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UNITED CALIFORNIA BANK RETIREMENT PLAN 401k Plan overview

Plan NameUNITED CALIFORNIA BANK RETIREMENT PLAN
Plan identification number 003

UNITED CALIFORNIA BANK RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BANK OF THE WEST has sponsored the creation of one or more 401k plans.

Company Name:BANK OF THE WEST
Employer identification number (EIN):940475440
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about BANK OF THE WEST

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0905759

More information about BANK OF THE WEST

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED CALIFORNIA BANK RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01SARA A. RALLS
0032016-01-01SARA A. RALLS
0032015-01-01SARA A. RALLS
0032014-01-01SARA A. RALLS
0032013-01-01SARA RALLS
0032012-01-01SARA RALLS SARA RALLS2013-10-07
0032011-01-01SHARON W RODGERS SHARON W RODGERS2012-10-05
0032009-01-01SHARON W RODGERS SHARON W RODGERS2010-09-22

Plan Statistics for UNITED CALIFORNIA BANK RETIREMENT PLAN

401k plan membership statisitcs for UNITED CALIFORNIA BANK RETIREMENT PLAN

Measure Date Value
2023: UNITED CALIFORNIA BANK RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-017,902
Total number of active participants reported on line 7a of the Form 55002023-01-010
Total of all active and inactive participants2023-01-010
Total participants2023-01-010
2022: UNITED CALIFORNIA BANK RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-12-31443,312,190
Acturial value of plan assets2022-12-31433,069,186
Funding target for retired participants and beneficiaries receiving payment2022-12-31203,897,504
Number of terminated vested participants2022-12-313,743
Fundng target for terminated vested participants2022-12-3176,292,444
Active participant vested funding target2022-12-3143,026,935
Number of active participants2022-12-311,765
Total funding liabilities for active participants2022-12-3144,172,866
Total participant count2022-12-318,188
Total funding target for all participants2022-12-31324,362,814
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3189,220,094
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-311,178,917
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-3188,041,177
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-3191,096,206
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Liquidity shortfalls end of Q12022-12-310
Liquidity shortfalls end of Q22022-12-310
Liquidity shortfalls end of Q32022-12-310
Liquidity shortfalls end of Q42022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-311,100,000
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-018,188
Total number of active participants reported on line 7a of the Form 55002022-01-011,616
Number of retired or separated participants receiving benefits2022-01-012,444
Number of other retired or separated participants entitled to future benefits2022-01-013,601
Total of all active and inactive participants2022-01-017,661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01241
Total participants2022-01-017,902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNITED CALIFORNIA BANK RETIREMENT PLAN 2021 401k membership
Market value of plan assets2021-12-31456,342,175
Acturial value of plan assets2021-12-31418,427,031
Funding target for retired participants and beneficiaries receiving payment2021-12-31203,834,452
Number of terminated vested participants2021-12-313,871
Fundng target for terminated vested participants2021-12-3178,608,320
Active participant vested funding target2021-12-3146,371,789
Number of active participants2021-12-311,959
Total funding liabilities for active participants2021-12-3147,610,535
Total participant count2021-12-318,520
Total funding target for all participants2021-12-31330,053,307
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3186,481,114
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-317,539,251
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-3178,941,863
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-3189,220,094
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-311,100,000
Net shortfall amortization installment of oustanding balance2021-12-31846,370
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-311,178,917
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-311,178,917
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-018,520
Total number of active participants reported on line 7a of the Form 55002021-01-011,765
Number of retired or separated participants receiving benefits2021-01-012,479
Number of other retired or separated participants entitled to future benefits2021-01-013,706
Total of all active and inactive participants2021-01-017,950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01238
Total participants2021-01-018,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: UNITED CALIFORNIA BANK RETIREMENT PLAN 2020 401k membership
Market value of plan assets2020-12-31429,839,575
Acturial value of plan assets2020-12-31411,051,537
Funding target for retired participants and beneficiaries receiving payment2020-12-31209,741,646
Number of terminated vested participants2020-12-314,043
Fundng target for terminated vested participants2020-12-3188,391,213
Active participant vested funding target2020-12-3154,497,894
Number of active participants2020-12-312,172
Total funding liabilities for active participants2020-12-3156,101,844
Total participant count2020-12-318,892
Total funding target for all participants2020-12-31354,234,703
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-3181,853,036
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-317,081,193
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-3174,771,843
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-3186,481,114
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-311,200,000
Net shortfall amortization installment of oustanding balance2020-12-3129,664,280
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-317,539,251
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-317,539,251
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-018,892
Total number of active participants reported on line 7a of the Form 55002020-01-011,959
Number of retired or separated participants receiving benefits2020-01-012,496
Number of other retired or separated participants entitled to future benefits2020-01-013,835
Total of all active and inactive participants2020-01-018,290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01230
Total participants2020-01-018,520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: UNITED CALIFORNIA BANK RETIREMENT PLAN 2019 401k membership
Market value of plan assets2019-12-31398,021,227
Acturial value of plan assets2019-12-31411,879,788
Funding target for retired participants and beneficiaries receiving payment2019-12-31207,049,649
Number of terminated vested participants2019-12-314,117
Fundng target for terminated vested participants2019-12-3190,072,579
Active participant vested funding target2019-12-3161,680,272
Number of active participants2019-12-312,474
Total funding liabilities for active participants2019-12-3163,693,233
Total participant count2019-12-319,253
Total funding target for all participants2019-12-31360,815,461
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-3148,519,432
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-316,163,126
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-3142,356,306
Present value of excess contributions2019-12-3155,605,621
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3158,188,849
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-3140,670,000
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-3181,853,036
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-311,300,000
Net shortfall amortization installment of oustanding balance2019-12-3130,788,709
