401k Plan data: UBEO WEST REGION 401K PROFIT SHARING PLAN plan

UBEO WEST REGION 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	UBEO WEST REGION 401K PROFIT SHARING PLAN
Plan identification number	001

UBEO WEST REGION 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UBEO WEST REGION LLC has sponsored the creation of one or more 401k plans.

Company Name: UBEO WEST REGION LLC

Employer identification number (EIN): 941461160

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about UBEO WEST REGION LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0382789

More information about UBEO WEST REGION LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UBEO WEST REGION 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MELANIE WEST 2023-10-02
001 2021-01-01 MELANIE WEST 2022-10-10
001 2020-01-01 MELANIE WEST 2021-10-04
001 2019-01-01 MELANIE RICE 2020-10-06 MELANIE RICE 2020-10-06
001 2018-01-01 BOB QUANDROS 2019-10-08 BOB QUANDROS 2019-10-08
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 JIM SCARFF JIM SCARFF 2013-10-10
001 2011-01-01 PENSION FILERS
001 2010-01-01 PENSION FILERS
001 2009-01-01 ASSOCIATED PENSION CONSULTANTS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MELANIE WEST	2023-10-02
001	2021-01-01	MELANIE WEST	2022-10-10
001	2020-01-01	MELANIE WEST	2021-10-04
001	2019-01-01	MELANIE RICE	2020-10-06	MELANIE RICE	2020-10-06
001	2018-01-01	BOB QUANDROS	2019-10-08	BOB QUANDROS	2019-10-08
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	JIM SCARFF		JIM SCARFF	2013-10-10
001	2011-01-01	PENSION FILERS
001	2010-01-01	PENSION FILERS
001	2009-01-01	ASSOCIATED PENSION CONSULTANTS

Plan Statistics for UBEO WEST REGION 401K PROFIT SHARING PLAN

401k plan membership statisitcs for UBEO WEST REGION 401K PROFIT SHARING PLAN

Measure Date Value
2022: UBEO WEST REGION 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 474
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 398
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 49
Total of all active and inactive participants 2022-01-01 447
Total participants 2022-01-01 447
Number of participants with account balances 2022-01-01 355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 10
2021: UBEO WEST REGION 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 450
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 419
Number of other retired or separated participants entitled to future benefits 2021-01-01 55
Total of all active and inactive participants 2021-01-01 474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 474
Number of participants with account balances 2021-01-01 348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 12
2020: UBEO WEST REGION 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 489
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 379
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 71
Total of all active and inactive participants 2020-01-01 450
Total participants 2020-01-01 450
Number of participants with account balances 2020-01-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 22
2019: UBEO WEST REGION 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 491
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 427
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 62
Total of all active and inactive participants 2019-01-01 489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 489
Number of participants with account balances 2019-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: UBEO WEST REGION 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 391
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 359
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 36
Total of all active and inactive participants 2018-01-01 395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 395
Number of participants with account balances 2018-01-01 273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: UBEO WEST REGION 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 367
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 360
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 35
Total of all active and inactive participants 2017-01-01 395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 395
Number of participants with account balances 2017-01-01 269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: UBEO WEST REGION 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 374
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 340
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 31
Total of all active and inactive participants 2016-01-01 371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 371
Number of participants with account balances 2016-01-01 234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: UBEO WEST REGION 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 344
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 305
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 64
Total of all active and inactive participants 2015-01-01 369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 369
Number of participants with account balances 2015-01-01 255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 9
2014: UBEO WEST REGION 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 371
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 293
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 82
Total of all active and inactive participants 2014-01-01 375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 376
Number of participants with account balances 2014-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: UBEO WEST REGION 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 305
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 61
Total of all active and inactive participants 2013-01-01 366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 367
Number of participants with account balances 2013-01-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UBEO WEST REGION 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 183
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 79
Total of all active and inactive participants 2012-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 262
Number of participants with account balances 2012-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 10
2011: UBEO WEST REGION 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 249
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 181
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 67
Total of all active and inactive participants 2011-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 248
Number of participants with account balances 2011-01-01 248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2010: UBEO WEST REGION 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 175
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 73
Total of all active and inactive participants 2010-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 248
Number of participants with account balances 2010-01-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 9
2009: UBEO WEST REGION 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 254
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 161
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 90
Total of all active and inactive participants 2009-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 251
Number of participants with account balances 2009-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 25

