401k Plan data: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN plan

SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number	002

SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SEATTLE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: SEATTLE UNIVERSITY

Employer identification number (EIN): 910565006

NAIC Classification: 611000

Additional information about SEATTLE UNIVERSITY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 1898-10-21

Company Identification Number: 178021006

Legal Registered Office Address: 2801 ALASKAN WAY STE 300

SEATTLE
United States of America (USA)
981211128

More information about SEATTLE UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 GERALD HUFFMAN
002 2009-01-01 RUTH SANOY GERALD HUFFMAN 2010-10-14
002 2009-01-01 RUTH SANOY GERALD HUFFMAN 2010-10-14
002 2009-01-01 RUTH SANOY GERALD HUFFMAN 2010-10-14
002 2009-01-01 RUTH SANOY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2011-01-01	GERALD HUFFMAN
002	2009-01-01	RUTH SANOY	GERALD HUFFMAN	2010-10-14
002	2009-01-01	RUTH SANOY	GERALD HUFFMAN	2010-10-14
002	2009-01-01	RUTH SANOY	GERALD HUFFMAN	2010-10-14
002	2009-01-01	RUTH SANOY

Plan Statistics for SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2011: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,276
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,328
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 963
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 292
Total of all active and inactive participants 2009-01-01 1,257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,257
Number of participants with account balances 2009-01-01 1,069
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,276
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,328
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	963
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	292
Total of all active and inactive participants	2009-01-01	1,257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,257
Number of participants with account balances	2009-01-01	1,069
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2011 : SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$57,044,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,351,616
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,363,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,353,380
Value of total corrective distributions	2011-12-31	$3,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,496,125
Value of total assets at end of year	2011-12-31	$0
Value of total assets at beginning of year	2011-12-31	$57,056,324
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,112
Total interest from all sources	2011-12-31	$586,234
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$494,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$494,837
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,992,154
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$138,893
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$503,971
Administrative expenses (other) incurred	2011-12-31	$7,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-12,014
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$57,056,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$39,568,486
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,031,515
Interest on participant loans	2011-12-31	$7,169
Interest earned on other investments	2011-12-31	$578,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$560,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$560,714
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$15,756,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,375,974
Net investment gain/loss from pooled separate accounts	2011-12-31	$150,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,353,380
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PETERSON SULLIVAN, LLP
Accountancy firm EIN	2011-12-31	910605875
2010 : SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$54,412
Total transfer of assets from this plan	2010-12-31	$137,772
Total income from all sources (including contributions)	2010-12-31	$10,087,741
Total of all expenses incurred	2010-12-31	$4,559,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,518,809
Expenses. Certain deemed distributions of participant loans	2010-12-31	$31,789
Value of total corrective distributions	2010-12-31	$85
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,402,428
Value of total assets at end of year	2010-12-31	$57,056,324
Value of total assets at beginning of year	2010-12-31	$51,611,115
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,489
Total interest from all sources	2010-12-31	$528,577
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$330,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$330,134
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,932,260
Participant contributions at end of year	2010-12-31	$138,893
Participant contributions at beginning of year	2010-12-31	$144,035
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,470,168
Administrative expenses (other) incurred	2010-12-31	$8,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,528,569
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$57,056,324
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$51,611,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$39,568,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$35,484,598
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,031,515
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$691,055
Interest on participant loans	2010-12-31	$8,137
Interest earned on other investments	2010-12-31	$520,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$560,714
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$760,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$760,378
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$15,756,716
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$14,531,049
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$606,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,721,361
Net investment gain/loss from pooled separate accounts	2010-12-31	$105,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,911,907
Contract administrator fees	2010-12-31	$18
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PETERSON SULLIVAN, LLP
Accountancy firm EIN	2010-12-31	910605875
2009 : SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN

2011: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SEATTLE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SEATTLE UNIVERSITY
Employer identification number (EIN):	910565006
NAIC Classification:	611000

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	1898-10-21
Company Identification Number:	178021006
Legal Registered Office Address:	2801 ALASKAN WAY STE 300 SEATTLE United States of America (USA) 981211128