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| Plan Name | MARINERS 401(K) PLAN - MINOR LEAGUE |
| Plan identification number | 003 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | THE BASEBALL CLUB OF SEATTLE, LLLP |
| Employer identification number (EIN): | 911545344 |
| NAIC Classification: | 711210 |
| NAIC Description: | Spectator Sports |
Additional information about THE BASEBALL CLUB OF SEATTLE, LLLP
| Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
| Incorporation Date: | 1992-01-23 |
| Company Identification Number: | 601363459 |
| Legal Registered Office Address: |
3400 CAPITOL BLVD SE STE 101 TUMWATER United States of America (USA) 985013351 |
More information about THE BASEBALL CLUB OF SEATTLE, LLLP
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 003 | 2020-01-01 | LISA WINSBY | 2020-10-16 | ||
| 003 | 2019-01-01 | ||||
| 003 | 2018-01-01 | ||||
| 003 | 2017-01-01 | LISA WINSBY |
| Measure | Date | Value |
|---|---|---|
| 2019: MARINERS 401(K) PLAN - MINOR LEAGUE 2019 401k membership | ||
| Total participants, beginning-of-year | 2019-01-01 | 114 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 46 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 15 |
| Total of all active and inactive participants | 2019-01-01 | 61 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 61 |
| Number of participants with account balances | 2019-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: MARINERS 401(K) PLAN - MINOR LEAGUE 2018 401k membership | ||
| Total participants, beginning-of-year | 2018-01-01 | 112 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 104 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 10 |
| Total of all active and inactive participants | 2018-01-01 | 114 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 114 |
| Number of participants with account balances | 2018-01-01 | 21 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 3 |
| 2017: MARINERS 401(K) PLAN - MINOR LEAGUE 2017 401k membership | ||
| Total participants, beginning-of-year | 2017-01-01 | 138 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 88 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 8 |
| Total of all active and inactive participants | 2017-01-01 | 96 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 96 |
| Number of participants with account balances | 2017-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 6 |
| Measure | Date | Value |
|---|---|---|
| 2019 : MARINERS 401(K) PLAN - MINOR LEAGUE 2019 401k financial data | ||
| Total income from all sources (including contributions) | 2019-12-31 | $17,901 |
| Total income from all sources (including contributions) | 2019-12-31 | $17,901 |
| Total of all expenses incurred | 2019-12-31 | $11,622 |
| Total of all expenses incurred | 2019-12-31 | $11,622 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,975 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,975 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $10,109 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $10,109 |
| Value of total assets at end of year | 2019-12-31 | $39,704 |
| Value of total assets at end of year | 2019-12-31 | $39,704 |
| Value of total assets at beginning of year | 2019-12-31 | $33,425 |
| Value of total assets at beginning of year | 2019-12-31 | $33,425 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,647 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,647 |
| Total interest from all sources | 2019-12-31 | $9 |
| Total interest from all sources | 2019-12-31 | $9 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $37,500,000 |
| Value of fidelity bond cover | 2019-12-31 | $37,500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $9,189 |
| Contributions received from participants | 2019-12-31 | $9,189 |
| Administrative expenses (other) incurred | 2019-12-31 | $1,647 |
| Administrative expenses (other) incurred | 2019-12-31 | $1,647 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $6,279 |
| Value of net income/loss | 2019-12-31 | $6,279 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $39,704 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $39,704 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $33,425 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $33,425 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $39,704 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $39,704 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $32,375 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $32,375 |
| Interest earned on other investments | 2019-12-31 | $9 |
| Interest earned on other investments | 2019-12-31 | $9 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,050 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $1,050 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $7,783 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $7,783 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $920 |
| Contributions received in cash from employer | 2019-12-31 | $920 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,975 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,975 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
| Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
| Accountancy firm EIN | 2019-12-31 | 910189318 |
| Accountancy firm EIN | 2019-12-31 | 910189318 |
| 2018 : MARINERS 401(K) PLAN - MINOR LEAGUE 2018 401k financial data | ||
| Total transfer of assets to this plan | 2018-12-31 | $1 |
| Total income from all sources (including contributions) | 2018-12-31 | $10,761 |
| Total of all expenses incurred | 2018-12-31 | $10,788 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $10,557 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $12,987 |
| Value of total assets at end of year | 2018-12-31 | $33,425 |
| Value of total assets at beginning of year | 2018-12-31 | $33,451 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $231 |
| Total interest from all sources | 2018-12-31 | $5 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $37,500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $10,924 |
| Administrative expenses (other) incurred | 2018-12-31 | $231 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-27 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $33,425 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $33,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $32,375 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $33,260 |
| Interest earned on other investments | 2018-12-31 | $5 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $1,050 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $191 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-2,231 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,063 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $10,557 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2018-12-31 | 133891517 |
| 2017 : MARINERS 401(K) PLAN - MINOR LEAGUE 2017 401k financial data | ||
| Total transfer of assets to this plan | 2017-12-31 | $22,073 |
| Total income from all sources (including contributions) | 2017-12-31 | $14,475 |
| Total of all expenses incurred | 2017-12-31 | $3,097 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,910 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $10,588 |
| Value of total assets at end of year | 2017-12-31 | $33,451 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $187 |
| Total interest from all sources | 2017-12-31 | $1 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $17,500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $8,607 |
| Administrative expenses (other) incurred | 2017-12-31 | $187 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $11,378 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $33,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $33,260 |
| Interest earned on other investments | 2017-12-31 | $1 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $191 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $3,886 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,981 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,910 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2017-12-31 | 133891517 |
| 2019: MARINERS 401(K) PLAN - MINOR LEAGUE 2019 form 5500 responses | ||
|---|---|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: MARINERS 401(K) PLAN - MINOR LEAGUE 2018 form 5500 responses | ||
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: MARINERS 401(K) PLAN - MINOR LEAGUE 2017 form 5500 responses | ||
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | First time form 5500 has been submitted | Yes |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) | |
| Policy contract number | 602096 |
| Policy instance | 1 |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) | |
| Policy contract number | 602096 |
| Policy instance | 1 |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 ) | |
| Policy contract number | 602096 |
| Policy instance | 1 |