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FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameFINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FINDLAY MANAGEMENT GROUP has sponsored the creation of one or more 401k plans.

Company Name:FINDLAY MANAGEMENT GROUP
Employer identification number (EIN):880267953
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about FINDLAY MANAGEMENT GROUP

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1991-02-08
Company Identification Number: 19911014115
Legal Registered Office Address: 310 N GIBSON ROAD

HENDERSON
United States of America (USA)
89014

More information about FINDLAY MANAGEMENT GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01TYLER CORDER
0012016-01-01TYLER CORDER
0012015-01-01TYLER CORDER
0012014-01-01TYLER CORDER
0012013-01-01TYLER CORDER
0012012-01-01TYLER CORDER
0012011-01-01TYLER CORDER
0012010-01-01TYLER CORDER

Plan Statistics for FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-012,369
Total number of active participants reported on line 7a of the Form 55002022-01-012,268
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01255
Total of all active and inactive participants2022-01-012,525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-012,525
Number of participants with account balances2022-01-011,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01156
2021: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-012,151
Total number of active participants reported on line 7a of the Form 55002021-01-012,035
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01230
Total of all active and inactive participants2021-01-012,267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-012,267
Number of participants with account balances2021-01-011,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01150
2020: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-012,112
Total number of active participants reported on line 7a of the Form 55002020-01-011,949
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01154
Total of all active and inactive participants2020-01-012,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,104
Number of participants with account balances2020-01-011,198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0199
2019: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-011,962
Total number of active participants reported on line 7a of the Form 55002019-01-011,938
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01146
Total of all active and inactive participants2019-01-012,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,084
Number of participants with account balances2019-01-011,138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0181
2018: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-011,983
Total number of active participants reported on line 7a of the Form 55002018-01-011,716
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01157
Total of all active and inactive participants2018-01-011,873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,873
Number of participants with account balances2018-01-01994
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01139
2017: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-011,812
Total number of active participants reported on line 7a of the Form 55002017-01-011,627
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01175
Total of all active and inactive participants2017-01-011,802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,802
Number of participants with account balances2017-01-01947
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01118
2016: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-011,375
Total number of active participants reported on line 7a of the Form 55002016-01-011,249
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01149
Total of all active and inactive participants2016-01-011,398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,398
Number of participants with account balances2016-01-01823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0154
2015: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-011,325
Total number of active participants reported on line 7a of the Form 55002015-01-011,103
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01116
Total of all active and inactive participants2015-01-011,219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,219
Number of participants with account balances2015-01-01700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-011,172
Total number of active participants reported on line 7a of the Form 55002014-01-011,034
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01141
Total of all active and inactive participants2014-01-011,175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,175
Number of participants with account balances2014-01-01655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0138
2013: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-011,119
Total number of active participants reported on line 7a of the Form 55002013-01-01921
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01130
Total of all active and inactive participants2013-01-011,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,051
Number of participants with account balances2013-01-01447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-011,032
Total number of active participants reported on line 7a of the Form 55002012-01-01899
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01101
Total of all active and inactive participants2012-01-011,000
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,000
Number of participants with account balances2012-01-01427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-011,064
Total number of active participants reported on line 7a of the Form 55002011-01-01851
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0183
Total of all active and inactive participants2011-01-01934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01934
Number of participants with account balances2011-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-011,013
Total number of active participants reported on line 7a of the Form 55002010-01-01810
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01159
Total of all active and inactive participants2010-01-01969
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01969
Number of participants with account balances2010-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0129