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-317,081,193
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-317,081,193
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-019,253
Total number of active participants reported on line 7a of the Form 55002019-01-012,172
Number of retired or separated participants receiving benefits2019-01-012,487
Number of other retired or separated participants entitled to future benefits2019-01-014,011
Total of all active and inactive participants2019-01-018,670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01222
Total participants2019-01-018,892
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNITED CALIFORNIA BANK RETIREMENT PLAN 2018 401k membership
Market value of plan assets2018-12-31379,383,120
Acturial value of plan assets2018-12-31368,585,896
Funding target for retired participants and beneficiaries receiving payment2018-12-31199,685,328
Number of terminated vested participants2018-12-313,962
Fundng target for terminated vested participants2018-12-3175,879,223
Active participant vested funding target2018-12-3164,995,291
Number of active participants2018-12-312,961
Total funding liabilities for active participants2018-12-3165,637,415
Total participant count2018-12-319,634
Total funding target for all participants2018-12-31341,201,966
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-3152,866,334
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-314,344,637
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-3148,521,697
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-315,000,000
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-3148,519,432
Total employer contributions2018-12-3158,000,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3155,605,621
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-312,400,000
Net shortfall amortization installment of oustanding balance2018-12-3121,135,502
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-316,163,126
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-316,163,126
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-3155,605,621
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-019,634
Total number of active participants reported on line 7a of the Form 55002018-01-012,474
Number of retired or separated participants receiving benefits2018-01-012,662
Number of other retired or separated participants entitled to future benefits2018-01-014,117
Total of all active and inactive participants2018-01-019,253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-019,253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNITED CALIFORNIA BANK RETIREMENT PLAN 2017 401k membership
Market value of plan assets2017-12-31371,236,051
Acturial value of plan assets2017-12-31378,157,545
Funding target for retired participants and beneficiaries receiving payment2017-12-31195,713,495
Number of terminated vested participants2017-12-314,149
Fundng target for terminated vested participants2017-12-3173,630,364
Active participant vested funding target2017-12-3171,402,378
Number of active participants2017-12-313,226
Total funding liabilities for active participants2017-12-3172,052,373
Total participant count2017-12-3110,005
Total funding target for all participants2017-12-31341,396,232
Balance at beginning of prior year after applicable adjustments2017-12-3111,874,212
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3154,045,260
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3111,874,212
Amount remaining of prefunding balance2017-12-3154,045,260
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-3112,450,111
Reductions in prefunding balances due to elections or deemed elections2017-12-313,249,889
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-3152,866,334
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-311,700,000
Net shortfall amortization installment of oustanding balance2017-12-3116,105,021
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-314,344,637
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-314,344,637
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0110,005
Total number of active participants reported on line 7a of the Form 55002017-01-012,961
Number of retired or separated participants receiving benefits2017-01-012,711
Number of other retired or separated participants entitled to future benefits2017-01-013,962
Total of all active and inactive participants2017-01-019,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-019,634
2016: UNITED CALIFORNIA BANK RETIREMENT PLAN 2016 401k membership
Market value of plan assets2016-12-31303,331,264
Acturial value of plan assets2016-12-31314,181,706
Funding target for retired participants and beneficiaries receiving payment2016-12-31168,375,247
Number of terminated vested participants2016-12-311,555
Fundng target for terminated vested participants2016-12-3173,409,844
Active participant vested funding target2016-12-3127,300,791
Number of active participants2016-12-31437
Total funding liabilities for active participants2016-12-3128,065,524
Total participant count2016-12-314,063
Total funding target for all participants2016-12-31269,850,615
Balance at beginning of prior year after applicable adjustments2016-12-3111,813,961
Prefunding balance at beginning of prior year after applicable adjustments2016-12-3129,979,941
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3111,813,961
Amount remaining of prefunding balance2016-12-3129,979,941
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-3111,874,212
Balance of prefunding at beginning of current year2016-12-3130,132,839
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31758,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-014,049
Total number of active participants reported on line 7a of the Form 55002016-01-013,226
Number of retired or separated participants receiving benefits2016-01-012,630
Number of other retired or separated participants entitled to future benefits2016-01-014,149
Total of all active and inactive participants2016-01-0110,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0110,005
2015: UNITED CALIFORNIA BANK RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,951
Total number of active participants reported on line 7a of the Form 55002015-01-01437
Number of retired or separated participants receiving benefits2015-01-011,919
Number of other retired or separated participants entitled to future benefits2015-01-011,549
Total of all active and inactive participants2015-01-013,905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01144
Total participants2015-01-014,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UNITED CALIFORNIA BANK RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,147
Total number of active participants reported on line 7a of the Form 55002014-01-01470
Number of retired or separated participants receiving benefits2014-01-011,731
Number of other retired or separated participants entitled to future benefits2014-01-011,616
Total of all active and inactive participants2014-01-013,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01134
Total participants2014-01-013,951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UNITED CALIFORNIA BANK RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,168
Total number of active participants reported on line 7a of the Form 55002013-01-01550
Number of retired or separated participants receiving benefits2013-01-011,808
Number of other retired or separated participants entitled to future benefits2013-01-011,661
Total of all active and inactive participants2013-01-014,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01128
Total participants2013-01-014,147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNITED CALIFORNIA BANK RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,206
