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SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameSANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 002

SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SANTA CLARA UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:SANTA CLARA UNIVERSITY
Employer identification number (EIN):941156617
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01JOAN TORNE JOAN TORNE2015-10-15
0022013-01-01JOAN TORNE JOAN TORNE2014-10-15
0022012-01-01JOAN TORNE JOAN TORNE2013-10-14
0022011-01-01JOAN TORNE JOAN TORNE2012-10-15
0022009-01-01ROBERT WARREN ROBERT WARREN2011-02-23
0022009-01-01INGRID WILLIAMS INGRID WILLIAMS2010-10-15

Plan Statistics for SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-013,190
Total number of active participants reported on line 7a of the Form 55002023-01-011,889
Number of retired or separated participants receiving benefits2023-01-0137
Number of other retired or separated participants entitled to future benefits2023-01-011,640
Total of all active and inactive participants2023-01-013,566
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0114
Total participants2023-01-013,580
Number of participants with account balances2023-01-013,580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,023
Total number of active participants reported on line 7a of the Form 55002022-01-012,078
Number of retired or separated participants receiving benefits2022-01-0120
Number of other retired or separated participants entitled to future benefits2022-01-011,085
Total of all active and inactive participants2022-01-013,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-013,190
Number of participants with account balances2022-01-012,226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,153
Total number of active participants reported on line 7a of the Form 55002021-01-011,943
Number of retired or separated participants receiving benefits2021-01-0120
Number of other retired or separated participants entitled to future benefits2021-01-011,056
Total of all active and inactive participants2021-01-013,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-013,023
Number of participants with account balances2021-01-012,180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0145
2020: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,015
Total number of active participants reported on line 7a of the Form 55002020-01-011,957
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-011,168
Total of all active and inactive participants2020-01-013,134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0119
Total participants2020-01-013,153
Number of participants with account balances2020-01-013,032
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0163
2019: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,251
Total number of active participants reported on line 7a of the Form 55002019-01-011,893
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,116
Total of all active and inactive participants2019-01-013,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-013,015
Number of participants with account balances2019-01-012,529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,240
Total number of active participants reported on line 7a of the Form 55002018-01-012,127
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,111
Total of all active and inactive participants2018-01-013,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0113
Total participants2018-01-013,251
Number of participants with account balances2018-01-012,789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,087
Total number of active participants reported on line 7a of the Form 55002017-01-012,200
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011,030
Total of all active and inactive participants2017-01-013,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-013,240
Number of participants with account balances2017-01-013,240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,245
Total number of active participants reported on line 7a of the Form 55002016-01-012,050
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011,027
Total of all active and inactive participants2016-01-013,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0110
Total participants2016-01-013,087
Number of participants with account balances2016-01-013,087
2015: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,001
Total number of active participants reported on line 7a of the Form 55002015-01-011,861
Number of retired or separated participants receiving benefits2015-01-0180
Number of other retired or separated participants entitled to future benefits2015-01-01296
Total of all active and inactive participants2015-01-012,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-018
Total participants2015-01-012,245
Number of participants with account balances2015-01-012,154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01123
2014: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,686
Total number of active participants reported on line 7a of the Form 55002014-01-011,650
Number of retired or separated participants receiving benefits2014-01-0167
Number of other retired or separated participants entitled to future benefits2014-01-011,107
Total of all active and inactive participants2014-01-012,824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0110
Total participants2014-01-012,834
Number of participants with account balances2014-01-012,830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0122
2013: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,404
Total number of active participants reported on line 7a of the Form 55002013-01-011,727
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01948
Total of all active and inactive participants2013-01-012,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,675
Number of participants with account balances2013-01-012,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,221
Total number of active participants reported on line 7a of the Form 55002012-01-011,433
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01971
Total of all active and inactive participants2012-01-012,404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,404
Number of participants with account balances2012-01-012,112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,996
Total number of active participants reported on line 7a of the Form 55002011-01-012,064
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011,150
Total of all active and inactive participants2011-01-013,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-013,221
Number of participants with account balances2011-01-012,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2009: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,506
Total number of active participants reported on line 7a of the Form 55002009-01-012,864
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01877
Total of all active and inactive participants2009-01-013,741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,741
Number of participants with account balances2009-01-012,555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$50,927
Total unrealized appreciation/depreciation of assets2023-12-31$50,927
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$90,223,063
Total loss/gain on sale of assets2023-12-31$14,080
Total of all expenses incurred2023-12-31$23,584,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$23,579,774
