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HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameHIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

HIGHLAND LABORATORIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:HIGHLAND LABORATORIES, INC.
Employer identification number (EIN):930633730
NAIC Classification:325410

Additional information about HIGHLAND LABORATORIES, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1974-07-22
Company Identification Number: 10669612
Legal Registered Office Address: 110 S GARFIELD ST

MOUNT ANGEL
United States of America (USA)
97362

More information about HIGHLAND LABORATORIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-10-01
0022016-10-01MENKE
0022015-10-01KEITH GREGORY
0022014-10-01KEITH GREGORY
0022013-10-01JOLYN ROTHGERY
0022012-10-01JOLYN ROTHGERY HIGHLAND LABORATORIES, INC.2014-06-27
0022011-10-01JOLYN ROTHGERY
0022010-10-01JOLYN ROTHGERY
0022009-10-01JOLYN ROTHGERY

Plan Statistics for HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2017: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-0139
Total number of active participants reported on line 7a of the Form 55002017-10-010
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-010
Total of all active and inactive participants2017-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-010
Number of participants with account balances2017-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-0145
Total number of active participants reported on line 7a of the Form 55002016-10-0121
Number of retired or separated participants receiving benefits2016-10-015
Number of other retired or separated participants entitled to future benefits2016-10-0112
Total of all active and inactive participants2016-10-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-011
Total participants2016-10-0139
Number of participants with account balances2016-10-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-012
2015: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0146
Total number of active participants reported on line 7a of the Form 55002015-10-0119
Number of retired or separated participants receiving benefits2015-10-015
Number of other retired or separated participants entitled to future benefits2015-10-0117
Total of all active and inactive participants2015-10-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-012
Total participants2015-10-0143
Number of participants with account balances2015-10-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-0145
Total number of active participants reported on line 7a of the Form 55002014-10-0122
Number of retired or separated participants receiving benefits2014-10-016
Number of other retired or separated participants entitled to future benefits2014-10-0117
Total of all active and inactive participants2014-10-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-0145
Number of participants with account balances2014-10-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-015
2013: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-0148
Total number of active participants reported on line 7a of the Form 55002013-10-0126
Number of retired or separated participants receiving benefits2013-10-018
Number of other retired or separated participants entitled to future benefits2013-10-0110
Total of all active and inactive participants2013-10-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-0144
Number of participants with account balances2013-10-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-012
2012: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0147
Total number of active participants reported on line 7a of the Form 55002012-10-0129
Number of retired or separated participants receiving benefits2012-10-017
Number of other retired or separated participants entitled to future benefits2012-10-0111
Total of all active and inactive participants2012-10-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-0147
Number of participants with account balances2012-10-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-011
2011: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0147
Total number of active participants reported on line 7a of the Form 55002011-10-0127
Number of retired or separated participants receiving benefits2011-10-018
Number of other retired or separated participants entitled to future benefits2011-10-0112
Total of all active and inactive participants2011-10-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0147
Number of participants with account balances2011-10-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2010: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-0151
Total number of active participants reported on line 7a of the Form 55002010-10-0125
Number of retired or separated participants receiving benefits2010-10-019
Number of other retired or separated participants entitled to future benefits2010-10-0111
Total of all active and inactive participants2010-10-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-0145
Number of participants with account balances2010-10-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-013
2009: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0154
Total number of active participants reported on line 7a of the Form 55002009-10-0128
Number of retired or separated participants receiving benefits2009-10-018
Number of other retired or separated participants entitled to future benefits2009-10-0115
Total of all active and inactive participants2009-10-0151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0151
Number of participants with account balances2009-10-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-014