Total number of active participants reported on line 7a of the Form 55002012-01-01598
Number of retired or separated participants receiving benefits2012-01-011,742
Number of other retired or separated participants entitled to future benefits2012-01-011,703
Total of all active and inactive participants2012-01-014,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01125
Total participants2012-01-014,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNITED CALIFORNIA BANK RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,254
Total number of active participants reported on line 7a of the Form 55002011-01-01648
Number of retired or separated participants receiving benefits2011-01-011,669
Number of other retired or separated participants entitled to future benefits2011-01-011,774
Total of all active and inactive participants2011-01-014,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01115
Total participants2011-01-014,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UNITED CALIFORNIA BANK RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,331
Total number of active participants reported on line 7a of the Form 55002009-01-01760
Number of retired or separated participants receiving benefits2009-01-011,514
Number of other retired or separated participants entitled to future benefits2009-01-011,908
Total of all active and inactive participants2009-01-014,182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01106
Total participants2009-01-014,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNITED CALIFORNIA BANK RETIREMENT PLAN

Measure Date Value
2023 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2023 401k financial data
Total transfer of assets from this plan2023-12-31$343,650,956
Total income from all sources (including contributions)2023-12-31$24,968,719
Total of all expenses incurred2023-12-31$28,105,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$26,739,042
Value of total assets at beginning of year2023-12-31$346,787,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$1,366,031
Total interest from all sources2023-12-31$13,435,913
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$280,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2023-12-31$0
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$37,795,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$27,504,760
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$3,014,509
Administrative expenses (other) incurred2023-12-31$763,808
Total non interest bearing cash at beginning of year2023-12-31$1,375,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$-3,136,354
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$346,787,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$335,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$31,051,258
Value of interest in pooled separate accounts at beginning of year2023-12-31$386,761
Interest earned on other investments2023-12-31$13,435,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$14,857,114
Asset value of US Government securities at beginning of year2023-12-31$80,338,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$11,252,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31Yes
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Income. Dividends from common stock2023-12-31$280,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$26,739,042
Asset. Corporate debt instrument preferred debt at beginning of year2023-12-31$21,966,180
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$157,863,622
Assets. Corporate common stocks other than exployer securities at beginning of year2023-12-31$8,429,982
Did the plan have assets held for investment2023-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31Yes
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31GJC CPA'S & ADVISORS
Accountancy firm EIN2023-12-31270475249
2022 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-86,706,610
Total unrealized appreciation/depreciation of assets2022-12-31$-86,706,610
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-70,200,205
Total loss/gain on sale of assets2022-12-31$-1,343,151
Total of all expenses incurred2022-12-31$26,324,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$25,013,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$346,787,310
Value of total assets at beginning of year2022-12-31$443,312,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,310,842
Total interest from all sources2022-12-31$12,764,122
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$560,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$453,857
Administrative expenses professional fees incurred2022-12-31$83,982
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$27,504,760
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$35,603,377
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$3,014,509
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$3,015,632
Other income not declared elsewhere2022-12-31$8,956,727
Administrative expenses (other) incurred2022-12-31$973,032
Total non interest bearing cash at end of year2022-12-31$1,375,100
Total non interest bearing cash at beginning of year2022-12-31$14,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-96,524,881
Value of net assets at end of year (total assets less liabilities)2022-12-31$346,787,310
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$443,312,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$27,718
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$31,051,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$41,318,148
Value of interest in pooled separate accounts at end of year2022-12-31$386,761
Value of interest in pooled separate accounts at beginning of year2022-12-31$394,433
Interest earned on other investments2022-12-31$1,978,450
Income. Interest from US Government securities2022-12-31$2,099,514
Income. Interest from corporate debt instruments2022-12-31$8,620,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,321,621
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,321,621
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$65,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,857,114
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$16,645,192
Asset value of US Government securities at end of year2022-12-31$80,338,024
Asset value of US Government securities at beginning of year2022-12-31$102,148,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,472,251
Net investment gain or loss from common/collective trusts2022-12-31$40,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from common stock2022-12-31$106,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$25,013,834
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$21,966,180
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$60,567,334
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$157,863,622
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$167,387,935
Contract administrator fees2022-12-31$226,110
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$8,429,982
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$10,895,394
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$22,021,582
Aggregate carrying amount (costs) on sale of assets2022-12-31$23,364,733
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-6,038,223
Total unrealized appreciation/depreciation of assets2021-12-31$-6,038,223
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$15,448,328
Total loss/gain on sale of assets2021-12-31$2,176,859
Total of all expenses incurred2021-12-31$28,478,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$27,249,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$443,312,191
Value of total assets at beginning of year2021-12-31$456,342,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,228,331
Total interest from all sources2021-12-31$13,741,830