Expenses. Certain deemed distributions of participant loans2023-12-31$-4,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$18,665,669
Value of total assets at end of year2023-12-31$455,145,631
Value of total assets at beginning of year2023-12-31$388,507,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$9,355
Total interest from all sources2023-12-31$2,911,164
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$8,688,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$8,688,269
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$3,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Participant contributions at end of year2023-12-31$1,008,692
Participant contributions at beginning of year2023-12-31$870,553
Assets. Other investments not covered elsewhere at end of year2023-12-31$3,610,839
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$2,853,334
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$732,972
Other income not declared elsewhere2023-12-31$201,655
Administrative expenses (other) incurred2023-12-31$1,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$66,638,295
Value of net assets at end of year (total assets less liabilities)2023-12-31$455,145,631
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$388,507,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$393,458,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$327,438,920
Value of interest in pooled separate accounts at end of year2023-12-31$2,200,833
Value of interest in pooled separate accounts at beginning of year2023-12-31$2,956,164
Interest on participant loans2023-12-31$53,395
Interest earned on other investments2023-12-31$2,857,769
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$54,866,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$54,388,365
Expenses. Payments to insurance carriers foe the provision of benefits2023-12-31$1,294,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$60,066,599
Net investment gain/loss from pooled separate accounts2023-12-31$-375,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$17,932,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$22,285,604
Contract administrator fees2023-12-31$4,714
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$74,402
Aggregate carrying amount (costs) on sale of assets2023-12-31$60,322
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31MOSS ADAMS LLP
Accountancy firm EIN2023-12-31910189318
2022 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-50,785,158
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$25,524,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$25,498,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$23,523,636
Value of total assets at end of year2022-12-31$388,507,336
Value of total assets at beginning of year2022-12-31$464,817,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$25,585
Total interest from all sources2022-12-31$2,324,653
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$9,582,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,582,319
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Participant contributions at end of year2022-12-31$870,553
Participant contributions at beginning of year2022-12-31$929,388
Assets. Other investments not covered elsewhere at end of year2022-12-31$2,853,334
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,156,880
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$220,622
Other income not declared elsewhere2022-12-31$165,919
Administrative expenses (other) incurred2022-12-31$3,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-76,309,716
Value of net assets at end of year (total assets less liabilities)2022-12-31$388,507,336
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$464,817,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$327,438,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$404,520,272
Value of interest in pooled separate accounts at end of year2022-12-31$2,956,164
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,303,474
Interest on participant loans2022-12-31$42,425
Interest earned on other investments2022-12-31$2,282,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$54,388,365
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$53,907,038
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,949,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-86,649,205
Net investment gain/loss from pooled separate accounts2022-12-31$267,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$23,303,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$23,549,016
Contract administrator fees2022-12-31$22,200
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-2,534
Total unrealized appreciation/depreciation of assets2021-12-31$-2,534
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$71,471,485
Total loss/gain on sale of assets2021-12-31$-5,916
Total of all expenses incurred2021-12-31$24,052,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$23,937,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$11,802,342
Value of total assets at end of year2021-12-31$464,817,052
Value of total assets at beginning of year2021-12-31$417,398,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$115,033
Total interest from all sources2021-12-31$1,910,645
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$12,322,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$12,322,795
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$11,659,119
Amount contributed by the employer to the plan for this plan year2021-12-31$11,659,119
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at end of year2021-12-31$929,388
Participant contributions at beginning of year2021-12-31$964,166
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,156,880
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$3,622,329
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$143,223
Other income not declared elsewhere2021-12-31$428,068
Administrative expenses (other) incurred2021-12-31$3,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$47,418,990
Value of net assets at end of year (total assets less liabilities)2021-12-31$464,817,052
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$417,398,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$404,520,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$355,872,600
Value of interest in pooled separate accounts at end of year2021-12-31$3,303,474
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,221,960
Interest on participant loans2021-12-31$49,215
Interest earned on other investments2021-12-31$1,861,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$53,907,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$53,717,007
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,080,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$44,481,877
Net investment gain/loss from pooled separate accounts2021-12-31$534,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$11,659,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$22,856,851
Contract administrator fees2021-12-31$111,871
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$79,352
Aggregate carrying amount (costs) on sale of assets2021-12-31$85,268
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$72,276,183
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$17,720,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$17,702,297
