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CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 002

CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION has sponsored the creation of one or more 401k plans.

Company Name:CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION
Employer identification number (EIN):930624734
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022017-01-01KATHRYN BURKE
0022016-01-01KATHRYN BURKE
0022015-01-01KATHRYN BURKE
0022014-01-01JULIA WITHERS-LYONS
0022013-01-01JOE MACE
0022012-01-01DENNIS FORTNEY
0022011-01-01DENNIS FORTNEY
0022009-01-01PAUL RABB PAUL RABB2010-10-13
0022009-01-01PAUL RABB PAUL RABB2010-10-13
0022009-01-01PAUL RABB PAUL RABB2010-10-13

Plan Statistics for CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-012,828
Total number of active participants reported on line 7a of the Form 55002022-01-012,118
Number of retired or separated participants receiving benefits2022-01-0163
Number of other retired or separated participants entitled to future benefits2022-01-01770
Total of all active and inactive participants2022-01-012,951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-019
Total participants2022-01-012,960
Number of participants with account balances2022-01-012,518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-012,507
Total number of active participants reported on line 7a of the Form 55002021-01-012,201
Number of retired or separated participants receiving benefits2021-01-0138
Number of other retired or separated participants entitled to future benefits2021-01-01615
Total of all active and inactive participants2021-01-012,854
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0110
Total participants2021-01-012,864
Number of participants with account balances2021-01-012,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-012,283
Total number of active participants reported on line 7a of the Form 55002020-01-011,875
Number of retired or separated participants receiving benefits2020-01-0155
Number of other retired or separated participants entitled to future benefits2020-01-01535
Total of all active and inactive participants2020-01-012,465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,465
Number of participants with account balances2020-01-012,116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-012,210
Total number of active participants reported on line 7a of the Form 55002019-01-011,753
Number of retired or separated participants receiving benefits2019-01-0133
Number of other retired or separated participants entitled to future benefits2019-01-01415
Total of all active and inactive participants2019-01-012,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-012,203
Number of participants with account balances2019-01-011,883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-011,845
Total number of active participants reported on line 7a of the Form 55002018-01-011,485
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01425
Total of all active and inactive participants2018-01-011,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,910
Number of participants with account balances2018-01-011,789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-011,796
Total number of active participants reported on line 7a of the Form 55002017-01-011,414
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01347
Total of all active and inactive participants2017-01-011,761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,761
Number of participants with account balances2017-01-011,644
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-011,686
Total number of active participants reported on line 7a of the Form 55002016-01-011,368
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01341
Total of all active and inactive participants2016-01-011,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,709
Number of participants with account balances2016-01-011,558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01171
2015: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-011,640
Total number of active participants reported on line 7a of the Form 55002015-01-011,352
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01291
Total of all active and inactive participants2015-01-011,643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,643
Number of participants with account balances2015-01-011,479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-011,531
Total number of active participants reported on line 7a of the Form 55002014-01-011,363
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01241
Total of all active and inactive participants2014-01-011,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,604
Number of participants with account balances2014-01-011,435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-011,481
Total number of active participants reported on line 7a of the Form 55002013-01-011,331
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01138
Total of all active and inactive participants2013-01-011,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,469
Number of participants with account balances2013-01-01928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-011,307
Total number of active participants reported on line 7a of the Form 55002012-01-011,301
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0195
Total of all active and inactive participants2012-01-011,396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,396
Number of participants with account balances2012-01-01814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-011,190
Total number of active participants reported on line 7a of the Form 55002011-01-011,157
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01101
Total of all active and inactive participants2011-01-011,258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,258
Number of participants with account balances2011-01-01777
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01704
Total number of active participants reported on line 7a of the Form 55002009-01-01584
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01632
Number of participants with account balances2009-01-01632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-342,665
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$8,924,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,673,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$13,418,968
Value of total assets at end of year2022-12-31$103,396,808
Value of total assets at beginning of year2022-12-31$112,663,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$250,785
Total interest from all sources2022-12-31$189,302
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,139,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,139,026
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,803,047
Participant contributions at end of year2022-12-31$4,115,567
Participant contributions at beginning of year2022-12-31$4,079,985
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,071,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,266,921
Value of net assets at end of year (total assets less liabilities)2022-12-31$103,396,808
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$112,663,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$99,281,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$108,583,744
Interest on participant loans2022-12-31$189,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,089,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,544,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,673,471
Contract administrator fees2022-12-31$250,785
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ANDERSON BROTHERS, CPA
Accountancy firm EIN2022-12-31841839663
2021 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$23,919,786
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,496,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,304,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$11,044,811
