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PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 401k Plan overview

Plan NamePACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN
Plan identification number 002

PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PACIFIC CATARACT AND LASER INSTITUTE, INC., PC has sponsored the creation of one or more 401k plans.

Company Name:PACIFIC CATARACT AND LASER INSTITUTE, INC., PC
Employer identification number (EIN):911394965
NAIC Classification:621493
NAIC Description:Freestanding Ambulatory Surgical and Emergency Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KATHY MCWILLIAMS
0022016-01-01KATHY MCWILLIAMS
0022015-01-01KATHY MCWILLIAMS
0022014-01-01KATHY MCWILLIAMS
0022013-01-01KATHY MCWILLIAMS
0022012-01-01KATHY MCWILLIAMS
0022011-01-01KATHY L. MCWILLIAMS
0022009-01-01KATHY MCWILLIAMS

Plan Statistics for PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN

401k plan membership statisitcs for PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN

Measure Date Value
2023: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01671
Total number of active participants reported on line 7a of the Form 55002023-01-01609
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-0190
Total of all active and inactive participants2023-01-01700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01700
Number of participants with account balances2023-01-01546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01636
Total number of active participants reported on line 7a of the Form 55002022-01-01585
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0184
Total of all active and inactive participants2022-01-01671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01671
Number of participants with account balances2022-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01593
Total number of active participants reported on line 7a of the Form 55002021-01-01552
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0182
Total of all active and inactive participants2021-01-01636
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01636
Number of participants with account balances2021-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01583
Total number of active participants reported on line 7a of the Form 55002020-01-01523
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0165
Total of all active and inactive participants2020-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01593
Number of participants with account balances2020-01-01462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01603
Total number of active participants reported on line 7a of the Form 55002019-01-01518
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0163
Total of all active and inactive participants2019-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01583
Number of participants with account balances2019-01-01462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01562
Total number of active participants reported on line 7a of the Form 55002018-01-01540
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01603
Number of participants with account balances2018-01-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01538
Total number of active participants reported on line 7a of the Form 55002017-01-01504
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0156
Total of all active and inactive participants2017-01-01562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01562
Number of participants with account balances2017-01-01415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01521
Total number of active participants reported on line 7a of the Form 55002016-01-01486
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0150
Total of all active and inactive participants2016-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01538
Number of participants with account balances2016-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01493
Total number of active participants reported on line 7a of the Form 55002015-01-01468
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0152
Total of all active and inactive participants2015-01-01521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01521
Number of participants with account balances2015-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01487
Total number of active participants reported on line 7a of the Form 55002014-01-01445
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0147
Total of all active and inactive participants2014-01-01493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01493
Number of participants with account balances2014-01-01371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01422
Total number of active participants reported on line 7a of the Form 55002013-01-01446
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01487
Number of participants with account balances2013-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01409
Total number of active participants reported on line 7a of the Form 55002012-01-01384
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0138
Total of all active and inactive participants2012-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01422
Number of participants with account balances2012-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01388
Total number of active participants reported on line 7a of the Form 55002011-01-01365
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01409
Number of participants with account balances2011-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01358
Total number of active participants reported on line 7a of the Form 55002009-01-01330
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01373
Number of participants with account balances2009-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN

