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403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 401k Plan overview

Plan Name403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND
Plan identification number 005

403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CHILDREN'S HOSPITAL & RESEARCH CENTER AT OAKLAND has sponsored the creation of one or more 401k plans.

Company Name:CHILDREN'S HOSPITAL & RESEARCH CENTER AT OAKLAND
Employer identification number (EIN):940382330

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052021-07-01
0052020-07-01
0052019-07-01
0052018-07-01
0052018-01-01BARBARA SPINDLE
0052017-01-01BARBARA SPINDLE
0052016-01-01BARBARA SPINDLE
0052015-01-01BARBARA SPINDLE
0052014-01-01BARBARA SPINDLE
0052013-01-01BARBARA SPINDLE
0052012-01-01BARBARA SPINDLE
0052011-01-01BARBARA SPINDLE
0052010-01-01BARBARA SPINDLE
0052009-01-01CATHERINE SHACHAT

Plan Statistics for 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND

401k plan membership statisitcs for 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND

Measure Date Value
2021: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2021 401k membership
Total participants, beginning-of-year2021-07-014,234
Total number of active participants reported on line 7a of the Form 55002021-07-012,552
Number of retired or separated participants receiving benefits2021-07-0164
Number of other retired or separated participants entitled to future benefits2021-07-011,713
Total of all active and inactive participants2021-07-014,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-0125
Total participants2021-07-014,354
Number of participants with account balances2021-07-014,354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2020 401k membership
Total participants, beginning-of-year2020-07-014,253
Total number of active participants reported on line 7a of the Form 55002020-07-012,493
Number of retired or separated participants receiving benefits2020-07-0126
Number of other retired or separated participants entitled to future benefits2020-07-011,688
Total of all active and inactive participants2020-07-014,207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-0122
Total participants2020-07-014,229
Number of participants with account balances2020-07-014,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-011
2019: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2019 401k membership
Total participants, beginning-of-year2019-07-014,187
Total number of active participants reported on line 7a of the Form 55002019-07-012,701
Number of retired or separated participants receiving benefits2019-07-0158
Number of other retired or separated participants entitled to future benefits2019-07-011,473
Total of all active and inactive participants2019-07-014,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-0118
Total participants2019-07-014,250
Number of participants with account balances2019-07-014,250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2018 401k membership
Total participants, beginning-of-year2018-07-014,025
Total number of active participants reported on line 7a of the Form 55002018-07-012,701
Number of retired or separated participants receiving benefits2018-07-0158
Number of other retired or separated participants entitled to future benefits2018-07-011,407
Total of all active and inactive participants2018-07-014,166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-0117
Total participants2018-07-014,183
Number of participants with account balances2018-07-014,183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
Total participants, beginning-of-year2018-01-013,762
Total number of active participants reported on line 7a of the Form 55002018-01-012,664
Number of retired or separated participants receiving benefits2018-01-0125
Number of other retired or separated participants entitled to future benefits2018-01-011,319
Total of all active and inactive participants2018-01-014,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0117
Total participants2018-01-014,025
Number of participants with account balances2018-01-014,025
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2017 401k membership
Total participants, beginning-of-year2017-01-014,022
Total number of active participants reported on line 7a of the Form 55002017-01-012,481
Number of retired or separated participants receiving benefits2017-01-0155
Number of other retired or separated participants entitled to future benefits2017-01-011,212
Total of all active and inactive participants2017-01-013,748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0114
Total participants2017-01-013,762
Number of participants with account balances2017-01-013,762
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2016 401k membership
Total participants, beginning-of-year2016-01-013,807
Total number of active participants reported on line 7a of the Form 55002016-01-012,886
Number of retired or separated participants receiving benefits2016-01-0146
Number of other retired or separated participants entitled to future benefits2016-01-011,074
Total of all active and inactive participants2016-01-014,006
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0116
Total participants2016-01-014,022
Number of participants with account balances2016-01-013,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2015 401k membership
Total participants, beginning-of-year2015-01-013,116
Total number of active participants reported on line 7a of the Form 55002015-01-012,758
Number of retired or separated participants receiving benefits2015-01-0149
Number of other retired or separated participants entitled to future benefits2015-01-01988
Total of all active and inactive participants2015-01-013,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0112
Total participants2015-01-013,807
Number of participants with account balances2015-01-013,282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2014 401k membership
Total participants, beginning-of-year2014-01-012,845
Total number of active participants reported on line 7a of the Form 55002014-01-012,200
Number of retired or separated participants receiving benefits2014-01-0149
Number of other retired or separated participants entitled to future benefits2014-01-01851
Total of all active and inactive participants2014-01-013,100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0115
Total participants2014-01-013,115
Number of participants with account balances2014-01-013,115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2013 401k membership
Total participants, beginning-of-year2013-01-013,396
Total number of active participants reported on line 7a of the Form 55002013-01-012,087
Number of retired or separated participants receiving benefits2013-01-0144
Number of other retired or separated participants entitled to future benefits2013-01-01700
Total of all active and inactive participants2013-01-012,831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0114
Total participants2013-01-012,845
Number of participants with account balances2013-01-012,845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2012 401k membership
Total participants, beginning-of-year2012-01-013,301
Total number of active participants reported on line 7a of the Form 55002012-01-012,738