Expenses. Certain deemed distributions of participant loans2020-12-31$4,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,259,220
Value of total assets at end of year2020-12-31$417,398,062
Value of total assets at beginning of year2020-12-31$362,842,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$13,609
Total interest from all sources2020-12-31$2,118,255
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,212,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$8,212,048
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$12,385,674
Amount contributed by the employer to the plan for this plan year2020-12-31$12,385,674
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Participant contributions at end of year2020-12-31$964,166
Participant contributions at beginning of year2020-12-31$1,012,644
Assets. Other investments not covered elsewhere at end of year2020-12-31$3,622,329
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,061,860
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$873,546
Other income not declared elsewhere2020-12-31$304,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$54,555,440
Value of net assets at end of year (total assets less liabilities)2020-12-31$417,398,062
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$362,842,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$355,872,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$304,071,892
Value of interest in pooled separate accounts at end of year2020-12-31$3,221,960
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,992,975
Interest on participant loans2020-12-31$50,688
Interest earned on other investments2020-12-31$2,067,567
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$53,717,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$51,703,251
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,266,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$48,415,260
Net investment gain/loss from pooled separate accounts2020-12-31$-33,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$12,385,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$16,436,076
Contract administrator fees2020-12-31$13,609
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$77,231,937
Total income from all sources (including contributions)2019-12-31$77,231,937
Total loss/gain on sale of assets2019-12-31$7
Total loss/gain on sale of assets2019-12-31$7
Total of all expenses incurred2019-12-31$12,740,884
Total of all expenses incurred2019-12-31$12,740,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,740,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,740,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$17,076,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$17,076,384
Value of total assets at end of year2019-12-31$362,842,622
Value of total assets at end of year2019-12-31$362,842,622
Value of total assets at beginning of year2019-12-31$298,351,569
Value of total assets at beginning of year2019-12-31$298,351,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$2,106,250
Total interest from all sources2019-12-31$2,106,250
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$6,427,785
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$6,427,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,427,785
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,427,785
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$15,404,060
Amount contributed by the employer to the plan for this plan year2019-12-31$15,404,060
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$1,012,644
Participant contributions at end of year2019-12-31$1,012,644
Participant contributions at beginning of year2019-12-31$1,054,735
Participant contributions at beginning of year2019-12-31$1,054,735
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,061,860
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,878,819
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,878,819
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,672,324
Other income not declared elsewhere2019-12-31$15,405
Other income not declared elsewhere2019-12-31$15,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$64,491,053
Value of net income/loss2019-12-31$64,491,053
Value of net assets at end of year (total assets less liabilities)2019-12-31$362,842,622
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$298,351,569
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$298,351,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$304,071,892
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$304,071,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$241,400,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$241,400,519
Value of interest in pooled separate accounts at end of year2019-12-31$3,992,975
Value of interest in pooled separate accounts at end of year2019-12-31$3,992,975
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,135,140
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,135,140
Interest on participant loans2019-12-31$56,255
Interest earned on other investments2019-12-31$2,049,995
Interest earned on other investments2019-12-31$2,049,995
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$51,703,251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$51,703,251
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,882,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,882,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$51,386,817
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$51,386,817
Net investment gain/loss from pooled separate accounts2019-12-31$219,289
Net investment gain/loss from pooled separate accounts2019-12-31$219,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$15,404,060
Contributions received in cash from employer2019-12-31$15,404,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,740,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,740,884
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$282
Aggregate proceeds on sale of assets2019-12-31$282
Aggregate carrying amount (costs) on sale of assets2019-12-31$275
Aggregate carrying amount (costs) on sale of assets2019-12-31$275
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,444,775
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$13,677,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,495,811
Expenses. Certain deemed distributions of participant loans2018-12-31$53,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$13,456,427
Value of total assets at end of year2018-12-31$298,351,569
Value of total assets at beginning of year2018-12-31$310,584,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$128,626
Total interest from all sources2018-12-31$2,162,275
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$7,226,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$7,226,047
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$13,255,356
Amount contributed by the employer to the plan for this plan year2018-12-31$13,255,356
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$1,054,735
Participant contributions at beginning of year2018-12-31$839,628
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,878,819
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,500,791
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$201,071
Administrative expenses (other) incurred2018-12-31$128,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,232,748
Value of net assets at end of year (total assets less liabilities)2018-12-31$298,351,569
