401k Plan data: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST plan

DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	002

DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAN CHARLES AGENCY CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: DAN CHARLES AGENCY CO., INC.

Employer identification number (EIN): 910912311

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-04-01 ERISSA FIDUCIARY SERVICES INC 2022-07-18
002 2020-04-01
002 2019-04-01
002 2018-04-01
002 2017-04-01 DAVID COZZENS
002 2016-04-01 DAVID COZZENS
002 2015-04-01 DAVID COZZENS
002 2014-04-01 MARIE MCENRY
002 2013-04-01 MARIE MCENRY
002 2012-04-01 MARIE MCENRY
002 2011-04-01 MARIE MCENRY
002 2010-04-01 MARIE MCENRY
002 2009-04-01 MARIE MCENRY
002 2009-04-01 MARIE MCENRY

Plan Statistics for DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2020: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year 2020-04-01 6
Total number of active participants reported on line 7a of the Form 5500 2020-04-01 6
Total of all active and inactive participants 2020-04-01 6
Total participants 2020-04-01 6
Number of participants with account balances 2020-04-01 6
2019: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-04-01 5
Total number of active participants reported on line 7a of the Form 5500 2019-04-01 6
Total of all active and inactive participants 2019-04-01 6
Total participants 2019-04-01 6
Number of participants with account balances 2019-04-01 6
2018: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-04-01 5
Total number of active participants reported on line 7a of the Form 5500 2018-04-01 5
Total of all active and inactive participants 2018-04-01 5
Total participants 2018-04-01 5
Number of participants with account balances 2018-04-01 5
2017: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-04-01 6
Total number of active participants reported on line 7a of the Form 5500 2017-04-01 5
Total of all active and inactive participants 2017-04-01 5
Total participants 2017-04-01 5
Number of participants with account balances 2017-04-01 5
2016: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-04-01 6
Total number of active participants reported on line 7a of the Form 5500 2016-04-01 6
Total of all active and inactive participants 2016-04-01 6
Total participants 2016-04-01 6
Number of participants with account balances 2016-04-01 6
2015: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-04-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-04-01 6
Total of all active and inactive participants 2015-04-01 6
Total participants 2015-04-01 6
Number of participants with account balances 2015-04-01 6
2014: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-04-01 4
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 4
Number of retired or separated participants receiving benefits 2014-04-01 1
Total of all active and inactive participants 2014-04-01 5
Total participants 2014-04-01 5
Number of participants with account balances 2014-04-01 5
2013: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-04-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 4
Total of all active and inactive participants 2013-04-01 4
Total participants 2013-04-01 4
Number of participants with account balances 2013-04-01 4
2012: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-04-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 3
Total of all active and inactive participants 2012-04-01 3
Total participants 2012-04-01 3
Number of participants with account balances 2012-04-01 3
2011: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-04-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 3
Total of all active and inactive participants 2011-04-01 3
Total participants 2011-04-01 3
Number of participants with account balances 2011-04-01 3
2010: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-04-01 3
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 3
Total of all active and inactive participants 2010-04-01 3
Total participants 2010-04-01 3
Number of participants with account balances 2010-04-01 3
2009: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-04-01 3
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 3
Total of all active and inactive participants 2009-04-01 3
Total participants 2009-04-01 3
Number of participants with account balances 2009-04-01 3

