401k Plan data: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN plan

CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 401k Plan overview

Plan Name	CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN
Plan identification number	001

CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Code section 401(h) arrangement - Plan contains separate accounts under Code section 401(h) to provide employee health benefits.
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

CSAA INSURANCE EXCHANGE has sponsored the creation of one or more 401k plans.

Company Name: CSAA INSURANCE EXCHANGE

Employer identification number (EIN): 940361650

NAIC Classification: 524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 MELISSA JONES
001 2013-01-01 MELISSA JONES
001 2012-01-01 MELISSA JONES
001 2011-01-01 MELISSA JONES MELISSA JONES 2012-10-13
001 2010-01-01 TOM LUCAS TOM LUCAS 2011-09-29
001 2009-01-01 THOMAS LUCAS THOMAS LUCAS 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	MELISSA JONES
001	2013-01-01	MELISSA JONES
001	2012-01-01	MELISSA JONES
001	2011-01-01	MELISSA JONES	MELISSA JONES	2012-10-13
001	2010-01-01	TOM LUCAS	TOM LUCAS	2011-09-29
001	2009-01-01	THOMAS LUCAS	THOMAS LUCAS	2010-10-14

Plan Statistics for CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN

401k plan membership statisitcs for CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN

Measure Date Value
2014: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 11,586
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3,432
Number of retired or separated participants receiving benefits 2014-01-01 2,555
Number of other retired or separated participants entitled to future benefits 2014-01-01 5,262
Total of all active and inactive participants 2014-01-01 11,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 278
Total participants 2014-01-01 11,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 206
2013: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 11,391
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,417
Number of retired or separated participants receiving benefits 2013-01-01 2,426
Number of other retired or separated participants entitled to future benefits 2013-01-01 5,466
Total of all active and inactive participants 2013-01-01 11,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 277
Total participants 2013-01-01 11,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 190
2012: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12,085
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,210
Number of retired or separated participants receiving benefits 2012-01-01 2,255
Number of other retired or separated participants entitled to future benefits 2012-01-01 5,658
Total of all active and inactive participants 2012-01-01 11,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 268
Total participants 2012-01-01 11,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 158
2011: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 12,132
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5,320
Number of retired or separated participants receiving benefits 2011-01-01 2,022
Number of other retired or separated participants entitled to future benefits 2011-01-01 4,487
Total of all active and inactive participants 2011-01-01 11,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 256
Total participants 2011-01-01 12,085
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 336
2010: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 11,426
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 5,988
Number of retired or separated participants receiving benefits 2010-01-01 1,917
Number of other retired or separated participants entitled to future benefits 2010-01-01 3,970
Total of all active and inactive participants 2010-01-01 11,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 257
Total participants 2010-01-01 12,132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 455
2009: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 11,323
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5,607
Number of retired or separated participants receiving benefits 2009-01-01 1,805
Number of other retired or separated participants entitled to future benefits 2009-01-01 3,769
Total of all active and inactive participants 2009-01-01 11,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 245
Total participants 2009-01-01 11,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 523

