BROADWIND, INC. has sponsored the creation of one or more 401k plans.
Additional information about BROADWIND, INC.
Submission information for form 5500 for 401k plan BROADWIND, INC. EMPLOYEES' 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $639,998 |
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $639,998 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $8,999,799 |
| Total loss/gain on sale of assets | 2023-12-31 | $583,989 |
| Total of all expenses incurred | 2023-12-31 | $2,430,121 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $2,257,638 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $15,929 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $4,151,264 |
| Value of total assets at end of year | 2023-12-31 | $29,706,229 |
| Value of total assets at beginning of year | 2023-12-31 | $23,136,551 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $156,554 |
| Total interest from all sources | 2023-12-31 | $62,140 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $507,704 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $507,704 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $2,392,353 |
| Participant contributions at end of year | 2023-12-31 | $827,016 |
| Participant contributions at beginning of year | 2023-12-31 | $672,239 |
| Participant contributions at end of year | 2023-12-31 | $13,883 |
| Participant contributions at beginning of year | 2023-12-31 | $12,614 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $423,564 |
| Other income not declared elsewhere | 2023-12-31 | $2,528 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $6,569,678 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $29,706,229 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $23,136,551 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $23,056,669 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $18,362,937 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $1,259,234 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $1,156,163 |
| Interest on participant loans | 2023-12-31 | $50,541 |
| Interest earned on other investments | 2023-12-31 | $11,599 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $685,768 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $594,965 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $2,880,211 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $171,965 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Assets. Invements in employer securities at end of year | 2023-12-31 | $3,710,697 |
| Assets. Invements in employer securities at beginning of year | 2023-12-31 | $2,184,123 |
| Contributions received in cash from employer | 2023-12-31 | $1,335,347 |
| Employer contributions (assets) at end of year | 2023-12-31 | $152,962 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $153,510 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $2,257,638 |
| Contract administrator fees | 2023-12-31 | $156,554 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Aggregate proceeds on sale of assets | 2023-12-31 | $1,067,109 |
| Aggregate carrying amount (costs) on sale of assets | 2023-12-31 | $483,120 |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2023-12-31 | 362239746 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-01-01 | $639,998 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $639,998 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $8,999,799 |
| Total loss/gain on sale of assets | 2023-01-01 | $583,989 |
| Total of all expenses incurred | 2023-01-01 | $2,430,121 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $2,257,638 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $15,929 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $4,151,264 |
| Value of total assets at end of year | 2023-01-01 | $29,706,229 |
| Value of total assets at beginning of year | 2023-01-01 | $23,136,551 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $156,554 |
| Total interest from all sources | 2023-01-01 | $62,140 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $507,704 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $507,704 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $2,392,353 |
| Participant contributions at end of year | 2023-01-01 | $827,016 |
| Participant contributions at beginning of year | 2023-01-01 | $672,239 |
| Participant contributions at end of year | 2023-01-01 | $13,883 |
| Participant contributions at beginning of year | 2023-01-01 | $12,614 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $423,564 |
| Other income not declared elsewhere | 2023-01-01 | $2,528 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $6,569,678 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $29,706,229 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $23,136,551 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $23,056,669 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $18,362,937 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $1,259,234 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $1,156,163 |
| Interest on participant loans | 2023-01-01 | $50,541 |
| Interest earned on other investments | 2023-01-01 | $11,599 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $685,768 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $594,965 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $2,880,211 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $171,965 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Assets. Invements in employer securities at end of year | 2023-01-01 | $3,710,697 |
| Assets. Invements in employer securities at beginning of year | 2023-01-01 | $2,184,123 |
| Contributions received in cash from employer | 2023-01-01 | $1,335,347 |
| Employer contributions (assets) at end of year | 2023-01-01 | $152,962 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $153,510 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $2,257,638 |
| Contract administrator fees | 2023-01-01 | $156,554 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Aggregate proceeds on sale of assets | 2023-01-01 | $1,067,109 |
| Aggregate carrying amount (costs) on sale of assets | 2023-01-01 | $483,120 |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | SASSETTI LLC |
| Accountancy firm EIN | 2023-01-01 | 362239746 |
| 2022 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-170,706 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-170,706 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-260,183 |
| Total loss/gain on sale of assets | 2022-12-31 | $36,218 |
| Total of all expenses incurred | 2022-12-31 | $3,132,755 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,996,524 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $3,349 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,727,779 |
| Value of total assets at end of year | 2022-12-31 | $23,136,551 |
| Value of total assets at beginning of year | 2022-12-31 | $26,529,489 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $132,882 |
| Total interest from all sources | 2022-12-31 | $32,764 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $410,271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $410,271 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,250,841 |
| Participant contributions at end of year | 2022-12-31 | $672,239 |
