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LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan NameLRS ARCHITECTS EMPLOYEE SAVINGS PLAN
Plan identification number 001

LRS ARCHITECTS EMPLOYEE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LRS ARCHITECTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:LRS ARCHITECTS, INC.
Employer identification number (EIN):931259453
NAIC Classification:541310
NAIC Description:Architectural Services

Additional information about LRS ARCHITECTS, INC.

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1998-12-17
Company Identification Number: 66593782
Legal Registered Office Address: 720 NW DAVIS ST STE 300

PORTLAND
United States of America (USA)
97209

More information about LRS ARCHITECTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LRS ARCHITECTS EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01PATRICIA L. NIXON2023-10-13
0012021-01-01PATRICIA L. NIXON2022-08-10
0012020-01-01PATRICIA L. NIXON2021-09-29
0012019-01-01PATRICIA L. NIXON2020-09-02
0012018-01-01PATRICIA L. NIXON2019-07-24
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01PATRICIA L. NIXON2015-03-26
0012013-01-01PATRICIA L. NIXON2014-07-16
0012012-01-01PATRICIA L. NIXON2013-04-23
0012011-01-01PATRICIA L. NIXON2012-03-15
0012010-01-01PENSION PLANNERS NORTHWEST2011-04-04

Plan Statistics for LRS ARCHITECTS EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for LRS ARCHITECTS EMPLOYEE SAVINGS PLAN

Measure Date Value
2022: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01136
Total number of active participants reported on line 7a of the Form 55002022-01-01132
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0122
Total of all active and inactive participants2022-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01154
Number of participants with account balances2022-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01143
Total number of active participants reported on line 7a of the Form 55002021-01-01117
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0119
Total of all active and inactive participants2021-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01136
Number of participants with account balances2021-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01147
Total number of active participants reported on line 7a of the Form 55002020-01-01118
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0124
Total of all active and inactive participants2020-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01142
Number of participants with account balances2020-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01137
Total number of active participants reported on line 7a of the Form 55002019-01-01122
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0123
Total of all active and inactive participants2019-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01145
Number of participants with account balances2019-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01132
Total number of active participants reported on line 7a of the Form 55002018-01-01109
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0125
Total of all active and inactive participants2018-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01135
Number of participants with account balances2018-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01124
Total number of active participants reported on line 7a of the Form 55002017-01-01108
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0123
Total of all active and inactive participants2017-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01131
Number of participants with account balances2017-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01120
Total number of active participants reported on line 7a of the Form 55002016-01-01106
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01124
Number of participants with account balances2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015

