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TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN
Plan identification number 001

TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TACOMA DIGESTIVE DISEASE CENTER has sponsored the creation of one or more 401k plans.

Company Name:TACOMA DIGESTIVE DISEASE CENTER
Employer identification number (EIN):911528341
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01JOHN G. CARROUGHER
0012011-01-01JOHN G. CARROUGHER
0012009-01-01JOHN G. CARROUGHER

Plan Statistics for TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN

Measure Date Value
2012: TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01141
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01146
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01141
Total of all active and inactive participants2011-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01141
Number of participants with account balances2011-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01158
Total number of active participants reported on line 7a of the Form 55002009-01-01114
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0157
Total of all active and inactive participants2009-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01171
Number of participants with account balances2009-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN

Measure Date Value
2012 : TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$27,738
Total unrealized appreciation/depreciation of assets2012-10-31$27,738
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$11,222
Total income from all sources (including contributions)2012-10-31$397,320
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$11,802,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$11,779,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$0
Value of total assets at end of year2012-10-31$0
Value of total assets at beginning of year2012-10-31$11,416,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$23,654
Total interest from all sources2012-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$11,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-10-31$0
Total dividends received from registered investment company shares (eg mutual funds)2012-10-31$11,424
Assets. Real estate other than employer real property at end of year2012-10-31$0
Assets. Real estate other than employer real property at beginning of year2012-10-31$210,500
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$500,000
If this is an individual account plan, was there a blackout period2012-10-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$1,824,086
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-10-31$11,222
Other income not declared elsewhere2012-10-31$12,009
Administrative expenses (other) incurred2012-10-31$1,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$-11,405,585
Value of net assets at end of year (total assets less liabilities)2012-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$11,405,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Investment advisory and management fees2012-10-31$22,113
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$11,186,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-10-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-10-31$19,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-10-31$19,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-10-31$346,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Employer contributions (assets) at end of year2012-10-31$0
Employer contributions (assets) at beginning of year2012-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$11,779,251
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-10-31Yes
Liabilities. Value of benefit claims payable at end of year2012-10-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-10-31$0
Did the plan have assets held for investment2012-10-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31DWYER PEMBERTON & COULSON, PC
Accountancy firm EIN2012-10-31911503185
2011 : TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-12,952
Total unrealized appreciation/depreciation of assets2011-12-31$-12,952
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,222
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,101
Total income from all sources (including contributions)2011-12-31$740,504
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,307,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,286,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$925,773
Value of total assets at end of year2011-12-31$11,416,807
Value of total assets at beginning of year2011-12-31$11,979,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,761
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$296,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$296,216
Assets. Real estate other than employer real property at end of year2011-12-31$210,500
Assets. Real estate other than employer real property at beginning of year2011-12-31$210,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$418,171
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$11,222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$4,688
Other income not declared elsewhere2011-12-31$13
Administrative expenses (other) incurred2011-12-31$4,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-567,257
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,405,585
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,972,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$16,853
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,186,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,266,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$19,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$31,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$31,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-468,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$496,924
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$471,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,286,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$2,413
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DWYER PEMBERTON & COULSON, PC
Accountancy firm EIN2011-12-31911503185
2010 : TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$-114,104
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-12,030
Total unrealized appreciation/depreciation of assets2010-12-31$-126,134
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,101
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$22,569
Total income from all sources (including contributions)2010-12-31$2,368,363
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,593,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,543,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,116,141
Value of total assets at end of year2010-12-31$11,979,943
Value of total assets at beginning of year2010-12-31$13,220,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$50,087
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$47,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$47,887
Assets. Real estate other than employer real property at end of year2010-12-31$210,500
Assets. Real estate other than employer real property at beginning of year2010-12-31$453,500
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$471,974
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,351
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$4,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$19,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-1,225,499
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,972,842
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,198,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$50,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,762,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,537,260
Value of interest in common/collective trusts at end of year2010-12-31$8,503,674
Value of interest in common/collective trusts at beginning of year2010-12-31$9,657,169
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$31,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$140,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$140,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$160,892
Net investment gain or loss from common/collective trusts2010-12-31$1,169,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$630,816
Employer contributions (assets) at end of year2010-12-31$471,382
Employer contributions (assets) at beginning of year2010-12-31$420,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,543,775
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$11,961
Liabilities. Value of benefit claims payable at end of year2010-12-31$2,413
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$2,690
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DWYER PEMBERTON & COULSON, PC
Accountancy firm EIN2010-12-31911503185

Form 5500 Responses for TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN

2012: TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TACOMA DIGESTIVE DISEASE CENTER 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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