| Participant contributions at beginning of year | 2022-12-31 | $432,155 |
| Participant contributions at end of year | 2022-12-31 | $12,614 |
| Participant contributions at beginning of year | 2022-12-31 | $12,007 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $216,669 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $31 |
| Other income not declared elsewhere | 2022-12-31 | $49,061 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,392,938 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $23,136,551 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $26,529,489 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $18,362,937 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $22,652,190 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $1,156,163 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $1,293,209 |
| Interest on participant loans | 2022-12-31 | $24,035 |
| Interest earned on other investments | 2022-12-31 | $8,729 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $594,965 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $522,586 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,154,854 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-190,716 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Assets. Invements in employer securities at end of year | 2022-12-31 | $2,184,123 |
| Assets. Invements in employer securities at beginning of year | 2022-12-31 | $1,474,690 |
| Contributions received in cash from employer | 2022-12-31 | $1,260,269 |
| Employer contributions (assets) at end of year | 2022-12-31 | $153,510 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $142,652 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,996,493 |
| Contract administrator fees | 2022-12-31 | $132,882 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Aggregate proceeds on sale of assets | 2022-12-31 | $401,856 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $365,638 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2022-12-31 | 362239746 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-01-01 | $-170,706 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $-170,706 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-260,183 |
| Total loss/gain on sale of assets | 2022-01-01 | $36,218 |
| Total of all expenses incurred | 2022-01-01 | $3,132,755 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,996,524 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $3,349 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,727,779 |
| Value of total assets at end of year | 2022-01-01 | $23,136,551 |
| Value of total assets at beginning of year | 2022-01-01 | $26,529,489 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $132,882 |
| Total interest from all sources | 2022-01-01 | $32,764 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $410,271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $410,271 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $2,250,841 |
| Participant contributions at end of year | 2022-01-01 | $672,239 |
| Participant contributions at beginning of year | 2022-01-01 | $432,155 |
| Participant contributions at end of year | 2022-01-01 | $12,614 |
| Participant contributions at beginning of year | 2022-01-01 | $12,007 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $216,669 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-01-01 | $31 |
| Other income not declared elsewhere | 2022-01-01 | $49,061 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,392,938 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $23,136,551 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $26,529,489 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $18,362,937 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $22,652,190 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $1,156,163 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $1,293,209 |
| Interest on participant loans | 2022-01-01 | $24,035 |
| Interest earned on other investments | 2022-01-01 | $8,729 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $594,965 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $522,586 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-4,154,854 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-190,716 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Assets. Invements in employer securities at end of year | 2022-01-01 | $2,184,123 |
| Assets. Invements in employer securities at beginning of year | 2022-01-01 | $1,474,690 |
| Contributions received in cash from employer | 2022-01-01 | $1,260,269 |
| Employer contributions (assets) at end of year | 2022-01-01 | $153,510 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $142,652 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,996,493 |
| Contract administrator fees | 2022-01-01 | $132,882 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Aggregate proceeds on sale of assets | 2022-01-01 | $401,856 |
| Aggregate carrying amount (costs) on sale of assets | 2022-01-01 | $365,638 |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | SASSETTI LLC |
| Accountancy firm EIN | 2022-01-01 | 362239746 |
| 2021 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-3,641,336 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-3,641,336 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,540,667 |
| Total loss/gain on sale of assets | 2021-12-31 | $-397,671 |
| Total of all expenses incurred | 2021-12-31 | $3,455,607 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,267,467 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $40,419 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,441,424 |
| Value of total assets at end of year | 2021-12-31 | $26,529,489 |
| Value of total assets at beginning of year | 2021-12-31 | $27,444,429 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $147,721 |
| Total interest from all sources | 2021-12-31 | $30,955 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $453,546 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $453,546 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,144,239 |
| Participant contributions at end of year | 2021-12-31 | $432,155 |
| Participant contributions at beginning of year | 2021-12-31 | $382,764 |
| Participant contributions at end of year | 2021-12-31 | $12,007 |
| Participant contributions at beginning of year | 2021-12-31 | $8,484 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $96,867 |
| Other income not declared elsewhere | 2021-12-31 | $45 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-914,940 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $26,529,489 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $27,444,429 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $22,652,190 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $20,033,305 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $1,293,209 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $904,098 |
| Interest on participant loans | 2021-12-31 | $22,091 |
| Interest earned on other investments | 2021-12-31 | $8,864 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $522,586 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $559,499 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,402,838 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $250,866 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Assets. Invements in employer securities at end of year | 2021-12-31 | $1,474,690 |