Financial Data on HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2018 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at end of year2018-09-30$0
Total plan liabilities at beginning of year2018-09-30$0
Total income from all sources2018-09-30$0
Expenses. Total of all expenses incurred2018-09-30$239,726
Benefits paid (including direct rollovers)2018-09-30$233,054
Total plan assets at end of year2018-09-30$0
Total plan assets at beginning of year2018-09-30$239,726
Value of fidelity bond covering the plan2018-09-30$195,000
Total contributions received or receivable from participants2018-09-30$0
Expenses. Other expenses not covered elsewhere2018-09-30$0
Contributions received from other sources (not participants or employers)2018-09-30$0
Other income received2018-09-30$0
Noncash contributions received2018-09-30$0
Net income (gross income less expenses)2018-09-30$-239,726
Net plan assets at end of year (total assets less liabilities)2018-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2018-09-30$239,726
Total contributions received or receivable from employer(s)2018-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-09-30$6,672
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$233,054
2017 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Transfers to/from the plan2017-09-30$0
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$5,476
Total income from all sources2017-09-30$-154,597
Expenses. Total of all expenses incurred2017-09-30$59,902
Benefits paid (including direct rollovers)2017-09-30$57,540
Total plan assets at end of year2017-09-30$239,726
Total plan assets at beginning of year2017-09-30$459,701
Value of fidelity bond covering the plan2017-09-30$195,000
Expenses. Other expenses not covered elsewhere2017-09-30$62
Other income received2017-09-30$-156,959
Net income (gross income less expenses)2017-09-30$-214,499
Net plan assets at end of year (total assets less liabilities)2017-09-30$239,726
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$454,225
Assets. Value of employer securities2017-09-30$239,131
Total contributions received or receivable from employer(s)2017-09-30$2,362
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$2,300
2016 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Transfers to/from the plan2016-09-30$0
Total plan liabilities at end of year2016-09-30$5,476
Total plan liabilities at beginning of year2016-09-30$3,339
Total income from all sources2016-09-30$68,129
Expenses. Total of all expenses incurred2016-09-30$44,992
Benefits paid (including direct rollovers)2016-09-30$28,674
Total plan assets at end of year2016-09-30$459,701
Total plan assets at beginning of year2016-09-30$434,427
Value of fidelity bond covering the plan2016-09-30$195,000
Other income received2016-09-30$25,470
Net income (gross income less expenses)2016-09-30$23,137
Net plan assets at end of year (total assets less liabilities)2016-09-30$454,225
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$431,088
Assets. Value of employer securities2016-09-30$453,630
Total contributions received or receivable from employer(s)2016-09-30$42,659
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$16,318
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Transfers to/from the plan2015-09-30$0
Total plan liabilities at end of year2015-09-30$3,339
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$56,899
Expenses. Total of all expenses incurred2015-09-30$35,906
Benefits paid (including direct rollovers)2015-09-30$27,667
Total plan assets at end of year2015-09-30$434,427
Total plan assets at beginning of year2015-09-30$410,095
Value of fidelity bond covering the plan2015-09-30$195,000
Other income received2015-09-30$18,120
Net income (gross income less expenses)2015-09-30$20,993
Net plan assets at end of year (total assets less liabilities)2015-09-30$431,088
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$410,095
Assets. Value of employer securities2015-09-30$428,160
Total contributions received or receivable from employer(s)2015-09-30$38,779
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$8,239
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
2014 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Transfers to/from the plan2014-09-30$0
Total plan liabilities at end of year2014-09-30$0
Total plan liabilities at beginning of year2014-09-30$17,416
Total income from all sources2014-09-30$4,920
Expenses. Total of all expenses incurred2014-09-30$58,100
Benefits paid (including direct rollovers)2014-09-30$49,529
Total plan assets at end of year2014-09-30$410,095
Total plan assets at beginning of year2014-09-30$480,691
Value of fidelity bond covering the plan2014-09-30$195,000
Other income received2014-09-30$-51,780
Net income (gross income less expenses)2014-09-30$-53,180
Net plan assets at end of year (total assets less liabilities)2014-09-30$410,095
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$463,275
Assets. Value of employer securities2014-09-30$410,040
Total contributions received or receivable from employer(s)2014-09-30$56,700
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$8,571
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
2013 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Transfers to/from the plan2013-09-30$0
Total plan liabilities at end of year2013-09-30$17,416
Total plan liabilities at beginning of year2013-09-30$0
Total income from all sources2013-09-30$2,971
Expenses. Total of all expenses incurred2013-09-30$71,852
Benefits paid (including direct rollovers)2013-09-30$63,797
Total plan assets at end of year2013-09-30$480,691
Total plan assets at beginning of year2013-09-30$532,156
Value of fidelity bond covering the plan2013-09-30$195,000
Other income received2013-09-30$2,971
Net income (gross income less expenses)2013-09-30$-68,881
Net plan assets at end of year (total assets less liabilities)2013-09-30$463,275
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$532,156
Assets. Value of employer securities2013-09-30$461,820
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$8,055
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Transfers to/from the plan2012-09-30$0
Total plan liabilities at end of year2012-09-30$0
Total plan liabilities at beginning of year2012-09-30$2,122
Total income from all sources2012-09-30$78,848
Expenses. Total of all expenses incurred2012-09-30$51,046
Benefits paid (including direct rollovers)2012-09-30$43,192
Total plan assets at end of year2012-09-30$532,156
Total plan assets at beginning of year2012-09-30$506,476
Value of fidelity bond covering the plan2012-09-30$195,000
Other income received2012-09-30$58,848
Net income (gross income less expenses)2012-09-30$27,802
Net plan assets at end of year (total assets less liabilities)2012-09-30$532,156
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$504,354
Assets. Value of employer securities2012-09-30$459,000
Total contributions received or receivable from employer(s)2012-09-30$20,000
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$7,854
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan2011-09-30$0
Total plan liabilities at end of year2011-09-30$2,122
Total plan liabilities at beginning of year2011-09-30$199
Total income from all sources2011-09-30$73,412
Expenses. Total of all expenses incurred2011-09-30$52,901
Benefits paid (including direct rollovers)2011-09-30$42,101
Total plan assets at end of year2011-09-30$506,476
Total plan assets at beginning of year2011-09-30$484,042
Value of fidelity bond covering the plan2011-09-30$50,000
Expenses. Other expenses not covered elsewhere2011-09-30$88
Other income received2011-09-30$38,412
Net income (gross income less expenses)2011-09-30$20,511
Net plan assets at end of year (total assets less liabilities)2011-09-30$504,354
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$483,843
Assets. Value of employer securities2011-09-30$400,350
Total contributions received or receivable from employer(s)2011-09-30$35,000
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$10,712
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2017: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingYes
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: HIGHLAND LABORATORIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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