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CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN
Plan identification number 001

CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CASCADE BANCORP has sponsored the creation of one or more 401k plans.

Company Name:CASCADE BANCORP
Employer identification number (EIN):931034484
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about CASCADE BANCORP

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1990-03-07
Company Identification Number: 19315480
Legal Registered Office Address: 1100 NW WALL ST

BEND
United States of America (USA)
97701

More information about CASCADE BANCORP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01PEGGY BISS
0012015-01-01PEGGY BISS
0012014-01-01PEGGY BISS
0012013-01-01ALBERT VANDERHOEVEN PEGGY BISS2014-07-23
0012012-01-01ALBERT VANDERHOEVEN PEGGY BISS2013-07-30
0012011-01-01ALBERT VANDERHOEVEN PEGGY BISS2012-08-01
0012009-01-01ALBERT VANDERHOEVEN PEGGY BISS2010-10-07

Plan Statistics for CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01859
Total number of active participants reported on line 7a of the Form 55002016-01-01607
Number of retired or separated participants receiving benefits2016-01-0181
Number of other retired or separated participants entitled to future benefits2016-01-01272
Total of all active and inactive participants2016-01-01960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01960
Number of participants with account balances2016-01-01932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01145
2015: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01765
Total number of active participants reported on line 7a of the Form 55002015-01-01507
Number of retired or separated participants receiving benefits2015-01-0167
Number of other retired or separated participants entitled to future benefits2015-01-01267
Total of all active and inactive participants2015-01-01841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01841
Number of participants with account balances2015-01-01803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0197
2014: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01615
Total number of active participants reported on line 7a of the Form 55002014-01-01509
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-01251
Total of all active and inactive participants2014-01-01765
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01765
Number of participants with account balances2014-01-01695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0174
2013: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01635
Total number of active participants reported on line 7a of the Form 55002013-01-01396
Number of other retired or separated participants entitled to future benefits2013-01-01219
Total of all active and inactive participants2013-01-01615
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01615
Number of participants with account balances2013-01-01595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0137
2012: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01651
Total number of active participants reported on line 7a of the Form 55002012-01-01436
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01198
Total of all active and inactive participants2012-01-01634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01635
Number of participants with account balances2012-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0123
2011: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01660
Total number of active participants reported on line 7a of the Form 55002011-01-01457
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01194
Total of all active and inactive participants2011-01-01651
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01651
Number of participants with account balances2011-01-01644
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0128
2009: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01666
Total number of active participants reported on line 7a of the Form 55002009-01-01484
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01187
Total of all active and inactive participants2009-01-01671
Total participants2009-01-01671
Number of participants with account balances2009-01-01661
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0173