Financial Data on LRS ARCHITECTS EMPLOYEE SAVINGS PLAN

Measure Date Value
2022 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$46,797
Total income from all sources (including contributions)2022-12-31$-810,719
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$457,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$453,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,503,978
Value of total assets at end of year2022-12-31$12,921,668
Value of total assets at beginning of year2022-12-31$14,236,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,212
Total interest from all sources2022-12-31$1,729
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$3,211
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,254,661
Participant contributions at end of year2022-12-31$11,761
Participant contributions at beginning of year2022-12-31$41,038
Assets. Other investments not covered elsewhere at end of year2022-12-31$216,547
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$218,482
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$46,797
Other income not declared elsewhere2022-12-31$53,990
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$43,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,267,938
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,921,307
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,189,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$12,693,360
Value of interest in pooled separate accounts at beginning of year2022-12-31$13,933,205
Interest on participant loans2022-12-31$1,729
Net investment gain/loss from pooled separate accounts2022-12-31$-2,370,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$249,317
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$453,007
Contract administrator fees2022-12-31$1,001
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2022-12-31931042710
2021 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$46,797
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$15,518
Total income from all sources (including contributions)2021-12-31$3,068,488
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$311,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$276,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,406,324
Value of total assets at end of year2021-12-31$14,236,042
Value of total assets at beginning of year2021-12-31$11,448,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$35,638
Total interest from all sources2021-12-31$3,061
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$34,879
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,061,040
Participant contributions at end of year2021-12-31$41,038
Participant contributions at beginning of year2021-12-31$55,266
Assets. Other investments not covered elsewhere at end of year2021-12-31$218,482
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$198,048
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$135,925
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$46,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$15,518
Other income not declared elsewhere2021-12-31$31,252
Total non interest bearing cash at end of year2021-12-31$43,317
Total non interest bearing cash at beginning of year2021-12-31$12,038
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,756,593
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,189,245
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,432,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$13,933,205
Value of interest in pooled separate accounts at beginning of year2021-12-31$11,182,821
Interest on participant loans2021-12-31$3,061
Net investment gain/loss from pooled separate accounts2021-12-31$1,627,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$209,359
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$-3
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$276,257
Contract administrator fees2021-12-31$759
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2021-12-31931042710
2020 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$15,518
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$11,614
Total income from all sources (including contributions)2020-12-31$2,604,561
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$704,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$675,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,182,417
Value of total assets at end of year2020-12-31$11,448,170
Value of total assets at beginning of year2020-12-31$9,544,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$29,753
Total interest from all sources2020-12-31$3,246
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$29,253
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$950,304
Participant contributions at end of year2020-12-31$55,266
Participant contributions at beginning of year2020-12-31$53,158
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$198,048
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$196,048
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$12,651
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$15,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$11,614
Other income not declared elsewhere2020-12-31$19,100
Total non interest bearing cash at end of year2020-12-31$12,038
Total non interest bearing cash at beginning of year2020-12-31$11,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,899,717
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,432,652
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,532,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$11,182,821
Value of interest in pooled separate accounts at beginning of year2020-12-31$9,283,729
Interest on participant loans2020-12-31$3,246
Net investment gain/loss from pooled separate accounts2020-12-31$1,399,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$219,462
Employer contributions (assets) at end of year2020-12-31$-3
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$675,091
Contract administrator fees2020-12-31$500
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2020-12-31931042710
2019 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,614
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$11,155
Total income from all sources (including contributions)2019-12-31$2,799,706
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$617,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$606,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,174,804
Value of total assets at end of year2019-12-31$9,544,549
Value of total assets at beginning of year2019-12-31$7,362,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,750
Total interest from all sources2019-12-31$3,548
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$11,173
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$915,148
Participant contributions at end of year2019-12-31$53,158
Participant contributions at beginning of year2019-12-31$20,037
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$103,633
Assets. Other investments not covered elsewhere at end of year2019-12-31$196,048
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$128,631
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$55,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$11,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$11,155
Other income not declared elsewhere2019-12-31$11,161
Total non interest bearing cash at end of year2019-12-31$11,614
Total non interest bearing cash at beginning of year2019-12-31$10,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,181,911
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,532,935
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,351,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$27
Value of interest in pooled separate accounts at end of year2019-12-31$9,283,729
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,083,389
Interest on participant loans2019-12-31$3,548
Net investment gain/loss from pooled separate accounts2019-12-31$1,610,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$203,968
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$15,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$606,045
Contract administrator fees2019-12-31$550
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2019-12-31931042710
2018 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$11,155
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,151
Total income from all sources (including contributions)2018-12-31$613,800
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$134,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$120,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,114,237
Value of total assets at end of year2018-12-31$7,362,179
Value of total assets at beginning of year2018-12-31$6,875,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,703
Total interest from all sources2018-12-31$1,179
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$13,306
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$780,029
Participant contributions at end of year2018-12-31$20,037
Participant contributions at beginning of year2018-12-31$23,482
Participant contributions at end of year2018-12-31$103,633
Participant contributions at beginning of year2018-12-31$99,022
Assets. Other investments not covered elsewhere at end of year2018-12-31$128,631
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$177,183
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$144,235
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$11,155
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$4,151
Other income not declared elsewhere2018-12-31$6,103
Total non interest bearing cash at end of year2018-12-31$10,958
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$479,584
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,351,024
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,871,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$7,083,389
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,560,669
Interest on participant loans2018-12-31$1,179
Net investment gain/loss from pooled separate accounts2018-12-31$-507,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$189,973
Employer contributions (assets) at end of year2018-12-31$15,531
Employer contributions (assets) at beginning of year2018-12-31$15,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$120,513
Contract administrator fees2018-12-31$397
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2018-12-31931042710
2017 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,151
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$944
Total income from all sources (including contributions)2017-12-31$1,972,049
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$247,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$241,332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,102,680
Value of total assets at end of year2017-12-31$6,875,591
Value of total assets at beginning of year2017-12-31$5,148,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,548
Total interest from all sources2017-12-31$1,115
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$6,251
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$755,620
Participant contributions at end of year2017-12-31$23,482
Participant contributions at beginning of year2017-12-31$17,309
Participant contributions at end of year2017-12-31$99,022
Participant contributions at beginning of year2017-12-31$54,976
Assets. Other investments not covered elsewhere at end of year2017-12-31$177,183
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$213,318
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$170,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$4,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$944
Other income not declared elsewhere2017-12-31$5,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,724,169
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,871,440
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,147,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$6,560,669
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,849,923
Interest on participant loans2017-12-31$1,115
Net investment gain/loss from pooled separate accounts2017-12-31$862,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$176,425
Employer contributions (assets) at end of year2017-12-31$15,235
Employer contributions (assets) at beginning of year2017-12-31$12,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$241,332
Contract administrator fees2017-12-31$297
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2017-12-31931042710
2016 : LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$944
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,367
Total income from all sources (including contributions)2016-12-31$1,268,087
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$318,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$316,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$906,017
Value of total assets at end of year2016-12-31$5,148,215
Value of total assets at beginning of year2016-12-31$4,198,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,341
Total interest from all sources2016-12-31$78
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$943
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$707,640
Participant contributions at end of year2016-12-31$17,309
Participant contributions at beginning of year2016-12-31$1,640
Participant contributions at end of year2016-12-31$54,976
Participant contributions at beginning of year2016-12-31$46,784
Assets. Other investments not covered elsewhere at end of year2016-12-31$213,318
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$224,128
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$34,471
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$944
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,367
Other income not declared elsewhere2016-12-31$1,609
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$950,029
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,147,271
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,197,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,849,923
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,913,880
Interest on participant loans2016-12-31$78
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$360,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$163,906
Employer contributions (assets) at end of year2016-12-31$12,689
Employer contributions (assets) at beginning of year2016-12-31$12,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$316,717
Contract administrator fees2016-12-31$398
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GEFFEN MESHER & COMPANY, P.C.
Accountancy firm EIN2016-12-31931042710

