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DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameDESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DESERT ORTHOPAEDIC CENTER has sponsored the creation of one or more 401k plans.

Company Name:DESERT ORTHOPAEDIC CENTER
Employer identification number (EIN):910858192
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Additional information about DESERT ORTHOPAEDIC CENTER

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1970-07-01
Company Identification Number: 19701001872
Legal Registered Office Address: 2800 E DESERT INN RD
SUITE 100
LAS VEGAS
United States of America (USA)
89121

More information about DESERT ORTHOPAEDIC CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAMES WASHER JAMES WASHER2018-10-11
0012016-01-01JAMES WASHER JAMES WASHER2017-10-11
0012015-01-01JAMES WASHER JAMES WASHER2016-10-03
0012014-01-01JAMES WASHER JAMES WASHER2015-10-09
0012013-01-01JAMES WASHER JAMES WASHER2014-10-06
0012012-01-01JAMES WASHER JAMES WASHER2013-10-15
0012011-01-01JAMES WASHER JAMES WASHER2012-10-09
0012010-01-01JAMES WASHER JAMES WASHER2011-10-05
0012009-01-01JAMES WASHER JAMES WASHER2010-10-05

Plan Statistics for DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01416
Total number of active participants reported on line 7a of the Form 55002022-01-01266
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01171
Total of all active and inactive participants2022-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01439
Number of participants with account balances2022-01-01414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0121
2021: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01386
Total number of active participants reported on line 7a of the Form 55002021-01-01260
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-01141
Total of all active and inactive participants2021-01-01405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01405
Number of participants with account balances2021-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01333
Total number of active participants reported on line 7a of the Form 55002020-01-01229
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01124
Total of all active and inactive participants2020-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01355
Number of participants with account balances2020-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01298
Total number of active participants reported on line 7a of the Form 55002019-01-01199
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01112
Total of all active and inactive participants2019-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01315
Number of participants with account balances2019-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0116
2018: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01192
Total number of active participants reported on line 7a of the Form 55002018-01-01186
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01189
Number of participants with account balances2018-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01247
Total number of active participants reported on line 7a of the Form 55002017-01-01171
Number of retired or separated participants receiving benefits2017-01-0116
Number of other retired or separated participants entitled to future benefits2017-01-0169
Total of all active and inactive participants2017-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01256
Number of participants with account balances2017-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01215
Total number of active participants reported on line 7a of the Form 55002016-01-01146
Number of retired or separated participants receiving benefits2016-01-0119
Number of other retired or separated participants entitled to future benefits2016-01-0159
Total of all active and inactive participants2016-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01224
Number of participants with account balances2016-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01203
Total number of active participants reported on line 7a of the Form 55002015-01-01136
Number of retired or separated participants receiving benefits2015-01-0113
Number of other retired or separated participants entitled to future benefits2015-01-0152
Total of all active and inactive participants2015-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01201
Number of participants with account balances2015-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01205
Total number of active participants reported on line 7a of the Form 55002014-01-01144
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-0143
Total of all active and inactive participants2014-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01196
Number of participants with account balances2014-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01198
Total number of active participants reported on line 7a of the Form 55002013-01-01134
Number of retired or separated participants receiving benefits2013-01-0115
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01188
Number of participants with account balances2013-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01202
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-0115
Number of other retired or separated participants entitled to future benefits2012-01-0140
Total of all active and inactive participants2012-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01193
Number of participants with account balances2012-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01199
Total number of active participants reported on line 7a of the Form 55002011-01-01133
Number of retired or separated participants receiving benefits2011-01-0120
Number of other retired or separated participants entitled to future benefits2011-01-0139
Total of all active and inactive participants2011-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01192
Number of participants with account balances2011-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2010: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01214
Total number of active participants reported on line 7a of the Form 55002010-01-01151
Number of retired or separated participants receiving benefits2010-01-0113
Number of other retired or separated participants entitled to future benefits2010-01-0133
Total of all active and inactive participants2010-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01197
Number of participants with account balances2010-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0110
2009: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01203
Total number of active participants reported on line 7a of the Form 55002009-01-01152
Number of retired or separated participants receiving benefits2009-01-0117
Number of other retired or separated participants entitled to future benefits2009-01-0131
Total of all active and inactive participants2009-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01200
Number of participants with account balances2009-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,637
Total income from all sources (including contributions)2022-12-31$-5,065,490
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,741,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,588,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,242,224
Value of total assets at end of year2022-12-31$46,880,819
Value of total assets at beginning of year2022-12-31$53,691,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$153,071
Total interest from all sources2022-12-31$9,472
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$153,071
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,461,473
Participant contributions at end of year2022-12-31$214,193
Participant contributions at beginning of year2022-12-31$233,949
Participant contributions at end of year2022-12-31$-2,200
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$83,709
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$-3,768