| Assets. Invements in employer securities at beginning of year | 2021-12-31 | $5,420,588 |
| Contributions received in cash from employer | 2021-12-31 | $1,200,318 |
| Employer contributions (assets) at end of year | 2021-12-31 | $142,652 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $135,691 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,267,467 |
| Contract administrator fees | 2021-12-31 | $147,721 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $1,105,257 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $1,502,928 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2021-12-31 | 362239746 |
| 2020 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $4,285,064 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $4,285,064 |
| Total transfer of assets to this plan | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $10,450,997 |
| Total loss/gain on sale of assets | 2020-12-31 | $396,710 |
| Total of all expenses incurred | 2020-12-31 | $1,788,479 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,671,711 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of total corrective distributions | 2020-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,238,673 |
| Value of total assets at end of year | 2020-12-31 | $27,444,429 |
| Value of total assets at beginning of year | 2020-12-31 | $18,781,911 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $116,768 |
| Total income from rents | 2020-12-31 | $0 |
| Total interest from all sources | 2020-12-31 | $27,289 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $334,591 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $334,591 |
| Administrative expenses professional fees incurred | 2020-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
| Contributions received from participants | 2020-12-31 | $1,931,244 |
| Participant contributions at end of year | 2020-12-31 | $382,764 |
| Participant contributions at beginning of year | 2020-12-31 | $374,136 |
| Participant contributions at end of year | 2020-12-31 | $8,484 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $193,920 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
| Other income not declared elsewhere | 2020-12-31 | $29 |
| Administrative expenses (other) incurred | 2020-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
| Total non interest bearing cash at end of year | 2020-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $8,662,518 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $27,444,429 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $18,781,911 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
| Investment advisory and management fees | 2020-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $20,033,305 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $15,716,207 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $904,098 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $811,718 |
| Interest on participant loans | 2020-12-31 | $18,095 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Interest earned on other investments | 2020-12-31 | $9,194 |
| Income. Interest from US Government securities | 2020-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $559,499 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $235,869 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $2,059,082 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $109,559 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Assets. Invements in employer securities at end of year | 2020-12-31 | $5,420,588 |
| Assets. Invements in employer securities at beginning of year | 2020-12-31 | $1,512,859 |
| Contributions received in cash from employer | 2020-12-31 | $1,113,509 |
| Employer contributions (assets) at end of year | 2020-12-31 | $135,691 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $131,122 |
| Income. Dividends from preferred stock | 2020-12-31 | $0 |
| Income. Dividends from common stock | 2020-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,671,711 |
| Contract administrator fees | 2020-12-31 | $116,768 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $777,769 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $381,059 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2020-12-31 | 362239746 |
| 2019 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2019-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $240,024 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $240,024 |
| Total transfer of assets to this plan | 2019-12-31 | $994,564 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,606 |
| Expenses. Interest paid | 2019-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $6,064,559 |
| Total loss/gain on sale of assets | 2019-12-31 | $16,399 |
| Total of all expenses incurred | 2019-12-31 | $3,067,578 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,978,195 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
| Value of total corrective distributions | 2019-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,023,789 |
| Value of total assets at end of year | 2019-12-31 | $18,781,911 |
| Value of total assets at beginning of year | 2019-12-31 | $14,791,972 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $89,383 |
| Total income from rents | 2019-12-31 | $0 |
| Total interest from all sources | 2019-12-31 | $17,424 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $382,340 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $382,340 |
| Administrative expenses professional fees incurred | 2019-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2019-12-31 | $0 |
| Contributions received from participants | 2019-12-31 | $1,690,204 |
| Participant contributions at end of year | 2019-12-31 | $374,136 |
| Participant contributions at beginning of year | 2019-12-31 | $259,154 |
| Participant contributions at end of year | 2019-12-31 | $0 |
| Participant contributions at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $343,425 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
| Other income not declared elsewhere | 2019-12-31 | $1,852 |
| Administrative expenses (other) incurred | 2019-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $0 |
| Total non interest bearing cash at end of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $50 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Income. Non cash contributions | 2019-12-31 | $0 |
| Value of net income/loss | 2019-12-31 | $2,996,981 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $18,781,911 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $14,790,366 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2019-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2019-12-31 | $0 |
| Investment advisory and management fees | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,716,207 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $12,666,324 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $811,718 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
| Interest on participant loans | 2019-12-31 | $14,669 |
| Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
