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SWCA 401(K) PLAN 401k Plan overview

Plan NameSWCA 401(K) PLAN
Plan identification number 001

SWCA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTHWEST WASHINGTON CONTRACTORS ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST WASHINGTON CONTRACTORS ASSOCIATION
Employer identification number (EIN):916057749
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWCA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01DARCY ALTIZER
0012016-01-01DARCY ALTIZER
0012015-01-01DARCY ALTIZER
0012014-01-01DARCY ALTIZER
0012013-01-01TYLER YOUNG
0012012-01-01MICHAEL BOMAR2013-08-22 MICHAEL BOMAR2013-08-22

Plan Statistics for SWCA 401(K) PLAN

401k plan membership statisitcs for SWCA 401(K) PLAN

Measure Date Value
2018: SWCA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01441
Total number of active participants reported on line 7a of the Form 55002018-01-01263
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0171
Total of all active and inactive participants2018-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01335
Number of participants with account balances2018-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0130
2017: SWCA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01459
Total number of active participants reported on line 7a of the Form 55002017-01-01383
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0156
Total of all active and inactive participants2017-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01441
Number of participants with account balances2017-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0127
2016: SWCA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01286
Total number of active participants reported on line 7a of the Form 55002016-01-01345
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01100
Total of all active and inactive participants2016-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01445
Number of participants with account balances2016-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: SWCA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01260
Total number of active participants reported on line 7a of the Form 55002015-01-01233
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0186
Total of all active and inactive participants2015-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01319
Number of participants with account balances2015-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: SWCA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01240
Total number of active participants reported on line 7a of the Form 55002014-01-01158
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0168
Total of all active and inactive participants2014-01-01226
Total participants2014-01-01226
Number of participants with account balances2014-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: SWCA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01153
Total number of active participants reported on line 7a of the Form 55002013-01-01240
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-01240
Total participants2013-01-01240
Number of participants with account balances2013-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113

