12-31$1,470
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,820,945
Value of total assets at end of year2020-12-31$28,301,039
Value of total assets at beginning of year2020-12-31$24,991,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$162,399
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$40,049
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$12,624
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$12,624
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$1,771,434
Participant contributions at end of year2020-12-31$270,538
Participant contributions at beginning of year2020-12-31$302,678
Participant contributions at end of year2020-12-31$26,831
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$123,394
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$42
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,309,044
Value of net assets at end of year (total assets less liabilities)2020-12-31$28,301,039
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$24,991,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,732,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,421,221
Value of interest in pooled separate accounts at end of year2020-12-31$856,597
Value of interest in pooled separate accounts at beginning of year2020-12-31$711,422
Interest on participant loans2020-12-31$16,454
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$23,595
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$23,936,806
Value of interest in common/collective trusts at beginning of year2020-12-31$22,076,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,464,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$480,206
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$287,827
Net investment gain/loss from pooled separate accounts2020-12-31$61,521
Net investment gain or loss from common/collective trusts2020-12-31$2,822,948
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$926,117
Employer contributions (assets) at end of year2020-12-31$13,213
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,573,043
Contract administrator fees2020-12-31$162,399
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,882,386
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,265,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,233,264
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,882,384
Value of total assets at end of year2019-12-31$24,991,995
Value of total assets at beginning of year2019-12-31$21,375,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$32,584
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$26,685
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,679
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$1,572,593
Participant contributions at end of year2019-12-31$302,678
Participant contributions at beginning of year2019-12-31$618,300
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$29,632
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$442,139
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$103
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$71
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,616,538
Value of net assets at end of year (total assets less liabilities)2019-12-31$24,991,995
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,375,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,421,221
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,138,008
Value of interest in pooled separate accounts at end of year2019-12-31$711,422
Value of interest in pooled separate accounts at beginning of year2019-12-31$660,049
Interest on participant loans2019-12-31$21,139
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$5,546
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$22,076,468
Value of interest in common/collective trusts at beginning of year2019-12-31$18,493,501
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$480,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$418,643
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$302,289
Net investment gain/loss from pooled separate accounts2019-12-31$151,741
Net investment gain or loss from common/collective trusts2019-12-31$3,509,537
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$867,652
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$17,324
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,233,161
Contract administrator fees2019-12-31$32,584
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
2018 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$948,987
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,128,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,113,341
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,459,410
Value of total assets at end of year2018-12-31$21,375,457
Value of total assets at beginning of year2018-12-31$23,554,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,959
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$29,348
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$9,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,484
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$1,457,027
Participant contributions at end of year2018-12-31$618,300
Participant contributions at beginning of year2018-12-31$482,399
Participant contributions at end of year2018-12-31$29,632
Participant contributions at beginning of year2018-12-31$26,924
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$190,733
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$1,075
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$502
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,179,313
Value of net assets at end of year (total assets less liabilities)2018-12-31$21,375,457
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,554,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,138,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,151,783
Value of interest in pooled separate accounts at end of year2018-12-31$660,049
Value of interest in pooled separate accounts at beginning of year2018-12-31$943,495
Interest on participant loans2018-12-31$25,045
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$4,303
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$18,493,501
Value of interest in common/collective trusts at beginning of year2018-12-31$19,819,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$418,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,114,161
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-52,892
Net investment gain/loss from pooled separate accounts2018-12-31$-48,838
Net investment gain or loss from common/collective trusts2018-12-31$-1,448,027
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$811,650
Employer contributions (assets) at end of year2018-12-31$17,324
Employer contributions (assets) at beginning of year2018-12-31$16,294
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,112,266
Contract administrator fees2018-12-31$14,959
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BFBA LLP
Accountancy firm EIN2018-12-31680000424
2017 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,540,501
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,708,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,694,198
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,521,937
Value of total assets at end of year2017-12-31$23,554,770
Value of total assets at beginning of year2017-12-31$20,723,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,720
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$29,169
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$13,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$13,551
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$1,433,277
Participant contributions at end of year2017-12-31$482,399
Participant contributions at beginning of year2017-12-31$546,788
Participant contributions at end of year2017-12-31$26,924
Participant contributions at beginning of year2017-12-31$26,122
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$282,941
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$8,180
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,831,583
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,554,770
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,723,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,151,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,321,382
Value of interest in pooled separate accounts at end of year2017-12-31$943,495
Value of interest in pooled separate accounts at beginning of year2017-12-31$609,957
Interest on participant loans2017-12-31$21,112
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$8,057
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$19,819,714
Value of interest in common/collective trusts at beginning of year2017-12-31$17,642,930
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,114,161
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$559,562
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$267,917
Net investment gain/loss from pooled separate accounts2017-12-31$87,423
Net investment gain or loss from common/collective trusts2017-12-31$2,620,504
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$805,719
Employer contributions (assets) at end of year2017-12-31$16,294
Employer contributions (assets) at beginning of year2017-12-31$16,446
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,686,018
Contract administrator fees2017-12-31$14,720
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BFBA LLP
Accountancy firm EIN2017-12-31680000424