Measure	Date	Value
2014: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	11,586
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3,432
Number of retired or separated participants receiving benefits	2014-01-01	2,555
Number of other retired or separated participants entitled to future benefits	2014-01-01	5,262
Total of all active and inactive participants	2014-01-01	11,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	278
Total participants	2014-01-01	11,527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	206
2013: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	11,391
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,417
Number of retired or separated participants receiving benefits	2013-01-01	2,426
Number of other retired or separated participants entitled to future benefits	2013-01-01	5,466
Total of all active and inactive participants	2013-01-01	11,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	277
Total participants	2013-01-01	11,586
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	190
2012: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12,085
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,210
Number of retired or separated participants receiving benefits	2012-01-01	2,255
Number of other retired or separated participants entitled to future benefits	2012-01-01	5,658
Total of all active and inactive participants	2012-01-01	11,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	268
Total participants	2012-01-01	11,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	158
2011: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	12,132
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5,320
Number of retired or separated participants receiving benefits	2011-01-01	2,022
Number of other retired or separated participants entitled to future benefits	2011-01-01	4,487
Total of all active and inactive participants	2011-01-01	11,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	256
Total participants	2011-01-01	12,085
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	336
2010: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	11,426
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	5,988
Number of retired or separated participants receiving benefits	2010-01-01	1,917
Number of other retired or separated participants entitled to future benefits	2010-01-01	3,970
Total of all active and inactive participants	2010-01-01	11,875
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	257
Total participants	2010-01-01	12,132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	455
2009: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	11,323
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5,607
Number of retired or separated participants receiving benefits	2009-01-01	1,805
Number of other retired or separated participants entitled to future benefits	2009-01-01	3,769
Total of all active and inactive participants	2009-01-01	11,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	245
Total participants	2009-01-01	11,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	523