| Interest earned on other investments | 2019-12-31 | $2,755 |
| Income. Interest from US Government securities | 2019-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,099,271 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,793 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,793 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $235,869 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,317,258 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $61,412 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $4,061 |
| Net gain/loss from 103.12 investment entities | 2019-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Assets. Invements in employer securities at end of year | 2019-12-31 | $1,512,859 |
| Assets. Invements in employer securities at beginning of year | 2019-12-31 | $650,341 |
| Contributions received in cash from employer | 2019-12-31 | $990,160 |
| Employer contributions (assets) at end of year | 2019-12-31 | $131,122 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $115,039 |
| Income. Dividends from preferred stock | 2019-12-31 | $0 |
| Income. Dividends from common stock | 2019-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,978,195 |
| Contract administrator fees | 2019-12-31 | $89,383 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $1,606 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Aggregate proceeds on sale of assets | 2019-12-31 | $299,055 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $282,656 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2019-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | SASSETTI, LLC |
| Accountancy firm EIN | 2019-12-31 | 362239746 |
| 2018 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-494,033 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-494,033 |
| Total transfer of assets to this plan | 2018-12-31 | $0 |
| Total transfer of assets from this plan | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,606 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,225 |
| Expenses. Interest paid | 2018-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $683,747 |
| Total loss/gain on sale of assets | 2018-12-31 | $-62,242 |
| Total of all expenses incurred | 2018-12-31 | $2,812,228 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,736,843 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $60,135 |
| Value of total corrective distributions | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,023,427 |
| Value of total assets at end of year | 2018-12-31 | $14,791,972 |
| Value of total assets at beginning of year | 2018-12-31 | $16,922,072 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $15,250 |
| Total interest from all sources | 2018-12-31 | $11,894 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $929,285 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $929,285 |
| Assets. Real estate other than employer real property at end of year | 2018-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2018-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,243,906 |
| Participant contributions at end of year | 2018-12-31 | $259,154 |
| Participant contributions at beginning of year | 2018-12-31 | $307,158 |
| Participant contributions at beginning of year | 2018-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $60,087 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2018-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2018-12-31 | $0 |
| Other income not declared elsewhere | 2018-12-31 | $8,497 |
| Administrative expenses (other) incurred | 2018-12-31 | $15,250 |
| Total non interest bearing cash at end of year | 2018-12-31 | $50 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $150 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Income. Non cash contributions | 2018-12-31 | $0 |
| Value of net income/loss | 2018-12-31 | $-2,128,481 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $14,790,366 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $16,918,847 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2018-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2018-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $12,666,324 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $14,560,774 |
| Interest on participant loans | 2018-12-31 | $11,761 |
| Interest earned on other investments | 2018-12-31 | $0 |
| Income. Interest from US Government securities | 2018-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,099,271 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,281,216 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,793 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $3,304 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $3,304 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $133 |
| Asset value of US Government securities at end of year | 2018-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,753,824 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $20,743 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Assets. Invements in employer securities at end of year | 2018-12-31 | $650,341 |
| Assets. Invements in employer securities at beginning of year | 2018-12-31 | $660,541 |
| Contributions received in cash from employer | 2018-12-31 | $719,434 |
| Employer contributions (assets) at end of year | 2018-12-31 | $115,039 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $108,929 |
| Income. Dividends from preferred stock | 2018-12-31 | $0 |
| Income. Dividends from common stock | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,736,843 |
| Asset. Corporate debt instrument preferred debt at end of year | 2018-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $1,606 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $3,225 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $171,509 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $233,751 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2018-12-31 | 362239746 |
| 2017 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-148,745 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-148,745 |
| Total transfer of assets to this plan | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,225 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $38,250 |
| Expenses. Interest paid | 2017-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $4,188,960 |
| Total loss/gain on sale of assets | 2017-12-31 | $7,467 |
| Total of all expenses incurred | 2017-12-31 | $3,707,302 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,520,124 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $167,744 |
| Value of total corrective distributions | 2017-12-31 | $14 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,081,669 |
| Value of total assets at end of year | 2017-12-31 | $16,922,072 |
| Value of total assets at beginning of year | 2017-12-31 | $16,475,439 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $19,420 |
| Total interest from all sources | 2017-12-31 | $11,050 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $836,740 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $836,740 |
| Assets. Real estate other than employer real property at end of year | 2017-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2017-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,263,112 |
