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E.M. THARP SALES, INC. 401(K) PLAN 401k Plan overview

Plan NameE.M. THARP SALES, INC. 401(K) PLAN
Plan identification number 002

E.M. THARP SALES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

E.M. THARP SALES, INC. has sponsored the creation of one or more 401k plans.

Company Name:E.M. THARP SALES, INC.
Employer identification number (EIN):941218910
NAIC Classification:441228
NAIC Description:Motorcycle, ATV, and All Other Motor Vehicle Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan E.M. THARP SALES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01CASEY THARP2024-10-07 CASEY THARP2024-10-07
0022022-01-01CASEY THARP2023-10-13 CASEY THARP2023-10-13
0022021-01-01E.M. THARP2022-10-17 E.M. THARP2022-10-17
0022020-01-01CASEY THARP2021-10-05 CASEY THARP2021-10-05
0022019-01-01CASEY THARP2020-10-12 CASEY THARP2020-10-12
0022018-01-01CASEY THARP2019-10-10 CASEY THARP2019-10-10
0022017-01-01
0022016-01-01BRUCE GREER BRUCE GREER2017-10-13
0022015-01-01BRUCE GREER BRUCE GREER2016-10-14
0022014-01-01BRUCE GREER BRUCE GREER2015-10-15
0022013-01-01BRUCE GREER BRUCE GREER2014-10-08
0022012-01-01BRUCE GREER BRUCE GREER2013-10-14
0022011-01-01BRUCE GREER BRUCE GREER2012-10-10
0022009-01-01BRUCE GREER BRUCE GREER2011-04-04
0022009-01-01BRUCE GREER BRUCE GREER2010-10-14

Plan Statistics for E.M. THARP SALES, INC. 401(K) PLAN

401k plan membership statisitcs for E.M. THARP SALES, INC. 401(K) PLAN

Measure Date Value
2023: E.M. THARP SALES, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01389
Total number of active participants reported on line 7a of the Form 55002023-01-01279
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01101
Total of all active and inactive participants2023-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01380
Number of participants with account balances2023-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0121
2022: E.M. THARP SALES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01327
Total number of active participants reported on line 7a of the Form 55002022-01-01279
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0198
Total of all active and inactive participants2022-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01377
Number of participants with account balances2022-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0138
2021: E.M. THARP SALES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01313
Total number of active participants reported on line 7a of the Form 55002021-01-01259
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0138
Total of all active and inactive participants2021-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01297
Number of participants with account balances2021-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: E.M. THARP SALES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01309
Total number of active participants reported on line 7a of the Form 55002020-01-01255
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0155
Total of all active and inactive participants2020-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01310
Number of participants with account balances2020-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: E.M. THARP SALES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01280
Total number of active participants reported on line 7a of the Form 55002019-01-01244
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0160
Total of all active and inactive participants2019-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01304
Number of participants with account balances2019-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: E.M. THARP SALES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01278
Total number of active participants reported on line 7a of the Form 55002018-01-01228
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0144
Total of all active and inactive participants2018-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01272
Number of participants with account balances2018-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: E.M. THARP SALES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01284
Total number of active participants reported on line 7a of the Form 55002017-01-01225
Number of retired or separated participants receiving benefits2017-01-0148
Total of all active and inactive participants2017-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01273
Number of participants with account balances2017-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: E.M. THARP SALES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01282
Total number of active participants reported on line 7a of the Form 55002016-01-01225
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01276
Number of participants with account balances2016-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: E.M. THARP SALES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01278
Total number of active participants reported on line 7a of the Form 55002015-01-01231
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01282
Number of participants with account balances2015-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: E.M. THARP SALES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01270
Total number of active participants reported on line 7a of the Form 55002014-01-01227
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0150
Total of all active and inactive participants2014-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01278
Number of participants with account balances2014-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: E.M. THARP SALES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01266
Total number of active participants reported on line 7a of the Form 55002013-01-01220
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01270
Number of participants with account balances2013-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: E.M. THARP SALES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01259
Total number of active participants reported on line 7a of the Form 55002012-01-01217
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0148
Total of all active and inactive participants2012-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01266
Number of participants with account balances2012-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: E.M. THARP SALES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01249
Total number of active participants reported on line 7a of the Form 55002011-01-01207
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0151
Total of all active and inactive participants2011-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01259
Number of participants with account balances2011-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0119
2009: E.M. THARP SALES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01329
Total number of active participants reported on line 7a of the Form 55002009-01-01206
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0151
Total of all active and inactive participants2009-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01257
Number of participants with account balances2009-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on E.M. THARP SALES, INC. 401(K) PLAN