Number of retired or separated participants receiving benefits2012-01-0143
Number of other retired or separated participants entitled to future benefits2012-01-01605
Total of all active and inactive participants2012-01-013,386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-013,396
Number of participants with account balances2012-01-012,625
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2011 401k membership
Total participants, beginning-of-year2011-01-013,453
Total number of active participants reported on line 7a of the Form 55002011-01-012,818
Number of retired or separated participants receiving benefits2011-01-0131
Number of other retired or separated participants entitled to future benefits2011-01-01443
Total of all active and inactive participants2011-01-013,292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-019
Total participants2011-01-013,301
Number of participants with account balances2011-01-012,305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2010 401k membership
Total participants, beginning-of-year2010-01-012,701
Total number of active participants reported on line 7a of the Form 55002010-01-012,948
Number of retired or separated participants receiving benefits2010-01-018
Number of other retired or separated participants entitled to future benefits2010-01-01484
Total of all active and inactive participants2010-01-013,440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0113
Total participants2010-01-013,453
Number of participants with account balances2010-01-012,128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2009 401k membership
Total participants, beginning-of-year2009-01-012,755
Total number of active participants reported on line 7a of the Form 55002009-01-012,665
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-012,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-019
Total participants2009-01-012,701
Number of participants with account balances2009-01-012,678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND

Measure Date Value
2022 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2022 401k financial data
Total income from all sources (including contributions)2022-06-30$-23,942,331
Total of all expenses incurred2022-06-30$20,916,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$20,298,597
Expenses. Certain deemed distributions of participant loans2022-06-30$38,586
Value of total corrective distributions2022-06-30$7,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$21,500,085
Value of total assets at end of year2022-06-30$315,777,027
Value of total assets at beginning of year2022-06-30$360,635,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$572,088
Total interest from all sources2022-06-30$1,730,455
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$8,602,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$8,602,686
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$5,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$20,829,003
Participant contributions at end of year2022-06-30$3,505,249
Participant contributions at beginning of year2022-06-30$3,009,139
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$654,372
Administrative expenses (other) incurred2022-06-30$572,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-44,858,788
Value of net assets at end of year (total assets less liabilities)2022-06-30$315,777,027
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$360,635,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$250,712,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$299,719,213
Interest on participant loans2022-06-30$175,395
Interest earned on other investments2022-06-30$1,555,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$20,293
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$61,538,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$57,907,463
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-55,775,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$16,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$20,298,597
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30No
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30MOSS ADAMS LLP
Accountancy firm EIN2022-06-30910189318
2021 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2021 401k financial data
Total transfer of assets to this plan2021-06-30$97,443
Total income from all sources (including contributions)2021-06-30$98,398,439
Total of all expenses incurred2021-06-30$24,368,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$23,770,735
Expenses. Certain deemed distributions of participant loans2021-06-30$42,860
Value of total corrective distributions2021-06-30$6,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$20,776,414
Value of total assets at end of year2021-06-30$360,635,815
Value of total assets at beginning of year2021-06-30$286,508,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$548,635
Total interest from all sources2021-06-30$1,834,473
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$5,153,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$5,153,761
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$5,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$19,511,064
Participant contributions at end of year2021-06-30$3,009,139
Participant contributions at beginning of year2021-06-30$2,844,422
Participant contributions at end of year2021-06-30$0
Participant contributions at beginning of year2021-06-30$747
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$1,265,350
Administrative expenses (other) incurred2021-06-30$548,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$74,029,598
Value of net assets at end of year (total assets less liabilities)2021-06-30$360,635,815
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$286,508,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$299,719,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$223,972,343
Interest on participant loans2021-06-30$177,523
Interest earned on other investments2021-06-30$1,656,950
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$57,907,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$59,691,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$70,633,791
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$23,770,735
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-06-30No
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30MOSS ADAMS LLP
Accountancy firm EIN2021-06-30910189318
2020 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2020 401k financial data
Total transfer of assets to this plan2020-06-30$290,080
Total income from all sources (including contributions)2020-06-30$31,663,304
Total of all expenses incurred2020-06-30$25,397,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$25,199,442
Expenses. Certain deemed distributions of participant loans2020-06-30$26,997
Value of total corrective distributions2020-06-30$2,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$19,733,902
Value of total assets at end of year2020-06-30$286,508,774
Value of total assets at beginning of year2020-06-30$279,952,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$168,719
Total interest from all sources2020-06-30$1,557,326