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,043,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$740,624
Administrative expenses professional fees incurred2021-12-31$163,064
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$35,603,377
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$47,813,123
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,015,632
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$2,535,509
Other income not declared elsewhere2021-12-31$20,220
Administrative expenses (other) incurred2021-12-31$823,281
Total non interest bearing cash at end of year2021-12-31$14,188
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$-13,029,983
Value of net assets at end of year (total assets less liabilities)2021-12-31$443,312,191
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$456,342,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$33,476
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$41,318,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$95,086,606
Value of interest in pooled separate accounts at end of year2021-12-31$394,433
Value of interest in pooled separate accounts at beginning of year2021-12-31$392,150
Interest on participant loans2021-12-31$0
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$2,420,409
Income. Interest from US Government securities2021-12-31$2,663,784
Income. Interest from corporate debt instruments2021-12-31$8,599,484
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,321,621
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,337,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,337,462
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$58,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$16,645,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,767,115
Asset value of US Government securities at end of year2021-12-31$102,148,937
Asset value of US Government securities at beginning of year2021-12-31$70,738,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,503,142
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$520
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$303,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$27,249,980
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$60,567,334
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$60,438,194
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$167,387,935
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$108,299,052
Contract administrator fees2021-12-31$208,510
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$10,895,394
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$54,933,998
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$122,927,042
Aggregate carrying amount (costs) on sale of assets2021-12-31$120,750,183
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$28,271,800
Total unrealized appreciation/depreciation of assets2020-12-31$28,271,800
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$54,264,880
Total loss/gain on sale of assets2020-12-31$-799,029
Total of all expenses incurred2020-12-31$27,762,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$26,530,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$456,342,174
Value of total assets at beginning of year2020-12-31$429,839,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,231,801
Total interest from all sources2020-12-31$11,110,215
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,084,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,125,753
Administrative expenses professional fees incurred2020-12-31$225,362
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$47,813,123
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$45,037,718
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$2,535,509
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,473,972
Other income not declared elsewhere2020-12-31$6,321
Administrative expenses (other) incurred2020-12-31$567,682
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$57
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$26,502,599
Value of net assets at end of year (total assets less liabilities)2020-12-31$456,342,174
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$429,839,575
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$25,896
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$95,086,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$72,252,616
Value of interest in pooled separate accounts at end of year2020-12-31$392,150
Value of interest in pooled separate accounts at beginning of year2020-12-31$386,239
Interest earned on other investments2020-12-31$1,975,392
Income. Interest from US Government securities2020-12-31$2,892,000
Income. Interest from corporate debt instruments2020-12-31$6,215,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,337,462
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,073,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,073,942
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$27,598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,767,115
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$13,575,012
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,302,744
Asset value of US Government securities at end of year2020-12-31$70,738,965
Asset value of US Government securities at beginning of year2020-12-31$94,279,905
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$13,591,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Income. Dividends from common stock2020-12-31$958,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$24,227,736
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$60,438,194
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$56,125,546
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$108,299,052
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$97,349,988
Contract administrator fees2020-12-31$412,861
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$54,933,998
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$46,284,580
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$115,337,754
Aggregate carrying amount (costs) on sale of assets2020-12-31$116,136,783
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$28,318,470
Total unrealized appreciation/depreciation of assets2019-12-31$28,318,470
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$60,210,776
Total loss/gain on sale of assets2019-12-31$3,978,624
Total of all expenses incurred2019-12-31$28,392,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$27,138,726
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$429,839,575
Value of total assets at beginning of year2019-12-31$398,021,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,253,702
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$12,213,763
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,370,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,480,688
Administrative expenses professional fees incurred2019-12-31$45,832
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$45,037,718
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$45,091,922
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,473,972
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,541,546
Other income not declared elsewhere2019-12-31$5,836,833
Administrative expenses (other) incurred2019-12-31$1,168,423
Total non interest bearing cash at end of year2019-12-31$57
Total non interest bearing cash at beginning of year2019-12-31$8,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$31,818,348
Value of net assets at end of year (total assets less liabilities)2019-12-31$429,839,575
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$398,021,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$39,447
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$72,252,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$68,949,797