Measure Date Value
2023 : E.M. THARP SALES, INC. 401(K) PLAN 2023 401k financial data
Total transfer of assets from this plan2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$12,093
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$12,093
Total income from all sources (including contributions)2023-12-31$2,907,236
Total of all expenses incurred2023-12-31$1,612,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,488,095
Expenses. Certain deemed distributions of participant loans2023-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,605,799
Value of total assets at end of year2023-12-31$9,173,402
Value of total assets at beginning of year2023-12-31$7,878,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$124,058
Total interest from all sources2023-12-31$11,003
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$228,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$228,483
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$945,816
Participant contributions at end of year2023-12-31$220,316
Participant contributions at beginning of year2023-12-31$148,486
Participant contributions at end of year2023-12-31$26,932
Participant contributions at beginning of year2023-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$47,435
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$12,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$12,093
Administrative expenses (other) incurred2023-12-31$13,908
Liabilities. Value of operating payables at end of year2023-12-31$0
Total non interest bearing cash at end of year2023-12-31$29,996
Total non interest bearing cash at beginning of year2023-12-31$5,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,295,083
Value of net assets at end of year (total assets less liabilities)2023-12-31$9,161,309
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$7,866,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$27,220
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$8,882,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$7,707,347
Value of interest in pooled separate accounts at beginning of year2023-12-31$0
Income. Interest from loans (other than to participants)2023-12-31$11,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,061,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$612,548
Employer contributions (assets) at end of year2023-12-31$13,870
Employer contributions (assets) at beginning of year2023-12-31$16,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,488,095
Asset. Corporate debt instrument debt (other) at beginning of year2023-12-31$0
Contract administrator fees2023-12-31$9,267
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31JASON UNDERWOOD CPA, PLLC
Accountancy firm EIN2023-12-31453976013
2022 : E.M. THARP SALES, INC. 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$12,093
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$207,042
Total of all expenses incurred2022-12-31$472,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$468,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,548,048
Value of total assets at end of year2022-12-31$7,878,319
Value of total assets at beginning of year2022-12-31$8,131,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,750
Total interest from all sources2022-12-31$9,448
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$183,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$183,614
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$897,154
Participant contributions at end of year2022-12-31$148,486
Participant contributions at beginning of year2022-12-31$177,439
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$106,032
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$12,093
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$5,829
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-265,182
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,866,226
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,131,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,707,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,953,969
Interest on participant loans2022-12-31$9,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,534,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$544,862
Employer contributions (assets) at end of year2022-12-31$16,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$468,474
Contract administrator fees2022-12-31$3,750
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS, LLP
Accountancy firm EIN2022-12-31910189318
2021 : E.M. THARP SALES, INC. 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$18,257
Total income from all sources (including contributions)2021-12-31$1,958,386
Total of all expenses incurred2021-12-31$1,275,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,267,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,020,863
Value of total assets at end of year2021-12-31$8,131,408
Value of total assets at beginning of year2021-12-31$7,466,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$8,000
Total interest from all sources2021-12-31$10,520
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$132,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$132,164
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$701,611
Participant contributions at end of year2021-12-31$177,439
Participant contributions at beginning of year2021-12-31$191,423
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$18,257
Administrative expenses (other) incurred2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$683,082
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,131,408
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,448,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,953,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,275,160
Interest on participant loans2021-12-31$10,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$794,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$319,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,267,304
Contract administrator fees2021-12-31$8,000
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS, LLP
Accountancy firm EIN2021-12-31910189318
2020 : E.M. THARP SALES, INC. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$18,257
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$34,142
Total income from all sources (including contributions)2020-12-31$1,741,556
Total of all expenses incurred2020-12-31$418,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$398,714
Value of total corrective distributions2020-12-31$17,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$838,220
Value of total assets at end of year2020-12-31$7,466,583
Value of total assets at beginning of year2020-12-31$6,158,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,250
Total interest from all sources2020-12-31$11,108
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$112,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$112,846
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$591,960
Participant contributions at end of year2020-12-31$191,423
Participant contributions at beginning of year2020-12-31$181,814
Participant contributions at beginning of year2020-12-31$3,553
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$28,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$18,257
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$34,142
Administrative expenses (other) incurred2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,323,478
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,448,326
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,124,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,275,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,972,913
Interest on participant loans2020-12-31$11,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$779,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$217,637
Employer contributions (assets) at beginning of year2020-12-31$710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$398,714
Contract administrator fees2020-12-31$2,250
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS, LLP
Accountancy firm EIN2020-12-31910189318
2019 : E.M. THARP SALES, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$34,142
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$34,142
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$323
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$323
Total income from all sources (including contributions)2019-12-31$1,716,866