Financial Data on FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$169,479
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$45,283
Total income from all sources (including contributions)2022-12-31$2,447,907
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,175,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,923,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$11,650,313
Value of total assets at end of year2022-12-31$49,132,340
Value of total assets at beginning of year2022-12-31$52,735,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$251,868
Total interest from all sources2022-12-31$4
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,422,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,422,945
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,477,041
Participant contributions at end of year2022-12-31$187,932
Participant contributions at beginning of year2022-12-31$167,606
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,991,126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$169,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$45,283
Other income not declared elsewhere2022-12-31$8,621
Administrative expenses (other) incurred2022-12-31$251,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,727,235
Value of net assets at end of year (total assets less liabilities)2022-12-31$48,962,861
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$52,690,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$44,556,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$48,316,270
Value of interest in common/collective trusts at end of year2022-12-31$4,277,581
Value of interest in common/collective trusts at beginning of year2022-12-31$4,231,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,745,503
Net investment gain or loss from common/collective trusts2022-12-31$111,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,182,146
Employer contributions (assets) at end of year2022-12-31$110,454
Employer contributions (assets) at beginning of year2022-12-31$20,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,923,274
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$45,283
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$95,087
Total income from all sources (including contributions)2021-12-31$14,894,064
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,444,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,178,945
Value of total corrective distributions2021-12-31$45,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$8,773,868
Value of total assets at end of year2021-12-31$52,735,379
Value of total assets at beginning of year2021-12-31$40,335,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$220,225
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,737,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,737,659
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,417,832
Participant contributions at end of year2021-12-31$167,606
Participant contributions at beginning of year2021-12-31$155,321
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$405,638
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$37,728
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$45,283
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$95,087
Other income not declared elsewhere2021-12-31$13,379
Administrative expenses (other) incurred2021-12-31$220,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$12,449,611
Value of net assets at end of year (total assets less liabilities)2021-12-31$52,690,096
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$40,240,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$48,316,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$35,933,862
Value of interest in common/collective trusts at end of year2021-12-31$4,231,397
Value of interest in common/collective trusts at beginning of year2021-12-31$4,186,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,287,031
Net investment gain or loss from common/collective trusts2021-12-31$82,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$950,398
Employer contributions (assets) at end of year2021-12-31$20,106
Employer contributions (assets) at beginning of year2021-12-31$22,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,178,945
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$95,087
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$131,386
Total income from all sources (including contributions)2020-12-31$12,323,267
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,404,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,148,512
Value of total corrective distributions2020-12-31$95,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,217,176
Value of total assets at end of year2020-12-31$40,335,572
Value of total assets at beginning of year2020-12-31$33,453,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$161,333
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$817,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$817,068
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,216,892
Participant contributions at end of year2020-12-31$155,321
Participant contributions at beginning of year2020-12-31$139,327
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$311,814
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$37,728
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$95,087
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$131,386
Other income not declared elsewhere2020-12-31$3,805
Administrative expenses (other) incurred2020-12-31$161,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,918,335
Value of net assets at end of year (total assets less liabilities)2020-12-31$40,240,485
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$33,322,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$35,933,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$29,836,994
Value of interest in common/collective trusts at end of year2020-12-31$4,186,123
Value of interest in common/collective trusts at beginning of year2020-12-31$3,456,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,200,929
Net investment gain or loss from common/collective trusts2020-12-31$84,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$688,470
Employer contributions (assets) at end of year2020-12-31$22,538
Employer contributions (assets) at beginning of year2020-12-31$20,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,148,512
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$131,386
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$131,386
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,150,544
Total income from all sources (including contributions)2019-12-31$11,150,544
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,523,729
Total of all expenses incurred2019-12-31$3,523,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,211,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,211,534
Value of total corrective distributions2019-12-31$131,386
Value of total corrective distributions2019-12-31$131,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,350,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,350,222
Value of total assets at end of year2019-12-31$33,453,536
Value of total assets at end of year2019-12-31$33,453,536
Value of total assets at beginning of year2019-12-31$25,695,335
Value of total assets at beginning of year2019-12-31$25,695,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$180,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$180,809
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$794,174
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$794,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$794,174
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$794,174
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$14,000
Value of fidelity bond cover2019-12-31$14,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,603,696
Contributions received from participants2019-12-31$4,603,696
Participant contributions at end of year2019-12-31$139,327
Participant contributions at end of year2019-12-31$139,327
Participant contributions at beginning of year2019-12-31$112,572
Participant contributions at beginning of year2019-12-31$112,572
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$183,157
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$183,157
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$131,386
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$131,386
Administrative expenses (other) incurred2019-12-31$180,809
Administrative expenses (other) incurred2019-12-31$180,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,626,815
Value of net income/loss2019-12-31$7,626,815
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,322,150
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,322,150
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$25,695,335
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$25,695,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$29,836,994
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$29,836,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$22,456,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$22,456,478
Value of interest in common/collective trusts at end of year2019-12-31$3,456,350
Value of interest in common/collective trusts at end of year2019-12-31$3,456,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,108,449
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,108,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,974,537
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,974,537
Net investment gain or loss from common/collective trusts2019-12-31$31,611
Net investment gain or loss from common/collective trusts2019-12-31$31,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$563,369
Contributions received in cash from employer2019-12-31$563,369
Employer contributions (assets) at end of year2019-12-31$20,865
Employer contributions (assets) at end of year2019-12-31$20,865
Employer contributions (assets) at beginning of year2019-12-31$17,836
Employer contributions (assets) at beginning of year2019-12-31$17,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,211,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,211,534
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$131,386
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$3,697,673
Total of all expenses incurred2018-12-31$2,306,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,040,923
Value of total corrective distributions2018-12-31$85,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,192,045
Value of total assets at end of year2018-12-31$25,695,335
Value of total assets at beginning of year2018-12-31$24,303,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$180,336
Total interest from all sources2018-12-31$38,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$180,336
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,061,280
Participant contributions at end of year2018-12-31$112,572
Participant contributions at beginning of year2018-12-31$96,868
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$494,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,391,374
Value of net assets at end of year (total assets less liabilities)2018-12-31$25,695,335
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,303,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$22,456,478
Value of interest in pooled separate accounts at beginning of year2018-12-31$21,189,450
Interest earned on other investments2018-12-31$38,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,108,449
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,010,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,533,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$635,826
Employer contributions (assets) at end of year2018-12-31$17,836
Employer contributions (assets) at beginning of year2018-12-31$7,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,040,923
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$7,401,404
Total of all expenses incurred2017-12-31$1,408,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,337,477
Value of total corrective distributions2017-12-31$15,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,449,204
Value of total assets at end of year2017-12-31$24,303,961
Value of total assets at beginning of year2017-12-31$18,311,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$55,568
Total interest from all sources2017-12-31$38,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$55,568