Measure	Date	Value
2020: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year	2020-04-01	6
Total number of active participants reported on line 7a of the Form 5500	2020-04-01	6
Total of all active and inactive participants	2020-04-01	6
Total participants	2020-04-01	6
Number of participants with account balances	2020-04-01	6
2019: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-04-01	5
Total number of active participants reported on line 7a of the Form 5500	2019-04-01	6
Total of all active and inactive participants	2019-04-01	6
Total participants	2019-04-01	6
Number of participants with account balances	2019-04-01	6
2018: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-04-01	5
Total number of active participants reported on line 7a of the Form 5500	2018-04-01	5
Total of all active and inactive participants	2018-04-01	5
Total participants	2018-04-01	5
Number of participants with account balances	2018-04-01	5
2017: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-04-01	6
Total number of active participants reported on line 7a of the Form 5500	2017-04-01	5
Total of all active and inactive participants	2017-04-01	5
Total participants	2017-04-01	5
Number of participants with account balances	2017-04-01	5
2016: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-04-01	6
Total number of active participants reported on line 7a of the Form 5500	2016-04-01	6
Total of all active and inactive participants	2016-04-01	6
Total participants	2016-04-01	6
Number of participants with account balances	2016-04-01	6
2015: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-04-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-04-01	6
Total of all active and inactive participants	2015-04-01	6
Total participants	2015-04-01	6
Number of participants with account balances	2015-04-01	6
2014: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-04-01	4
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	4
Number of retired or separated participants receiving benefits	2014-04-01	1
Total of all active and inactive participants	2014-04-01	5
Total participants	2014-04-01	5
Number of participants with account balances	2014-04-01	5
2013: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-04-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	4
Total of all active and inactive participants	2013-04-01	4
Total participants	2013-04-01	4
Number of participants with account balances	2013-04-01	4
2012: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-04-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	3
Total of all active and inactive participants	2012-04-01	3
Total participants	2012-04-01	3
Number of participants with account balances	2012-04-01	3
2011: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-04-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	3
Total of all active and inactive participants	2011-04-01	3
Total participants	2011-04-01	3
Number of participants with account balances	2011-04-01	3
2010: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-04-01	3
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	3
Total of all active and inactive participants	2010-04-01	3
Total participants	2010-04-01	3
Number of participants with account balances	2010-04-01	3
2009: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-04-01	3
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	3
Total of all active and inactive participants	2009-04-01	3
Total participants	2009-04-01	3
Number of participants with account balances	2009-04-01	3

