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SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 401k Plan overview

Plan NameSMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN
Plan identification number 003

SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH GOODFRIEND, P.S. has sponsored the creation of one or more 401k plans.

Company Name:SMITH GOODFRIEND, P.S.
Employer identification number (EIN):910872691
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SMITH GOODFRIEND, P.S.

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 1971-11-16
Company Identification Number: 600057530
Legal Registered Office Address: 1619 8TH AVE N

SEATTLE
United States of America (USA)
981093007

More information about SMITH GOODFRIEND, P.S.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032024-01-01VALERIE VILLACIN, TRUSTEE
0032023-01-01
0032023-01-01CATHERINE SMITH
0032022-01-01
0032022-01-01CATHERINE SMITH
0032021-01-01
0032021-01-01CATHERINE SMITH
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01CATHERINE SMITH
0032016-01-01CATHERINE SMITH
0032015-01-01CATHERINE SMITH
0032014-01-01CATHERINE SMITH
0032013-01-01CATHERINE SMITH
0032012-01-01CATHERINE SMITH
0032011-01-01CATHERINE SMITH
0032009-01-01CATHERINE SMITH

Financial Data on SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN

Measure Date Value
2023 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2023 401k financial data
Total income from all sources2023-12-31$1,433,162
Expenses. Total of all expenses incurred2023-12-31$532,805
Benefits paid (including direct rollovers)2023-12-31$532,262
Total plan assets at end of year2023-12-31$8,533,552
Total plan assets at beginning of year2023-12-31$7,633,195
Value of fidelity bond covering the plan2023-12-31$500,000
Total contributions received or receivable from participants2023-12-31$99,570
Other income received2023-12-31$1,138,674
Net income (gross income less expenses)2023-12-31$900,357
Net plan assets at end of year (total assets less liabilities)2023-12-31$8,533,552
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$7,633,195
Total contributions received or receivable from employer(s)2023-12-31$194,918
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$543
2022 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources2022-12-31$-769,521
Expenses. Total of all expenses incurred2022-12-31$37,035
Benefits paid (including direct rollovers)2022-12-31$822
Total plan assets at end of year2022-12-31$7,633,195
Total plan assets at beginning of year2022-12-31$8,439,751
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$92,900
Other income received2022-12-31$-1,050,816
Net income (gross income less expenses)2022-12-31$-806,556
Net plan assets at end of year (total assets less liabilities)2022-12-31$7,633,195
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$8,439,751
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$188,395
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$36,213
2021 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$1,554,970
Expenses. Total of all expenses incurred2021-12-31$423,194
Benefits paid (including direct rollovers)2021-12-31$386,545
Total plan assets at end of year2021-12-31$8,439,751
Total plan assets at beginning of year2021-12-31$7,307,975
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$85,100
Assets. Value of loans (other than to participants)2021-12-31$12,017
Expenses. Other expenses not covered elsewhere2021-12-31$1,008
Other income received2021-12-31$1,313,665
Net income (gross income less expenses)2021-12-31$1,131,776
Net plan assets at end of year (total assets less liabilities)2021-12-31$8,439,751
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$7,307,975
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$156,205
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$35,641
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$883,681
Expenses. Total of all expenses incurred2020-12-31$673,436
Benefits paid (including direct rollovers)2020-12-31$640,736
Total plan assets at end of year2020-12-31$7,307,975
Total plan assets at beginning of year2020-12-31$7,097,730
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$79,630
Assets. Value of loans (other than to participants)2020-12-31$18,590
Expenses. Other expenses not covered elsewhere2020-12-31$1,008
Other income received2020-12-31$649,855
Net income (gross income less expenses)2020-12-31$210,245
Net plan assets at end of year (total assets less liabilities)2020-12-31$7,307,975
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$7,097,730
Assets. Value of real-estate (other than employer real property)2020-12-31$3,000
Total contributions received or receivable from employer(s)2020-12-31$154,196
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$31,692
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$1,325,729
Expenses. Total of all expenses incurred2019-12-31$49,328
Benefits paid (including direct rollovers)2019-12-31$17,000
Total plan assets at end of year2019-12-31$7,097,730