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$-3,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$3,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,806,611
Value of net assets at end of year (total assets less liabilities)2022-12-31$46,880,819
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$53,687,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$17,753,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,325,206
Value of interest in pooled separate accounts at end of year2022-12-31$27,064,392
Value of interest in pooled separate accounts at beginning of year2022-12-31$30,469,348
Interest on participant loans2022-12-31$9,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$118,921
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$100,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$100,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,467,913
Net investment gain/loss from pooled separate accounts2022-12-31$-4,849,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,697,042
Employer contributions (assets) at end of year2022-12-31$1,735,542
Employer contributions (assets) at beginning of year2022-12-31$1,564,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,588,050
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31KARREN, HENDRIX, STAGG, ALLEN & CO
Accountancy firm EIN2022-12-31870470666
2021 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,637
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,730,467
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,344,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,150,316
Value of total corrective distributions2021-12-31$40,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,004,731
Value of total assets at end of year2021-12-31$53,691,067
Value of total assets at beginning of year2021-12-31$46,301,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$153,517
Total interest from all sources2021-12-31$2,246
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$153,517
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,352,118
Participant contributions at end of year2021-12-31$233,949
Participant contributions at beginning of year2021-12-31$174,887
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$29,637
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$87,887
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$-3,034
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$-2,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$3,637
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,386,110
Value of net assets at end of year (total assets less liabilities)2021-12-31$53,687,430
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$46,301,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$60,326
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,325,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$18,525,718
Value of interest in pooled separate accounts at end of year2021-12-31$30,469,348
Value of interest in pooled separate accounts at beginning of year2021-12-31$26,019,939
Interest on participant loans2021-12-31$2,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$100,872
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$85,516
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$85,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,188,950
Net investment gain/loss from pooled separate accounts2021-12-31$3,534,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,564,726
Employer contributions (assets) at end of year2021-12-31$1,564,726
Employer contributions (assets) at beginning of year2021-12-31$1,407,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,150,316
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2021-12-31870470666
2020 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,695,689
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$671,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$509,910
Value of total corrective distributions2020-12-31$55,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,642,093
Value of total assets at end of year2020-12-31$46,301,320
Value of total assets at beginning of year2020-12-31$38,276,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$105,719
Total interest from all sources2020-12-31$28,436
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$105,719
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,217,621
Participant contributions at end of year2020-12-31$174,887
Participant contributions at beginning of year2020-12-31$108,053
Participant contributions at end of year2020-12-31$29,637
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,929
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$-2,246
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,024,645
Value of net assets at end of year (total assets less liabilities)2020-12-31$46,301,320
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$38,276,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$60,326
Assets. partnership/joint venture interests at beginning of year2020-12-31$59,676
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$18,525,718
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,934,878
Value of interest in pooled separate accounts at end of year2020-12-31$26,019,939
Value of interest in pooled separate accounts at beginning of year2020-12-31$20,871,290
Income. Interest from loans (other than to participants)2020-12-31$28,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$85,516
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$38,705
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$38,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,312,192
Net investment gain/loss from pooled separate accounts2020-12-31$3,712,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,407,543
Employer contributions (assets) at end of year2020-12-31$1,407,543
Employer contributions (assets) at beginning of year2020-12-31$1,264,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$509,910
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2020-12-31870470666
2019 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,378,286
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$913,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$847,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,316,267
Value of total assets at end of year2019-12-31$38,276,675
Value of total assets at beginning of year2019-12-31$30,812,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$66,446
Total interest from all sources2019-12-31$36,919
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$66,446
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,052,194
Participant contributions at end of year2019-12-31$108,053
Participant contributions at beginning of year2019-12-31$114,730
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,464,520
Value of net assets at end of year (total assets less liabilities)2019-12-31$38,276,675
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,812,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$59,676
Assets. partnership/joint venture interests at beginning of year2019-12-31$59,676
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,934,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,271,082
Value of interest in pooled separate accounts at end of year2019-12-31$20,871,290
Value of interest in pooled separate accounts at beginning of year2019-12-31$16,069,397
Income. Interest from loans (other than to participants)2019-12-31$36,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$38,705
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$20,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$20,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,476,567
Net investment gain/loss from pooled separate accounts2019-12-31$3,548,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,264,073
Employer contributions (assets) at end of year2019-12-31$1,264,073
Employer contributions (assets) at beginning of year2019-12-31$1,276,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$847,320