Value of total assets at end of year2021-12-31$112,663,729
Value of total assets at beginning of year2021-12-31$96,240,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$191,410
Total interest from all sources2021-12-31$220,627
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,940,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,940,329
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,876,175
Participant contributions at end of year2021-12-31$4,079,985
Participant contributions at beginning of year2021-12-31$3,912,958
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$244,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,423,401
Value of net assets at end of year (total assets less liabilities)2021-12-31$112,663,729
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$96,240,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$108,583,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$92,327,370
Interest on participant loans2021-12-31$220,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,714,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,923,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,304,975
Contract administrator fees2021-12-31$191,410
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ANDERSON BROTHERS. CPA
Accountancy firm EIN2021-12-31841839663
2020 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$20,015,895
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,231,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,010,799
Value of total corrective distributions2020-12-31$575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$10,096,501
Value of total assets at end of year2020-12-31$96,240,328
Value of total assets at beginning of year2020-12-31$83,455,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$219,903
Total interest from all sources2020-12-31$216,879
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,336,798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,336,798
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,619,809
Participant contributions at end of year2020-12-31$3,912,958
Participant contributions at beginning of year2020-12-31$4,304,092
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$243,672
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$36,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,784,618
Value of net assets at end of year (total assets less liabilities)2020-12-31$96,240,328
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$83,455,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$92,327,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$79,115,135
Interest on participant loans2020-12-31$216,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,365,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,233,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,010,799
Contract administrator fees2020-12-31$219,903
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ANDERSON BROS. CPAS
Accountancy firm EIN2020-12-31841839663
2019 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$21,467,582
Total income from all sources (including contributions)2019-12-31$21,467,582
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,703,258
Total of all expenses incurred2019-12-31$4,703,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,450,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,450,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,200,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,200,779
Value of total assets at end of year2019-12-31$83,455,710
Value of total assets at end of year2019-12-31$83,455,710
Value of total assets at beginning of year2019-12-31$66,691,386
Value of total assets at beginning of year2019-12-31$66,691,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$252,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$252,898
Total interest from all sources2019-12-31$220,207
Total interest from all sources2019-12-31$220,207
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,154,427
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,154,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,154,427
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,154,427
Administrative expenses professional fees incurred2019-12-31$12,000
Administrative expenses professional fees incurred2019-12-31$12,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,305,683
Contributions received from participants2019-12-31$4,305,683
Participant contributions at end of year2019-12-31$4,304,092
Participant contributions at end of year2019-12-31$4,304,092
Participant contributions at beginning of year2019-12-31$4,049,925
Participant contributions at beginning of year2019-12-31$4,049,925
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$113,622
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$113,622
Total non interest bearing cash at end of year2019-12-31$36,483
Total non interest bearing cash at end of year2019-12-31$36,483
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,764,324
Value of net income/loss2019-12-31$16,764,324
Value of net assets at end of year (total assets less liabilities)2019-12-31$83,455,710
Value of net assets at end of year (total assets less liabilities)2019-12-31$83,455,710
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$66,691,386
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$66,691,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$79,115,135
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$79,115,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$57,405,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$57,405,397
Interest on participant loans2019-12-31$220,207
Interest on participant loans2019-12-31$220,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,236,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,236,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,236,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,236,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,892,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,892,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,781,474
Contributions received in cash from employer2019-12-31$3,781,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,450,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,450,360
Contract administrator fees2019-12-31$240,898
Contract administrator fees2019-12-31$240,898
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$5,275,609
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,133,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,906,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,542,065
Value of total assets at end of year2018-12-31$66,691,386
Value of total assets at beginning of year2018-12-31$65,549,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$226,676
Total interest from all sources2018-12-31$326,477
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,402,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,402,436
Administrative expenses professional fees incurred2018-12-31$10,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,870,261
Participant contributions at end of year2018-12-31$4,049,925
Participant contributions at beginning of year2018-12-31$3,457,625
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$230,775
Other income not declared elsewhere2018-12-31$80,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,142,189
Value of net assets at end of year (total assets less liabilities)2018-12-31$66,691,386
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$65,549,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$57,405,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$57,610,766
Interest on participant loans2018-12-31$180,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,236,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,480,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,480,806
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$145,595