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$3,456,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$3,456,146
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$5,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$18,733,510
Participant contributions at end of year2020-06-30$2,844,422
Participant contributions at beginning of year2020-06-30$2,437,554
Participant contributions at end of year2020-06-30$747
Participant contributions at beginning of year2020-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$996,803
Administrative expenses (other) incurred2020-06-30$168,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$6,265,889
Value of net assets at end of year (total assets less liabilities)2020-06-30$286,508,774
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$279,952,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$223,972,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$219,425,228
Value of interest in pooled separate accounts at end of year2020-06-30$0
Value of interest in pooled separate accounts at beginning of year2020-06-30$24,830,839
Interest on participant loans2020-06-30$169,635
Interest earned on other investments2020-06-30$1,387,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$59,691,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$33,259,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$6,705,394
Net investment gain/loss from pooled separate accounts2020-06-30$210,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$3,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$25,199,442
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30No
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30MOSS ADAMS LLP
Accountancy firm EIN2020-06-30910189318
2019 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2019 401k financial data
Total transfer of assets to this plan2019-06-30$639,031
Total income from all sources (including contributions)2019-06-30$34,531,661
Total of all expenses incurred2019-06-30$18,324,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$18,233,427
Expenses. Certain deemed distributions of participant loans2019-06-30$41,674
Value of total corrective distributions2019-06-30$3,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$19,320,991
Value of total assets at end of year2019-06-30$279,952,805
Value of total assets at beginning of year2019-06-30$263,106,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$46,546
Total interest from all sources2019-06-30$1,274,177
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$3,374,010
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$3,374,010
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$5,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$18,454,775
Participant contributions at end of year2019-06-30$2,437,554
Participant contributions at beginning of year2019-06-30$2,409,760
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$827,065
Administrative expenses (other) incurred2019-06-30$46,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$16,206,863
Value of net assets at end of year (total assets less liabilities)2019-06-30$279,952,805
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$263,106,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$219,425,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$201,432,618
Value of interest in pooled separate accounts at end of year2019-06-30$24,830,839
Value of interest in pooled separate accounts at beginning of year2019-06-30$25,093,654
Interest on participant loans2019-06-30$150,769
Interest earned on other investments2019-06-30$1,123,408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$33,259,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$34,170,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$10,192,466
Net investment gain/loss from pooled separate accounts2019-06-30$370,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$39,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$18,233,427
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30MOSS ADAMS, LLP
Accountancy firm EIN2019-06-30910189318
2018 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$13,246,912
Total of all expenses incurred2018-06-30$10,373,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$10,352,998
Expenses. Certain deemed distributions of participant loans2018-06-30$2,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$9,661,549
Value of total assets at end of year2018-06-30$263,106,911
Value of total assets at beginning of year2018-06-30$260,233,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$17,999
Total interest from all sources2018-06-30$623,714
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$1,411,301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$1,411,301
Administrative expenses professional fees incurred2018-06-30$3,761
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$5,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$9,191,135
Participant contributions at end of year2018-06-30$2,409,760
Participant contributions at beginning of year2018-06-30$2,447,493
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$15,231
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$470,414
Administrative expenses (other) incurred2018-06-30$14,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$2,873,774
Value of net assets at end of year (total assets less liabilities)2018-06-30$263,106,911
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$260,233,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$201,432,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$196,869,669
Value of interest in pooled separate accounts at end of year2018-06-30$25,093,654
Value of interest in pooled separate accounts at beginning of year2018-06-30$25,331,585
Interest on participant loans2018-06-30$66,118
Interest earned on other investments2018-06-30$557,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$34,170,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$35,569,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$1,396,261
Net investment gain/loss from pooled separate accounts2018-06-30$154,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$10,352,998
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
2017 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2017 401k financial data
Total transfer of assets to this plan2017-12-31$81,732
Total income from all sources (including contributions)2017-12-31$50,988,910
Total of all expenses incurred2017-12-31$20,279,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$20,243,354
Expenses. Certain deemed distributions of participant loans2017-12-31$5,593
Value of total corrective distributions2017-12-31$6,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$17,470,756
Value of total assets at end of year2017-12-31$260,233,137
Value of total assets at beginning of year2017-12-31$229,442,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,713
Total interest from all sources2017-12-31$1,324,521
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,381,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,381,903
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$16,529,685
Participant contributions at end of year2017-12-31$2,447,493