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2019-12-31870470666
2018 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$800,827
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$830,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$769,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,369,569
Value of total assets at end of year2018-12-31$30,812,155
Value of total assets at beginning of year2018-12-31$30,841,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$60,626
Total interest from all sources2018-12-31$45,555
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$60,626
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$932,675
Participant contributions at end of year2018-12-31$114,730
Participant contributions at beginning of year2018-12-31$160,234
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$37,833
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$172,832
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-29,188
Value of net assets at end of year (total assets less liabilities)2018-12-31$30,812,155
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$30,841,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$59,676
Assets. partnership/joint venture interests at beginning of year2018-12-31$59,476
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,271,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,228,881
Value of interest in pooled separate accounts at end of year2018-12-31$16,069,397
Value of interest in pooled separate accounts at beginning of year2018-12-31$16,198,104
Income. Interest from loans (other than to participants)2018-12-31$45,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$20,611
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$23,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$23,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-526,282
Net investment gain/loss from pooled separate accounts2018-12-31$-1,088,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,264,062
Employer contributions (assets) at end of year2018-12-31$1,276,659
Employer contributions (assets) at beginning of year2018-12-31$1,132,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$769,389
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2018-12-31870470666
2017 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,577,314
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$705,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$699,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,051,220
Value of total assets at end of year2017-12-31$30,841,343
Value of total assets at beginning of year2017-12-31$25,969,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,011
Total interest from all sources2017-12-31$8,014
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$6,011
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$885,707
Participant contributions at end of year2017-12-31$160,840
Participant contributions at beginning of year2017-12-31$204,690
Participant contributions at end of year2017-12-31$37,833
Participant contributions at beginning of year2017-12-31$25,500
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$20,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,872,030
Value of net assets at end of year (total assets less liabilities)2017-12-31$30,841,343
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,969,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$59,476
Assets. partnership/joint venture interests at beginning of year2017-12-31$59,477
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,228,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,693,765
Value of interest in pooled separate accounts at end of year2017-12-31$16,184,901
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,896,148
Interest on participant loans2017-12-31$8,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$23,992
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$26,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$26,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,473,905
Net investment gain/loss from pooled separate accounts2017-12-31$2,044,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,145,420
Employer contributions (assets) at end of year2017-12-31$1,145,420
Employer contributions (assets) at beginning of year2017-12-31$1,063,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$699,273
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2017-12-31870470666
2016 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,328,935
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,311,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,311,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,043,298
Value of total assets at end of year2016-12-31$25,969,313
Value of total assets at beginning of year2016-12-31$23,952,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$6,683
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$889,808
Participant contributions at end of year2016-12-31$204,690
Participant contributions at beginning of year2016-12-31$184,656
Participant contributions at end of year2016-12-31$25,500
Participant contributions at beginning of year2016-12-31$18,124
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$89,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,017,290
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,969,313
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,952,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$59,477
Assets. partnership/joint venture interests at beginning of year2016-12-31$58,950
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,693,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,044,511
Value of interest in pooled separate accounts at end of year2016-12-31$12,896,148
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,598,052
Interest on participant loans2016-12-31$6,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$26,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$12,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$12,782
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$537,466
Net investment gain/loss from pooled separate accounts2016-12-31$741,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,063,710
Employer contributions (assets) at end of year2016-12-31$1,063,347
Employer contributions (assets) at beginning of year2016-12-31$1,034,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,311,645
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2016-12-31870470666
2015 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,569,023
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$925,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$918,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,810,776
Value of total assets at end of year2015-12-31$23,952,023
Value of total assets at beginning of year2015-12-31$23,308,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,676
Total interest from all sources2015-12-31$7,833
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$775,828
Participant contributions at end of year2015-12-31$184,656
Participant contributions at beginning of year2015-12-31$167,215
Participant contributions at end of year2015-12-31$18,124
Participant contributions at beginning of year2015-12-31$40,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$643,685
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,952,023
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,308,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$58,950
Assets. partnership/joint venture interests at beginning of year2015-12-31$58,574
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,044,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,164,402
Value of interest in pooled separate accounts at end of year2015-12-31$11,598,052
Value of interest in pooled separate accounts at beginning of year2015-12-31$10,980,547
Income. Interest from loans (other than to participants)2015-12-31$7,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$12,782