| Participant contributions at end of year | 2017-12-31 | $307,158 |
| Participant contributions at beginning of year | 2017-12-31 | $309,133 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $49,887 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2017-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2017-12-31 | $0 |
| Administrative expenses (other) incurred | 2017-12-31 | $19,420 |
| Total non interest bearing cash at end of year | 2017-12-31 | $150 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $100 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Income. Non cash contributions | 2017-12-31 | $0 |
| Value of net income/loss | 2017-12-31 | $481,658 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $16,918,847 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $16,437,189 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $14,560,774 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $13,148,608 |
| Interest on participant loans | 2017-12-31 | $11,012 |
| Interest earned on other investments | 2017-12-31 | $0 |
| Income. Interest from US Government securities | 2017-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,281,216 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,028,520 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $3,304 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $56,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $56,510 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $38 |
| Asset value of US Government securities at end of year | 2017-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,387,020 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $13,759 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Assets. Invements in employer securities at end of year | 2017-12-31 | $660,541 |
| Assets. Invements in employer securities at beginning of year | 2017-12-31 | $711,110 |
| Contributions received in cash from employer | 2017-12-31 | $768,670 |
| Employer contributions (assets) at end of year | 2017-12-31 | $108,929 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $221,458 |
| Income. Dividends from preferred stock | 2017-12-31 | $0 |
| Income. Dividends from common stock | 2017-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,520,124 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $3,225 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $38,250 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $480,334 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $472,867 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2017-12-31 | 362239746 |
| 2016 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $422,561 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $422,561 |
| Total transfer of assets to this plan | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $38,250 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $18,244 |
| Expenses. Interest paid | 2016-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,684,124 |
| Total loss/gain on sale of assets | 2016-12-31 | $-39,302 |
| Total of all expenses incurred | 2016-12-31 | $2,380,126 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,253,617 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $112,694 |
| Value of total corrective distributions | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,303,910 |
| Value of total assets at end of year | 2016-12-31 | $16,475,439 |
| Value of total assets at beginning of year | 2016-12-31 | $15,151,435 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $13,815 |
| Total interest from all sources | 2016-12-31 | $11,701 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $568,802 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $568,802 |
| Assets. Real estate other than employer real property at end of year | 2016-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2016-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,305,735 |
| Participant contributions at end of year | 2016-12-31 | $309,133 |
| Participant contributions at beginning of year | 2016-12-31 | $386,727 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $191,549 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2016-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $0 |
| Other income not declared elsewhere | 2016-12-31 | $-1,762 |
| Administrative expenses (other) incurred | 2016-12-31 | $13,815 |
| Total non interest bearing cash at end of year | 2016-12-31 | $100 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $45 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Income. Non cash contributions | 2016-12-31 | $0 |
| Value of net income/loss | 2016-12-31 | $1,303,998 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $16,437,189 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $15,133,191 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $13,148,608 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $12,165,582 |
| Interest on participant loans | 2016-12-31 | $11,701 |
| Interest earned on other investments | 2016-12-31 | $0 |
| Income. Interest from US Government securities | 2016-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,028,520 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,925,055 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $56,510 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $18,259 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $18,259 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $0 |
| Asset value of US Government securities at end of year | 2016-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $399,438 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $18,776 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Assets. Invements in employer securities at end of year | 2016-12-31 | $711,110 |
| Assets. Invements in employer securities at beginning of year | 2016-12-31 | $433,051 |
| Contributions received in cash from employer | 2016-12-31 | $806,626 |
| Employer contributions (assets) at end of year | 2016-12-31 | $221,458 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $222,716 |
| Income. Dividends from preferred stock | 2016-12-31 | $0 |
| Income. Dividends from common stock | 2016-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,253,617 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $38,250 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $18,244 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $86,407 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $125,709 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2016-12-31 | 362239746 |
| 2015 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-697,261 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-697,261 |
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $18,244 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Expenses. Interest paid | 2015-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,900,896 |
| Total loss/gain on sale of assets | 2015-12-31 | $-64,425 |
| Total of all expenses incurred | 2015-12-31 | $2,624,350 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,518,220 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $93,818 |
| Value of total corrective distributions | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,916,306 |
