401k Plan data: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL plan

ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 401k Plan overview

Plan Name	ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL
Plan identification number	001

ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALEX HARRISON, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name: ALEX HARRISON, M.D., INC.

Employer identification number (EIN): 900445543

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about ALEX HARRISON, M.D., INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 2009-02-10

Company Identification Number: C3200805

Legal Registered Office Address: 1510 E Main St Ste 101

Santa Maria
United States of America (USA)
93454

More information about ALEX HARRISON, M.D., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01 ALEX T. HARRISON, M.D.
001 2012-01-01 ALEX T. HARRISON, M.D.
001 2011-01-01 ALEX T. HARRISON, M.D.
001 2009-08-01 DOUGLAS S. HENDRY

Plan Statistics for ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL

401k plan membership statisitcs for ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL

Measure Date Value
2015: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2015 401k membership
Total participants, beginning-of-year 2015-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 11
Number of participants with account balances 2015-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 8
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 10
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 9
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 9
Number of participants with account balances 2012-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2009 401k membership
Total participants, beginning-of-year 2009-08-01 4
Total number of active participants reported on line 7a of the Form 5500 2009-08-01 4
Number of retired or separated participants receiving benefits 2009-08-01 0
Number of other retired or separated participants entitled to future benefits 2009-08-01 0
Total of all active and inactive participants 2009-08-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-08-01 0
Total participants 2009-08-01 4
Number of participants with account balances 2009-08-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-08-01 0

Measure	Date	Value
2015: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2015 401k membership
Total participants, beginning-of-year	2015-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	11
Number of participants with account balances	2015-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	8
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	10
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	9
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	9
Number of participants with account balances	2012-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2009 401k membership
Total participants, beginning-of-year	2009-08-01	4
Total number of active participants reported on line 7a of the Form 5500	2009-08-01	4
Number of retired or separated participants receiving benefits	2009-08-01	0
Number of other retired or separated participants entitled to future benefits	2009-08-01	0
Total of all active and inactive participants	2009-08-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-08-01	0
Total participants	2009-08-01	4
Number of participants with account balances	2009-08-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-08-01	0

Financial Data on ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL

Measure	Date	Value
2015 : ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$85,952
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$596,973
Total plan assets at beginning of year	2015-12-31	$511,021
Value of fidelity bond covering the plan	2015-12-31	$250,000
Total contributions received or receivable from participants	2015-12-31	$36,251
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-1,172
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$85,952
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$596,973
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$511,021
Total contributions received or receivable from employer(s)	2015-12-31	$50,873
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$101,896
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$511,021
Total plan assets at beginning of year	2014-12-31	$409,125
Value of fidelity bond covering the plan	2014-12-31	$250,000
Total contributions received or receivable from participants	2014-12-31	$35,250
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$16,488
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$101,896
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$511,021
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$409,125
Total contributions received or receivable from employer(s)	2014-12-31	$50,158
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$112,768
Expenses. Total of all expenses incurred	2013-12-31	$6,352
Benefits paid (including direct rollovers)	2013-12-31	$6,352
Total plan assets at end of year	2013-12-31	$409,125
Total plan assets at beginning of year	2013-12-31	$302,709
Value of fidelity bond covering the plan	2013-12-31	$15,000
Total contributions received or receivable from participants	2013-12-31	$35,242
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$31,143
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$106,416
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$409,125
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$302,709
Total contributions received or receivable from employer(s)	2013-12-31	$46,383
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$99,105
Expenses. Total of all expenses incurred	2012-12-31	$196
Benefits paid (including direct rollovers)	2012-12-31	$196
Total plan assets at end of year	2012-12-31	$302,709
Total plan assets at beginning of year	2012-12-31	$203,800
Value of fidelity bond covering the plan	2012-12-31	$50,000
Total contributions received or receivable from participants	2012-12-31	$35,154
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$17,774
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$98,909
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$302,709
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$203,800
Total contributions received or receivable from employer(s)	2012-12-31	$46,177
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$70,020
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$203,800
Total plan assets at beginning of year	2011-12-31	$133,780
Value of fidelity bond covering the plan	2011-12-31	$15,000
Total contributions received or receivable from participants	2011-12-31	$34,232
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-7,951
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$70,020
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$203,800
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$133,780
Total contributions received or receivable from employer(s)	2011-12-31	$43,739
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$65,952
Expenses. Total of all expenses incurred	2010-12-31	$100
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$133,780
Total plan assets at beginning of year	2010-12-31	$67,928
Value of fidelity bond covering the plan	2010-12-31	$15,000
Total contributions received or receivable from participants	2010-12-31	$34,227
Expenses. Other expenses not covered elsewhere	2010-12-31	$100
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$-6,145
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$65,852
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$133,780
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$67,928
Total contributions received or receivable from employer(s)	2010-12-31	$37,870
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL

2015: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ALEX HARRISON, M.D., INC. 401(K) PROFIT SHARING PL 2009 form 5500 responses
2009-08-01	Type of plan entity	Single employer plan
2009-08-01	First time form 5500 has been submitted	Yes
2009-08-01	Submission has been amended	No
2009-08-01	This submission is the final filing	No
2009-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-08-01	Plan is a collectively bargained plan	No
2009-08-01	Plan funding arrangement – Trust	Yes
2009-08-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALEX HARRISON, M.D., INC.
Employer identification number (EIN):	900445543
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	2009-02-10
Company Identification Number:	C3200805
Legal Registered Office Address:	1510 E Main St Ste 101 Santa Maria United States of America (USA) 93454

Plan id#	Filing Submission Date	Name of Administrator
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01	ALEX T. HARRISON, M.D.
001	2012-01-01	ALEX T. HARRISON, M.D.
001	2011-01-01	ALEX T. HARRISON, M.D.
001	2009-08-01	DOUGLAS S. HENDRY