Value of interest in pooled separate accounts at end of year2019-12-31$386,239
Value of interest in pooled separate accounts at beginning of year2019-12-31$376,778
Interest on participant loans2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$2,371,835
Income. Interest from US Government securities2019-12-31$3,714,765
Income. Interest from corporate debt instruments2019-12-31$6,087,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,073,942
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,281,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,281,135
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$39,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$13,575,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$13,058,026
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,262,107
Asset value of US Government securities at end of year2019-12-31$94,279,905
Asset value of US Government securities at beginning of year2019-12-31$97,118,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,486,121
Net investment gain/loss from pooled separate accounts2019-12-31$6,091
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$890,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$24,876,619
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$56,125,546
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$45,969,727
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$97,349,988
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$85,052,301
Contract administrator fees2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$46,284,580
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$38,573,447
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$54,604,957
Aggregate carrying amount (costs) on sale of assets2019-12-31$50,626,333
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-14,138,275
Total unrealized appreciation/depreciation of assets2018-12-31$-14,138,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$47,815,064
Total loss/gain on sale of assets2018-12-31$-1,413,933
Total of all expenses incurred2018-12-31$29,176,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$26,703,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$58,000,000
Value of total assets at end of year2018-12-31$398,021,227
Value of total assets at beginning of year2018-12-31$379,383,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,473,245
Total interest from all sources2018-12-31$10,019,827
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,234,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,336,668
Administrative expenses professional fees incurred2018-12-31$131,210
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$45,091,922
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$45,744,734
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,541,546
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,539,666
Other income not declared elsewhere2018-12-31$750,211
Administrative expenses (other) incurred2018-12-31$2,161,124
Total non interest bearing cash at end of year2018-12-31$8,284
Total non interest bearing cash at beginning of year2018-12-31$1,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$18,638,108
Value of net assets at end of year (total assets less liabilities)2018-12-31$398,021,227
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$379,383,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$18,998
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$68,949,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$83,309,784
Value of interest in pooled separate accounts at end of year2018-12-31$376,778
Value of interest in pooled separate accounts at beginning of year2018-12-31$376,298
Interest earned on other investments2018-12-31$2,211,360
Income. Interest from US Government securities2018-12-31$2,975,340
Income. Interest from corporate debt instruments2018-12-31$4,794,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,281,135
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,402,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,402,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$39,089
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$13,058,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$12,589,736
Asset value of US Government securities at end of year2018-12-31$97,118,264
Asset value of US Government securities at beginning of year2018-12-31$66,641,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,635,163
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$-1,917
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$58,000,000
Income. Dividends from common stock2018-12-31$897,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$26,703,711
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$45,969,727
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$9,313,128
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$85,052,301
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$104,637,277
Contract administrator fees2018-12-31$161,913
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$38,573,447
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$52,827,564
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$51,831,848
Aggregate carrying amount (costs) on sale of assets2018-12-31$53,245,781
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$9,876,635
Total unrealized appreciation/depreciation of assets2017-12-31$9,876,635
Total transfer of assets to this plan2017-12-31$44,983
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$36,844,806
Total loss/gain on sale of assets2017-12-31$2,949,181
Total of all expenses incurred2017-12-31$28,742,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$26,474,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$379,383,119
Value of total assets at beginning of year2017-12-31$371,236,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,268,059
Total interest from all sources2017-12-31$9,444,264
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,205,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,276,435
Administrative expenses professional fees incurred2017-12-31$121,732
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$45,744,734
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$45,970,267
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,539,666
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,792,566
Other income not declared elsewhere2017-12-31$5,529,994
Administrative expenses (other) incurred2017-12-31$2,085,639
Total non interest bearing cash at end of year2017-12-31$1,051
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,102,086
Value of net assets at end of year (total assets less liabilities)2017-12-31$379,383,119
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$371,236,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$60,688
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$83,309,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$77,851,427
Value of interest in pooled separate accounts at end of year2017-12-31$376,298
Value of interest in pooled separate accounts at beginning of year2017-12-31$367,777
Interest earned on other investments2017-12-31$2,163,931
Income. Interest from US Government securities2017-12-31$2,651,051
Income. Interest from corporate debt instruments2017-12-31$4,566,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,402,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$6,884,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$6,884,332
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$62,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$12,589,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$12,196,691
Asset value of US Government securities at end of year2017-12-31$66,641,630
Asset value of US Government securities at beginning of year2017-12-31$76,452,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,831,877
