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GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 401k Plan overview

Plan NameGRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST
Plan identification number 001

GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRIFFIN UNDERWRITING SERVICES has sponsored the creation of one or more 401k plans.

Company Name:GRIFFIN UNDERWRITING SERVICES
Employer identification number (EIN):910679660
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01HANNAH STROK2019-04-17
0012017-01-01KEVIN GRIMM2018-08-14
0012016-01-01KEVIN GRIMM2017-02-21
0012015-01-01KEVIN GRIMM2016-04-27
0012014-01-01KEVIN GRIMM2015-02-19
0012013-01-01KEVIN GRIMM2014-08-29
0012012-01-01KEVIN GRIMM
0012011-01-01KEVIN GRIMM
0012010-01-01KEVIN GRIMM
0012009-01-01 KEVIN GRIMM2010-05-27

Plan Statistics for GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST

401k plan membership statisitcs for GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST

Measure Date Value
2022: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01157
Total number of active participants reported on line 7a of the Form 55002022-01-011
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01156
Total of all active and inactive participants2022-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01157
Number of participants with account balances2022-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01148
Total number of active participants reported on line 7a of the Form 55002021-01-01121
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0133
Total of all active and inactive participants2021-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01155
Number of participants with account balances2021-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01134
Total number of active participants reported on line 7a of the Form 55002020-01-01118
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0127
Total of all active and inactive participants2020-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01148
Number of participants with account balances2020-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01125
Total number of active participants reported on line 7a of the Form 55002019-01-01113
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0119
Total of all active and inactive participants2019-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01132
Number of participants with account balances2019-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2012: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0155
Total number of active participants reported on line 7a of the Form 55002012-01-0144
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0114
Total of all active and inactive participants2012-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0158
Number of participants with account balances2012-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0153
Total number of active participants reported on line 7a of the Form 55002011-01-0142
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0155
Number of participants with account balances2011-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0155
Total number of active participants reported on line 7a of the Form 55002010-01-0139
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0114
Total of all active and inactive participants2010-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0153
Number of participants with account balances2010-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0150
Total number of active participants reported on line 7a of the Form 55002009-01-0140
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0155
Number of participants with account balances2009-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST