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$310,584,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$241,400,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$254,670,266
Value of interest in pooled separate accounts at end of year2018-12-31$4,135,140
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,931,031
Interest on participant loans2018-12-31$43,381
Interest earned on other investments2018-12-31$2,118,894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$49,882,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$49,642,601
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,009,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-21,587,348
Net investment gain/loss from pooled separate accounts2018-12-31$187,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$13,255,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,486,725
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$58,146,954
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$16,448,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,448,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$14,647,860
Value of total assets at end of year2017-12-31$310,584,317
Value of total assets at beginning of year2017-12-31$268,886,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$651,717
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,196,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,196,961
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$14,041,813
Amount contributed by the employer to the plan for this plan year2017-12-31$14,041,813
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Participant contributions at end of year2017-12-31$839,628
Participant contributions at beginning of year2017-12-31$972,267
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,500,791
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$606,047
Other income not declared elsewhere2017-12-31$1,401,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$41,698,004
Value of net assets at end of year (total assets less liabilities)2017-12-31$310,584,317
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$268,886,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$254,670,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$216,539,267
Value of interest in pooled separate accounts at end of year2017-12-31$3,931,031
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,504,749
Interest on participant loans2017-12-31$39,595
Interest earned on other investments2017-12-31$612,122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$49,642,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$47,870,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$36,088,954
Net investment gain/loss from pooled separate accounts2017-12-31$160,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$14,041,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,448,950
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$30,712,084
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,473,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,452,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$13,699,060
Value of total assets at end of year2016-12-31$268,886,313
Value of total assets at beginning of year2016-12-31$250,647,636
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,007
Total interest from all sources2016-12-31$677,482
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,772,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,772,851
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$12,987,387
Amount contributed by the employer to the plan for this plan year2016-12-31$12,987,387
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$972,267
Participant contributions at beginning of year2016-12-31$1,082,082
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$711,673
Other income not declared elsewhere2016-12-31$1,348,594
Administrative expenses (other) incurred2016-12-31$21,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$18,238,677
Value of net assets at end of year (total assets less liabilities)2016-12-31$268,886,313
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$250,647,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$216,539,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$200,990,116
Value of interest in pooled separate accounts at end of year2016-12-31$3,504,749
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,016,789
Interest on participant loans2016-12-31$43,106
Interest earned on other investments2016-12-31$634,376
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$47,870,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$45,558,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,045,153
Net investment gain/loss from pooled separate accounts2016-12-31$168,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$12,987,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,452,400
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$16,614,198
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,953,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,700,138
Expenses. Certain deemed distributions of participant loans2015-12-31$161,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,941,465
Value of total assets at end of year2015-12-31$250,647,636
Value of total assets at beginning of year2015-12-31$242,987,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$92,493
Total interest from all sources2015-12-31$493,347
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,119,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,119,462
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$0
Participant contributions at end of year2015-12-31$1,082,082
Participant contributions at beginning of year2015-12-31$1,241,721
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,306,564
Other income not declared elsewhere2015-12-31$1,344,437
Administrative expenses (other) incurred2015-12-31$92,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,660,221
Value of net assets at end of year (total assets less liabilities)2015-12-31$250,647,636
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$242,987,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$200,990,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$115,970,299
Value of interest in pooled separate accounts at end of year2015-12-31$3,016,789
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,330,807
Interest on participant loans2015-12-31$46,051
Interest earned on other investments2015-12-31$447,296
Value of interest in common/collective trusts at beginning of year2015-12-31$121,889,872
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$45,558,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,023,388
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,487,757
Net investment gain/loss from pooled separate accounts2015-12-31$203,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$12,634,901
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$531,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,700,138
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$28,328,743
Total of all expenses incurred2014-12-31$9,810,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,795,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,599,943
Value of total assets at end of year2014-12-31$242,987,415