| Value of total assets at end of year | 2015-12-31 | $15,151,435 |
| Value of total assets at beginning of year | 2015-12-31 | $15,856,645 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $12,312 |
| Total interest from all sources | 2015-12-31 | $12,733 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $588,059 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $588,059 |
| Assets. Real estate other than employer real property at end of year | 2015-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,526,519 |
| Participant contributions at end of year | 2015-12-31 | $386,727 |
| Participant contributions at beginning of year | 2015-12-31 | $383,757 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $517,917 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2015-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $-27,627 |
| Administrative expenses (other) incurred | 2015-12-31 | $12,312 |
| Total non interest bearing cash at end of year | 2015-12-31 | $45 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $215 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Income. Non cash contributions | 2015-12-31 | $0 |
| Value of net income/loss | 2015-12-31 | $-723,454 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $15,133,191 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $15,856,645 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $12,165,582 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $11,929,886 |
| Interest on participant loans | 2015-12-31 | $12,733 |
| Interest earned on other investments | 2015-12-31 | $0 |
| Income. Interest from US Government securities | 2015-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,925,055 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,925,358 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $18,259 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $10,025 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $10,025 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $0 |
| Asset value of US Government securities at end of year | 2015-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-865,420 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $38,531 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $433,051 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $1,389,788 |
| Contributions received in cash from employer | 2015-12-31 | $871,870 |
| Employer contributions (assets) at end of year | 2015-12-31 | $222,716 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $217,616 |
| Income. Dividends from preferred stock | 2015-12-31 | $0 |
| Income. Dividends from common stock | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,518,220 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $18,244 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $214,088 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $278,513 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | SASSETTI LLC |
| Accountancy firm EIN | 2015-12-31 | 362239746 |
| 2014 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-1,056,477 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-1,056,477 |
| Total transfer of assets to this plan | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Expenses. Interest paid | 2014-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,789,868 |
| Total loss/gain on sale of assets | 2014-12-31 | $9,376 |
| Total of all expenses incurred | 2014-12-31 | $2,401,299 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,299,099 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $88,375 |
| Value of total corrective distributions | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,163,431 |
| Value of total assets at end of year | 2014-12-31 | $15,856,645 |
| Value of total assets at beginning of year | 2014-12-31 | $16,468,076 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $13,825 |
| Total interest from all sources | 2014-12-31 | $11,651 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $490,914 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $490,914 |
| Assets. Real estate other than employer real property at end of year | 2014-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,392,229 |
| Participant contributions at end of year | 2014-12-31 | $383,757 |
| Participant contributions at beginning of year | 2014-12-31 | $389,251 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $60,849 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2014-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $3,625 |
| Administrative expenses (other) incurred | 2014-12-31 | $13,825 |
| Total non interest bearing cash at end of year | 2014-12-31 | $215 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Income. Non cash contributions | 2014-12-31 | $0 |
| Value of net income/loss | 2014-12-31 | $-611,431 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $15,856,645 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $16,468,076 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $11,929,886 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $11,202,063 |
| Interest on participant loans | 2014-12-31 | $11,726 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
| Interest earned on other investments | 2014-12-31 | $0 |
| Income. Interest from US Government securities | 2014-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,925,358 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,020,605 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $10,025 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $90 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $90 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $-75 |
| Asset value of US Government securities at end of year | 2014-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $132,933 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $34,415 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $1,389,788 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $2,667,996 |
| Contributions received in cash from employer | 2014-12-31 | $710,353 |
| Employer contributions (assets) at end of year | 2014-12-31 | $217,616 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $188,071 |
| Income. Dividends from preferred stock | 2014-12-31 | $0 |
| Income. Dividends from common stock | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,299,099 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $0 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $788,735 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $779,359 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2014-12-31 | 036605558 |
| 2013 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,720,231 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,720,231 |
| Total transfer of assets to this plan | 2013-12-31 | $0 |
| Total transfer of assets from this plan | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Expenses. Interest paid | 2013-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $5,919,838 |
| Total loss/gain on sale of assets | 2013-12-31 | $279,321 |
| Total of all expenses incurred | 2013-12-31 | $1,521,360 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,434,656 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $65,856 |