Participant contributions at beginning of year2017-12-31$2,582,082
Participant contributions at end of year2017-12-31$15,231
Participant contributions at beginning of year2017-12-31$15,030
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$941,071
Administrative expenses (other) incurred2017-12-31$24,713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$30,708,913
Value of net assets at end of year (total assets less liabilities)2017-12-31$260,233,137
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$229,442,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$196,869,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$165,037,777
Value of interest in pooled separate accounts at end of year2017-12-31$25,331,585
Value of interest in pooled separate accounts at beginning of year2017-12-31$25,383,903
Interest on participant loans2017-12-31$135,993
Interest earned on other investments2017-12-31$1,187,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$452,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$452,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$35,569,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$35,971,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$29,534,188
Net investment gain/loss from pooled separate accounts2017-12-31$277,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$20,243,354
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2016 401k financial data
Total transfer of assets to this plan2016-12-31$25,766
Total income from all sources (including contributions)2016-12-31$30,501,824
Total of all expenses incurred2016-12-31$16,527,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$16,477,025
Expenses. Certain deemed distributions of participant loans2016-12-31$27,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,474,084
Value of total assets at end of year2016-12-31$229,442,492
Value of total assets at beginning of year2016-12-31$215,442,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,876
Total interest from all sources2016-12-31$1,328,165
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,890,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,890,428
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$16,053,267
Participant contributions at end of year2016-12-31$2,582,082
Participant contributions at beginning of year2016-12-31$2,177,863
Participant contributions at end of year2016-12-31$15,030
Participant contributions at beginning of year2016-12-31$2,615
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,420,817
Administrative expenses (other) incurred2016-12-31$22,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,974,577
Value of net assets at end of year (total assets less liabilities)2016-12-31$229,442,492
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$215,442,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$165,037,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$136,514,978
Value of interest in pooled separate accounts at end of year2016-12-31$25,383,903
Value of interest in pooled separate accounts at beginning of year2016-12-31$40,606,996
Interest on participant loans2016-12-31$128,275
Interest earned on other investments2016-12-31$1,199,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$452,002
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$451,426
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$451,426
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$35,971,698
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$35,688,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,530,602
Net investment gain/loss from pooled separate accounts2016-12-31$278,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$16,477,025
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318
2015 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$17,277,200
Total of all expenses incurred2015-12-31$14,585,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$14,553,494
Expenses. Certain deemed distributions of participant loans2015-12-31$10,742
Value of total corrective distributions2015-12-31$1,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,959,794
Value of total assets at end of year2015-12-31$215,442,149
Value of total assets at beginning of year2015-12-31$212,750,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,498
Total interest from all sources2015-12-31$1,313,068
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,882,453
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,882,453
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$14,654,826
Participant contributions at end of year2015-12-31$2,177,863
Participant contributions at beginning of year2015-12-31$2,044,277
Participant contributions at end of year2015-12-31$2,615
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,304,968
Administrative expenses (other) incurred2015-12-31$19,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,691,804
Value of net assets at end of year (total assets less liabilities)2015-12-31$215,442,149
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$212,750,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$136,514,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$131,516,932
Value of interest in pooled separate accounts at end of year2015-12-31$40,606,996
Value of interest in pooled separate accounts at beginning of year2015-12-31$42,050,607
Interest on participant loans2015-12-31$108,489
Interest earned on other investments2015-12-31$1,204,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$451,426
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$35,688,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$37,138,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,021,063
Net investment gain/loss from pooled separate accounts2015-12-31$142,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$14,553,494
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS, LLP
Accountancy firm EIN2015-12-31910189318
2014 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$25,851,776
Total of all expenses incurred2014-12-31$13,056,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,034,239
Expenses. Certain deemed distributions of participant loans2014-12-31$7,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$14,024,373
Value of total assets at end of year2014-12-31$212,750,345
Value of total assets at beginning of year2014-12-31$199,955,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$15,308
Total interest from all sources2014-12-31$1,338,685
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,234,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,234,695
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$13,663,235
Participant contributions at end of year2014-12-31$2,044,277
Participant contributions at beginning of year2014-12-31$1,778,719
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$361,138
Administrative expenses (other) incurred2014-12-31$15,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,795,020
Value of net assets at end of year (total assets less liabilities)2014-12-31$212,750,345
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$199,955,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$131,516,932