Total income from all sources (including contributions)2019-12-31$1,716,866
Total of all expenses incurred2019-12-31$553,543
Total of all expenses incurred2019-12-31$553,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$450,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$450,968
Value of total corrective distributions2019-12-31$33,000
Value of total corrective distributions2019-12-31$33,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$663,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$663,203
Value of total assets at end of year2019-12-31$6,158,990
Value of total assets at end of year2019-12-31$6,158,990
Value of total assets at beginning of year2019-12-31$4,961,848
Value of total assets at beginning of year2019-12-31$4,961,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$69,575
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$69,575
Total interest from all sources2019-12-31$7,854
Total interest from all sources2019-12-31$7,854
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$129,026
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$129,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$129,026
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$129,026
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$525,642
Contributions received from participants2019-12-31$525,642
Participant contributions at end of year2019-12-31$181,814
Participant contributions at end of year2019-12-31$181,814
Participant contributions at beginning of year2019-12-31$131,717
Participant contributions at beginning of year2019-12-31$131,717
Participant contributions at end of year2019-12-31$3,553
Participant contributions at end of year2019-12-31$3,553
Participant contributions at beginning of year2019-12-31$8,838
Participant contributions at beginning of year2019-12-31$8,838
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$49,267
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$49,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$34,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$34,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$323
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$323
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$48,624
Administrative expenses (other) incurred2019-12-31$48,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,163,323
Value of net income/loss2019-12-31$1,163,323
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,124,848
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,124,848
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,961,525
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,961,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$17,451
Investment advisory and management fees2019-12-31$17,451
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,972,913
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,972,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,821,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,821,293
Interest on participant loans2019-12-31$7,854
Interest on participant loans2019-12-31$7,854
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$916,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$916,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$88,294
Contributions received in cash from employer2019-12-31$88,294
Employer contributions (assets) at end of year2019-12-31$710
Employer contributions (assets) at end of year2019-12-31$710
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$450,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$450,968
Contract administrator fees2019-12-31$3,500
Contract administrator fees2019-12-31$3,500
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : E.M. THARP SALES, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-428,784
Total unrealized appreciation/depreciation of assets2018-12-31$-428,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$323
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$179,777
Total of all expenses incurred2018-12-31$811,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$738,929
Value of total corrective distributions2018-12-31$9,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$419,338
Value of total assets at end of year2018-12-31$4,961,848
Value of total assets at beginning of year2018-12-31$5,592,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$62,273
Total interest from all sources2018-12-31$5,876
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$183,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$183,347
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$401,251
Participant contributions at end of year2018-12-31$131,717
Participant contributions at beginning of year2018-12-31$131,824
Participant contributions at end of year2018-12-31$8,838
Participant contributions at beginning of year2018-12-31$11,962
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$18,087
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$323
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-631,310
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,961,525
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,592,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$59,773
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,821,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,449,049
Income. Interest from loans (other than to participants)2018-12-31$5,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$738,929
Contract administrator fees2018-12-31$2,500
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31M. GREEN AND COMPANY, LLC
Accountancy firm EIN2018-12-31941683129
2017 : E.M. THARP SALES, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$382,516
Total unrealized appreciation/depreciation of assets2017-12-31$382,516
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,132,010
Total loss/gain on sale of assets2017-12-31$6,870
Total of all expenses incurred2017-12-31$567,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$501,011
Value of total corrective distributions2017-12-31$30,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$334,016
Value of total assets at end of year2017-12-31$5,592,835
Value of total assets at beginning of year2017-12-31$5,027,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,903
Total interest from all sources2017-12-31$6,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$47,564
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$326,132
Participant contributions at end of year2017-12-31$131,824
Participant contributions at beginning of year2017-12-31$164,413
Participant contributions at end of year2017-12-31$11,962
Participant contributions at beginning of year2017-12-31$1,239
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$121,972
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,884
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$564,995
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,592,835
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,027,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,903
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,449,049
Interest on participant loans2017-12-31$6,809
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$267,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$267,611
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3
Asset value of US Government securities at beginning of year2017-12-31$383,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$401,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$501,011
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$350,266
Contract administrator fees2017-12-31$9,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$3,691,283
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$273,697
Aggregate carrying amount (costs) on sale of assets2017-12-31$266,827
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31M. GREEN AND COMPANY, LLC
Accountancy firm EIN2017-12-31941683129
2016 : E.M. THARP SALES, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$221,675
Total unrealized appreciation/depreciation of assets2016-12-31$221,675
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$689,933
Total loss/gain on sale of assets2016-12-31$106,259
Total of all expenses incurred2016-12-31$239,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$163,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$252,775
Value of total assets at end of year2016-12-31$5,027,840
