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NORTHWEST RACING ASSOCIATES 401(K) PLAN 401k Plan overview

Plan NameNORTHWEST RACING ASSOCIATES 401(K) PLAN
Plan identification number 001

NORTHWEST RACING ASSOCIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

NORTHWEST RACING ASSOCIATES, LP has sponsored the creation of one or more 401k plans.

Company Name:NORTHWEST RACING ASSOCIATES, LP
Employer identification number (EIN):911569200
NAIC Classification:711210
NAIC Description: Spectator Sports

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST RACING ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01RON CROCKETT
0012014-01-01RON CROCKETT
0012013-01-01RON CROCKETT
0012012-01-01RON CROCKETT
0012011-01-01RON CROCKETT
0012010-01-01ROBERT FRASER RON CROCKETT2011-10-10
0012009-01-01ROBERT FRASER RON CROCKETT2010-10-13

Plan Statistics for NORTHWEST RACING ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for NORTHWEST RACING ASSOCIATES 401(K) PLAN

Measure Date Value
2015: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01182
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01223
Total number of active participants reported on line 7a of the Form 55002014-01-01149
Number of retired or separated participants receiving benefits2014-01-0129
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01178
Number of participants with account balances2014-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01238
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01216
Number of participants with account balances2013-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01229
Total number of active participants reported on line 7a of the Form 55002012-01-01208
Number of retired or separated participants receiving benefits2012-01-0125
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01233
Number of participants with account balances2012-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01248
Total number of active participants reported on line 7a of the Form 55002011-01-01202
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0123
Total of all active and inactive participants2011-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01225
Number of participants with account balances2011-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01252
Total number of active participants reported on line 7a of the Form 55002010-01-01219
Number of retired or separated participants receiving benefits2010-01-0123
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01242
Number of participants with account balances2010-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01275
Total number of active participants reported on line 7a of the Form 55002009-01-01218
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01241
Number of participants with account balances2009-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on NORTHWEST RACING ASSOCIATES 401(K) PLAN

