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MODE FARRENS, LLP 401(K) PLAN 401k Plan overview

Plan NameMODE FARRENS, LLP 401(K) PLAN
Plan identification number 001

MODE FARRENS, LLP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MODE FARRENS, LLP has sponsored the creation of one or more 401k plans.

Company Name:MODE FARRENS, LLP
Employer identification number (EIN):931086298
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MODE FARRENS, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01PATTI MODE
0012013-01-01PATTI MODE
0012012-01-01PATTI MODE
0012011-01-01PATTI MODE
0012009-01-01PATTI MODE
0012009-01-01PATTI MODE

Plan Statistics for MODE FARRENS, LLP 401(K) PLAN

401k plan membership statisitcs for MODE FARRENS, LLP 401(K) PLAN

Measure Date Value
2017: MODE FARRENS, LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015
Total number of active participants reported on line 7a of the Form 55002017-01-014
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-015
Number of participants with account balances2017-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MODE FARRENS, LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015
Total number of active participants reported on line 7a of the Form 55002016-01-015
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-015
Number of participants with account balances2016-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MODE FARRENS, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-015
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015
Number of participants with account balances2015-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MODE FARRENS, LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MODE FARRENS, LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MODE FARRENS, LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MODE FARRENS, LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: MODE FARRENS, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Total of all active and inactive participants2009-01-015
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010

Financial Data on MODE FARRENS, LLP 401(K) PLAN

Measure Date Value
2017 : MODE FARRENS, LLP 401(K) PLAN 2017 401k financial data
Total income from all sources2017-12-31$140,398
Expenses. Total of all expenses incurred2017-12-31$5,104
Total plan assets at end of year2017-12-31$706,451
Total plan assets at beginning of year2017-12-31$571,157
Value of fidelity bond covering the plan2017-12-31$100,000
Total contributions received or receivable from participants2017-12-31$15,424
Expenses. Other expenses not covered elsewhere2017-12-31$189
Other income received2017-12-31$111,383
Net income (gross income less expenses)2017-12-31$135,294
Net plan assets at end of year (total assets less liabilities)2017-12-31$706,451
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$571,157
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$13,591
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$4,915
2016 : MODE FARRENS, LLP 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$101,024
Expenses. Total of all expenses incurred2016-12-31$3,548
Total plan assets at end of year2016-12-31$571,157
Total plan assets at beginning of year2016-12-31$473,681
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$30,410
Expenses. Other expenses not covered elsewhere2016-12-31$55
Other income received2016-12-31$49,744
Net income (gross income less expenses)2016-12-31$97,476
Net plan assets at end of year (total assets less liabilities)2016-12-31$571,157
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$473,681
Assets. Value of assets in partnership/joint-venture interests2016-12-31$3,581
Total contributions received or receivable from employer(s)2016-12-31$20,870
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,493
2015 : MODE FARRENS, LLP 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$37,939
Expenses. Total of all expenses incurred2015-12-31$1,969
Total plan assets at end of year2015-12-31$473,681
Total plan assets at beginning of year2015-12-31$437,711
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$20,923
Other income received2015-12-31$2,257
Net income (gross income less expenses)2015-12-31$35,970
Net plan assets at end of year (total assets less liabilities)2015-12-31$473,681
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$437,711
Total contributions received or receivable from employer(s)2015-12-31$14,759
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,969
2014 : MODE FARRENS, LLP 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$63,040
Expenses. Total of all expenses incurred2014-12-31$1,593
Total plan assets at end of year2014-12-31$437,711
Total plan assets at beginning of year2014-12-31$376,264
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$22,035
Other income received2014-12-31$21,679
Net income (gross income less expenses)2014-12-31$61,447
Net plan assets at end of year (total assets less liabilities)2014-12-31$437,711
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$376,264
Total contributions received or receivable from employer(s)2014-12-31$19,326
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,593
2013 : MODE FARRENS, LLP 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$107,384
Expenses. Total of all expenses incurred2013-12-31$1,002,090
Benefits paid (including direct rollovers)2013-12-31$998,678
Total plan assets at end of year2013-12-31$376,264
Total plan assets at beginning of year2013-12-31$1,270,970
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$28,220
Other income received2013-12-31$60,489
Net income (gross income less expenses)2013-12-31$-894,706
Net plan assets at end of year (total assets less liabilities)2013-12-31$376,264
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,270,970
Total contributions received or receivable from employer(s)2013-12-31$18,675
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,412
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : MODE FARRENS, LLP 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$93,439
Expenses. Total of all expenses incurred2012-12-31$532,443
Benefits paid (including direct rollovers)2012-12-31$519,500
Total plan assets at end of year2012-12-31$1,270,970
Total plan assets at beginning of year2012-12-31$1,709,974
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$1,400
Expenses. Other expenses not covered elsewhere2012-12-31$867
Contributions received from other sources (not participants or employers)2012-12-31$223
Other income received2012-12-31$90,416
Net income (gross income less expenses)2012-12-31$-439,004
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,270,970
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,709,974
Total contributions received or receivable from employer(s)2012-12-31$1,400
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$12,076
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : MODE FARRENS, LLP 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$14,625
Expenses. Total of all expenses incurred2011-12-31$21,881
Benefits paid (including direct rollovers)2011-12-31$8,802
Total plan assets at end of year2011-12-31$1,709,974
Total plan assets at beginning of year2011-12-31$1,717,230
Value of fidelity bond covering the plan2011-12-31$200,000
Total contributions received or receivable from participants2011-12-31$14,275
Other income received2011-12-31$-5,375
Net income (gross income less expenses)2011-12-31$-7,256
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,709,974
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,717,230
Total contributions received or receivable from employer(s)2011-12-31$5,725
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$13,079
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : MODE FARRENS, LLP 401(K) PLAN 2010 401k financial data
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$265,304
Expenses. Total of all expenses incurred2010-12-31$9,310
Total plan assets at end of year2010-12-31$1,717,230
Total plan assets at beginning of year2010-12-31$1,461,236
Value of fidelity bond covering the plan2010-12-31$150,000
Total contributions received or receivable from participants2010-12-31$13,304
Expenses. Other expenses not covered elsewhere2010-12-31$263
Other income received2010-12-31$196,044
Net income (gross income less expenses)2010-12-31$255,994
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,717,230
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,461,236
Total contributions received or receivable from employer(s)2010-12-31$55,956
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$9,047
2009 : MODE FARRENS, LLP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MODE FARRENS, LLP 401(K) PLAN

2017: MODE FARRENS, LLP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MODE FARRENS, LLP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MODE FARRENS, LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MODE FARRENS, LLP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MODE FARRENS, LLP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MODE FARRENS, LLP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MODE FARRENS, LLP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MODE FARRENS, LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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