2016 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,858,431
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,380,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,367,579
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,610,115
Value of total assets at end of year2016-12-31$20,723,187
Value of total assets at beginning of year2016-12-31$18,245,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,296
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$34,924
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$10,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$10,251
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$1,429,130
Participant contributions at end of year2016-12-31$546,788
Participant contributions at beginning of year2016-12-31$492,270
Participant contributions at end of year2016-12-31$26,122
Participant contributions at beginning of year2016-12-31$25,200
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$329,400
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$911
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$6,337
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,477,556
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,723,187
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,245,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,321,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,308,227
Value of interest in pooled separate accounts at end of year2016-12-31$609,957
Value of interest in pooled separate accounts at beginning of year2016-12-31$173,701
Interest on participant loans2016-12-31$24,600
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$10,324
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$17,642,930
Value of interest in common/collective trusts at beginning of year2016-12-31$16,069,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$559,562
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$161,459
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-16,781
Net investment gain/loss from pooled separate accounts2016-12-31$42,641
Net investment gain or loss from common/collective trusts2016-12-31$1,170,944
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$851,585
Employer contributions (assets) at end of year2016-12-31$16,446
Employer contributions (assets) at beginning of year2016-12-31$15,240
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,366,668
Contract administrator fees2016-12-31$13,296
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN, FINK, AND BOYCE, LLP
Accountancy firm EIN2016-12-31680000424
2015 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,731,073
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,933,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,920,739
Expenses. Certain deemed distributions of participant loans2015-12-31$4,499
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,303,869
Value of total assets at end of year2015-12-31$18,245,631
Value of total assets at beginning of year2015-12-31$17,447,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,948
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$52,339
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$63,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$63,468
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$1,361,648
Participant contributions at end of year2015-12-31$492,270
Participant contributions at beginning of year2015-12-31$566,086
Participant contributions at end of year2015-12-31$25,200
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$150,628
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$174
Administrative expenses (other) incurred2015-12-31$2,280
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$797,887
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,245,631
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$17,447,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,308,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,162,702
Value of interest in pooled separate accounts at end of year2015-12-31$173,701
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$23,901
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$28,438
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$16,069,534
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$161,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,718,956
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$486,926
Net investment gain/loss from pooled separate accounts2015-12-31$3,733
Net investment gain or loss from common/collective trusts2015-12-31$-179,436
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$791,593
Employer contributions (assets) at end of year2015-12-31$15,240
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,920,739
Contract administrator fees2015-12-31$5,668
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN, FINK, BOYCE & ASTLE, LLP
Accountancy firm EIN2015-12-31680000424
2014 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,837,876
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,450,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,437,893
Expenses. Certain deemed distributions of participant loans2014-12-31$2,615
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,105,980
Value of total assets at end of year2014-12-31$17,447,744
Value of total assets at beginning of year2014-12-31$17,060,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,179
Total interest from all sources2014-12-31$71,261
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$133,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$133,432
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,249,426
Participant contributions at end of year2014-12-31$566,086
Participant contributions at beginning of year2014-12-31$627,515
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$113,792
Other income not declared elsewhere2014-12-31$300
Administrative expenses (other) incurred2014-12-31$10,179
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$387,189
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,447,744
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,060,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,162,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,658,975
Interest on participant loans2014-12-31$24,807
Interest earned on other investments2014-12-31$46,454
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,718,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,774,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$526,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$742,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,437,893
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROWN FINK BOYCE & ASTLE, LLP
Accountancy firm EIN2014-12-31680000424
2013 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$663,451
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,490,839
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,807,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,796,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,213,114
Value of total assets at end of year2013-12-31$17,060,555
Value of total assets at beginning of year2013-12-31$15,040,541
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,312
Total interest from all sources2013-12-31$74,448
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$125,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$125,430
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,291,653
Participant contributions at end of year2013-12-31$627,515
Participant contributions at beginning of year2013-12-31$670,905
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$184,529
Other income not declared elsewhere2013-12-31$305
Administrative expenses (other) incurred2013-12-31$11,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,683,465
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,060,555
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,040,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,658,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,674,601
Interest on participant loans2013-12-31$26,386
Interest earned on other investments2013-12-31$48,062
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,774,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,695,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,077,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$736,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,796,062
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROWN FINK BOYCE & ASTLE, LLP
Accountancy firm EIN2013-12-31680000424
2012 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,868,321
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,284,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,274,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,429,459
Value of total assets at end of year2012-12-31$15,040,541
Value of total assets at beginning of year2012-12-31$12,456,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,021
Total interest from all sources2012-12-31$83,046
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$152,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$152,225
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,375,224
Participant contributions at end of year2012-12-31$670,905
Participant contributions at beginning of year2012-12-31$603,393
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$270,299
Administrative expenses (other) incurred2012-12-31$10,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,583,802