Financial Data on CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$6,390,483
Total of all expenses incurred2016-12-31$2,421,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,302,411
Value of total corrective distributions2016-12-31$24,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,233,690
Value of total assets at end of year2016-12-31$28,323,843
Value of total assets at beginning of year2016-12-31$24,354,984
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$94,778
Total interest from all sources2016-12-31$19,933
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$993,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$993,669
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,128,430
Participant contributions at end of year2016-12-31$484,981
Participant contributions at beginning of year2016-12-31$335,118
Participant contributions at end of year2016-12-31$73,061
Participant contributions at beginning of year2016-12-31$68,316
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$985,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,968,859
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,323,843
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,354,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$58,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$24,487,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,483,401
Interest on participant loans2016-12-31$19,933
Value of interest in common/collective trusts at end of year2016-12-31$1,427,135
Value of interest in common/collective trusts at beginning of year2016-12-31$1,112,055
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,143,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,763,808
Assets. Invements in employer securities at beginning of year2016-12-31$1,267,412
Contributions received in cash from employer2016-12-31$1,119,357
Employer contributions (assets) at end of year2016-12-31$87,654
Employer contributions (assets) at beginning of year2016-12-31$88,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,302,411
Contract administrator fees2016-12-31$36,153
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BDO USA LLP
Accountancy firm EIN2016-12-31135381590
2015 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$169,162
Total unrealized appreciation/depreciation of assets2015-12-31$169,162
Total income from all sources (including contributions)2015-12-31$3,817,493
Total of all expenses incurred2015-12-31$2,226,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,211,369
Value of total corrective distributions2015-12-31$10,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,899,435
Value of total assets at end of year2015-12-31$24,354,984
Value of total assets at beginning of year2015-12-31$22,764,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,800
Total interest from all sources2015-12-31$18,208
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,208,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,208,472
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,825,650
Participant contributions at end of year2015-12-31$335,118
Participant contributions at beginning of year2015-12-31$359,101
Participant contributions at end of year2015-12-31$68,316
Participant contributions at beginning of year2015-12-31$448
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,139,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,590,718
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,354,984
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,764,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,483,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,120,776
Interest on participant loans2015-12-31$18,208
Value of interest in common/collective trusts at end of year2015-12-31$1,112,055
Value of interest in common/collective trusts at beginning of year2015-12-31$1,376,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,494,235
Net investment gain or loss from common/collective trusts2015-12-31$16,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,267,412
Assets. Invements in employer securities at beginning of year2015-12-31$907,111
Contributions received in cash from employer2015-12-31$934,665
Employer contributions (assets) at end of year2015-12-31$88,682
Employer contributions (assets) at beginning of year2015-12-31$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,211,369
Contract administrator fees2015-12-31$4,800
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BDO USA LLP
Accountancy firm EIN2015-12-31135381590
2014 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$17,273
Total unrealized appreciation/depreciation of assets2014-12-31$17,273
Total income from all sources (including contributions)2014-12-31$3,713,099
Total of all expenses incurred2014-12-31$3,273,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,263,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,320,746
Value of total assets at end of year2014-12-31$22,764,266
Value of total assets at beginning of year2014-12-31$22,324,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,238
Total interest from all sources2014-12-31$16,912
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,184,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,184,939
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,593,357
Participant contributions at end of year2014-12-31$359,101
Participant contributions at beginning of year2014-12-31$330,928
Participant contributions at end of year2014-12-31$448
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$57,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$439,856
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,764,266
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,324,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,120,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,309,456
Interest on participant loans2014-12-31$16,912
Value of interest in common/collective trusts at end of year2014-12-31$1,376,722
Value of interest in common/collective trusts at beginning of year2014-12-31$1,953,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$163,384
Net investment gain or loss from common/collective trusts2014-12-31$9,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$907,111
Assets. Invements in employer securities at beginning of year2014-12-31$730,752
Contributions received in cash from employer2014-12-31$669,448
Employer contributions (assets) at end of year2014-12-31$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,263,005
Contract administrator fees2014-12-31$10,238
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BDO USA LLP
Accountancy firm EIN2014-12-31135381590
2013 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-134,879
Total unrealized appreciation/depreciation of assets2013-12-31$-134,879
Total income from all sources (including contributions)2013-12-31$5,722,071
Total of all expenses incurred2013-12-31$3,754,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,746,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,800,504
Value of total assets at end of year2013-12-31$22,324,410
Value of total assets at beginning of year2013-12-31$20,356,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,607
Total interest from all sources2013-12-31$15,587
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$735,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$735,093
Administrative expenses professional fees incurred2013-12-31$7,607
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,233,296
Participant contributions at end of year2013-12-31$330,928
Participant contributions at beginning of year2013-12-31$381,827
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$104,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,967,533