Financial Data on SWCA 401(K) PLAN

Measure Date Value
2018 : SWCA 401(K) PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$361,044
Total income from all sources (including contributions)2018-12-31$996,270
Total of all expenses incurred2018-12-31$729,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$655,953
Value of total corrective distributions2018-12-31$24,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,347,177
Value of total assets at end of year2018-12-31$5,922,226
Value of total assets at beginning of year2018-12-31$6,016,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$49,230
Total interest from all sources2018-12-31$8,003
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$12,000
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$986,247
Participant contributions at end of year2018-12-31$123,567
Participant contributions at beginning of year2018-12-31$186,922
Participant contributions at end of year2018-12-31$38,161
Participant contributions at beginning of year2018-12-31$22,278
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$37,886
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$160
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$25,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$266,761
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,922,226
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,016,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$11,251
Value of interest in pooled separate accounts at end of year2018-12-31$5,450,159
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,544,407
Interest on participant loans2018-12-31$6,571
Interest earned on other investments2018-12-31$1,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$279,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$242,506
Net investment gain/loss from pooled separate accounts2018-12-31$-358,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$323,044
Employer contributions (assets) at end of year2018-12-31$30,933
Employer contributions (assets) at beginning of year2018-12-31$20,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$655,953
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31VERITY ACCOUNTANCY, PC
Accountancy firm EIN2018-12-31260043046
2017 : SWCA 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$100,452
Total income from all sources (including contributions)2017-12-31$1,952,604
Total of all expenses incurred2017-12-31$2,312,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,235,751
Expenses. Certain deemed distributions of participant loans2017-12-31$13,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,131,564
Value of total assets at end of year2017-12-31$6,016,509
Value of total assets at beginning of year2017-12-31$6,276,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$63,250
Total interest from all sources2017-12-31$9,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$12,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$795,235
Participant contributions at end of year2017-12-31$186,922
Participant contributions at beginning of year2017-12-31$209,120
Participant contributions at end of year2017-12-31$22,278
Participant contributions at beginning of year2017-12-31$44,604
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$44,619
Administrative expenses (other) incurred2017-12-31$39,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-359,968
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,016,509
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,276,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,128
Value of interest in pooled separate accounts at end of year2017-12-31$5,544,407
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,733,193
Interest on participant loans2017-12-31$8,321
Interest earned on other investments2017-12-31$1,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$242,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$253,761
Net investment gain/loss from pooled separate accounts2017-12-31$811,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$291,710
Employer contributions (assets) at end of year2017-12-31$20,396
Employer contributions (assets) at beginning of year2017-12-31$35,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,235,751
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BARRETT & COMPANY PLLC
Accountancy firm EIN2017-12-31912099351
2016 : SWCA 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$219,429
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,240,619
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$428,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$359,121
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$10,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$928,665
Value of total assets at end of year2016-12-31$6,276,025
Value of total assets at beginning of year2016-12-31$5,244,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$58,154
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$6,698
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$0
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$652,527
Participant contributions at end of year2016-12-31$209,120
Participant contributions at beginning of year2016-12-31$137,767
Participant contributions at end of year2016-12-31$44,604
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$5,057
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$24,862
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$812,540
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,276,025
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,244,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Value of interest in pooled separate accounts at end of year2016-12-31$5,733,193
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,856,051
Interest on participant loans2016-12-31$6,698
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$253,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$250,238
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$0
Net investment gain/loss from pooled separate accounts2016-12-31$280,394
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$271,081
Employer contributions (assets) at end of year2016-12-31$35,347
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$359,121
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$58,154
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31JONES & ROTH, P.C.
Accountancy firm EIN2016-12-31930819646
2015 : SWCA 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$638,655
Total of all expenses incurred2015-12-31$658,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$582,950
Expenses. Certain deemed distributions of participant loans2015-12-31$1,442
Value of total corrective distributions2015-12-31$13,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$756,994
Value of total assets at end of year2015-12-31$5,244,056
Value of total assets at beginning of year2015-12-31$5,264,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$60,343
Total interest from all sources2015-12-31$5,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$429,678
Participant contributions at end of year2015-12-31$137,767
Participant contributions at beginning of year2015-12-31$107,159
Participant contributions at beginning of year2015-12-31$7,400
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$43,324
Other income not declared elsewhere2015-12-31$983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-20,010
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,244,056
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,264,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,856,051
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,946,121
Interest on participant loans2015-12-31$5,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$250,238
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$197,956
Net investment gain/loss from pooled separate accounts2015-12-31$-124,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$283,992
Employer contributions (assets) at beginning of year2015-12-31$5,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$582,950
Contract administrator fees2015-12-31$60,343
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31JONES & ROTH, P.C.
Accountancy firm EIN2015-12-31930819646
2014 : SWCA 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$138,835
Total income from all sources (including contributions)2014-12-31$900,377
Total of all expenses incurred2014-12-31$894,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$853,778
Value of total corrective distributions2014-12-31$1,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$631,362
Value of total assets at end of year2014-12-31$5,264,066
Value of total assets at beginning of year2014-12-31$5,119,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$40,061
Total interest from all sources2014-12-31$4,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$398,623
Participant contributions at end of year2014-12-31$107,159
Participant contributions at beginning of year2014-12-31$111,496
Participant contributions at end of year2014-12-31$7,400
Participant contributions at beginning of year2014-12-31$22,411
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,655
Other income not declared elsewhere2014-12-31$964
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,509
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,264,066
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,119,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$4,946,121
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,677,658
Interest on participant loans2014-12-31$4,461
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$197,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$248,826
Net investment gain/loss from pooled separate accounts2014-12-31$263,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$228,084
Employer contributions (assets) at end of year2014-12-31$5,430
Employer contributions (assets) at beginning of year2014-12-31$59,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$853,778
Contract administrator fees2014-12-31$40,061
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BARRETT & COMPANY
Accountancy firm EIN2014-12-31912099351
2013 : SWCA 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$1,712,538
Total income from all sources (including contributions)2013-12-31$1,056,954
Total of all expenses incurred2013-12-31$203,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$169,779
Expenses. Certain deemed distributions of participant loans2013-12-31$1,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$549,101
Value of total assets at end of year2013-12-31$5,119,722
Value of total assets at beginning of year2013-12-31$2,554,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,360
Total interest from all sources2013-12-31$3,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$315,870
Participant contributions at end of year2013-12-31$111,496
Participant contributions at beginning of year2013-12-31$104,638
Participant contributions at end of year2013-12-31$22,411
Participant contributions at beginning of year2013-12-31$2,542
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$853,083
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,119,722
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,554,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,677,658
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,322,887
Interest on participant loans2013-12-31$3,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$248,826
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$504,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$222,636
Employer contributions (assets) at end of year2013-12-31$59,331
Employer contributions (assets) at beginning of year2013-12-31$124,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$169,779
Contract administrator fees2013-12-31$32,360
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BARRETT AND COMPANY
Accountancy firm EIN2013-12-31912099351

Form 5500 Responses for SWCA 401(K) PLAN

2018: SWCA 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SWCA 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SWCA 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SWCA 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SWCA 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SWCA 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932296
Policy instance 1
Insurance contract or identification number932296
Number of Individuals Covered335
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932296
Policy instance 1
Insurance contract or identification number932296
Number of Individuals Covered283
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932296
Policy instance 1
Insurance contract or identification number932296
Number of Individuals Covered271
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932296
Policy instance 1
Insurance contract or identification number932296
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932296
Policy instance 1
Insurance contract or identification number932296
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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