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,075,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,441,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,906,744
Contract administrator fees2018-12-31$216,176
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2018-12-31410746749
2017 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$14,052,411
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,882,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,673,025
Value of total corrective distributions2017-12-31$4,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,831,828
Value of total assets at end of year2017-12-31$65,549,197
Value of total assets at beginning of year2017-12-31$55,379,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$205,608
Total interest from all sources2017-12-31$150,328
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,148,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,148,484
Administrative expenses professional fees incurred2017-12-31$8,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,477,969
Participant contributions at end of year2017-12-31$3,457,625
Participant contributions at beginning of year2017-12-31$3,411,268
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$266,737
Other income not declared elsewhere2017-12-31$316,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,169,432
Value of net assets at end of year (total assets less liabilities)2017-12-31$65,549,197
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$55,379,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$57,610,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$47,802,560
Interest on participant loans2017-12-31$142,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,480,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,165,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,165,937
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,605,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,087,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,673,025
Contract administrator fees2017-12-31$197,608
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2017-12-31410746749
2016 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$96,164
Total income from all sources (including contributions)2016-12-31$10,102,842
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,862,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,695,251
Value of total corrective distributions2016-12-31$3,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,939,421
Value of total assets at end of year2016-12-31$55,379,765
Value of total assets at beginning of year2016-12-31$49,235,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$163,416
Total interest from all sources2016-12-31$139,046
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,260,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,260,347
Administrative expenses professional fees incurred2016-12-31$9,615
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,030,004
Participant contributions at end of year2016-12-31$3,411,268
Participant contributions at beginning of year2016-12-31$3,295,994
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$273,509
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$96,164
Other income not declared elsewhere2016-12-31$301,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,240,452
Value of net assets at end of year (total assets less liabilities)2016-12-31$55,379,765
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$49,139,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$47,802,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$42,630,802
Interest on participant loans2016-12-31$136,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,165,937
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,308,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,308,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,462,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,635,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,695,251
Contract administrator fees2016-12-31$153,801
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2016-12-31410746749
2015 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$96,164
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,149,424
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,255,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,199,854
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,339,844
Value of total assets at end of year2015-12-31$49,235,477
Value of total assets at beginning of year2015-12-31$48,244,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$55,169
Total interest from all sources2015-12-31$127,414
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,929,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,929,634
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,800,919
Participant contributions at end of year2015-12-31$3,295,994
Participant contributions at beginning of year2015-12-31$3,026,230
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$83,449
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$48,883
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$96,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$894,401
Value of net assets at end of year (total assets less liabilities)2015-12-31$49,139,313
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,244,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$42,630,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$41,816,733
Interest on participant loans2015-12-31$127,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,308,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,353,066
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,353,066
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,247,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,455,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,199,854
Contract administrator fees2015-12-31$55,169
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,601,267
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,133,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,089,521
Value of total corrective distributions2014-12-31$217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,029,377
Value of total assets at end of year2014-12-31$48,244,912
Value of total assets at beginning of year2014-12-31$43,777,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$43,774
Total interest from all sources2014-12-31$112,353
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,801,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,801,128
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,673,937
Participant contributions at end of year2014-12-31$3,026,230
Participant contributions at beginning of year2014-12-31$2,811,662
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$24,935
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$48,883
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$25,869
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,467,755
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,244,912
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$43,777,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$41,816,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$37,954,059
Interest on participant loans2014-12-31$112,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,353,066
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,985,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,985,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$658,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,330,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,089,521
Contract administrator fees2014-12-31$43,774
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$11,969
Total income from all sources (including contributions)2013-12-31$9,993,824
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,404,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,357,128