Value of total assets at beginning of year2014-12-31$224,469,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$15,604
Total interest from all sources2014-12-31$6,078,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$15,604
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$12,299,644
Amount contributed by the employer to the plan for this plan year2014-12-31$12,299,644
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$1,241,721
Participant contributions at beginning of year2014-12-31$1,098,607
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$300,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$18,517,994
Value of net assets at end of year (total assets less liabilities)2014-12-31$242,987,415
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$224,469,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$115,970,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$99,960,503
Value of interest in pooled separate accounts at end of year2014-12-31$2,330,807
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,614,864
Interest on participant loans2014-12-31$51,689
Interest earned on other investments2014-12-31$6,026,836
Value of interest in common/collective trusts at end of year2014-12-31$121,889,872
Value of interest in common/collective trusts at beginning of year2014-12-31$120,660,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,023,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$611,453
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,650,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$12,299,644
Employer contributions (assets) at end of year2014-12-31$531,328
Employer contributions (assets) at beginning of year2014-12-31$523,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,795,145
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$44,454,944
Total of all expenses incurred2013-12-31$6,446,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,387,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,488,642
Value of total assets at end of year2013-12-31$224,469,421
Value of total assets at beginning of year2013-12-31$186,460,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$58,471
Total interest from all sources2013-12-31$4,304,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$58,471
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$11,446,568
Amount contributed by the employer to the plan for this plan year2013-12-31$11,446,568
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$1,098,607
Participant contributions at beginning of year2013-12-31$914,663
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$42,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$38,008,654
Value of net assets at end of year (total assets less liabilities)2013-12-31$224,469,421
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$186,460,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$99,960,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$78,534,668
Value of interest in pooled separate accounts at end of year2013-12-31$1,614,864
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,253,370
Interest on participant loans2013-12-31$43,216
Interest earned on other investments2013-12-31$4,261,362
Value of interest in common/collective trusts at end of year2013-12-31$120,660,719
Value of interest in common/collective trusts at beginning of year2013-12-31$104,940,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$611,453
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$336,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$28,661,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$11,446,568
Employer contributions (assets) at end of year2013-12-31$523,275
Employer contributions (assets) at beginning of year2013-12-31$481,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,387,819
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$30,627,334
Total of all expenses incurred2012-12-31$8,019,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,008,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$12,180,716
Value of total assets at end of year2012-12-31$186,460,767
Value of total assets at beginning of year2012-12-31$163,852,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,632
Total interest from all sources2012-12-31$2,288,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$10,632
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$11,245,746
Amount contributed by the employer to the plan for this plan year2012-12-31$11,245,746
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$914,663
Participant contributions at beginning of year2012-12-31$766,619
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$934,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$22,607,874
Value of net assets at end of year (total assets less liabilities)2012-12-31$186,460,767
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$163,852,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$78,534,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$124,971,147
Value of interest in pooled separate accounts at end of year2012-12-31$1,253,370
Value of interest in pooled separate accounts at beginning of year2012-12-31$828,343
Interest on participant loans2012-12-31$38,557
Interest earned on other investments2012-12-31$2,250,055
Value of interest in common/collective trusts at end of year2012-12-31$104,940,040
Value of interest in common/collective trusts at beginning of year2012-12-31$36,503,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$336,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$322,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$16,158,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$11,245,746
Employer contributions (assets) at end of year2012-12-31$481,854
Employer contributions (assets) at beginning of year2012-12-31$461,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,008,828
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,339,403
Total of all expenses incurred2011-12-31$5,738,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,728,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,857,042
Value of total assets at end of year2011-12-31$163,852,893
Value of total assets at beginning of year2011-12-31$159,252,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,034
Total interest from all sources2011-12-31$1,930,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$10,034
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$10,710,889
Amount contributed by the employer to the plan for this plan year2011-12-31$10,710,889
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$766,619
Participant contributions at beginning of year2011-12-31$784,530
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$139,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,600,794
Value of net assets at end of year (total assets less liabilities)2011-12-31$163,852,893
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$159,252,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$124,971,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$123,438,451
Value of interest in pooled separate accounts at end of year2011-12-31$828,343
Value of interest in pooled separate accounts at beginning of year2011-12-31$502,965
Interest on participant loans2011-12-31$40,836
Interest earned on other investments2011-12-31$1,889,974
Value of interest in common/collective trusts at end of year2011-12-31$36,503,242
Value of interest in common/collective trusts at beginning of year2011-12-31$33,853,039