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,382,498
Participant contributions at end of year2017-12-31$96,868
Participant contributions at beginning of year2017-12-31$77,259
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$553,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,992,683
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,303,961
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$18,311,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$21,189,450
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,110,375
Interest earned on other investments2017-12-31$38,607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,010,265
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,108,453
Net investment gain/loss from pooled separate accounts2017-12-31$2,913,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$512,922
Employer contributions (assets) at end of year2017-12-31$7,378
Employer contributions (assets) at beginning of year2017-12-31$15,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,337,477
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958
2016 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$4,377,522
Total of all expenses incurred2016-12-31$1,818,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,727,898
Value of total corrective distributions2016-12-31$49,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,220,950
Value of total assets at end of year2016-12-31$18,311,278
Value of total assets at beginning of year2016-12-31$15,751,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$40,518
Total interest from all sources2016-12-31$39,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$40,518
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,739,276
Participant contributions at end of year2016-12-31$77,259
Participant contributions at beginning of year2016-12-31$60,751
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$42,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,559,339
Value of net assets at end of year (total assets less liabilities)2016-12-31$18,311,278
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,751,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$15,110,375
Value of interest in pooled separate accounts at beginning of year2016-12-31$13,232,927
Interest earned on other investments2016-12-31$39,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,108,453
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,445,395
Net investment gain/loss from pooled separate accounts2016-12-31$1,117,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$439,553
Employer contributions (assets) at end of year2016-12-31$15,191
Employer contributions (assets) at beginning of year2016-12-31$12,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,727,898
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EIDE BAILLY LLP
Accountancy firm EIN2016-12-31450250958
2015 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$83,071
Total income from all sources (including contributions)2015-12-31$2,986,100
Total of all expenses incurred2015-12-31$1,400,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,353,147
Value of total corrective distributions2015-12-31$7,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,136,711
Value of total assets at end of year2015-12-31$15,751,939
Value of total assets at beginning of year2015-12-31$14,248,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$39,889
Total interest from all sources2015-12-31$37,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$39,889
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,364,964
Participant contributions at end of year2015-12-31$60,751
Participant contributions at beginning of year2015-12-31$55,215
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$381,351
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$83,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,586,030
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,751,939
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,165,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,232,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,684,706
Interest earned on other investments2015-12-31$37,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,445,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,504,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-188,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$390,396
Employer contributions (assets) at end of year2015-12-31$12,866
Employer contributions (assets) at beginning of year2015-12-31$4,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,353,147
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31JW ADVISORS
Accountancy firm EIN2015-12-31472362257
2014 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$83,071
Total income from all sources (including contributions)2014-12-31$3,126,429
Total of all expenses incurred2014-12-31$1,375,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,109,403
Value of total corrective distributions2014-12-31$158,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,250,164
Value of total assets at end of year2014-12-31$14,248,980
Value of total assets at beginning of year2014-12-31$12,415,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$108,419
Total interest from all sources2014-12-31$41,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$108,419
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,927,176
Participant contributions at end of year2014-12-31$55,215
Participant contributions at beginning of year2014-12-31$39,562
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$13,656
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$83,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,750,485
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,165,909
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,415,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,684,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,723,426
Interest earned on other investments2014-12-31$41,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,504,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,652,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$834,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$309,332
Employer contributions (assets) at end of year2014-12-31$4,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,109,403
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31JW ADVISORS
Accountancy firm EIN2014-12-31472362257
2013 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,955,875
Total of all expenses incurred2013-12-31$1,267,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,136,701
Value of total corrective distributions2013-12-31$97,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,181,240
Value of total assets at end of year2013-12-31$12,415,424
Value of total assets at beginning of year2013-12-31$10,727,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$33,716
Total interest from all sources2013-12-31$50,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$33,716
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,142,072
Participant contributions at end of year2013-12-31$39,562
Participant contributions at beginning of year2013-12-31$27,906
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$39,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,688,316
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,415,424
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,727,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,723,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,315,947
Interest earned on other investments2013-12-31$50,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,652,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,383,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,724,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,136,701
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31JOHNSON JACOBSON AND WILCOX CPAS
Accountancy firm EIN2013-12-31880172854
2012 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,984,270
Total of all expenses incurred2012-12-31$750,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$692,442
Value of total corrective distributions2012-12-31$25,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$981,846
Value of total assets at end of year2012-12-31$10,727,108
Value of total assets at beginning of year2012-12-31$9,493,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,407
Total interest from all sources2012-12-31$61,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$32,407
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$979,466
Participant contributions at end of year2012-12-31$27,906
Participant contributions at beginning of year2012-12-31$26,951
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,233,527
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,727,108
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,493,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,315,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,897,885
Interest earned on other investments2012-12-31$61,881
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,383,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,568,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$940,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$692,442
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31JOHNSON JACOBSON AND WILCOX CPAS
Accountancy firm EIN2012-12-31880172854
2011 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$733,670
Total of all expenses incurred2011-12-31$506,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$466,593
Value of total corrective distributions2011-12-31$8,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$909,170
Value of total assets at end of year2011-12-31$9,493,581
Value of total assets at beginning of year2011-12-31$9,266,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,327
Total interest from all sources2011-12-31$66,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$31,327
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$851,725
Participant contributions at end of year2011-12-31$26,951
Participant contributions at beginning of year2011-12-31$21,668
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$57,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$227,468
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,493,581
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,266,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,897,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,929,098
Interest earned on other investments2011-12-31$66,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,568,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,315,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-241,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$466,593
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31JOHNSON JACOBSON AND WILCOX CPAS
Accountancy firm EIN2011-12-31880172854
2010 : FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,723,521
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$803,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$776,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$775,345
Value of total assets at end of year2010-12-31$9,266,113
Value of total assets at beginning of year2010-12-31$8,346,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$26,746
Total interest from all sources2010-12-31$69,078
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$3,800
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$769,208
Participant contributions at end of year2010-12-31$21,668
Participant contributions at beginning of year2010-12-31$26,404
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$919,828
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,266,113
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,346,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$22,946
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,929,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,861,718
Interest earned on other investments2010-12-31$69,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,315,347
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,458,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$879,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$356
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$776,947
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JOHNSON JACOBSON AND WILCOX CPAS
Accountancy firm EIN2010-12-31880172854