Measure	Date	Value
2022: UBEO WEST REGION 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	474
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	398
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	49
Total of all active and inactive participants	2022-01-01	447
Total participants	2022-01-01	447
Number of participants with account balances	2022-01-01	355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	10
2021: UBEO WEST REGION 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	419
Number of other retired or separated participants entitled to future benefits	2021-01-01	55
Total of all active and inactive participants	2021-01-01	474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	474
Number of participants with account balances	2021-01-01	348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	12
2020: UBEO WEST REGION 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	489
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	379
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	71
Total of all active and inactive participants	2020-01-01	450
Total participants	2020-01-01	450
Number of participants with account balances	2020-01-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	22
2019: UBEO WEST REGION 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	491
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	427
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	62
Total of all active and inactive participants	2019-01-01	489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	489
Number of participants with account balances	2019-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: UBEO WEST REGION 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	391
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	359
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	36
Total of all active and inactive participants	2018-01-01	395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	395
Number of participants with account balances	2018-01-01	273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: UBEO WEST REGION 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	367
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	360
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	35
Total of all active and inactive participants	2017-01-01	395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	395
Number of participants with account balances	2017-01-01	269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: UBEO WEST REGION 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	374
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	340
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	31
Total of all active and inactive participants	2016-01-01	371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	371
Number of participants with account balances	2016-01-01	234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: UBEO WEST REGION 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	344
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	305
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	64
Total of all active and inactive participants	2015-01-01	369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	369
Number of participants with account balances	2015-01-01	255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	9
2014: UBEO WEST REGION 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	371
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	293
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	82
Total of all active and inactive participants	2014-01-01	375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	376
Number of participants with account balances	2014-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: UBEO WEST REGION 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	305
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	61
Total of all active and inactive participants	2013-01-01	366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	367
Number of participants with account balances	2013-01-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UBEO WEST REGION 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	183
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	79
Total of all active and inactive participants	2012-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	262
Number of participants with account balances	2012-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	10
2011: UBEO WEST REGION 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	249
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	181
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	67
Total of all active and inactive participants	2011-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	248
Number of participants with account balances	2011-01-01	248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: UBEO WEST REGION 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	175
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	73
Total of all active and inactive participants	2010-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	248
Number of participants with account balances	2010-01-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	9
2009: UBEO WEST REGION 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	254
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	161
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	90
Total of all active and inactive participants	2009-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	251
Number of participants with account balances	2009-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	25