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$322,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$218,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,958,875
Net investment gain/loss from pooled separate accounts2011-12-31$80,632
Net investment gain or loss from common/collective trusts2011-12-31$1,429,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$10,717,714
Employer contributions (assets) at end of year2011-12-31$461,000
Employer contributions (assets) at beginning of year2011-12-31$454,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,728,575
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$25,381,226
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,302,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,289,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,934,357
Value of total assets at end of year2010-12-31$159,252,099
Value of total assets at beginning of year2010-12-31$140,173,126
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,157
Total interest from all sources2010-12-31$1,301,550
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$13,157
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$784,530
Participant contributions at beginning of year2010-12-31$484,688
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,799
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,078,973
Value of net assets at end of year (total assets less liabilities)2010-12-31$159,252,099
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$140,173,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$123,438,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$104,858,941
Value of interest in pooled separate accounts at end of year2010-12-31$502,965
Value of interest in pooled separate accounts at beginning of year2010-12-31$292,192
Interest on participant loans2010-12-31$31,332
Interest earned on other investments2010-12-31$1,270,218
Value of interest in common/collective trusts at end of year2010-12-31$33,853,039
Value of interest in common/collective trusts at beginning of year2010-12-31$31,823,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,084,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,084,465
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$218,939
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$196,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,103,343
Net investment gain/loss from pooled separate accounts2010-12-31$53,759
Net investment gain or loss from common/collective trusts2010-12-31$988,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$9,929,558
Employer contributions (assets) at end of year2010-12-31$454,175
Employer contributions (assets) at beginning of year2010-12-31$432,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,289,096
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2023: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SANTA CLARA UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered19
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered941
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered19
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,343
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered19
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,159
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5159
Additional information about fees paid to insurance brokerMANAGEMENT FEE
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered961
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered19
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered980
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered17
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,540
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5540
Additional information about fees paid to insurance brokerMANAGEMENT FEE
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered17
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $18
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees18
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,183
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5183
Additional information about fees paid to insurance brokerMANAGEMENT FEE
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1017
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees35
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $54
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees54
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1051
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,780
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4780
Additional information about fees paid to insurance brokerMANAGEMENT FEE
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $48
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees48
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1088
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,297
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4297
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Number of Individuals Covered7
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $80
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees80
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
Insurance broker nameFIDELITY INVESTMENTS INSTITUTIONAL
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1124
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Number of Individuals Covered16
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,314
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4314
Additional information about fees paid to insurance brokerMANAGEMENT FEES
Insurance broker organization code?6
Insurance broker nameFIDELITY INVESTMENTS INSTITUTIONAL
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1195
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,891
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1891
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $43
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees43
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1198
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $908
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees908
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1237
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $32
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees32
Additional information about fees paid to insurance brokerINSURANCE FEES
Insurance broker organization code?3
Insurance broker nameFIDELITY INSURANCE AGENCY
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1270
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker nameFIDELITY INSURANCE AGENCY
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 3
Insurance contract or identification number28369-071
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number151055
Policy instance 2
Insurance contract or identification number151055
Number of Individuals Covered1278
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $698
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-072
Policy instance 1
Insurance contract or identification number28369-072
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number28369-071
Policy instance 2
Insurance contract or identification number28369-071
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $29
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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