Total plan assets at beginning of year2019-12-31$5,821,329
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$74,850
Assets. Value of loans (other than to participants)2019-12-31$27,773
Expenses. Other expenses not covered elsewhere2019-12-31$1,008
Other income received2019-12-31$1,098,145
Net income (gross income less expenses)2019-12-31$1,276,401
Net plan assets at end of year (total assets less liabilities)2019-12-31$7,097,730
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$5,821,329
Assets. Value of real-estate (other than employer real property)2019-12-31$3,000
Total contributions received or receivable from employer(s)2019-12-31$152,734
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$31,320
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$11,830
Expenses. Total of all expenses incurred2018-12-31$75,360
Benefits paid (including direct rollovers)2018-12-31$45,000
Total plan assets at end of year2018-12-31$5,821,329
Total plan assets at beginning of year2018-12-31$5,884,859
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$93,800
Assets. Value of loans (other than to participants)2018-12-31$65,019
Expenses. Other expenses not covered elsewhere2018-12-31$1,008
Other income received2018-12-31$-256,779
Net income (gross income less expenses)2018-12-31$-63,530
Net plan assets at end of year (total assets less liabilities)2018-12-31$5,821,329
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$5,884,859
Assets. Value of real-estate (other than employer real property)2018-12-31$3,000
Total contributions received or receivable from employer(s)2018-12-31$174,809
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$29,352
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$971,207
Expenses. Total of all expenses incurred2017-12-31$58,128
Benefits paid (including direct rollovers)2017-12-31$30,000
Total plan assets at end of year2017-12-31$5,884,859
Total plan assets at beginning of year2017-12-31$4,971,780
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$95,042
Assets. Value of loans (other than to participants)2017-12-31$36,900
Expenses. Other expenses not covered elsewhere2017-12-31$1,008
Other income received2017-12-31$714,295
Net income (gross income less expenses)2017-12-31$913,079
Net plan assets at end of year (total assets less liabilities)2017-12-31$5,884,859
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,971,780
Assets. Value of employer real property2017-12-31$3,000
Total contributions received or receivable from employer(s)2017-12-31$161,870
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$27,120
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$617,354
Expenses. Total of all expenses incurred2016-12-31$41,708
Benefits paid (including direct rollovers)2016-12-31$17,000
Total plan assets at end of year2016-12-31$4,971,780
Total plan assets at beginning of year2016-12-31$4,396,134
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$76,208
Assets. Value of loans (other than to participants)2016-12-31$48,000
Expenses. Other expenses not covered elsewhere2016-12-31$1,008
Other income received2016-12-31$410,473
Net income (gross income less expenses)2016-12-31$575,646
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,971,780
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,396,134
Total contributions received or receivable from employer(s)2016-12-31$130,673
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$23,700
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$88,269
Expenses. Total of all expenses incurred2015-12-31$39,084
Benefits paid (including direct rollovers)2015-12-31$15,000
Total plan assets at end of year2015-12-31$4,396,134
Total plan assets at beginning of year2015-12-31$4,346,949
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$69,849
Assets. Value of loans (other than to participants)2015-12-31$55,000
Expenses. Other expenses not covered elsewhere2015-12-31$1,008
Other income received2015-12-31$-104,612
Net income (gross income less expenses)2015-12-31$49,185
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,396,134
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,346,949
Total contributions received or receivable from employer(s)2015-12-31$123,032
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$23,076
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$527,459
Expenses. Total of all expenses incurred2014-12-31$171,113
Benefits paid (including direct rollovers)2014-12-31$148,128
Total plan assets at end of year2014-12-31$4,346,949
Total plan assets at beginning of year2014-12-31$3,990,603
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$75,675
Assets. Value of loans (other than to participants)2014-12-31$52,499
Expenses. Other expenses not covered elsewhere2014-12-31$1,008
Other income received2014-12-31$320,988
Net income (gross income less expenses)2014-12-31$356,346
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,346,949
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,990,603
Total contributions received or receivable from employer(s)2014-12-31$130,796