Net investment gain or loss from common/collective trusts2017-12-31$7,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Income. Dividends from common stock2017-12-31$928,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$26,474,661
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$9,313,128
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$7,866,508
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$104,637,277
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$91,450,704
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$52,827,564
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$50,403,204
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$109,405,364
Aggregate carrying amount (costs) on sale of assets2017-12-31$106,456,183
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$690,092
Total unrealized appreciation/depreciation of assets2016-12-31$690,092
Total transfer of assets to this plan2016-12-31$111,655,651
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$14,738,682
Total loss/gain on sale of assets2016-12-31$984,014
Total of all expenses incurred2016-12-31$58,489,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$56,876,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,818
Value of total assets at end of year2016-12-31$371,236,050
Value of total assets at beginning of year2016-12-31$303,331,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,613,375
Total interest from all sources2016-12-31$7,481,285
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,849,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,059,532
Administrative expenses professional fees incurred2016-12-31$791,019
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$45,970,267
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$31,445,731
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,818
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,500
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,792,566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,296,478
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$60,212
Administrative expenses (other) incurred2016-12-31$822,356
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$39,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-43,750,865
Value of net assets at end of year (total assets less liabilities)2016-12-31$371,236,050
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$303,331,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$77,851,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$73,199,215
Value of interest in pooled separate accounts at end of year2016-12-31$367,777
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$0
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$1,192,636
Income. Interest from US Government securities2016-12-31$4,236,321
Income. Interest from corporate debt instruments2016-12-31$2,003,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$6,884,332
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$48,743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$12,196,691
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$76,452,574
Asset value of US Government securities at beginning of year2016-12-31$98,148,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,665,150
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Income. Dividends from common stock2016-12-31$789,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$56,873,672
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$7,866,508
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$5,944,130
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$91,450,704
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$45,162,297
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$50,403,204
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$48,094,839
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$143,257,253
Aggregate carrying amount (costs) on sale of assets2016-12-31$142,273,239
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,424,005
Total unrealized appreciation/depreciation of assets2015-12-31$-1,424,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,591,957
Total loss/gain on sale of assets2015-12-31$-1,207,938
Total of all expenses incurred2015-12-31$17,808,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,619,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$303,331,264
Value of total assets at beginning of year2015-12-31$319,548,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$188,969
Total interest from all sources2015-12-31$5,192,634
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,109,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,404,010
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$31,445,731
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$12,390,464
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,296,478
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$778,179
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$175,096
Total non interest bearing cash at end of year2015-12-31$39,694
Total non interest bearing cash at beginning of year2015-12-31$12,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-16,216,831
Value of net assets at end of year (total assets less liabilities)2015-12-31$303,331,264
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$319,548,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$13,873
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$73,199,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$152,854,342
Interest earned on other investments2015-12-31$354,508
Income. Interest from US Government securities2015-12-31$3,597,262
Income. Interest from corporate debt instruments2015-12-31$1,204,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$35,976
Asset value of US Government securities at end of year2015-12-31$98,148,880
Asset value of US Government securities at beginning of year2015-12-31$78,629,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,078,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Income. Dividends from common stock2015-12-31$705,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,619,819
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$5,944,130
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$6,805,839
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$45,162,297
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$17,219,320
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$48,094,839
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$50,857,920
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$72,059,304
Aggregate carrying amount (costs) on sale of assets2015-12-31$73,267,242
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$7,108,404
Total unrealized appreciation/depreciation of assets2014-12-31$7,108,404
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$364
Total income from all sources (including contributions)2014-12-31$19,882,963
Total loss/gain on sale of assets2014-12-31$81,947
Total of all expenses incurred2014-12-31$16,585,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$16,223,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$319,548,095
Value of total assets at beginning of year2014-12-31$316,250,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$361,417
Total interest from all sources2014-12-31$4,115,708
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,589,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,794,996
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$12,390,464
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$8,659,973
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$778,179
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$764,956
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$364