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,324,410
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,356,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,309,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,145,654
Income. Interest from loans (other than to participants)2013-12-31$15,587
Value of interest in common/collective trusts at end of year2013-12-31$1,953,274
Value of interest in common/collective trusts at beginning of year2013-12-31$1,937,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,296,698
Net investment gain or loss from common/collective trusts2013-12-31$9,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$730,752
Assets. Invements in employer securities at beginning of year2013-12-31$891,588
Contributions received in cash from employer2013-12-31$463,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,746,931
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BDO USA LLP
Accountancy firm EIN2013-12-31135381590
2012 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$239,466
Total unrealized appreciation/depreciation of assets2012-12-31$239,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,002
Total income from all sources (including contributions)2012-12-31$4,568,286
Total of all expenses incurred2012-12-31$3,773,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,768,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,944,774
Value of total assets at end of year2012-12-31$20,356,877
Value of total assets at beginning of year2012-12-31$19,565,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,876
Total interest from all sources2012-12-31$18,130
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$465,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$465,174
Administrative expenses professional fees incurred2012-12-31$4,876
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,279,697
Participant contributions at end of year2012-12-31$381,827
Participant contributions at beginning of year2012-12-31$416,770
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$226,587
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$4,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$794,884
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,356,877
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$19,561,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,145,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,054,177
Interest on participant loans2012-12-31$18,130
Value of interest in common/collective trusts at end of year2012-12-31$1,937,808
Value of interest in common/collective trusts at beginning of year2012-12-31$2,566,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,883,869
Net investment gain or loss from common/collective trusts2012-12-31$16,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$891,588
Assets. Invements in employer securities at beginning of year2012-12-31$528,229
Contributions received in cash from employer2012-12-31$438,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,768,526
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BDO USA LLP
Accountancy firm EIN2012-12-31135381590
2011 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-374,590
Total unrealized appreciation/depreciation of assets2011-12-31$-374,590
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,002
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$37,680
Total income from all sources (including contributions)2011-12-31$891,315
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,979,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,974,962
Value of total corrective distributions2011-12-31$4,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,578,528
Value of total assets at end of year2011-12-31$19,565,995
Value of total assets at beginning of year2011-12-31$20,687,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$480
Total interest from all sources2011-12-31$19,151
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$300,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$300,179
Administrative expenses professional fees incurred2011-12-31$480
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,224,227
Participant contributions at end of year2011-12-31$416,770
Participant contributions at beginning of year2011-12-31$401,586
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$114,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$4,002
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$37,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,088,129
Value of net assets at end of year (total assets less liabilities)2011-12-31$19,561,993
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,650,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,054,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,173,490
Interest on participant loans2011-12-31$19,151
Value of interest in common/collective trusts at end of year2011-12-31$2,566,819
Value of interest in common/collective trusts at beginning of year2011-12-31$2,318,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-645,351
Net investment gain or loss from common/collective trusts2011-12-31$13,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$528,229
Assets. Invements in employer securities at beginning of year2011-12-31$794,099
Contributions received in cash from employer2011-12-31$239,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,974,962
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DELAP, LLP
Accountancy firm EIN2011-12-31930418710
2010 : CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$37,680
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$46,025
Total income from all sources (including contributions)2010-12-31$3,601,409
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,630,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,630,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,195,666
Value of total assets at end of year2010-12-31$20,687,802
Value of total assets at beginning of year2010-12-31$19,725,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$15,187
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$294,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,192,123
Participant contributions at end of year2010-12-31$401,586
Participant contributions at beginning of year2010-12-31$247,344
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$37,680
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$46,025
Other income not declared elsewhere2010-12-31$267,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$970,797
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,650,122
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$19,679,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,173,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,283,165
Interest on participant loans2010-12-31$15,187
Value of interest in common/collective trusts at end of year2010-12-31$2,318,627
Value of interest in common/collective trusts at beginning of year2010-12-31$2,699,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,828,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$794,099
Assets. Invements in employer securities at beginning of year2010-12-31$495,634
Income. Dividends from common stock2010-12-31$294,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,630,612
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DELAP, LLP
Accountancy firm EIN2010-12-31930418710

Form 5500 Responses for CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN

2016: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CASCADE BANCORP EMPLOYEES' 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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