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,040,541
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,456,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,674,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,295,004
Interest on participant loans2012-12-31$24,332
Interest earned on other investments2012-12-31$58,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,695,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,558,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,203,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$783,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,274,498
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROWN FINK BOYCE & ASTLE, LLP
Accountancy firm EIN2012-12-31680000424
2011 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,846,218
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,195,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,185,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,984,840
Value of total assets at end of year2011-12-31$12,456,739
Value of total assets at beginning of year2011-12-31$11,806,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,717
Total interest from all sources2011-12-31$86,114
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$138,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$138,959
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,249,844
Participant contributions at end of year2011-12-31$603,393
Participant contributions at beginning of year2011-12-31$411,775
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$22,203
Administrative expenses (other) incurred2011-12-31$9,717
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$650,657
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,456,739
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,806,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,295,004
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,888,880
Interest on participant loans2011-12-31$23,014
Interest earned on other investments2011-12-31$63,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,558,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,505,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-363,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$712,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,185,844
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROWN FINK BOYCE & ASTLE, LLP
Accountancy firm EIN2011-12-31680000424
2010 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,921,008
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,035,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,028,403
Expenses. Certain deemed distributions of participant loans2010-12-31$23
Value of total corrective distributions2010-12-31$739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,864,917
Value of total assets at end of year2010-12-31$11,806,082
Value of total assets at beginning of year2010-12-31$9,920,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,285
Total interest from all sources2010-12-31$50,457
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$92,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$92,889
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,138,797
Participant contributions at end of year2010-12-31$411,775
Participant contributions at beginning of year2010-12-31$395,156
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$65,546
Administrative expenses (other) incurred2010-12-31$6,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,885,558
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,806,082
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,920,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,888,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,525,368
Interest on participant loans2010-12-31$20,242
Interest earned on other investments2010-12-31$30,215
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,505,427
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$912,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$660,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,028,403
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROWN FINK BOYCE & ASTLE LLP
Accountancy firm EIN2010-12-31680000424
2009 : ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN

2023: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ADAMS AND ASSOCIATES, INC. 401K SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered2886
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $1,778
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 1
Insurance contract or identification number462420
Number of Individuals Covered2886
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $3,077
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered3238
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,010
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,010
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 1
Insurance contract or identification number462420
Number of Individuals Covered3238
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,015
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,015
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 1
Insurance contract or identification number462420
Number of Individuals Covered2960
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $2,839
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,696
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered2960
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $2,570
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,487
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered1626
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $2,846
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,846
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 1
Insurance contract or identification number462420
Number of Individuals Covered1626
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,379
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,379
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 2
Insurance contract or identification number462420
Number of Individuals Covered1521
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,988
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,988
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1521
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,236
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,236
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1579
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,330
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $733
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 2
Insurance contract or identification number462420
Number of Individuals Covered1579
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,258
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,248
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 2
Insurance contract or identification number462420
Number of Individuals Covered1934
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,834
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $917
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1934
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,704
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $852
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40493
Policy instance 1
Insurance contract or identification number40493
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-08-17
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered1626
Insurance policy start date2015-08-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $184
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $92
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number462420
Policy instance 3
Insurance contract or identification number462420
Number of Individuals Covered1626
Insurance policy start date2015-08-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $12,632
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,316
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameS B H U LIFE AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40493
Policy instance 1
Insurance contract or identification number40493
Number of Individuals Covered1431
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,783
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5783
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40493
Policy instance 1
Insurance contract or identification number40493
Number of Individuals Covered491
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,737
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6737
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40493
Policy instance 1
Insurance contract or identification number40493
Number of Individuals Covered1491
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,828
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3509
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameSBHU LIFE AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40493
Policy instance 1
Insurance contract or identification number40493
Number of Individuals Covered1439
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,388
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040493
Policy instance 1
Insurance contract or identification number040493
Number of Individuals Covered1390
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,054
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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