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$21,977
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$847,122
Expenses. Total of all expenses incurred2013-12-31$309,075
Benefits paid (including direct rollovers)2013-12-31$288,864
Total plan assets at end of year2013-12-31$3,990,603
Total plan assets at beginning of year2013-12-31$3,452,556
Value of fidelity bond covering the plan2013-12-31$250,000
Total contributions received or receivable from participants2013-12-31$72,741
Assets. Value of loans (other than to participants)2013-12-31$84,417
Expenses. Other expenses not covered elsewhere2013-12-31$1,008
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$646,542
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$538,047
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,990,603
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,452,556
Assets. Value of real-estate (other than employer real property)2013-12-31$72,000
Total contributions received or receivable from employer(s)2013-12-31$127,839
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$19,203
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$478,699
Expenses. Total of all expenses incurred2012-12-31$367,884
Benefits paid (including direct rollovers)2012-12-31$348,802
Total plan assets at end of year2012-12-31$3,452,556
Total plan assets at beginning of year2012-12-31$3,341,741
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$78,886
Assets. Value of loans (other than to participants)2012-12-31$84,090
Expenses. Other expenses not covered elsewhere2012-12-31$1,008
Other income received2012-12-31$266,402
Net income (gross income less expenses)2012-12-31$110,815
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,452,556
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,341,741
Assets. Value of participant loans2012-12-31$0
Assets. Value of real-estate (other than employer real property)2012-12-31$72,000
Total contributions received or receivable from employer(s)2012-12-31$133,411
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$18,074
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$164,747
Expenses. Total of all expenses incurred2011-12-31$62,431
Benefits paid (including direct rollovers)2011-12-31$43,078
Total plan assets at end of year2011-12-31$3,341,741
Total plan assets at beginning of year2011-12-31$3,239,425
Value of fidelity bond covering the plan2011-12-31$900,000
Total contributions received or receivable from participants2011-12-31$74,153
Assets. Value of loans (other than to participants)2011-12-31$162,000
Expenses. Other expenses not covered elsewhere2011-12-31$1,008
Other income received2011-12-31$-23,230
Net income (gross income less expenses)2011-12-31$102,316
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,341,741
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,239,425
Assets. Value of participant loans2011-12-31$10,088
Assets. Value of real-estate (other than employer real property)2011-12-31$60,000
Total contributions received or receivable from employer(s)2011-12-31$113,824
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$18,345
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$194,293
Expenses. Total of all expenses incurred2010-12-31$171,183
Benefits paid (including direct rollovers)2010-12-31$154,600
Total plan assets at end of year2010-12-31$3,239,425
Total plan assets at beginning of year2010-12-31$3,216,315
Value of fidelity bond covering the plan2010-12-31$900,000
Total contributions received or receivable from participants2010-12-31$72,816
Other income received2010-12-31$-26,457
Net income (gross income less expenses)2010-12-31$23,110
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,239,425
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,216,315
Total contributions received or receivable from employer(s)2010-12-31$147,934
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$16,583
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN

2023: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SMITH GOODFRIEND, P.S. 401(K) AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
Insurance contract or identification number1976136
Number of Individuals Covered1
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
Insurance contract or identification numberGAP-44-B248
Number of Individuals Covered11
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $3,834
Total amount of fees paid to insurance companyUSD $9,202
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
Insurance contract or identification number1976136
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
Insurance contract or identification numberGAP-44-B248
Number of Individuals Covered12
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,706
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-B248
Policy instance 1
GENWORTH LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 63401 )
Policy contract number1976136
Policy instance 2

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