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GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 401k Plan overview

Plan NameGEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN
Plan identification number 002

GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GEORGE FLANIGANS COMPANIES has sponsored the creation of one or more 401k plans.

Company Name:GEORGE FLANIGANS COMPANIES
Employer identification number (EIN):900532085
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01SUSAN SEXTON
0022015-01-01SUSAN CAROL SEXTON
0022014-01-01GEORGE P. FLANIGAN
0022013-01-01SUSAN SEXTON
0022012-01-01SUSAN SEXTON GEORGE P FLANIGAN2013-10-15
0022011-01-01GEORGE FLANIGAN2012-10-01
0022010-01-01SUSAN C. SEXTON2011-10-17

Plan Statistics for GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN

401k plan membership statisitcs for GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN

Measure Date Value
2016: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01137
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01121
Total number of active participants reported on line 7a of the Form 55002015-01-01117
Number of other retired or separated participants entitled to future benefits2015-01-0117
Total of all active and inactive participants2015-01-01134
Total participants2015-01-01134
Number of participants with account balances2015-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01142
Total number of active participants reported on line 7a of the Form 55002014-01-01103
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01115
Number of participants with account balances2014-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01136
Total number of active participants reported on line 7a of the Form 55002013-01-01118
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01134
Number of participants with account balances2013-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01126
Total number of active participants reported on line 7a of the Form 55002012-01-01120
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0114
Total of all active and inactive participants2012-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01134
Number of participants with account balances2012-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN

Measure Date Value
2016 : GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$1,204,138
Total income from all sources (including contributions)2016-12-31$263,819
Total of all expenses incurred2016-12-31$46,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$26,194
Expenses. Certain deemed distributions of participant loans2016-12-31$11,669
Value of total corrective distributions2016-12-31$287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$189,275
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$987,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,796
Total interest from all sources2016-12-31$1,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$70,749
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$32,801
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$106,603
Other income not declared elsewhere2016-12-31$-24
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$216,873
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$987,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$954,464
Income. Interest from loans (other than to participants)2016-12-31$1,009
Net investment gain/loss from pooled separate accounts2016-12-31$73,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$11,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$26,194
Contract administrator fees2016-12-31$8,796
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KIRSCHNER & ASSOCIATES PC
Accountancy firm EIN2016-12-31582026950
2015 : GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$51,099
Total of all expenses incurred2015-12-31$13,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,862
Value of total corrective distributions2015-12-31$234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$68,702
Value of total assets at end of year2015-12-31$987,265
Value of total assets at beginning of year2015-12-31$949,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,595
Total interest from all sources2015-12-31$1,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,070
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$57,831
Participant contributions at end of year2015-12-31$32,801
Participant contributions at beginning of year2015-12-31$48,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$37,408
Value of net assets at end of year (total assets less liabilities)2015-12-31$987,265
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$949,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$7,525
Value of interest in pooled separate accounts at end of year2015-12-31$954,464
Value of interest in pooled separate accounts at beginning of year2015-12-31$901,662
Interest on participant loans2015-12-31$1,526
Net investment gain/loss from pooled separate accounts2015-12-31$-19,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$10,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,862
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KIRSCHNER & ASSOCIATES PC
Accountancy firm EIN2015-12-31582026950
2014 : GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$125,678
Total of all expenses incurred2014-12-31$16,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,142
Value of total corrective distributions2014-12-31$691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$74,403
Value of total assets at end of year2014-12-31$949,857
Value of total assets at beginning of year2014-12-31$840,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,784
Total interest from all sources2014-12-31$2,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$1,183
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$48,771
Participant contributions at end of year2014-12-31$48,195
Participant contributions at beginning of year2014-12-31$55,715
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$15,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$109,061
Value of net assets at end of year (total assets less liabilities)2014-12-31$949,857
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$840,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$6,601
Value of interest in pooled separate accounts at end of year2014-12-31$901,662
Value of interest in pooled separate accounts at beginning of year2014-12-31$785,081
Interest on participant loans2014-12-31$2,289
Net investment gain/loss from pooled separate accounts2014-12-31$48,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$9,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,142
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KIRSCHNER & ASSOCIATES, P.C.
Accountancy firm EIN2014-12-31582026950
2013 : GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$168,661
Total of all expenses incurred2013-12-31$11,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,360
Value of total corrective distributions2013-12-31$1,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$50,417
Value of total assets at end of year2013-12-31$840,796
Value of total assets at beginning of year2013-12-31$683,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,630
Total interest from all sources2013-12-31$2,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$916
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$41,335
Participant contributions at end of year2013-12-31$55,715
Participant contributions at beginning of year2013-12-31$50,152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$157,343
Value of net assets at end of year (total assets less liabilities)2013-12-31$840,796
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$683,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,714
Value of interest in pooled separate accounts at end of year2013-12-31$785,081
Value of interest in pooled separate accounts at beginning of year2013-12-31$633,301
Interest on participant loans2013-12-31$2,211
Net investment gain/loss from pooled separate accounts2013-12-31$116,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$9,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,360
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KIRSCHNER & ASSOCIATES, P.C.
Accountancy firm EIN2013-12-31582026950
2012 : GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$115,533
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$8,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,385
Value of total corrective distributions2012-12-31$937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$45,374
Value of total assets at end of year2012-12-31$683,453
Value of total assets at beginning of year2012-12-31$576,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,414
Total interest from all sources2012-12-31$2,213
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$561
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$38,192
Participant contributions at end of year2012-12-31$50,152
Participant contributions at beginning of year2012-12-31$52,479
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$106,797
Value of net assets at end of year (total assets less liabilities)2012-12-31$683,453
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$576,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$5,853
Value of interest in pooled separate accounts at end of year2012-12-31$633,301
Value of interest in pooled separate accounts at beginning of year2012-12-31$524,177
Interest on participant loans2012-12-31$2,213
Net investment gain/loss from pooled separate accounts2012-12-31$67,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,385
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KIRSCHNER & ASSOCIATES, P.C.
Accountancy firm EIN2012-12-31582026950

Form 5500 Responses for GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN

2016: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GEORGE FLANIGANS COMPANIES 401K/ PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999235-000
Policy instance 1
Insurance contract or identification number999235-000
Number of Individuals Covered55
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,344
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,344
Insurance broker organization code?3
Insurance broker nameBERT M MCDADE
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999235-000
Policy instance 1
Insurance contract or identification number999235-000
Number of Individuals Covered51
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,066
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,066
Insurance broker organization code?3
Insurance broker nameBERT M MCDADE
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999235-000
Policy instance 1
Insurance contract or identification number999235-000
Number of Individuals Covered51
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,758
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,758
Insurance broker organization code?3
Insurance broker nameBERT M MCDADE
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number999235-000
Policy instance 1
Insurance contract or identification number999235-000
Number of Individuals Covered46
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,457
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,457
Insurance broker organization code?3
Insurance broker nameBERT M MCDADE

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