| Value of total corrective distributions | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,313,579 |
| Value of total assets at end of year | 2013-12-31 | $16,452,039 |
| Value of total assets at beginning of year | 2013-12-31 | $12,053,561 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $20,848 |
| Total interest from all sources | 2013-12-31 | $10,332 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $260,118 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $260,118 |
| Assets. Real estate other than employer real property at end of year | 2013-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,278,898 |
| Participant contributions at end of year | 2013-12-31 | $389,251 |
| Participant contributions at beginning of year | 2013-12-31 | $373,952 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $326,854 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2013-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $-64,460 |
| Administrative expenses (other) incurred | 2013-12-31 | $20,848 |
| Total non interest bearing cash at end of year | 2013-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $250 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Income. Non cash contributions | 2013-12-31 | $0 |
| Value of net income/loss | 2013-12-31 | $4,398,478 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $16,452,039 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $12,053,561 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2013-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $11,202,063 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $9,059,294 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
| Interest on participant loans | 2013-12-31 | $10,332 |
| Interest earned on other investments | 2013-12-31 | $0 |
| Income. Interest from US Government securities | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,004,568 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,029,990 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $90 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $30,136 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $30,136 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $0 |
| Asset value of US Government securities at end of year | 2013-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,380,756 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $19,961 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $2,667,996 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $399,034 |
| Contributions received in cash from employer | 2013-12-31 | $707,827 |
| Employer contributions (assets) at end of year | 2013-12-31 | $188,071 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $160,905 |
| Income. Dividends from preferred stock | 2013-12-31 | $0 |
| Income. Dividends from common stock | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,434,656 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $973,787 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $694,466 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2013-12-31 | 036605558 |
| 2012 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-256,749 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-256,749 |
| Total transfer of assets to this plan | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Expenses. Interest paid | 2012-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,847,877 |
| Total loss/gain on sale of assets | 2012-12-31 | $4,208 |
| Total of all expenses incurred | 2012-12-31 | $1,526,405 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,467,345 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $43,876 |
| Value of total corrective distributions | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,966,852 |
| Value of total assets at end of year | 2012-12-31 | $12,053,561 |
| Value of total assets at beginning of year | 2012-12-31 | $10,732,089 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $15,184 |
| Total interest from all sources | 2012-12-31 | $10,050 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $231,907 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $231,907 |
| Assets. Real estate other than employer real property at end of year | 2012-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2012-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,274,026 |
| Participant contributions at end of year | 2012-12-31 | $373,952 |
| Participant contributions at beginning of year | 2012-12-31 | $342,037 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $5,837 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2012-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $0 |
| Other income not declared elsewhere | 2012-12-31 | $2,259 |
| Administrative expenses (other) incurred | 2012-12-31 | $15,184 |
| Total non interest bearing cash at end of year | 2012-12-31 | $250 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $50 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Income. Non cash contributions | 2012-12-31 | $0 |
| Value of net income/loss | 2012-12-31 | $1,321,472 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $12,053,561 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $10,732,089 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2012-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $9,059,294 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,027,572 |
| Interest on participant loans | 2012-12-31 | $10,049 |
| Interest earned on other investments | 2012-12-31 | $0 |
| Income. Interest from US Government securities | 2012-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,029,990 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,930,373 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $30,136 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $40,462 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $40,462 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1 |
| Asset value of US Government securities at end of year | 2012-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $796,697 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $92,653 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $399,034 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $194,090 |
| Contributions received in cash from employer | 2012-12-31 | $686,989 |
| Employer contributions (assets) at end of year | 2012-12-31 | $160,905 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $197,505 |
| Income. Dividends from preferred stock | 2012-12-31 | $0 |
| Income. Dividends from common stock | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,467,345 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $0 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $114,580 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $110,372 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2012-12-31 | 036605558 |
| 2011 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-389,268 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-389,268 |
| Total transfer of assets to this plan | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Expenses. Interest paid | 2011-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,619,259 |
| Total loss/gain on sale of assets | 2011-12-31 | $-77,102 |