Financial Data on DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2021 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total income from all sources	2021-03-31	$14,743
Total plan assets at end of year	2021-03-31	$108,754
Total plan assets at beginning of year	2021-03-31	$94,011
Value of fidelity bond covering the plan	2021-03-31	$100,000
Other income received	2021-03-31	$6,534
Net income (gross income less expenses)	2021-03-31	$14,743
Net plan assets at end of year (total assets less liabilities)	2021-03-31	$108,754
Net plan assets at beginning of year (total assets less liabilities)	2021-03-31	$94,011
Total contributions received or receivable from employer(s)	2021-03-31	$8,209
2020 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total income from all sources	2020-03-31	$3,534
Total plan assets at end of year	2020-03-31	$94,011
Total plan assets at beginning of year	2020-03-31	$90,477
Value of fidelity bond covering the plan	2020-03-31	$100,000
Other income received	2020-03-31	$-5,196
Net income (gross income less expenses)	2020-03-31	$3,534
Net plan assets at end of year (total assets less liabilities)	2020-03-31	$94,011
Net plan assets at beginning of year (total assets less liabilities)	2020-03-31	$90,477
Total contributions received or receivable from employer(s)	2020-03-31	$8,730
2019 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-03-31	$11,364
Total plan assets at end of year	2019-03-31	$90,477
Total plan assets at beginning of year	2019-03-31	$79,113
Value of fidelity bond covering the plan	2019-03-31	$100,000
Other income received	2019-03-31	$252
Net income (gross income less expenses)	2019-03-31	$11,364
Net plan assets at end of year (total assets less liabilities)	2019-03-31	$90,477
Net plan assets at beginning of year (total assets less liabilities)	2019-03-31	$79,113
Total contributions received or receivable from employer(s)	2019-03-31	$11,112
2018 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total income from all sources	2018-03-31	$16,292
Expenses. Total of all expenses incurred	2018-03-31	$629
Benefits paid (including direct rollovers)	2018-03-31	$629
Total plan assets at end of year	2018-03-31	$79,113
Total plan assets at beginning of year	2018-03-31	$63,450
Value of fidelity bond covering the plan	2018-03-31	$300,000
Total contributions received or receivable from participants	2018-03-31	$4,900
Other income received	2018-03-31	$566
Net income (gross income less expenses)	2018-03-31	$15,663
Net plan assets at end of year (total assets less liabilities)	2018-03-31	$79,113
Net plan assets at beginning of year (total assets less liabilities)	2018-03-31	$63,450
Total contributions received or receivable from employer(s)	2018-03-31	$10,826
2017 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-03-31	$26,800
Expenses. Total of all expenses incurred	2017-03-31	$26,847
Benefits paid (including direct rollovers)	2017-03-31	$26,847
Total plan assets at end of year	2017-03-31	$63,450
Total plan assets at beginning of year	2017-03-31	$63,497
Value of fidelity bond covering the plan	2017-03-31	$300,000
Total contributions received or receivable from participants	2017-03-31	$8,400
Other income received	2017-03-31	$2,592
Net income (gross income less expenses)	2017-03-31	$-47
Net plan assets at end of year (total assets less liabilities)	2017-03-31	$63,450
Net plan assets at beginning of year (total assets less liabilities)	2017-03-31	$63,497
Total contributions received or receivable from employer(s)	2017-03-31	$15,808
2016 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources	2016-03-31	$14,504
Expenses. Total of all expenses incurred	2016-03-31	$600
Benefits paid (including direct rollovers)	2016-03-31	$600
Total plan assets at end of year	2016-03-31	$63,497
Total plan assets at beginning of year	2016-03-31	$49,593
Value of fidelity bond covering the plan	2016-03-31	$300,000
Total contributions received or receivable from participants	2016-03-31	$2,100
Other income received	2016-03-31	$-640
Net income (gross income less expenses)	2016-03-31	$13,904
Net plan assets at end of year (total assets less liabilities)	2016-03-31	$63,497
Net plan assets at beginning of year (total assets less liabilities)	2016-03-31	$49,593
Total contributions received or receivable from employer(s)	2016-03-31	$13,044
2015 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources	2015-03-31	$12,224
Expenses. Total of all expenses incurred	2015-03-31	$35,206
Benefits paid (including direct rollovers)	2015-03-31	$35,206
Total plan assets at end of year	2015-03-31	$49,593
Total plan assets at beginning of year	2015-03-31	$72,575
Value of fidelity bond covering the plan	2015-03-31	$300,000
Other income received	2015-03-31	$844
Net income (gross income less expenses)	2015-03-31	$-22,982
Net plan assets at end of year (total assets less liabilities)	2015-03-31	$49,593
Net plan assets at beginning of year (total assets less liabilities)	2015-03-31	$72,575
Total contributions received or receivable from employer(s)	2015-03-31	$11,380
2014 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-03-31	$12,885
Expenses. Total of all expenses incurred	2014-03-31	$3,372
Benefits paid (including direct rollovers)	2014-03-31	$3,372
Total plan assets at end of year	2014-03-31	$72,575
Total plan assets at beginning of year	2014-03-31	$63,062
Value of fidelity bond covering the plan	2014-03-31	$300,000
Other income received	2014-03-31	$3,094
Net income (gross income less expenses)	2014-03-31	$9,513
Net plan assets at end of year (total assets less liabilities)	2014-03-31	$72,575
Net plan assets at beginning of year (total assets less liabilities)	2014-03-31	$63,062
Total contributions received or receivable from employer(s)	2014-03-31	$9,791
2013 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-03-31	$25,118
Expenses. Total of all expenses incurred	2013-03-31	$315,078
Benefits paid (including direct rollovers)	2013-03-31	$315,078
Total plan assets at end of year	2013-03-31	$63,062
Total plan assets at beginning of year	2013-03-31	$353,022
Value of fidelity bond covering the plan	2013-03-31	$300,000
Other income received	2013-03-31	$17,899
Net income (gross income less expenses)	2013-03-31	$-289,960
Net plan assets at end of year (total assets less liabilities)	2013-03-31	$63,062
Net plan assets at beginning of year (total assets less liabilities)	2013-03-31	$353,022
Total contributions received or receivable from employer(s)	2013-03-31	$7,219
2012 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-03-31	$40,077
Expenses. Total of all expenses incurred	2012-03-31	$2,491,630
Benefits paid (including direct rollovers)	2012-03-31	$2,491,480
Total plan assets at end of year	2012-03-31	$353,022
Total plan assets at beginning of year	2012-03-31	$2,804,575
Value of fidelity bond covering the plan	2012-03-31	$300,000
Other income received	2012-03-31	$32,201
Net income (gross income less expenses)	2012-03-31	$-2,451,553
Net plan assets at end of year (total assets less liabilities)	2012-03-31	$353,022
Net plan assets at beginning of year (total assets less liabilities)	2012-03-31	$2,804,575
Total contributions received or receivable from employer(s)	2012-03-31	$7,876
Expenses. Administrative service providers (salaries,fees and commissions)	2012-03-31	$150
2011 : DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-03-31	$362,685
Expenses. Total of all expenses incurred	2011-03-31	$100,000
Benefits paid (including direct rollovers)	2011-03-31	$100,000
Total plan assets at end of year	2011-03-31	$2,804,575
Total plan assets at beginning of year	2011-03-31	$2,541,890
Value of fidelity bond covering the plan	2011-03-31	$500,000
Other income received	2011-03-31	$352,404
Net income (gross income less expenses)	2011-03-31	$262,685
Net plan assets at end of year (total assets less liabilities)	2011-03-31	$2,804,575
Net plan assets at beginning of year (total assets less liabilities)	2011-03-31	$2,541,890
Total contributions received or receivable from employer(s)	2011-03-31	$10,281