Measure Date Value
2023 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$17,159,101
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$5,038,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$4,972,730
Expenses. Certain deemed distributions of participant loans2023-12-31$4,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$6,220,562
Value of total assets at end of year2023-12-31$80,708,271
Value of total assets at beginning of year2023-12-31$68,587,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$61,472
Total interest from all sources2023-12-31$18,275
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,932,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,932,012
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$4,090,755
Participant contributions at end of year2023-12-31$432,456
Participant contributions at beginning of year2023-12-31$361,421
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$45
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$76,384
Other income not declared elsewhere2023-12-31$49,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$12,120,655
Value of net assets at end of year (total assets less liabilities)2023-12-31$80,708,271
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$68,587,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$36,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$69,954,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$57,110,910
Interest on participant loans2023-12-31$18,275
Value of interest in common/collective trusts at end of year2023-12-31$10,321,324
Value of interest in common/collective trusts at beginning of year2023-12-31$11,115,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$7,606,541
Net investment gain or loss from common/collective trusts2023-12-31$332,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,053,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$4,972,730
Contract administrator fees2023-12-31$25,472
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31RSM US LLP
Accountancy firm EIN2023-12-31420714325
2022 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,080,248
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,841,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,793,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,815,781
Value of total assets at end of year2022-12-31$68,587,616
Value of total assets at beginning of year2022-12-31$80,508,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$47,702
Total interest from all sources2022-12-31$16,394
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,324,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,324,092
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,863,069
Participant contributions at end of year2022-12-31$361,421
Participant contributions at beginning of year2022-12-31$310,055
Participant contributions at end of year2022-12-31$45
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$21,177
Other income not declared elsewhere2022-12-31$49,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,921,377
Value of net assets at end of year (total assets less liabilities)2022-12-31$68,587,616
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$80,508,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$27,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$57,110,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$69,975,368
Interest on participant loans2022-12-31$16,394
Value of interest in common/collective trusts at end of year2022-12-31$11,115,240
Value of interest in common/collective trusts at beginning of year2022-12-31$10,223,570
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-15,534,622
Net investment gain or loss from common/collective trusts2022-12-31$249,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,931,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,793,427
Contract administrator fees2022-12-31$20,702
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,060,306
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,042,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,987,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,412,094
Value of total assets at end of year2021-12-31$80,508,993
Value of total assets at beginning of year2021-12-31$71,490,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$54,752
Total interest from all sources2021-12-31$13,799
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,452,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,452,505
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,465,448
Participant contributions at end of year2021-12-31$310,055
Participant contributions at beginning of year2021-12-31$300,103
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$213,921
Other income not declared elsewhere2021-12-31$49,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$9,018,149
Value of net assets at end of year (total assets less liabilities)2021-12-31$80,508,993
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$71,490,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$36,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$69,975,368
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$62,373,712
Interest on participant loans2021-12-31$13,799
Value of interest in common/collective trusts at end of year2021-12-31$10,223,570
Value of interest in common/collective trusts at beginning of year2021-12-31$8,817,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,929,457
Net investment gain or loss from common/collective trusts2021-12-31$203,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,732,725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,987,405
Contract administrator fees2021-12-31$18,752
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$12,670,877
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,452,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,416,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,414,028
Value of total assets at end of year2020-12-31$71,490,844
Value of total assets at beginning of year2020-12-31$63,272,607
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$35,737
Total interest from all sources2020-12-31$19,978
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,318,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,318,829
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,776,076
Participant contributions at end of year2020-12-31$300,103
Participant contributions at beginning of year2020-12-31$463,302
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$249,912
Other income not declared elsewhere2020-12-31$47,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,218,237
Value of net assets at end of year (total assets less liabilities)2020-12-31$71,490,844
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$63,272,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$32,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$62,373,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$54,510,759
Interest on participant loans2020-12-31$19,978
Value of interest in common/collective trusts at end of year2020-12-31$8,817,029
Value of interest in common/collective trusts at beginning of year2020-12-31$8,298,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,658,072
Net investment gain or loss from common/collective trusts2020-12-31$212,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,388,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,416,903
Contract administrator fees2020-12-31$2,900
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,589,288
Total income from all sources (including contributions)2019-12-31$15,589,288
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,969,956
Total of all expenses incurred2019-12-31$2,969,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,926,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,926,407
Expenses. Certain deemed distributions of participant loans2019-12-31$-873
Expenses. Certain deemed distributions of participant loans2019-12-31$-873
Value of total corrective distributions2019-12-31$5,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,813,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,813,480
Value of total assets at end of year2019-12-31$63,272,607
Value of total assets at end of year2019-12-31$63,272,607
Value of total assets at beginning of year2019-12-31$50,653,275
Value of total assets at beginning of year2019-12-31$50,653,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$38,792
Total interest from all sources2019-12-31$27,321
Total interest from all sources2019-12-31$27,321
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,357,710
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,357,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,357,710
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,357,710
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,085,708
Contributions received from participants2019-12-31$3,085,708
Participant contributions at end of year2019-12-31$463,302
Participant contributions at beginning of year2019-12-31$541,176
Participant contributions at beginning of year2019-12-31$541,176
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$184,916
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$184,916