Form 5500 Responses for FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST

2022: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751000
Policy instance 1
Insurance contract or identification number800751000
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,598
Total amount of fees paid to insurance companyUSD $25,249
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $5,819
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerFEE
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513002-000
Policy instance 2
Insurance contract or identification number513002-000
Number of Individuals Covered994
Total amount of commissions paid to insurance brokerUSD $33,988
Total amount of fees paid to insurance companyUSD $8,126
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,879
Amount paid for insurance broker fees8126
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered0
Total amount of commissions paid to insurance brokerUSD $6,173
Total amount of fees paid to insurance companyUSD $2
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,173
Insurance broker organization code?3
Amount paid for insurance broker fees2
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered947
Total amount of commissions paid to insurance brokerUSD $62,850
Total amount of fees paid to insurance companyUSD $27,424
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $62,850
Insurance broker organization code?3
Amount paid for insurance broker fees27424
Insurance broker nameLEBENSON ACTUARIAL SERVICES, INC-NV
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered700
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $47,358
Total amount of fees paid to insurance companyUSD $21,577
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,358
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees21577
Insurance broker nameLEBENSON ACTUARIAL SERVICES, INC-NV
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered655
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $41,201
Total amount of fees paid to insurance companyUSD $25,924
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,239
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees25924
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered456
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $36,023
Total amount of fees paid to insurance companyUSD $22,445
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22445
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $34,308
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered427
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $31,987
Total amount of fees paid to insurance companyUSD $20,104
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees20104
Additional information about fees paid to insurance brokerPLAN ADMINISTRATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $31,987
Insurance broker nameINTERSECURITIES INSURANCE AGENCY
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered430
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $30,093
Total amount of fees paid to insurance companyUSD $18,913
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number800751-000
Policy instance 1
Insurance contract or identification number800751-000
Number of Individuals Covered486
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $29,344
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,090
Insurance broker organization code?5
Insurance broker nameINTERSECURITIES INSURANCE AGENT

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