Form 5500 Responses for DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST

2020: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-04-01	Type of plan entity	Single employer plan
2020-04-01	Plan funding arrangement – Trust	Yes
2020-04-01	Plan benefit arrangement - Trust	Yes
2019: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-04-01	Type of plan entity	Single employer plan
2019-04-01	Plan funding arrangement – Trust	Yes
2019-04-01	Plan benefit arrangement - Trust	Yes
2018: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-04-01	Type of plan entity	Single employer plan
2018-04-01	Plan funding arrangement – Trust	Yes
2018-04-01	Plan benefit arrangement - Trust	Yes
2017: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-04-01	Type of plan entity	Single employer plan
2017-04-01	Plan funding arrangement – Trust	Yes
2017-04-01	Plan benefit arrangement - Trust	Yes
2016: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-04-01	Type of plan entity	Single employer plan
2016-04-01	Plan funding arrangement – Trust	Yes
2016-04-01	Plan benefit arrangement - Trust	Yes
2015: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-04-01	Type of plan entity	Single employer plan
2015-04-01	Plan funding arrangement – Trust	Yes
2015-04-01	Plan benefit arrangement - Trust	Yes
2014: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes
2013: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: DAN CHARLES AGENCY CO. 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	This submission is the final filing	No
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

POLICY U1078082

Policy instance

Insurance contract or identification number	POLICY U1078082
Number of Individuals Covered	0
Insurance policy start date	2014-01-18
Insurance policy end date	2015-01-17
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

POLICY U1078082

Policy instance

Insurance contract or identification number	POLICY U1078082
Number of Individuals Covered	1
Insurance policy start date	2013-01-18
Insurance policy end date	2014-01-17
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

E00080034000

Policy instance

Insurance contract or identification number	E00080034000
Number of Individuals Covered	1
Insurance policy start date	2012-01-18
Insurance policy end date	2013-01-17
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

E00080034000

Policy instance

Insurance contract or identification number	E00080034000
Number of Individuals Covered	1
Insurance policy start date	2011-01-18
Insurance policy end date	2012-01-17
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )

Policy contract number

E00080034000

Policy instance

Insurance contract or identification number	E00080034000
Number of Individuals Covered	1
Insurance policy start date	2010-01-18
Insurance policy end date	2011-01-17
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	DAN CHARLES AGENCY CO., INC.
Employer identification number (EIN):	910912311
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2021-04-01	ERISSA FIDUCIARY SERVICES INC	2022-07-18
002	2020-04-01
002	2019-04-01
002	2018-04-01
002	2017-04-01	DAVID COZZENS
002	2016-04-01	DAVID COZZENS
002	2015-04-01	DAVID COZZENS
002	2014-04-01	MARIE MCENRY
002	2013-04-01	MARIE MCENRY
002	2012-04-01	MARIE MCENRY
002	2011-04-01	MARIE MCENRY
002	2010-04-01	MARIE MCENRY
002	2009-04-01	MARIE MCENRY
002	2009-04-01	MARIE MCENRY