401k Plan data: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN plan

DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 401k Plan overview

Plan Name	DUNN LUMBER CO., INC. 401K RETIREMENT PLAN
Plan identification number	001

DUNN LUMBER CO., INC. 401K RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DUNN LUMBER COMPANY has sponsored the creation of one or more 401k plans.

Company Name: DUNN LUMBER COMPANY

Employer identification number (EIN): 910545118

NAIC Classification: 444130
NAIC Description: Hardware Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DUNN LUMBER CO., INC. 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 RACHEL SILVA
001 2011-01-01 RACHEL SILVA
001 2009-01-01 RACHEL SILVA RACHEL SILVA 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	RACHEL SILVA
001	2011-01-01	RACHEL SILVA
001	2009-01-01	RACHEL SILVA	RACHEL SILVA	2010-10-14

Plan Statistics for DUNN LUMBER CO., INC. 401K RETIREMENT PLAN

401k plan membership statisitcs for DUNN LUMBER CO., INC. 401K RETIREMENT PLAN

Measure Date Value
2012: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 343
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 211
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 81
Total of all active and inactive participants 2012-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 293
Number of participants with account balances 2012-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 354
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 277
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 65
Total of all active and inactive participants 2011-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 343
Number of participants with account balances 2011-01-01 294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 25
2009: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 313
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 40
Total of all active and inactive participants 2009-01-01 354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 354
Number of participants with account balances 2009-01-01 311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 41

Measure	Date	Value
2012: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	343
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	211
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	81
Total of all active and inactive participants	2012-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	293
Number of participants with account balances	2012-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	354
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	277
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	65
Total of all active and inactive participants	2011-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	343
Number of participants with account balances	2011-01-01	294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	25
2009: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	313
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	40
Total of all active and inactive participants	2009-01-01	354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	354
Number of participants with account balances	2009-01-01	311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	41

Financial Data on DUNN LUMBER CO., INC. 401K RETIREMENT PLAN

Measure	Date	Value
2012 : DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,838,546
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,040,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,009,629
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$495,870
Value of total assets at end of year	2012-12-31	$11,263,415
Value of total assets at beginning of year	2012-12-31	$10,465,191
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$25,579
Total interest from all sources	2012-12-31	$12,831
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$237,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$237,517
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$400,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$495,870
Participant contributions at end of year	2012-12-31	$227,346
Participant contributions at beginning of year	2012-12-31	$282,758
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$40,812
Other income not declared elsewhere	2012-12-31	$269
Administrative expenses (other) incurred	2012-12-31	$25,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$798,224
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,263,415
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,465,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,471,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,605,046
Interest on participant loans	2012-12-31	$12,831
Value of interest in common/collective trusts at end of year	2012-12-31	$564,193
Value of interest in common/collective trusts at beginning of year	2012-12-31	$536,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,078,666
Net investment gain or loss from common/collective trusts	2012-12-31	$13,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,009,629
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FARRELL & CO. P.S.
Accountancy firm EIN	2012-12-31	911582493
2011 : DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$773,388
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$392,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$364,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$596,468
Value of total assets at end of year	2011-12-31	$10,465,191
Value of total assets at beginning of year	2011-12-31	$10,084,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$28,295
Total interest from all sources	2011-12-31	$12,512
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$216,882
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$216,882
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$400,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$561,743
Participant contributions at end of year	2011-12-31	$282,758
Participant contributions at beginning of year	2011-12-31	$275,408
Participant contributions at end of year	2011-12-31	$40,812
Participant contributions at beginning of year	2011-12-31	$41,949
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$34,725
Other income not declared elsewhere	2011-12-31	$859
Administrative expenses (other) incurred	2011-12-31	$28,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$381,082
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,465,191
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,084,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,605,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,302,340
Interest on participant loans	2011-12-31	$12,512
Value of interest in common/collective trusts at end of year	2011-12-31	$536,575
Value of interest in common/collective trusts at beginning of year	2011-12-31	$464,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-68,483
Net investment gain or loss from common/collective trusts	2011-12-31	$15,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$364,011
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FARRELL & CO. P.S.
Accountancy firm EIN	2011-12-31	911582493
2010 : DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,030,368
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$266,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$236,769
Value of total corrective distributions	2010-12-31	$630
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$808,852
Value of total assets at end of year	2010-12-31	$10,084,109
Value of total assets at beginning of year	2010-12-31	$8,319,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$28,800
Total interest from all sources	2010-12-31	$25,085
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$186,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$186,866
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$400,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$629,421
Participant contributions at end of year	2010-12-31	$275,408
Participant contributions at beginning of year	2010-12-31	$176,430
Participant contributions at end of year	2010-12-31	$41,949
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$179,431
Administrative expenses (other) incurred	2010-12-31	$28,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,764,169
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,084,109
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,319,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,302,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,653,931
Interest on participant loans	2010-12-31	$9,538
Interest earned on other investments	2010-12-31	$15,547
Value of interest in common/collective trusts at end of year	2010-12-31	$464,412
Value of interest in common/collective trusts at beginning of year	2010-12-31	$489,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,020,149
Net investment gain or loss from common/collective trusts	2010-12-31	$-10,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$236,769
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FARRELL & CO. P.S.
Accountancy firm EIN	2010-12-31	911582493

Form 5500 Responses for DUNN LUMBER CO., INC. 401K RETIREMENT PLAN

2012: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DUNN LUMBER CO., INC. 401K RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DUNN LUMBER COMPANY
Employer identification number (EIN):	910545118
NAIC Classification:	444130
NAIC Description:	Hardware Stores