Financial Data on CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN

Measure	Date	Value
2014 : CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$11,660,780
Total unrealized appreciation/depreciation of assets	2014-12-31	$11,660,780
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$443,088
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,035,321
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$42,882,583
Total loss/gain on sale of assets	2014-12-31	$14,212,218
Total of all expenses incurred	2014-12-31	$38,161,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$35,646,923
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,500,957
Value of total assets at end of year	2014-12-31	$891,911,919
Value of total assets at beginning of year	2014-12-31	$887,783,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,514,976
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$1,580,853
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$11,905,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$10,301,581
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$14,897
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$30,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,500,957
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$247,998
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,210,995
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$443,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$1,035,321
Other income not declared elsewhere	2014-12-31	$-7,262,220
Administrative expenses (other) incurred	2014-12-31	$1,666,524
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$87,316
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$4,720,684
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$891,468,831
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$886,748,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$308,168,825
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$232,713,028
Investment advisory and management fees	2014-12-31	$833,555
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$277,197,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$293,555,161
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$0
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$41,629
Income. Interest from US Government securities	2014-12-31	$1,538,040
Income. Interest from corporate debt instruments	2014-12-31	$1,164
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$36,186,261
Value of interest in common/collective trusts at beginning of year	2014-12-31	$28,280,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$592,753
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$20
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$154,720,019
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$149,207,675
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$56,009,394
Asset value of US Government securities at beginning of year	2014-12-31	$115,805,704
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$4,349,202
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$-2,594,571
Net gain/loss from 103.12 investment entities	2014-12-31	$6,530,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$0
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$1,603,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$35,646,923
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$84,651
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$2,337,495
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$295,536
Contract administrator fees	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$56,364,129
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$66,629,886
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$236,548,061
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$222,335,843
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWE HORWATH
Accountancy firm EIN	2014-12-31	350921680
2013 : CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$5,887,097
Total unrealized appreciation/depreciation of assets	2013-12-31	$5,887,097
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,035,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,375,395
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$82,356,369
Total loss/gain on sale of assets	2013-12-31	$16,084,349
Total of all expenses incurred	2013-12-31	$34,413,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$32,040,411
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$887,783,468
Value of total assets at beginning of year	2013-12-31	$840,180,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,373,258
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$1,066,241
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$14,810,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$13,254,418
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$5,752
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$4,162,383
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$30,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,210,995
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,288,258
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$1,035,321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$1,375,395
Other income not declared elsewhere	2013-12-31	$11,869,394
Administrative expenses (other) incurred	2013-12-31	$1,834,437
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$47,942,700
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$886,748,147
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$838,805,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$232,713,028
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$84,243,133
Investment advisory and management fees	2013-12-31	$533,069
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$293,555,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$488,735,260
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$0
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$987,031
Income. Interest from corporate debt instruments	2013-12-31	$79,210
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$28,280,832
Value of interest in common/collective trusts at beginning of year	2013-12-31	$12,987,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$14,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$14,870
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$149,207,675
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$125,192,967
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$115,805,704
Asset value of US Government securities at beginning of year	2013-12-31	$38,848,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,594,134
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$3,082,209
Net gain/loss from 103.12 investment entities	2013-12-31	$24,962,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$24,698
Income. Dividends from common stock	2013-12-31	$1,531,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$32,040,411
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$84,651
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$2,636,018
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$295,536
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$17,014,537
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$66,629,886
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$65,057,637
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$194,411,668
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$178,327,319
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORWATH
Accountancy firm EIN	2013-12-31	350921680
2012 : CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$15,521,425
Total unrealized appreciation/depreciation of assets	2012-12-31	$15,521,425
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,375,395
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,077,785
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$133,405,082
Total loss/gain on sale of assets	2012-12-31	$9,103,952
Total of all expenses incurred	2012-12-31	$42,048,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$39,258,208
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$28,500,000
Value of total assets at end of year	2012-12-31	$840,180,842
Value of total assets at beginning of year	2012-12-31	$748,526,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,789,830
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$1,732,891
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$16,819,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$15,058,176
Assets. Real estate other than employer real property at end of year	2012-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$4,162,383
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$3,918,692
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$30,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$0
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,288,258
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,535,909
Assets. Loans (other than to participants) at end of year	2012-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$1,375,395
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,077,785
Other income not declared elsewhere	2012-12-31	$5,490,641
Administrative expenses (other) incurred	2012-12-31	$2,138,896
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$91,357,044
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$838,805,447
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$747,448,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$84,243,133
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$75,189,652
Investment advisory and management fees	2012-12-31	$650,934
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$488,735,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$393,249,856
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$0
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$1,261,713
Income. Interest from corporate debt instruments	2012-12-31	$471,178
Value of interest in master investment trust accounts at end of year	2012-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$12,987,257
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$14,870
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$43,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$43,407
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-12-31	$125,192,967
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-12-31	$138,291,239
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Asset value of US Government securities at end of year	2012-12-31	$38,848,522
Asset value of US Government securities at beginning of year	2012-12-31	$41,889,905
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$32,303,527