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$20,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$20,237
Net investment gain/loss from pooled separate accounts2015-12-31$-249,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,034,948
Employer contributions (assets) at end of year2015-12-31$1,034,948
Employer contributions (assets) at beginning of year2015-12-31$876,644
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$918,662
Contract administrator fees2015-12-31$6,676
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2015-12-31870470666
2014 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,752,317
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$918,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$913,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,569,993
Value of total assets at end of year2014-12-31$23,308,338
Value of total assets at beginning of year2014-12-31$21,474,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,598
Total interest from all sources2014-12-31$7,889
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$682,844
Participant contributions at end of year2014-12-31$167,215
Participant contributions at beginning of year2014-12-31$189,661
Participant contributions at end of year2014-12-31$40,719
Participant contributions at beginning of year2014-12-31$26,702
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,505
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,833,954
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,308,338
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,474,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$58,574
Assets. partnership/joint venture interests at beginning of year2014-12-31$58,575
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,164,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,305,166
Value of interest in pooled separate accounts at end of year2014-12-31$10,980,547
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,965,232
Interest on participant loans2014-12-31$7,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$20,237
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$17,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$17,358
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Net investment gain/loss from pooled separate accounts2014-12-31$1,174,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$876,644
Employer contributions (assets) at end of year2014-12-31$876,644
Employer contributions (assets) at beginning of year2014-12-31$911,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$913,765
Contract administrator fees2014-12-31$4,598
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2014-12-31870470666
2013 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,141
Total income from all sources (including contributions)2013-12-31$3,588,288
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,487,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,485,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,599,410
Value of total assets at end of year2013-12-31$21,474,384
Value of total assets at beginning of year2013-12-31$20,376,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,543
Total interest from all sources2013-12-31$9,882
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,725
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$686,710
Participant contributions at end of year2013-12-31$189,661
Participant contributions at beginning of year2013-12-31$269,081
Participant contributions at end of year2013-12-31$26,702
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,141
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$37,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,100,518
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,474,384
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,373,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$58,575
Assets. partnership/joint venture interests at beginning of year2013-12-31$58,576
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,305,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,896,279
Value of interest in pooled separate accounts at end of year2013-12-31$9,965,232
Value of interest in pooled separate accounts at beginning of year2013-12-31$9,149,427
Interest on participant loans2013-12-31$9,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$17,358
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$13,661
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$13,661
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$214
Net investment gain/loss from pooled separate accounts2013-12-31$1,978,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$911,691
Employer contributions (assets) at end of year2013-12-31$911,690
Employer contributions (assets) at beginning of year2013-12-31$951,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,485,227
Contract administrator fees2013-12-31$818
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2013-12-31870470666
2012 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,141
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,139,603
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$931,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$926,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,318,264
Value of total assets at end of year2012-12-31$20,376,007
Value of total assets at beginning of year2012-12-31$17,165,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,089
Total interest from all sources2012-12-31$12,373
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,075
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$680,724
Participant contributions at end of year2012-12-31$269,081
Participant contributions at beginning of year2012-12-31$306,541
Participant contributions at beginning of year2012-12-31$340
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$686,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,141
Total non interest bearing cash at end of year2012-12-31$37,669
Total non interest bearing cash at beginning of year2012-12-31$20,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,208,594
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,373,866
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,165,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$58,576
Assets. partnership/joint venture interests at beginning of year2012-12-31$189,517
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,896,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,855,908
Value of interest in pooled separate accounts at end of year2012-12-31$9,149,427
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,843,114
Interest on participant loans2012-12-31$12,185
Interest earned on other investments2012-12-31$-8
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$13,661
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$10,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$10,976
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$196
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$774,822
Net investment gain/loss from pooled separate accounts2012-12-31$1,034,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$951,314
Employer contributions (assets) at end of year2012-12-31$951,314
Employer contributions (assets) at beginning of year2012-12-31$938,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$926,920
Contract administrator fees2012-12-31$1,014
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KAREN, HENDRICKS, STAGG, ALLEN & CO
Accountancy firm EIN2012-12-31870470666
2011 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,667,145
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,907,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,860,104
Expenses. Certain deemed distributions of participant loans2011-12-31$42,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,601,225
Value of total assets at end of year2011-12-31$17,165,272
Value of total assets at beginning of year2011-12-31$17,405,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,525