Administrative expenses (other) incurred2014-12-31$320,636
Total non interest bearing cash at end of year2014-12-31$12,359
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,297,587
Value of net assets at end of year (total assets less liabilities)2014-12-31$319,548,095
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$316,250,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$40,781
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$152,854,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$140,473,022
Interest earned on other investments2014-12-31$223,098
Income. Interest from US Government securities2014-12-31$2,984,692
Income. Interest from corporate debt instruments2014-12-31$878,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$29,569
Asset value of US Government securities at end of year2014-12-31$78,629,672
Asset value of US Government securities at beginning of year2014-12-31$75,486,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,987,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from common stock2014-12-31$794,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$16,223,959
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$6,805,839
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$10,782,137
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$17,219,320
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$15,266,027
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$50,857,920
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$64,818,289
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$96,929,436
Aggregate carrying amount (costs) on sale of assets2014-12-31$96,847,489
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$6,053,711
Total unrealized appreciation/depreciation of assets2013-12-31$6,053,711
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$364
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$12,692
Total income from all sources (including contributions)2013-12-31$29,205,831
Total loss/gain on sale of assets2013-12-31$-467,152
Total of all expenses incurred2013-12-31$15,845,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$15,553,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$316,250,872
Value of total assets at beginning of year2013-12-31$302,902,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$292,056
Total interest from all sources2013-12-31$4,101,644
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,644,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,774,703
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$8,659,973
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,648,868
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$764,956
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$916,563
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$12,692
Administrative expenses (other) incurred2013-12-31$226,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,360,319
Value of net assets at end of year (total assets less liabilities)2013-12-31$316,250,508
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$302,890,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$65,550
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$140,473,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$93,571,628
Interest earned on other investments2013-12-31$184,216
Income. Interest from US Government securities2013-12-31$2,338,503
Income. Interest from corporate debt instruments2013-12-31$1,556,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$22,916
Asset value of US Government securities at end of year2013-12-31$75,486,468
Asset value of US Government securities at beginning of year2013-12-31$54,063,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$16,873,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Employer contributions (assets) at beginning of year2013-12-31$35,000,000
Income. Dividends from common stock2013-12-31$869,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$15,553,456
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$10,782,137
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$23,414,410
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$15,266,027
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$27,529,239
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$64,818,289
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$60,758,201
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$105,046,533
Aggregate carrying amount (costs) on sale of assets2013-12-31$105,513,685
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$7,662,841
Total unrealized appreciation/depreciation of assets2012-12-31$7,662,841
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$12,692
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$62,915,634
Total loss/gain on sale of assets2012-12-31$1,070,554
Total of all expenses incurred2012-12-31$15,520,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$15,208,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$35,000,000
Value of total assets at end of year2012-12-31$302,902,881
Value of total assets at beginning of year2012-12-31$255,495,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$311,962
Total interest from all sources2012-12-31$5,672,121
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,509,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,412,775
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,648,868
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$5,670,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$916,563
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,067,596
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$12,692
Administrative expenses (other) incurred2012-12-31$286,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$47,395,118
Value of net assets at end of year (total assets less liabilities)2012-12-31$302,890,189
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$255,495,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$25,073
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$93,571,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$107,104,505
Interest earned on other investments2012-12-31$108,786
Income. Interest from US Government securities2012-12-31$2,698,512
Income. Interest from corporate debt instruments2012-12-31$2,686,694
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$178,129
Asset value of US Government securities at end of year2012-12-31$54,063,972
Asset value of US Government securities at beginning of year2012-12-31$53,032,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,000,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$35,000,000
Employer contributions (assets) at end of year2012-12-31$35,000,000
Income. Dividends from common stock2012-12-31$1,096,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$15,208,554
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$23,414,410
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$26,967,973
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$27,529,239
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$31,637,991
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$60,758,201
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$30,013,375
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$161,031,415
Aggregate carrying amount (costs) on sale of assets2012-12-31$159,960,861
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$2,164,701
Total unrealized appreciation/depreciation of assets2011-12-31$2,164,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$187,762
Total income from all sources (including contributions)2011-12-31$1,393,152
Total loss/gain on sale of assets2011-12-31$-353,655
Total of all expenses incurred2011-12-31$15,068,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$14,770,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$255,495,071
