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SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 401k Plan overview

Plan NameSCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST
Plan identification number 001

SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCOTT K. CANEPA APC has sponsored the creation of one or more 401k plans.

Company Name:SCOTT K. CANEPA APC
Employer identification number (EIN):880514237
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01SCOTT K. CANEPA2015-09-03
0012013-01-01SCOTT K. CANEPA2014-09-15
0012012-01-01SCOTT K. CANEPA
0012011-01-01SCOTT CANEPA SCOTT CANEPA2012-10-12
0012010-01-01SCOTT K. CANEPA
0012009-01-01SCOTT K. CANEPA
0012009-01-01ANGELA DWINELL SCOTT K. CANEPA2010-10-14
0012009-01-01SCOTT K. CANEPA

Plan Statistics for SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST

401k plan membership statisitcs for SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST

Measure Date Value
2016: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2016 401k membership
Market value of plan assets2016-12-311,235,554
Acturial value of plan assets2016-12-311,235,554
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-310
Fundng target for terminated vested participants2016-12-310
Active participant vested funding target2016-12-311,230,423
Number of active participants2016-12-317
Total funding liabilities for active participants2016-12-311,230,423
Total participant count2016-12-317
Total funding target for all participants2016-12-311,230,423
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-312,102
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-312,102
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-3131,500
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3130,729
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-310
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-3130,729
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2015: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-018
Total number of active participants reported on line 7a of the Form 55002015-01-017
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2012: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-018
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0112
Total number of active participants reported on line 7a of the Form 55002011-01-0110
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0112
Number of participants with account balances2011-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0112
Total number of active participants reported on line 7a of the Form 55002010-01-0111
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0112
Number of participants with account balances2010-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0111
Total number of active participants reported on line 7a of the Form 55002009-01-0112
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0112
Total participants2009-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Number of participants with account balances2009-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST

Measure Date Value
2015 : SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-69,393
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$1,001,536
Total plan assets at beginning of year2015-12-31$1,070,929
Value of fidelity bond covering the plan2015-12-31$110,000
Other income received2015-12-31$-145,893
Net income (gross income less expenses)2015-12-31$-69,393
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,001,536
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,070,929
Assets. Value of assets in partnership/joint-venture interests2015-12-31$512
Total contributions received or receivable from employer(s)2015-12-31$76,500
2012 : SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$76,183
Expenses. Total of all expenses incurred2012-12-31$103,008
Benefits paid (including direct rollovers)2012-12-31$102,181
Total plan assets at end of year2012-12-31$864,958
Total plan assets at beginning of year2012-12-31$891,783
Value of fidelity bond covering the plan2012-12-31$115,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$827
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$35,872
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-26,825
Net plan assets at end of year (total assets less liabilities)2012-12-31$864,958
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$891,783
Assets. Value of real-estate (other than employer real property)2012-12-31$781
Total contributions received or receivable from employer(s)2012-12-31$40,311
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-337,128
Expenses. Total of all expenses incurred2011-12-31$102,181
Benefits paid (including direct rollovers)2011-12-31$102,181
Total plan assets at end of year2011-12-31$891,783
Total plan assets at beginning of year2011-12-31$1,331,092
Value of fidelity bond covering the plan2011-12-31$115,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-413,128
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-439,309
Net plan assets at end of year (total assets less liabilities)2011-12-31$891,783
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,331,092
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$76,000
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
2010 : SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$17,016
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$52,907
Total plan assets at beginning of year2010-12-31$35,891
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$11,942
Assets. Value of loans (other than to participants)2010-12-31$693,000
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$5,074
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$17,016
Net plan assets at end of year (total assets less liabilities)2010-12-31$52,907
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$35,891
Assets. Value of participant loans2010-12-31$0
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST

2015: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2012: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SCOTT K. CANEPA, CHTD. DEFINED BENEFIT PENSION PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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