Value of total corrective distributions2013-12-31$1,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,470,517
Value of total assets at end of year2013-12-31$43,777,157
Value of total assets at beginning of year2013-12-31$36,200,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$46,605
Total interest from all sources2013-12-31$108,997
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,166,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,166,315
Administrative expenses professional fees incurred2013-12-31$7,875
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,249,436
Participant contributions at end of year2013-12-31$2,811,662
Participant contributions at beginning of year2013-12-31$2,560,614
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$316,648
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$25,869
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$20,746
Administrative expenses (other) incurred2013-12-31$116
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$11,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,589,070
Value of net assets at end of year (total assets less liabilities)2013-12-31$43,777,157
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$36,188,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$37,954,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$31,158,210
Interest on participant loans2013-12-31$108,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,985,567
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,481,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,481,232
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,227,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,904,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,357,128
Contract administrator fees2013-12-31$38,614
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2013-12-31410746749
2012 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,969
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$6,987
Total income from all sources (including contributions)2012-12-31$7,189,299
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,712,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,676,217
Value of total corrective distributions2012-12-31$947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,014,113
Value of total assets at end of year2012-12-31$36,200,056
Value of total assets at beginning of year2012-12-31$32,717,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$34,937
Total interest from all sources2012-12-31$109,009
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$889,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$889,247
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,093,598
Participant contributions at end of year2012-12-31$2,560,614
Participant contributions at beginning of year2012-12-31$2,668,905
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$171,116
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$342
Liabilities. Value of operating payables at end of year2012-12-31$11,969
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,477,198
Value of net assets at end of year (total assets less liabilities)2012-12-31$36,188,087
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$32,710,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$31,158,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$27,407,716
Interest on participant loans2012-12-31$107,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,481,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,641,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,641,255
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,176,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,749,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,676,217
Contract administrator fees2012-12-31$34,595
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$6,987
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2012-12-31410746749
2011 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,987
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,376,376
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,500,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,461,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,701,890
Value of total assets at end of year2011-12-31$32,717,876
Value of total assets at beginning of year2011-12-31$30,835,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$38,766
Total interest from all sources2011-12-31$113,200
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$771,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$771,987
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,973,069
Participant contributions at end of year2011-12-31$2,668,905
Participant contributions at beginning of year2011-12-31$2,607,594
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$20,421
Administrative expenses (other) incurred2011-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,875,814
Value of net assets at end of year (total assets less liabilities)2011-12-31$32,710,889
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,835,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$27,407,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$26,287,877
Interest on participant loans2011-12-31$111,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,641,255
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,939,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,939,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,210,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,708,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,461,796
Contract administrator fees2011-12-31$38,764
Liabilities. Value of benefit claims payable at end of year2011-12-31$6,987
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2011-12-31410746749
2010 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,685,932
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,967,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,928,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,524,355
Value of total assets at end of year2010-12-31$30,835,075
Value of total assets at beginning of year2010-12-31$27,116,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$39,216
Total interest from all sources2010-12-31$109,284
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$388,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$388,836
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,900,799
Participant contributions at end of year2010-12-31$2,607,594
Participant contributions at beginning of year2010-12-31$2,402,833
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$19,861
Other income not declared elsewhere2010-12-31$13,958
Administrative expenses (other) incurred2010-12-31$337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,718,096
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,835,075
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$27,116,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$26,287,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$23,302,204
Interest on participant loans2010-12-31$108,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,939,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,411,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,649,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,603,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,928,620
Contract administrator fees2010-12-31$38,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31FIFE & COCKBURN, LLP
Accountancy firm EIN2010-12-31272988075
2009 : CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST

2022: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CONFEDERATED TRIBES OF THE UMATILLA INDIAN RESERVATION 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberGA36017
Policy instance 1
Insurance contract or identification numberGA36017
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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