| Total of all expenses incurred | 2011-12-31 | $1,840,536 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,769,997 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $54,214 |
| Value of total corrective distributions | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,114,234 |
| Value of total assets at end of year | 2011-12-31 | $10,732,089 |
| Value of total assets at beginning of year | 2011-12-31 | $10,953,366 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $16,325 |
| Total interest from all sources | 2011-12-31 | $12,310 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $178,047 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $178,047 |
| Assets. Real estate other than employer real property at end of year | 2011-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,220,195 |
| Participant contributions at end of year | 2011-12-31 | $342,037 |
| Participant contributions at beginning of year | 2011-12-31 | $367,138 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $46,381 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $205,218 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2011-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $0 |
| Other income not declared elsewhere | 2011-12-31 | $14,959 |
| Administrative expenses (other) incurred | 2011-12-31 | $16,325 |
| Total non interest bearing cash at end of year | 2011-12-31 | $50 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $566 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Income. Non cash contributions | 2011-12-31 | $0 |
| Value of net income/loss | 2011-12-31 | $-221,277 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $10,732,089 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,953,366 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,027,572 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,917,220 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
| Interest on participant loans | 2011-12-31 | $12,307 |
| Interest earned on other investments | 2011-12-31 | $0 |
| Income. Interest from US Government securities | 2011-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,930,373 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,879,704 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $40,462 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $69,984 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $69,984 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $3 |
| Asset value of US Government securities at end of year | 2011-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-260,572 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $26,651 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $194,090 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $642,236 |
| Contributions received in cash from employer | 2011-12-31 | $688,821 |
| Employer contributions (assets) at end of year | 2011-12-31 | $197,505 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $30,137 |
| Income. Dividends from preferred stock | 2011-12-31 | $0 |
| Income. Dividends from common stock | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,769,997 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $0 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $189,039 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $266,141 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2011-12-31 | 036605558 |
| 2010 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-53,359 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-53,359 |
| Total transfer of assets to this plan | 2010-12-31 | $0 |
| Total transfer of assets from this plan | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,840 |
| Expenses. Interest paid | 2010-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,833,061 |
| Total loss/gain on sale of assets | 2010-12-31 | $-20,521 |
| Total of all expenses incurred | 2010-12-31 | $1,043,431 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $955,031 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $72,035 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,873,594 |
| Value of total assets at end of year | 2010-12-31 | $10,953,366 |
| Value of total assets at beginning of year | 2010-12-31 | $9,165,576 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $16,365 |
| Total interest from all sources | 2010-12-31 | $11,822 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $133,759 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $133,759 |
| Assets. Real estate other than employer real property at end of year | 2010-12-31 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,141,071 |
| Participant contributions at end of year | 2010-12-31 | $367,138 |
| Participant contributions at beginning of year | 2010-12-31 | $295,992 |
| Participant contributions at end of year | 2010-12-31 | $46,381 |
| Participant contributions at beginning of year | 2010-12-31 | $24,391 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $153,701 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $2,063 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
| Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
| Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $1,840 |
| Other income not declared elsewhere | 2010-12-31 | $2,214 |
| Administrative expenses (other) incurred | 2010-12-31 | $16,365 |
| Total non interest bearing cash at end of year | 2010-12-31 | $70,550 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $9,134 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Income. Non cash contributions | 2010-12-31 | $0 |
| Value of net income/loss | 2010-12-31 | $1,789,630 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,953,366 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $9,163,736 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,917,220 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,596,571 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
| Interest on participant loans | 2010-12-31 | $11,819 |
| Interest earned on other investments | 2010-12-31 | $0 |
| Income. Interest from US Government securities | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,879,704 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,024,536 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $3 |
| Asset value of US Government securities at end of year | 2010-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $708,456 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $177,096 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $642,236 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $71,746 |
| Contributions received in cash from employer | 2010-12-31 | $578,822 |
| Employer contributions (assets) at end of year | 2010-12-31 | $30,137 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $143,206 |
| Income. Dividends from preferred stock | 2010-12-31 | $0 |
| Income. Dividends from common stock | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $952,968 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $52,045 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $72,566 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | GRANT THORNTON LLP |
| Accountancy firm EIN | 2010-12-31 | 036605558 |
| 2009 : BROADWIND, INC. EMPLOYEES' 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