Financial Data on UBEO WEST REGION 401K PROFIT SHARING PLAN

Measure	Date	Value
2022 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-1,150,917
Total of all expenses incurred	2022-12-31	$2,514,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,408,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,664,016
Value of total assets at end of year	2022-12-31	$19,185,042
Value of total assets at beginning of year	2022-12-31	$22,850,435
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$105,501
Total interest from all sources	2022-12-31	$23,060
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$490,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$490,333
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,955,857
Participant contributions at end of year	2022-12-31	$473,776
Participant contributions at beginning of year	2022-12-31	$479,390
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,346
Total non interest bearing cash at end of year	2022-12-31	$16,979
Total non interest bearing cash at beginning of year	2022-12-31	$13,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,665,393
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$19,185,042
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$22,850,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$18,049,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$21,844,275
Interest on participant loans	2022-12-31	$23,060
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$628,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$512,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-4,328,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$705,813
Employer contributions (assets) at end of year	2022-12-31	$16,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,408,975
Contract administrator fees	2022-12-31	$105,501
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	THE BONADIO GROUP
Accountancy firm EIN	2022-12-31	161131146
2021 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$6,739,558
Total of all expenses incurred	2021-12-31	$1,981,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,905,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,915,498
Value of total assets at end of year	2021-12-31	$22,850,435
Value of total assets at beginning of year	2021-12-31	$18,092,389
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$75,730
Total interest from all sources	2021-12-31	$22,247
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,909,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,909,786
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,904,237
Participant contributions at end of year	2021-12-31	$479,390
Participant contributions at beginning of year	2021-12-31	$340,935
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,388,314
Total non interest bearing cash at end of year	2021-12-31	$13,921
Total non interest bearing cash at beginning of year	2021-12-31	$8,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,758,046
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$22,850,435
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$18,092,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$21,844,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$17,742,826
Interest on participant loans	2021-12-31	$22,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$512,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$892,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$622,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,905,782
Contract administrator fees	2021-12-31	$75,730
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	THE BONADIO GROUP
Accountancy firm EIN	2021-12-31	161131146
2020 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2020 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$266
Total income from all sources (including contributions)	2020-12-31	$3,999,183
Total of all expenses incurred	2020-12-31	$6,063,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$5,996,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,960,991
Value of total assets at end of year	2020-12-31	$18,092,389
Value of total assets at beginning of year	2020-12-31	$20,156,567
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$66,206
Total interest from all sources	2020-12-31	$20,690
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$26,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$26,497
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-12-31	$1,813,295
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,424,651
Participant contributions at end of year	2020-12-31	$340,935
Participant contributions at beginning of year	2020-12-31	$346,547
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$299,509
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$130
Administrative expenses (other) incurred	2020-12-31	$4,057
Liabilities. Value of operating payables at beginning of year	2020-12-31	$150
Total non interest bearing cash at end of year	2020-12-31	$8,628
Total non interest bearing cash at beginning of year	2020-12-31	$141,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-2,063,912
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$18,092,389
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$20,156,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$3,798
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$17,742,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$17,714,315
Interest on participant loans	2020-12-31	$20,690
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$137,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$137,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,991,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$236,831
Employer contributions (assets) at beginning of year	2020-12-31	$3,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$5,996,889
Contract administrator fees	2020-12-31	$58,351
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$116
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	THE BONADIO GROUP
Accountancy firm EIN	2020-12-31	161131146
2019 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$281,783
Total unrealized appreciation/depreciation of assets	2019-12-31	$281,783
Total transfer of assets to this plan	2019-12-31	$2,577,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$266
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,429
Total income from all sources (including contributions)	2019-12-31	$4,817,104
Total loss/gain on sale of assets	2019-12-31	$97,630
Total of all expenses incurred	2019-12-31	$706,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$601,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,491,796
Value of total assets at end of year	2019-12-31	$20,156,567
Value of total assets at beginning of year	2019-12-31	$13,469,865
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$104,874
Total interest from all sources	2019-12-31	$14,181
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$5,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,305
Administrative expenses professional fees incurred	2019-12-31	$89,406
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$1,813,295
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$1,490,727
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,355,059
Participant contributions at end of year	2019-12-31	$346,547
Participant contributions at beginning of year	2019-12-31	$196,585
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$9,237
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$130
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$150
Liabilities. Value of operating payables at beginning of year	2019-12-31	$1,101
Total non interest bearing cash at end of year	2019-12-31	$141,617
Total non interest bearing cash at beginning of year	2019-12-31	$67,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,110,782
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,156,301
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$13,468,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$15,468
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$17,714,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$11,496,466
Interest on participant loans	2019-12-31	$13,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$137,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$116,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$116,858
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$199