Form 5500 Responses for LRS ARCHITECTS EMPLOYEE SAVINGS PLAN

2022: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: LRS ARCHITECTS EMPLOYEE SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342714
Policy instance 1
Insurance contract or identification number342714
Number of Individuals Covered154
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $19,498
Total amount of fees paid to insurance companyUSD $6,439
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,749
Insurance broker organization code?3
Amount paid for insurance broker fees6439
Additional information about fees paid to insurance brokerTPA COMPENSATION
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342714
Policy instance 1
Insurance contract or identification number342714
Number of Individuals Covered136
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $19,156
Total amount of fees paid to insurance companyUSD $6,446
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,578
Insurance broker organization code?3
Amount paid for insurance broker fees6446
Additional information about fees paid to insurance brokerTPA COMPENSATION
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342714
Policy instance 1
Insurance contract or identification number342714
Number of Individuals Covered142
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $14,326
Total amount of fees paid to insurance companyUSD $4,775
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,163
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT ADIVSOR
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342714
Policy instance 1
Insurance contract or identification number342714
Number of Individuals Covered145
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $12,550
Total amount of fees paid to insurance companyUSD $4,209
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,674
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT ADIVSOR
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342714
Policy instance 1
Insurance contract or identification number342714
Number of Individuals Covered130
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,909
Total amount of fees paid to insurance companyUSD $3,650
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,818
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT ADIVSOR
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342714
Policy instance 1
Insurance contract or identification number342714
Number of Individuals Covered121
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,878
Total amount of fees paid to insurance companyUSD $2,962
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,326
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerINVESTMENT ADIVSOR
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES

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