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$116,758,423
Value of interest in pooled separate accounts at end of year2014-12-31$42,050,607
Value of interest in pooled separate accounts at beginning of year2014-12-31$43,301,260
Interest on participant loans2014-12-31$95,215
Interest earned on other investments2014-12-31$1,243,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$37,138,529
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$38,116,923
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,802,960
Net investment gain/loss from pooled separate accounts2014-12-31$1,451,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,034,239
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$37,656,615
Total of all expenses incurred2013-12-31$10,187,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,163,500
Expenses. Certain deemed distributions of participant loans2013-12-31$8,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,119,525
Value of total assets at end of year2013-12-31$199,955,325
Value of total assets at beginning of year2013-12-31$172,485,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,072
Total interest from all sources2013-12-31$1,336,321
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,665,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,665,838
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$12,847,378
Participant contributions at end of year2013-12-31$1,778,719
Participant contributions at beginning of year2013-12-31$1,368,782
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$229,385
Administrative expenses (other) incurred2013-12-31$15,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$27,469,545
Value of net assets at end of year (total assets less liabilities)2013-12-31$199,955,325
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$172,485,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$116,758,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$92,821,888
Value of interest in pooled separate accounts at end of year2013-12-31$43,301,260
Value of interest in pooled separate accounts at beginning of year2013-12-31$40,490,706
Interest on participant loans2013-12-31$79,989
Interest earned on other investments2013-12-31$1,256,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$38,116,923
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$37,804,404
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$17,580,212
Net investment gain/loss from pooled separate accounts2013-12-31$3,954,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$42,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,163,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$26,128,135
Total of all expenses incurred2012-12-31$11,439,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,311,457
Expenses. Certain deemed distributions of participant loans2012-12-31$86,153
Value of total corrective distributions2012-12-31$28,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,539,256
Value of total assets at end of year2012-12-31$172,485,780
Value of total assets at beginning of year2012-12-31$157,797,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,324
Total interest from all sources2012-12-31$1,350,241
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,229,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,229,106
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$12,235,774
Participant contributions at end of year2012-12-31$1,368,782
Participant contributions at beginning of year2012-12-31$1,195,853
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$303,482
Administrative expenses (other) incurred2012-12-31$13,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,688,400
Value of net assets at end of year (total assets less liabilities)2012-12-31$172,485,780
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$157,797,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$92,821,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$78,407,655
Value of interest in pooled separate accounts at end of year2012-12-31$40,490,706
Value of interest in pooled separate accounts at beginning of year2012-12-31$39,696,614
Interest on participant loans2012-12-31$83,009
Interest earned on other investments2012-12-31$1,267,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$37,804,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$38,497,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,792,937
Net investment gain/loss from pooled separate accounts2012-12-31$2,216,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,311,457
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2011 401k financial data
Total transfer of assets to this plan2011-12-31$1,436,671
Total income from all sources (including contributions)2011-12-31$12,947,129
Total of all expenses incurred2011-12-31$13,205,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$12,993,005
Expenses. Certain deemed distributions of participant loans2011-12-31$199,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,598,652
Value of total assets at end of year2011-12-31$157,797,380
Value of total assets at beginning of year2011-12-31$156,619,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,190
Total interest from all sources2011-12-31$1,336,424
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$982,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$982,475
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,140,857
Participant contributions at end of year2011-12-31$1,195,853
Participant contributions at beginning of year2011-12-31$1,066,512
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,457,795
Administrative expenses (other) incurred2011-12-31$13,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-258,760
Value of net assets at end of year (total assets less liabilities)2011-12-31$157,797,380
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$156,619,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$78,407,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$75,360,675
Value of interest in pooled separate accounts at end of year2011-12-31$39,696,614
Value of interest in pooled separate accounts at beginning of year2011-12-31$17,329,899
Interest on participant loans2011-12-31$66,436
Interest earned on other investments2011-12-31$1,269,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$38,497,258
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$62,862,383
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,079,370
Net investment gain/loss from pooled separate accounts2011-12-31$108,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$12,993,005
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2010 401k financial data
Total transfer of assets to this plan2010-12-31$5,078,486
Total income from all sources (including contributions)2010-12-31$24,116,125
Total of all expenses incurred2010-12-31$16,448,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$16,315,536
Expenses. Certain deemed distributions of participant loans2010-12-31$112,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$11,612,391
Value of total assets at end of year2010-12-31$156,619,469
Value of total assets at beginning of year2010-12-31$143,873,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,411