Value of total assets at beginning of year2011-12-31$269,358,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$298,217
Total interest from all sources2011-12-31$5,825,215
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,584,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$712,507
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$5,670,809
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,821,318
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,067,596
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,102,905
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$187,762
Administrative expenses (other) incurred2011-12-31$293,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-13,675,491
Value of net assets at end of year (total assets less liabilities)2011-12-31$255,495,071
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$269,170,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$4,448
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$107,104,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$117,209,223
Interest earned on other investments2011-12-31$53,322
Income. Interest from US Government securities2011-12-31$3,058,753
Income. Interest from corporate debt instruments2011-12-31$2,651,676
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$61,464
Asset value of US Government securities at end of year2011-12-31$53,032,822
Asset value of US Government securities at beginning of year2011-12-31$63,044,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,827,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Income. Dividends from common stock2011-12-31$872,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$14,770,426
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$26,967,973
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$33,601,661
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$31,637,991
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$20,738,478
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$30,013,375
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$29,840,225
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$85,763,224
Aggregate carrying amount (costs) on sale of assets2011-12-31$86,116,879
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : UNITED CALIFORNIA BANK RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,905,581
Total unrealized appreciation/depreciation of assets2010-12-31$4,905,581
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$187,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,482,091
Total income from all sources (including contributions)2010-12-31$28,101,305
Total loss/gain on sale of assets2010-12-31$2,240,916
Total of all expenses incurred2010-12-31$14,254,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$13,970,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$269,358,324
Value of total assets at beginning of year2010-12-31$262,805,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$284,295
Total interest from all sources2010-12-31$6,296,918
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,333,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$932,243
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,821,318
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,875,298
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,102,905
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$9,842,375
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$187,762
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$7,482,091
Administrative expenses (other) incurred2010-12-31$232,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,846,935
Value of net assets at end of year (total assets less liabilities)2010-12-31$269,170,562
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$255,323,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$52,224
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$117,209,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$99,812,786
Interest earned on other investments2010-12-31$5,417
Income. Interest from US Government securities2010-12-31$2,045,256
Income. Interest from corporate debt instruments2010-12-31$4,116,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,284,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,284,022
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$129,857
Asset value of US Government securities at end of year2010-12-31$63,044,514
Asset value of US Government securities at beginning of year2010-12-31$39,617,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,324,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Income. Dividends from common stock2010-12-31$401,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$13,970,075
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$33,601,661
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$60,032,414
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$20,738,478
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$22,141,363
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$29,840,225
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$26,199,973
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$182,429,590
Aggregate carrying amount (costs) on sale of assets2010-12-31$180,188,674
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOHLER, NIXON & WILLIAMS
Accountancy firm EIN2010-12-31770106234

Form 5500 Responses for UNITED CALIFORNIA BANK RETIREMENT PLAN

2023: UNITED CALIFORNIA BANK RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingYes
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: UNITED CALIFORNIA BANK RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNITED CALIFORNIA BANK RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNITED CALIFORNIA BANK RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNITED CALIFORNIA BANK RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNITED CALIFORNIA BANK RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNITED CALIFORNIA BANK RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNITED CALIFORNIA BANK RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNITED CALIFORNIA BANK RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNITED CALIFORNIA BANK RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNITED CALIFORNIA BANK RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNITED CALIFORNIA BANK RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNITED CALIFORNIA BANK RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNITED CALIFORNIA BANK RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-000436
Policy instance 1
Insurance contract or identification numberGA-000436
Number of Individuals Covered0
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-000436
Policy instance 1
Insurance contract or identification numberGA-000436
Number of Individuals Covered699
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-000436
Policy instance 1
Insurance contract or identification numberGA-000436
Number of Individuals Covered710
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-000436
Policy instance 1
Insurance contract or identification numberGA-000436
Number of Individuals Covered706
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-000436
Policy instance 1
Insurance contract or identification numberGA-000436
Number of Individuals Covered679
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-000436
Policy instance 1
Insurance contract or identification numberGA-000436
Number of Individuals Covered666
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80012 )
Policy contract numberGA-436
Policy instance 1
Insurance contract or identification numberGA-436
Number of Individuals Covered650
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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