Measure Date Value
2022 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-645,810
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,083,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,041,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,164,554
Value of total assets at end of year2022-12-31$9,950,571
Value of total assets at beginning of year2022-12-31$11,680,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$42,190
Total interest from all sources2022-12-31$3,000
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$242,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$242,134
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$780,979
Participant contributions at end of year2022-12-31$87,953
Participant contributions at beginning of year2022-12-31$80,801
Participant contributions at end of year2022-12-31$25,189
Participant contributions at beginning of year2022-12-31$21,700
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$4,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,729,669
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,950,571
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,680,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$36,143
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,747,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$11,486,962
Interest on participant loans2022-12-31$2,983
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$867
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$9,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$9,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,055,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$379,378
Employer contributions (assets) at end of year2022-12-31$88,769
Employer contributions (assets) at beginning of year2022-12-31$81,358
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,041,669
Contract administrator fees2022-12-31$6,047
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2022-12-31300840934
2021 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,365,505
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,464,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,425,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,199,350
Value of total assets at end of year2021-12-31$11,680,240
Value of total assets at beginning of year2021-12-31$10,779,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$39,197
Total interest from all sources2021-12-31$3,140
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$204,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$204,826
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$719,339
Participant contributions at end of year2021-12-31$80,801
Participant contributions at beginning of year2021-12-31$87,863
Participant contributions at end of year2021-12-31$21,700
Participant contributions at beginning of year2021-12-31$23,395
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$128,534
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$900,959
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,680,240
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,779,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$36,679
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$11,486,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,581,312
Interest on participant loans2021-12-31$3,136
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$9,419
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$9,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$9,096
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$958,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$351,477
Employer contributions (assets) at end of year2021-12-31$81,358
Employer contributions (assets) at beginning of year2021-12-31$77,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,425,349
Contract administrator fees2021-12-31$2,518
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2021-12-31300840934
2020 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,377,836
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$549,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$512,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,095,904
Value of total assets at end of year2020-12-31$10,779,281
Value of total assets at beginning of year2020-12-31$8,950,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,533
Total interest from all sources2020-12-31$4,017
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$172,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$172,630
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$726,470
Participant contributions at end of year2020-12-31$87,863
Participant contributions at beginning of year2020-12-31$116,597
Participant contributions at end of year2020-12-31$23,395
Participant contributions at beginning of year2020-12-31$23,587
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$18,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,828,401
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,779,281
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,950,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$30,670
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,581,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,669,701
Interest on participant loans2020-12-31$4,017
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$9,096
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$64,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$64,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,105,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$350,494
Employer contributions (assets) at end of year2020-12-31$77,615
Employer contributions (assets) at beginning of year2020-12-31$76,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$512,902
Contract administrator fees2020-12-31$5,863
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2020-12-31300840934
2019 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$677
Total income from all sources (including contributions)2019-12-31$2,741,605
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,533,901
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,495,980
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,246,704
Value of total assets at end of year2019-12-31$8,950,880
Value of total assets at beginning of year2019-12-31$7,743,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$37,921
Total interest from all sources2019-12-31$6,943
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$203,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$203,509
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$691,895
Participant contributions at end of year2019-12-31$116,597
Participant contributions at beginning of year2019-12-31$177,446
Participant contributions at end of year2019-12-31$23,587
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$173,195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$677
Administrative expenses (other) incurred2019-12-31$17,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,207,704
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,950,880
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,743,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$14,039
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,669,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,566,407
Interest on participant loans2019-12-31$6,604
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$64,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,284,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$381,614
Employer contributions (assets) at end of year2019-12-31$76,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,495,980
Contract administrator fees2019-12-31$6,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2019-12-31300840934
2012 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$925,041
Expenses. Total of all expenses incurred2012-12-31$42,878
Benefits paid (including direct rollovers)2012-12-31$42,878
Total plan assets at end of year2012-12-31$4,916,898
Total plan assets at beginning of year2012-12-31$4,034,735
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$227,860
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$13,797
Other income received2012-12-31$534,578
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$882,163
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,916,898
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,034,735
Assets. Value of participant loans2012-12-31$140,737
Total contributions received or receivable from employer(s)2012-12-31$148,806
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$256,397
Expenses. Total of all expenses incurred2011-12-31$24,324
Benefits paid (including direct rollovers)2011-12-31$24,324
Total plan assets at end of year2011-12-31$4,034,735
Total plan assets at beginning of year2011-12-31$3,802,662
Value of fidelity bond covering the plan2011-12-31$400,000
Total contributions received or receivable from participants2011-12-31$197,849
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-81,426
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$232,073
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,034,735
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,802,662
Assets. Value of participant loans2011-12-31$159,552
Total contributions received or receivable from employer(s)2011-12-31$139,974
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$731,512
Expenses. Total of all expenses incurred2010-12-31$53,088
Benefits paid (including direct rollovers)2010-12-31$53,088
Total plan assets at end of year2010-12-31$3,802,662
Total plan assets at beginning of year2010-12-31$3,124,238
Value of fidelity bond covering the plan2010-12-31$400,000
Total contributions received or receivable from participants2010-12-31$188,280
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$413,251
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$678,424
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,802,662
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,124,238
Assets. Value of participant loans2010-12-31$123,549
Total contributions received or receivable from employer(s)2010-12-31$129,981
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST

2022: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2012: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: GRIFFIN UNDERWRITING SERVICES PROGRESS SHARING AND SALARY SAVINGS TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number803885-000
Policy instance 1
Insurance contract or identification number803885-000
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,369
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1369
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57877
Policy instance 1
Insurance contract or identification number57877
Number of Individuals Covered49
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,121
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $11,121
Insurance broker nameFINANCIAL SERVICES INTERNATIONAL CO
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57877
Policy instance 1
Insurance contract or identification number57877
Number of Individuals Covered48
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $10,045
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57877
Policy instance 1
Insurance contract or identification number57877
Number of Individuals Covered47
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,816
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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