Value of total assets at beginning of year2016-12-31$4,577,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$75,915
Total interest from all sources2016-12-31$20,481
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$88,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$47,564
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$61,184
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$252,775
Participant contributions at end of year2016-12-31$164,413
Participant contributions at beginning of year2016-12-31$153,283
Participant contributions at end of year2016-12-31$1,239
Participant contributions at beginning of year2016-12-31$5,361
Assets. Other investments not covered elsewhere at end of year2016-12-31$121,972
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$85,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$450,119
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,027,840
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,577,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$57,915
Value of interest in pooled separate accounts at end of year2016-12-31$0
Interest on participant loans2016-12-31$6,193
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$267,611
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$303,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$303,689
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$14,288
Asset value of US Government securities at end of year2016-12-31$383,492
Asset value of US Government securities at beginning of year2016-12-31$277,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$88,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$163,899
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$350,266
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$262,985
Contract administrator fees2016-12-31$18,000
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$3,691,283
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$3,428,031
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,622,381
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,516,122
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31M GREEN AND COMPANY, LLC
Accountancy firm EIN2016-12-31941683129
2015 : E.M. THARP SALES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-659,069
Total unrealized appreciation/depreciation of assets2015-12-31$-659,069
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$93,870
Total loss/gain on sale of assets2015-12-31$306,253
Total of all expenses incurred2015-12-31$642,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$571,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$350,584
Value of total assets at end of year2015-12-31$4,577,721
Value of total assets at beginning of year2015-12-31$5,126,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$71,277
Total interest from all sources2015-12-31$20,577
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$75,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$75,525
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$61,184
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$18,503
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$273,773
Participant contributions at end of year2015-12-31$153,283
Participant contributions at beginning of year2015-12-31$141,553
Participant contributions at end of year2015-12-31$5,361
Assets. Other investments not covered elsewhere at end of year2015-12-31$85,787
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$120,321
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$76,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-549,029
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,577,721
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,126,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$53,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$5,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$303,689
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$217,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$217,367
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$14,791
Asset value of US Government securities at end of year2015-12-31$277,401
Asset value of US Government securities at beginning of year2015-12-31$269,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$571,622
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$262,985
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$342,350
Contract administrator fees2015-12-31$18,000
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$3,428,031
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$4,016,682
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$958,422
Aggregate carrying amount (costs) on sale of assets2015-12-31$652,169
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31M GREEN AND COMPANY, LLC
Accountancy firm EIN2015-12-31941683129
2014 : E.M. THARP SALES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$12,329
Total income from all sources (including contributions)2014-12-31$661,862
Total loss/gain on sale of assets2014-12-31$-45
Total of all expenses incurred2014-12-31$304,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$224,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$239,399
Value of total assets at end of year2014-12-31$5,126,750
Value of total assets at beginning of year2014-12-31$4,781,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$80,243
Total interest from all sources2014-12-31$19,862
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$66,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$18,503
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$239,399
Participant contributions at end of year2014-12-31$141,553
Participant contributions at beginning of year2014-12-31$157,287
Assets. Other investments not covered elsewhere at end of year2014-12-31$120,321
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$89,111
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$12,329
Other income not declared elsewhere2014-12-31$11,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$357,449
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,126,750
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,769,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$62,243
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,416,400
Interest on participant loans2014-12-31$6,271
Income. Interest from US Government securities2014-12-31$6,710
Income. Interest from corporate debt instruments2014-12-31$6,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$217,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$118,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$118,832
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$12
Asset value of US Government securities at end of year2014-12-31$269,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$324,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from preferred stock2014-12-31$1,289
Income. Dividends from common stock2014-12-31$65,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$224,170
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$342,350
Contract administrator fees2014-12-31$18,000
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$4,016,682
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$500,132
Aggregate carrying amount (costs) on sale of assets2014-12-31$500,177
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31M GREEN AND COMPANY, LLP
Accountancy firm EIN2014-12-31941683129
2013 : E.M. THARP SALES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$12,329
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$13,002
Total income from all sources (including contributions)2013-12-31$1,100,830
Total loss/gain on sale of assets2013-12-31$90,699
Total of all expenses incurred2013-12-31$344,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$344,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$218,744
Value of total assets at end of year2013-12-31$4,781,630
Value of total assets at beginning of year2013-12-31$4,026,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$29,373
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$218,744
Participant contributions at end of year2013-12-31$157,287
Participant contributions at beginning of year2013-12-31$246,539
Participant contributions at beginning of year2013-12-31$6,527
Assets. Other investments not covered elsewhere at end of year2013-12-31$89,111
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$68,572