Other income not declared elsewhere2019-12-31$47,231
Other income not declared elsewhere2019-12-31$47,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,619,332
Value of net income/loss2019-12-31$12,619,332
Value of net assets at end of year (total assets less liabilities)2019-12-31$63,272,607
Value of net assets at end of year (total assets less liabilities)2019-12-31$63,272,607
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,653,275
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,653,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$36,000
Investment advisory and management fees2019-12-31$36,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$54,510,759
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$54,510,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,851,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,851,540
Interest on participant loans2019-12-31$27,321
Interest on participant loans2019-12-31$27,321
Value of interest in common/collective trusts at end of year2019-12-31$8,298,546
Value of interest in common/collective trusts at end of year2019-12-31$8,298,546
Value of interest in common/collective trusts at beginning of year2019-12-31$8,260,559
Value of interest in common/collective trusts at beginning of year2019-12-31$8,260,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,151,102
Net investment gain or loss from common/collective trusts2019-12-31$192,444
Net investment gain or loss from common/collective trusts2019-12-31$192,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,542,856
Contributions received in cash from employer2019-12-31$1,542,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,926,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,926,407
Contract administrator fees2019-12-31$2,792
Contract administrator fees2019-12-31$2,792
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,042,857
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,970,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,967,152
Value of total corrective distributions2018-12-31$-358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,221,461
Value of total assets at end of year2018-12-31$50,653,275
Value of total assets at beginning of year2018-12-31$52,581,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,856
Total interest from all sources2018-12-31$21,658
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,662,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,662,783
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,814,299
Participant contributions at end of year2018-12-31$541,176
Participant contributions at beginning of year2018-12-31$443,694
Other income not declared elsewhere2018-12-31$8,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,927,793
Value of net assets at end of year (total assets less liabilities)2018-12-31$50,653,275
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$52,581,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$41,851,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$44,440,662
Interest on participant loans2018-12-31$21,658
Value of interest in common/collective trusts at end of year2018-12-31$8,260,559
Value of interest in common/collective trusts at beginning of year2018-12-31$7,696,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,040,592
Net investment gain or loss from common/collective trusts2018-12-31$168,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,407,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,967,152
Contract administrator fees2018-12-31$3,856
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,141,790
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,201,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,177,791
Expenses. Certain deemed distributions of participant loans2017-12-31$20,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,084,756
Value of total assets at end of year2017-12-31$52,581,068
Value of total assets at beginning of year2017-12-31$44,640,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,981
Total interest from all sources2017-12-31$19,251
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,897,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,897,471
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,676,728
Participant contributions at end of year2017-12-31$443,694
Participant contributions at beginning of year2017-12-31$411,142
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$69,652
Other income not declared elsewhere2017-12-31$7,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,940,549
Value of net assets at end of year (total assets less liabilities)2017-12-31$52,581,068
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,640,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$44,440,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$36,700,712
Interest on participant loans2017-12-31$19,251
Value of interest in common/collective trusts at end of year2017-12-31$7,696,712
Value of interest in common/collective trusts at beginning of year2017-12-31$7,528,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,994,986
Net investment gain or loss from common/collective trusts2017-12-31$137,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,338,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,177,791
Contract administrator fees2017-12-31$2,981
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,096,853
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,201,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,178,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,805,400
Value of total assets at end of year2016-12-31$44,640,519
Value of total assets at beginning of year2016-12-31$41,745,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,854
Total interest from all sources2016-12-31$19,210
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,468,219
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,468,219
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,531,476
Participant contributions at end of year2016-12-31$411,142
Participant contributions at beginning of year2016-12-31$519,896
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,175
Administrative expenses (other) incurred2016-12-31$21,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,895,084
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,640,519
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$41,745,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$36,700,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$33,139,028
Interest on participant loans2016-12-31$19,210
Value of interest in common/collective trusts at end of year2016-12-31$7,528,665
Value of interest in common/collective trusts at beginning of year2016-12-31$8,086,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,672,583
Net investment gain or loss from common/collective trusts2016-12-31$131,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,265,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,178,915
Contract administrator fees2016-12-31$1,479
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,200,218
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,537,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,485,309
Expenses. Certain deemed distributions of participant loans2015-12-31$40,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,639,970
Value of total assets at end of year2015-12-31$41,745,435
Value of total assets at beginning of year2015-12-31$40,082,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,432
Total interest from all sources2015-12-31$19,380
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,772,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,772,099
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,306,904
Participant contributions at end of year2015-12-31$519,896
Participant contributions at beginning of year2015-12-31$508,033
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$165,105
Other income not declared elsewhere2015-12-31$27,749
Administrative expenses (other) incurred2015-12-31$9,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,663,034
Value of net assets at end of year (total assets less liabilities)2015-12-31$41,745,435
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$40,082,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$33,139,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,453,688
Interest on participant loans2015-12-31$19,380
Value of interest in common/collective trusts at end of year2015-12-31$8,086,511
Value of interest in common/collective trusts at beginning of year2015-12-31$7,120,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,380,600
Net investment gain or loss from common/collective trusts2015-12-31$121,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,167,961
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,485,309
Contract administrator fees2015-12-31$1,767
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,320,256
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,573,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,562,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,347,815
Value of total assets at end of year2014-12-31$40,082,401
Value of total assets at beginning of year2014-12-31$38,336,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,069