Total interest from all sources2010-12-31$52,002
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$827,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$827,294
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$11,029,445
Participant contributions at end of year2010-12-31$1,066,512
Participant contributions at beginning of year2010-12-31$776,897
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$582,946
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$323,603
Administrative expenses (other) incurred2010-12-31$20,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,667,921
Value of net assets at end of year (total assets less liabilities)2010-12-31$156,619,469
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$143,873,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$75,360,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$61,060,686
Value of interest in pooled separate accounts at end of year2010-12-31$17,329,899
Value of interest in pooled separate accounts at beginning of year2010-12-31$18,563,326
Interest on participant loans2010-12-31$52,002
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$62,862,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$63,472,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,233,600
Net investment gain/loss from pooled separate accounts2010-12-31$4,390,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,991,933
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND

2021: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2018-01-01Type of plan entitySingle employer plan
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: 403(B) SAVINGS PLAN FOR CHILDREN'S HOSPITAL & RESEARCH CENTER OAKLAND 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT069358
Policy instance 5
Insurance contract or identification numberTT069358
Number of Individuals Covered4089
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered447
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $62,727
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $62,727
Insurance broker organization code?4
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered289
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $24
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered147
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered4089
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3957
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered151
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered304
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered466
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $74,309
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $74,309
Insurance broker organization code?4
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT069358
Policy instance 5
Insurance contract or identification numberTT069358
Number of Individuals Covered3957
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3969
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered159
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered325
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered490
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $70,504
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $70,504
Insurance broker organization code?4
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTT069358
Policy instance 5
Insurance contract or identification numberTT069358
Number of Individuals Covered3969
Insurance policy start date2019-12-27
Insurance policy end date2020-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered510
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $72,752
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $72,752
Insurance broker organization code?4
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered333
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered165
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3862
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3738
Insurance policy start date2018-01-01
Insurance policy end date2018-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered173
Insurance policy start date2018-01-01
Insurance policy end date2018-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered338
Insurance policy start date2018-01-01
Insurance policy end date2018-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered538
Insurance policy start date2018-01-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $37,984
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,984
Insurance broker organization code?4
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered554
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $118,447
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $118,447
Insurance broker organization code?4
Insurance broker nameLINCOLN FINANCIAL ADVISORS
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered416
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered178
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3670
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3282
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered193
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered435
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered611
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered3115
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered459
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered3115
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered3115
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered2845
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered483
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered711
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $141,036
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $141,036
Insurance broker nameLINCOLN FINANCIAL ADVISORS
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered518
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered231
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered2625
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered743
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $107,679
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Number of Individuals Covered539
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Number of Individuals Covered231
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered2305
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069358
Policy instance 1
Insurance contract or identification numberTT069358
Number of Individuals Covered2128
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,132
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368438
Policy instance 2
Insurance contract or identification number368438
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0829486/0826041
Policy instance 3
Insurance contract or identification number0829486/0826041
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR15639
Policy instance 4
Insurance contract or identification numberCR15639
Number of Individuals Covered777
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $63,819
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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