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$12,329
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$13,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$756,167
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,769,301
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,013,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,416,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,687,013
Interest on participant loans2013-12-31$8,826
Interest earned on other investments2013-12-31$20,539
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$118,832
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$17,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$17,485
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$762,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$344,663
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,684,687
Aggregate carrying amount (costs) on sale of assets2013-12-31$1,593,988
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31SCIACCA & COMPANY
Accountancy firm EIN2013-12-31942777200
2012 : E.M. THARP SALES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,002
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,523
Total income from all sources (including contributions)2012-12-31$683,540
Total loss/gain on sale of assets2012-12-31$32,193
Total of all expenses incurred2012-12-31$103,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$103,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$224,728
Value of total assets at end of year2012-12-31$4,026,136
Value of total assets at beginning of year2012-12-31$3,435,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$23,462
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$182,417
Participant contributions at end of year2012-12-31$246,539
Participant contributions at beginning of year2012-12-31$172,251
Participant contributions at end of year2012-12-31$6,527
Participant contributions at beginning of year2012-12-31$6,712
Assets. Other investments not covered elsewhere at end of year2012-12-31$68,572
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$52,220
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$42,311
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$13,002
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$579,717
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,013,134
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,433,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,687,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,197,355
Interest on participant loans2012-12-31$8,874
Interest earned on other investments2012-12-31$14,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$17,485
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$7,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$7,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$403,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$103,823
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,180,492
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,148,299
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31SCIACCA & COMPANY
Accountancy firm EIN2012-12-31942777200
2011 : E.M. THARP SALES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,523
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$12,838
Total income from all sources (including contributions)2011-12-31$-59,968
Total loss/gain on sale of assets2011-12-31$-10,177
Total of all expenses incurred2011-12-31$428,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$428,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$166,226
Value of total assets at end of year2011-12-31$3,435,940
Value of total assets at beginning of year2011-12-31$3,934,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$-14,297
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$166,226
Participant contributions at end of year2011-12-31$172,251
Participant contributions at beginning of year2011-12-31$192,404
Participant contributions at end of year2011-12-31$6,712
Participant contributions at beginning of year2011-12-31$4,937
Assets. Other investments not covered elsewhere at end of year2011-12-31$52,220
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$69,840
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$12,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-488,419
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,433,417
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,921,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,197,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,652,089
Interest on participant loans2011-12-31$7,844
Interest earned on other investments2011-12-31$-22,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$7,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$15,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$15,404
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-201,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$428,451
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$482,297
Aggregate carrying amount (costs) on sale of assets2011-12-31$492,474
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31SCIACCA & COMPANY
Accountancy firm EIN2011-12-31942777200
2010 : E.M. THARP SALES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,838
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$694,439
Total loss/gain on sale of assets2010-12-31$4,693
Total of all expenses incurred2010-12-31$191,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$191,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$174,806
Value of total assets at end of year2010-12-31$3,934,674
Value of total assets at beginning of year2010-12-31$3,419,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$36,520
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$174,806
Participant contributions at end of year2010-12-31$192,404
Participant contributions at beginning of year2010-12-31$154,381
Participant contributions at end of year2010-12-31$4,937
Participant contributions at beginning of year2010-12-31$14,941
Assets. Other investments not covered elsewhere at end of year2010-12-31$69,840
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$43,713
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$16,181
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$12,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$502,741
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,921,836
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,419,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,652,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,182,539
Income. Interest from loans (other than to participants)2010-12-31$9,767
Interest earned on other investments2010-12-31$26,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$15,404
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$7,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$7,340
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$478,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$191,698
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$319,233
Aggregate carrying amount (costs) on sale of assets2010-12-31$314,540
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCIACCA & COMPANY
Accountancy firm EIN2010-12-31942777200
2009 : E.M. THARP SALES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for E.M. THARP SALES, INC. 401(K) PLAN

2023: E.M. THARP SALES, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: E.M. THARP SALES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: E.M. THARP SALES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: E.M. THARP SALES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: E.M. THARP SALES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: E.M. THARP SALES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: E.M. THARP SALES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: E.M. THARP SALES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: E.M. THARP SALES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: E.M. THARP SALES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: E.M. THARP SALES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: E.M. THARP SALES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: E.M. THARP SALES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: E.M. THARP SALES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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