Measure Date Value
2015 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-11-30$0
Total transfer of assets from this plan2015-11-30$20
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$10
Total income from all sources (including contributions)2015-11-30$189,151
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$4,089,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$4,069,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$60,877
Value of total assets at end of year2015-11-30$0
Value of total assets at beginning of year2015-11-30$3,900,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$19,904
Total interest from all sources2015-11-30$1,078
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$5,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-11-30$20
Total dividends received from registered investment company shares (eg mutual funds)2015-11-30$5,960
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$60,877
Participant contributions at end of year2015-11-30$0
Participant contributions at beginning of year2015-11-30$73,535
Participant contributions at end of year2015-11-30$0
Participant contributions at beginning of year2015-11-30$7,808
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-11-30$1,860
Other income not declared elsewhere2015-11-30$9,543
Administrative expenses (other) incurred2015-11-30$2,285
Liabilities. Value of operating payables at end of year2015-11-30$0
Liabilities. Value of operating payables at beginning of year2015-11-30$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$-3,900,589
Value of net assets at end of year (total assets less liabilities)2015-11-30$0
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$3,900,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Investment advisory and management fees2015-11-30$3,518
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$3,607,654
Interest on participant loans2015-11-30$1,078
Value of interest in common/collective trusts at end of year2015-11-30$0
Value of interest in common/collective trusts at beginning of year2015-11-30$201,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$7,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$7,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$111,244
Net investment gain or loss from common/collective trusts2015-11-30$449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$4,069,836
Contract administrator fees2015-11-30$14,101
Did the plan have assets held for investment2015-11-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30BRANTLEY JANSON YOST ELLISON
Accountancy firm EIN2015-11-30910998786
2014 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$10
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$10
Total income from all sources (including contributions)2014-12-31$457,559
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$249,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$236,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$204,009
Value of total assets at end of year2014-12-31$3,900,619
Value of total assets at beginning of year2014-12-31$3,692,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,235
Total interest from all sources2014-12-31$4,273
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$350,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$350,604
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$191,375
Participant contributions at end of year2014-12-31$73,535
Participant contributions at beginning of year2014-12-31$90,038
Participant contributions at end of year2014-12-31$7,808
Participant contributions at beginning of year2014-12-31$5,391
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,634
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,860
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,703
Other income not declared elsewhere2014-12-31$15,371
Administrative expenses (other) incurred2014-12-31$1,248
Liabilities. Value of operating payables at end of year2014-12-31$10
Liabilities. Value of operating payables at beginning of year2014-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$208,303
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,900,609
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,692,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$7,559
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,607,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,408,146
Interest on participant loans2014-12-31$4,273
Value of interest in common/collective trusts at end of year2014-12-31$201,813
Value of interest in common/collective trusts at beginning of year2014-12-31$179,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$7,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$7,209
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$7,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-117,696
Net investment gain or loss from common/collective trusts2014-12-31$998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$236,021
Contract administrator fees2014-12-31$4,428
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BRANTLEY JANSON YOST ELLISON
Accountancy firm EIN2014-12-31910998786
2013 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$10
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$40
Total income from all sources (including contributions)2013-12-31$782,239
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$210,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$197,181
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$164,795
Value of total assets at end of year2013-12-31$3,692,316
Value of total assets at beginning of year2013-12-31$3,120,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,133
Total interest from all sources2013-12-31$4,130
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$159,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$159,424
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$164,795
Participant contributions at end of year2013-12-31$90,038
Participant contributions at beginning of year2013-12-31$87,411
Participant contributions at end of year2013-12-31$5,391
Participant contributions at beginning of year2013-12-31$5,768
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,703
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,533
Other income not declared elsewhere2013-12-31$14,149
Administrative expenses (other) incurred2013-12-31$1,202
Liabilities. Value of operating payables at end of year2013-12-31$10
Liabilities. Value of operating payables at beginning of year2013-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$571,925
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,692,306
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,120,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$6,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,408,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,854,572
Interest on participant loans2013-12-31$4,130
Value of interest in common/collective trusts at end of year2013-12-31$179,829
Value of interest in common/collective trusts at beginning of year2013-12-31$165,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$7,209
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,309
Net investment gain or loss from common/collective trusts2013-12-31$898
Net gain/loss from 103.12 investment entities2013-12-31$438,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$197,181
Contract administrator fees2013-12-31$5,400
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BRANTLEY JANSON YOST ELLISON
Accountancy firm EIN2013-12-31910998786
2012 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$40
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$20
Total income from all sources (including contributions)2012-12-31$552,692
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$500,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$495,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$149,415
Value of total assets at end of year2012-12-31$3,120,421
Value of total assets at beginning of year2012-12-31$3,067,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,221
Total interest from all sources2012-12-31$4,030
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$107,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$107,284
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$149,415
Participant contributions at end of year2012-12-31$87,411
Participant contributions at beginning of year2012-12-31$69,671
Participant contributions at end of year2012-12-31$5,768
Participant contributions at beginning of year2012-12-31$5,923
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,533
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$318
Other income not declared elsewhere2012-12-31$4,086
Administrative expenses (other) incurred2012-12-31$120
Liabilities. Value of operating payables at end of year2012-12-31$40
Liabilities. Value of operating payables at beginning of year2012-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$52,498
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,120,381
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,067,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$1,479
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,854,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,831,346
Interest on participant loans2012-12-31$4,030
Value of interest in common/collective trusts at end of year2012-12-31$165,828
Value of interest in common/collective trusts at beginning of year2012-12-31$153,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$7,527
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$7,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$286,539
Net investment gain or loss from common/collective trusts2012-12-31$1,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$495,973
Contract administrator fees2012-12-31$2,622
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BRANTLEY JANSON YOST ELLISON
Accountancy firm EIN2012-12-31910998786
2011 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$50
Total income from all sources (including contributions)2011-12-31$82,779
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$150,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$149,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$169,094
Value of total assets at end of year2011-12-31$3,067,903
Value of total assets at beginning of year2011-12-31$3,136,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,577
Total interest from all sources2011-12-31$3,748
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$98,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$98,979
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$169,094
Participant contributions at end of year2011-12-31$69,671
Participant contributions at beginning of year2011-12-31$78,164
Participant contributions at end of year2011-12-31$5,923
Participant contributions at beginning of year2011-12-31$5,375
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$318
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,019
Other income not declared elsewhere2011-12-31$167
Liabilities. Value of operating payables at end of year2011-12-31$20
Liabilities. Value of operating payables at beginning of year2011-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-68,141
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,067,883
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,136,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,831,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,844,179
Income. Interest from loans (other than to participants)2011-12-31$3,748
Value of interest in common/collective trusts at end of year2011-12-31$153,118
Value of interest in common/collective trusts at beginning of year2011-12-31$199,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$7,527
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$7,061
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$7,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-192,256
Net investment gain or loss from common/collective trusts2011-12-31$3,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$149,343
Contract administrator fees2011-12-31$1,577
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Qualified
Accountancy firm name2011-12-31BRANTLEY JANSON YOST ELLISON
Accountancy firm EIN2011-12-31910998786
2010 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$50
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20
Total income from all sources (including contributions)2010-12-31$578,555
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$226,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$224,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$182,611
Value of total assets at end of year2010-12-31$3,136,074
Value of total assets at beginning of year2010-12-31$2,784,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,120
Total interest from all sources2010-12-31$3,489
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$55,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$55,335
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$182,611
Participant contributions at end of year2010-12-31$78,164
Participant contributions at beginning of year2010-12-31$54,444
Participant contributions at end of year2010-12-31$5,375
Participant contributions at beginning of year2010-12-31$6,250
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,019
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,109
Liabilities. Value of operating payables at end of year2010-12-31$50
Liabilities. Value of operating payables at beginning of year2010-12-31$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$351,667
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,136,024
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,784,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,844,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,515,497
Interest on participant loans2010-12-31$3,488
Value of interest in common/collective trusts at end of year2010-12-31$199,276
Value of interest in common/collective trusts at beginning of year2010-12-31$196,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$7,061
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$9,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$9,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$333,304
Net investment gain or loss from common/collective trusts2010-12-31$3,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$224,768
Contract administrator fees2010-12-31$2,120
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Qualified
Accountancy firm name2010-12-31BRANTLEY JANSON YOST ELLISON
Accountancy firm EIN2010-12-31910998786
2009 : NORTHWEST RACING ASSOCIATES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHWEST RACING ASSOCIATES 401(K) PLAN

2015: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWEST RACING ASSOCIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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