Total interest from all sources2011-12-31$11,886
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$4,375
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$687,155
Participant contributions at end of year2011-12-31$306,541
Participant contributions at beginning of year2011-12-31$236,855
Participant contributions at end of year2011-12-31$340
Total non interest bearing cash at end of year2011-12-31$20,614
Total non interest bearing cash at beginning of year2011-12-31$24,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-240,665
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,165,272
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,405,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$189,517
Assets. partnership/joint venture interests at beginning of year2011-12-31$176,579
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,855,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,456,888
Value of interest in pooled separate accounts at end of year2011-12-31$7,843,114
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,578,906
Interest on participant loans2011-12-31$11,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$10,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$8,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$8,934
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$303,106
Net investment gain/loss from pooled separate accounts2011-12-31$-249,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$914,070
Employer contributions (assets) at end of year2011-12-31$938,262
Employer contributions (assets) at beginning of year2011-12-31$923,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,860,104
Contract administrator fees2011-12-31$1,150
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KARREN, HENDRIX, STAGG, ALLEN & CO
Accountancy firm EIN2011-12-31870470666
2010 : DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,315,962
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$574,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$562,007
Expenses. Certain deemed distributions of participant loans2010-12-31$7,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,599,078
Value of total assets at end of year2010-12-31$17,405,937
Value of total assets at beginning of year2010-12-31$14,664,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,012
Total interest from all sources2010-12-31$11,809
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$3,900
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$670,098
Participant contributions at end of year2010-12-31$236,855
Participant contributions at beginning of year2010-12-31$158,823
Participant contributions at beginning of year2010-12-31$85
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$35,619
Total non interest bearing cash at end of year2010-12-31$24,192
Total non interest bearing cash at beginning of year2010-12-31$32,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,741,721
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,405,937
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,664,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$176,579
Assets. partnership/joint venture interests at beginning of year2010-12-31$170,782
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,456,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,244,627
Value of interest in pooled separate accounts at end of year2010-12-31$7,578,906
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,062,924
Interest on participant loans2010-12-31$11,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$8,934
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$11,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$11,347
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$830,720
Net investment gain/loss from pooled separate accounts2010-12-31$874,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$893,361
Employer contributions (assets) at end of year2010-12-31$923,583
Employer contributions (assets) at beginning of year2010-12-31$982,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$562,007
Contract administrator fees2010-12-31$1,112
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KARREN, HENDRIX, STAGG, ALLEN & CO.
Accountancy firm EIN2010-12-31870470666

Form 5500 Responses for DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST

2022: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DESERT ORTHOPAEDIC CENTER, LTD. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Number of Individuals Covered52
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Number of Individuals Covered47
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Number of Individuals Covered52
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Number of Individuals Covered45
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,208
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $604
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Number of Individuals Covered40
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,578
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $789
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,882
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,123
Insurance broker organization code?3
Insurance broker nameALEX OSTROVE
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number374224-01
Policy instance 1
Insurance contract or identification number374224-01
Number of Individuals Covered23
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61248-1
Policy instance 2
Insurance contract or identification numberMR 61248-1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-07
Total amount of commissions paid to insurance brokerUSD $1,596
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,596
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INS SERVICES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61248-1
Policy instance 2
Insurance contract or identification numberMR 61248-1
Number of Individuals Covered196
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,615
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1,615
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INS SERVICES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number77564
Policy instance 1
Insurance contract or identification number77564
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number77564
Policy instance 1
Insurance contract or identification number77564
Number of Individuals Covered178
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,577
Total amount of fees paid to insurance companyUSD $10,811
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees9086
Additional information about fees paid to insurance brokerAUDIT FEE
Insurance broker organization code?0
Commission paid to Insurance BrokerUSD $7,931
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number77564
Policy instance 1
Insurance contract or identification number77564
Number of Individuals Covered185
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,723
Total amount of fees paid to insurance companyUSD $11,521
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,276
Insurance broker organization code?3
Amount paid for insurance broker fees8446
Additional information about fees paid to insurance brokerAUDIT FEE
Insurance broker nameNATIONAL BENEFIT SERVICES, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number77564
Policy instance 1
Insurance contract or identification number77564
Number of Individuals Covered183
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13,568
Total amount of fees paid to insurance companyUSD $12,263
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number77564
Policy instance 1
Insurance contract or identification number77564
Number of Individuals Covered171
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $22,705
Total amount of fees paid to insurance companyUSD $3,900
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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