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,925,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$127,500
Employer contributions (assets) at end of year	2019-12-31	$3,000
Employer contributions (assets) at beginning of year	2019-12-31	$101,250
Income. Dividends from common stock	2019-12-31	$4,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$601,448
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$116
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$328
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$817,851
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$720,221
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	D H SCOTT & CO
Accountancy firm EIN	2019-12-31	680397834
2018 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-73,405
Total unrealized appreciation/depreciation of assets	2018-12-31	$-73,405
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$60,575
Total income from all sources (including contributions)	2018-12-31	$426,096
Total loss/gain on sale of assets	2018-12-31	$641
Total of all expenses incurred	2018-12-31	$570,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$482,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,316,633
Value of total assets at end of year	2018-12-31	$13,469,865
Value of total assets at beginning of year	2018-12-31	$13,673,165
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$88,014
Total interest from all sources	2018-12-31	$9,010
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$11,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$6,986
Administrative expenses professional fees incurred	2018-12-31	$72,861
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,112,088
Participant contributions at end of year	2018-12-31	$196,585
Participant contributions at beginning of year	2018-12-31	$144,571
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$103,295
Other income not declared elsewhere	2018-12-31	$0
Liabilities. Value of operating payables at end of year	2018-12-31	$1,101
Liabilities. Value of operating payables at beginning of year	2018-12-31	$1,746
Total non interest bearing cash at end of year	2018-12-31	$67,979
Total non interest bearing cash at beginning of year	2018-12-31	$74,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-144,154
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,468,436
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$13,612,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$15,153
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$11,496,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$11,733,010
Interest on participant loans	2018-12-31	$8,853
Income. Interest from US Government securities	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$116,858
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$106,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$106,967
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-837,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$101,250
Employer contributions (assets) at end of year	2018-12-31	$101,250
Employer contributions (assets) at beginning of year	2018-12-31	$50,000
Income. Dividends from preferred stock	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$4,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$482,236
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$1,490,727
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$1,564,137
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$328
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$58,829
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$14,730
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$14,089
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	D H SCOTT & CO
Accountancy firm EIN	2018-12-31	680397834
2017 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$192,623
Total unrealized appreciation/depreciation of assets	2017-12-31	$192,623
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$60,575
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$3,384
Total income from all sources (including contributions)	2017-12-31	$3,178,251
Total loss/gain on sale of assets	2017-12-31	$28,451
Total of all expenses incurred	2017-12-31	$249,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$214,145
Value of total corrective distributions	2017-12-31	$2,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,146,981
Value of total assets at end of year	2017-12-31	$13,673,165
Value of total assets at beginning of year	2017-12-31	$10,686,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$32,545
Total interest from all sources	2017-12-31	$9,464
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$36,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$11,485
Administrative expenses professional fees incurred	2017-12-31	$16,436
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$813,045
Participant contributions at end of year	2017-12-31	$144,571
Participant contributions at beginning of year	2017-12-31	$145,371
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$283,936
Liabilities. Value of operating payables at end of year	2017-12-31	$1,746
Liabilities. Value of operating payables at beginning of year	2017-12-31	$1,076
Total non interest bearing cash at end of year	2017-12-31	$74,480
Total non interest bearing cash at beginning of year	2017-12-31	$72,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,929,235
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,612,590
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,683,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$16,109
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,733,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,940,295
Interest on participant loans	2017-12-31	$8,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$106,967
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$59,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$59,403
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$488
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,764,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$50,000
Employer contributions (assets) at end of year	2017-12-31	$50,000
Employer contributions (assets) at beginning of year	2017-12-31	$35,500
Income. Dividends from common stock	2017-12-31	$25,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$214,145
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$1,564,137
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$1,433,316
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$58,829
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$2,308
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$531,880
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$503,429
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	D H SCOTT & CO
Accountancy firm EIN	2017-12-31	680397834
2016 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$987,412
Total unrealized appreciation/depreciation of assets	2016-12-31	$987,412
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$3,384
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$711
Total income from all sources (including contributions)	2016-12-31	$1,887,296
Total of all expenses incurred	2016-12-31	$325,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$288,235
Value of total corrective distributions	2016-12-31	$16,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$854,184
Value of total assets at end of year	2016-12-31	$10,686,739
Value of total assets at beginning of year	2016-12-31	$9,121,975
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$20,538
Total interest from all sources	2016-12-31	$9,621
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$29,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$5,345
Administrative expenses professional fees incurred	2016-12-31	$8,168
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$650,749
Participant contributions at end of year	2016-12-31	$145,371
Participant contributions at beginning of year	2016-12-31	$172,460
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$166,435
Liabilities. Value of operating payables at end of year	2016-12-31	$1,076
Liabilities. Value of operating payables at beginning of year	2016-12-31	$524
Total non interest bearing cash at end of year	2016-12-31	$72,854
Total non interest bearing cash at beginning of year	2016-12-31	$157,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,562,091
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,683,355