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$-12,730
Net gain/loss from 103.12 investment entities	2012-12-31	$23,946,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Assets. Value of employer real property at end of year	2012-12-31	$0
Assets. Value of employer real property at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$28,500,000
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from preferred stock	2012-12-31	$299,170
Income. Dividends from common stock	2012-12-31	$1,461,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$39,258,208
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$2,636,018
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$4,231,729
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$17,014,537
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$15,769,977
Contract administrator fees	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$65,057,637
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$74,405,822
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$115,692,329
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$106,588,377
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWATH
Accountancy firm EIN	2012-12-31	350921680
2011 : CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$834,059
Total unrealized appreciation/depreciation of assets	2011-12-31	$834,059
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,077,785
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$17,108,812
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,667,609
Total loss/gain on sale of assets	2011-12-31	$7,846,532
Total of all expenses incurred	2011-12-31	$24,971,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$23,164,619
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$748,526,188
Value of total assets at beginning of year	2011-12-31	$786,861,158
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,806,933
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$2,389,318
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$15,602,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$13,658,131
Assets. Real estate other than employer real property at end of year	2011-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$27,127
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$3,918,692
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$4,123,272
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$30,000,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$0
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$15,860,727
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,535,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$2,097,186
Assets. Loans (other than to participants) at end of year	2011-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,077,785
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$17,108,812
Other income not declared elsewhere	2011-12-31	$1,516,819
Administrative expenses (other) incurred	2011-12-31	$837,568
Liabilities. Value of operating payables at end of year	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$0
Total non interest bearing cash at beginning of year	2011-12-31	$559,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$-22,303,943
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$747,448,403
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$769,752,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$75,189,652
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$64,639,296
Investment advisory and management fees	2011-12-31	$942,238
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$393,249,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$394,667,317
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$50,489,432
Interest on participant loans	2011-12-31	$0
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$0
Income. Interest from US Government securities	2011-12-31	$1,771,634
Income. Interest from corporate debt instruments	2011-12-31	$617,684
Value of interest in master investment trust accounts at end of year	2011-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$54,918,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$43,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2011-12-31	$138,291,239
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-12-31	$16,951,626
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Asset value of US Government securities at end of year	2011-12-31	$41,889,905
Asset value of US Government securities at beginning of year	2011-12-31	$36,787,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-16,381,107
Net investment gain/loss from pooled separate accounts	2011-12-31	$3,404,627
Net investment gain or loss from common/collective trusts	2011-12-31	$-10,954,263
Net gain/loss from 103.12 investment entities	2011-12-31	$-1,590,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Assets. Value of employer real property at end of year	2011-12-31	$0
Assets. Value of employer real property at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$0
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Income. Dividends from preferred stock	2011-12-31	$262,586
Income. Dividends from common stock	2011-12-31	$1,681,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$23,164,619
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$4,231,729
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$5,560,400
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$15,769,977
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$21,173,609
Contract administrator fees	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$74,405,822
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$119,033,304
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$122,614,385
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$114,767,853
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH
Accountancy firm EIN	2011-12-31	340921680
2010 : CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$19,546,218
Total unrealized appreciation/depreciation of assets	2010-12-31	$19,546,218
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$17,108,812
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$25,488,172
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$101,461,902
Total loss/gain on sale of assets	2010-12-31	$7,315,700
Total of all expenses incurred	2010-12-31	$22,828,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$20,658,024
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$18,000,000
Value of total assets at end of year	2010-12-31	$786,861,158
Value of total assets at beginning of year	2010-12-31	$716,607,378
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,170,738
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$1,786,829
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$12,057,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$9,898,028
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$14,011
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$4,123,272
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$4,244,884
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$30,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$15,860,727
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$24,670,085
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$2,097,186
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1,702,633
Assets. Loans (other than to participants) at end of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$17,108,812
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$25,488,172
Other income not declared elsewhere	2010-12-31	$3,187,061
Administrative expenses (other) incurred	2010-12-31	$1,243,656
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$559,135
Total non interest bearing cash at beginning of year	2010-12-31	$500,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$78,633,140
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$769,752,346
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$691,119,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$64,639,296
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$50,149,845
Investment advisory and management fees	2010-12-31	$913,071
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$394,667,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$305,157,908
Value of interest in pooled separate accounts at end of year	2010-12-31	$50,489,432
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$44,162,039
Interest on participant loans	2010-12-31	$0
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$962,499
Income. Interest from corporate debt instruments	2010-12-31	$824,330
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$54,918,438
Value of interest in common/collective trusts at beginning of year	2010-12-31	$50,791,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$230,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$230,056
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$16,951,626
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$13,154,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$36,787,416
Asset value of US Government securities at beginning of year	2010-12-31	$28,873,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$25,033,560
Net investment gain/loss from pooled separate accounts	2010-12-31	$6,317,315
Net investment gain or loss from common/collective trusts	2010-12-31	$4,421,796
Net gain/loss from 103.12 investment entities	2010-12-31	$3,795,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$18,000,000
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$50,000,000
Income. Dividends from preferred stock	2010-12-31	$284,451
Income. Dividends from common stock	2010-12-31	$1,875,464
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$20,658,024
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$5,560,400
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$4,435,058
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$21,173,609
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$22,809,767
Contract administrator fees	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$119,033,304
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$115,725,416
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$115,785,515
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$108,469,815
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324

Form 5500 Responses for CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN

2014: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CSAA INSURANCE EXCHANGE CASH BALANCE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CSAA INSURANCE EXCHANGE
Employer identification number (EIN):	940361650
NAIC Classification:	524290