Total interest from all sources2014-12-31$22,388
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,657,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,657,849
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,117,056
Participant contributions at end of year2014-12-31$508,033
Participant contributions at beginning of year2014-12-31$513,806
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$72,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,746,282
Value of net assets at end of year (total assets less liabilities)2014-12-31$40,082,401
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$38,336,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,453,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$31,476,673
Interest on participant loans2014-12-31$22,388
Value of interest in common/collective trusts at end of year2014-12-31$7,120,680
Value of interest in common/collective trusts at beginning of year2014-12-31$6,237,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$180,693
Net investment gain or loss from common/collective trusts2014-12-31$111,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,230,759
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$36,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,562,905
Contract administrator fees2014-12-31$11,069
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,076,150
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$631,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$626,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,355,456
Value of total assets at end of year2013-12-31$38,336,119
Value of total assets at beginning of year2013-12-31$30,890,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,019
Total interest from all sources2013-12-31$19,800
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$986,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$986,788
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,189,555
Participant contributions at end of year2013-12-31$513,806
Participant contributions at beginning of year2013-12-31$422,202
Participant contributions at end of year2013-12-31$72,290
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$71,114
Other income not declared elsewhere2013-12-31$15,550
Administrative expenses (other) incurred2013-12-31$4,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,445,140
Value of net assets at end of year (total assets less liabilities)2013-12-31$38,336,119
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,890,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$31,476,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$24,935,214
Interest on participant loans2013-12-31$19,800
Value of interest in common/collective trusts at end of year2013-12-31$6,237,205
Value of interest in common/collective trusts at beginning of year2013-12-31$5,533,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,653,095
Net investment gain or loss from common/collective trusts2013-12-31$45,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,094,787
Employer contributions (assets) at end of year2013-12-31$36,145
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$626,991
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,272,734
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,084,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,080,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,978,171
Value of total assets at end of year2012-12-31$30,890,979
Value of total assets at beginning of year2012-12-31$26,702,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,462
Total interest from all sources2012-12-31$16,839
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,959,916
Participant contributions at end of year2012-12-31$422,202
Participant contributions at beginning of year2012-12-31$316,953
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$65,700
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$38,289
Other income not declared elsewhere2012-12-31$23,750
Administrative expenses (other) incurred2012-12-31$3,462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,188,492
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,890,979
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,702,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$24,935,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$20,802,902
Interest on participant loans2012-12-31$16,839
Value of interest in common/collective trusts at end of year2012-12-31$5,533,563
Value of interest in common/collective trusts at beginning of year2012-12-31$5,462,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,183,979
Net investment gain or loss from common/collective trusts2012-12-31$69,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$979,966
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$54,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,080,780
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY, LLP
Accountancy firm EIN2012-12-31420714325
2011 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,005,486
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,594,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,590,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,993,780
Value of total assets at end of year2011-12-31$26,702,487
Value of total assets at beginning of year2011-12-31$26,291,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,344
Total interest from all sources2011-12-31$14,836
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,826,124
Participant contributions at end of year2011-12-31$316,953
Participant contributions at beginning of year2011-12-31$294,337
Participant contributions at end of year2011-12-31$65,700
Participant contributions at beginning of year2011-12-31$53,182
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$233,288
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$14,330
Administrative expenses (other) incurred2011-12-31$3,344
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$411,306
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,702,487
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,291,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$20,802,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$25,917,071
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$14,836
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$5,462,785
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,074,968
Net investment gain or loss from common/collective trusts2011-12-31$57,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$934,368
Employer contributions (assets) at end of year2011-12-31$54,147
Employer contributions (assets) at beginning of year2011-12-31$26,591
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,590,836
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,490,369
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$835,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$833,070
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,639,111
Value of total assets at end of year2010-12-31$26,291,181
Value of total assets at beginning of year2010-12-31$21,635,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,058
Total interest from all sources2010-12-31$17,411
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,759,402
Participant contributions at end of year2010-12-31$294,337
Participant contributions at beginning of year2010-12-31$276,405
Participant contributions at end of year2010-12-31$53,182
Participant contributions at beginning of year2010-12-31$62,396
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$2,058
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$4,655,241
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,291,181
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,635,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$25,917,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,265,941
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$17,411
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,833,847
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$879,709
Employer contributions (assets) at end of year2010-12-31$26,591
Employer contributions (assets) at beginning of year2010-12-31$31,198
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$833,070
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY AND PULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN

2023: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PACIFIC CATARACT AND LASER INSTITUTE, INC. PC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number801382
Policy instance 1
Insurance contract or identification number801382
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number801382
Policy instance 1
Insurance contract or identification number801382
Number of Individuals Covered325
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $46,191
Total amount of fees paid to insurance companyUSD $10,933
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $46,191
Insurance broker organization code?3
Amount paid for insurance broker fees10933
Additional information about fees paid to insurance brokerADMINISTRATIVE FEES
Insurance broker namePENSION PLAN SPECIALISTS, PC

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