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,121,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$12,370
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,940,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,634,078
Interest on participant loans	2016-12-31	$9,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$59,403
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$109,446
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$109,446
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$337
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$6,730
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$37,000
Employer contributions (assets) at end of year	2016-12-31	$35,500
Employer contributions (assets) at beginning of year	2016-12-31	$30,500
Income. Dividends from common stock	2016-12-31	$24,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$288,235
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,433,316
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$1,017,982
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$2,308
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$187
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	D H SCOTT & CO
Accountancy firm EIN	2016-12-31	680397834
2015 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$21,039
Total unrealized appreciation/depreciation of assets	2015-12-31	$21,039
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$711
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$7,973
Total income from all sources (including contributions)	2015-12-31	$945,575
Total of all expenses incurred	2015-12-31	$323,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$226,637
Expenses. Certain deemed distributions of participant loans	2015-12-31	$166
Value of total corrective distributions	2015-12-31	$53,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,085,467
Value of total assets at end of year	2015-12-31	$9,121,975
Value of total assets at beginning of year	2015-12-31	$8,507,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$42,926
Total interest from all sources	2015-12-31	$7,913
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$20,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$20,104
Administrative expenses professional fees incurred	2015-12-31	$32,208
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$601,343
Participant contributions at end of year	2015-12-31	$172,460
Participant contributions at beginning of year	2015-12-31	$118,307
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$452,124
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$33
Other income not declared elsewhere	2015-12-31	$-34
Liabilities. Value of operating payables at end of year	2015-12-31	$524
Liabilities. Value of operating payables at beginning of year	2015-12-31	$156
Total non interest bearing cash at end of year	2015-12-31	$157,509
Total non interest bearing cash at beginning of year	2015-12-31	$58,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$622,128
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,121,264
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$8,499,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$10,718
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,634,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,113,662
Interest on participant loans	2015-12-31	$7,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$109,446
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$256,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$256,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-188,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$32,000
Employer contributions (assets) at end of year	2015-12-31	$30,500
Employer contributions (assets) at beginning of year	2015-12-31	$22,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$226,637
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$1,017,982
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$937,341
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$187
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$7,817
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	D H SCOTT & CO
Accountancy firm EIN	2015-12-31	680397834
2014 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-72,877
Total unrealized appreciation/depreciation of assets	2014-12-31	$-72,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$7,973
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$30
Total income from all sources (including contributions)	2014-12-31	$1,107,816
Total of all expenses incurred	2014-12-31	$518,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$477,217
Value of total corrective distributions	2014-12-31	$2,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$879,626
Value of total assets at end of year	2014-12-31	$8,507,109
Value of total assets at beginning of year	2014-12-31	$7,909,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$38,946
Total interest from all sources	2014-12-31	$7,063
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$20,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$27,286
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$518,950
Participant contributions at end of year	2014-12-31	$118,307
Participant contributions at beginning of year	2014-12-31	$86,069
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$338,176
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$33
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1,161
Liabilities. Value of operating payables at end of year	2014-12-31	$156
Total non interest bearing cash at end of year	2014-12-31	$58,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$589,475
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$8,499,136
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,909,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$11,660
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,113,662
Interest on participant loans	2014-12-31	$6,843
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$4,506,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$256,538
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$397,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$397,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$220
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$49,413
Net investment gain or loss from common/collective trusts	2014-12-31	$224,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$22,500
Employer contributions (assets) at end of year	2014-12-31	$22,500
Income. Dividends from common stock	2014-12-31	$20,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$477,217
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$937,341
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$2,918,135
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$7,817
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$30
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	D H SCOTT & CO
Accountancy firm EIN	2014-12-31	680397834
2013 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$576,326
Total unrealized appreciation/depreciation of assets	2013-12-31	$576,326
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$30
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$10,030
Total income from all sources (including contributions)	2013-12-31	$2,007,802
Total loss/gain on sale of assets	2013-12-31	$-12,261
Total of all expenses incurred	2013-12-31	$581,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$510,824
Value of total corrective distributions	2013-12-31	$14,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$411,884
Value of total assets at end of year	2013-12-31	$7,909,691
Value of total assets at beginning of year	2013-12-31	$6,493,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$56,064
Total interest from all sources	2013-12-31	$5,177
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$27,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$45,029
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$401,884
Participant contributions at end of year	2013-12-31	$86,069
Participant contributions at beginning of year	2013-12-31	$90,885
Participant contributions at beginning of year	2013-12-31	$117,375
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$1,161
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$5,715
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$10,000
Other income not declared elsewhere	2013-12-31	$1,298
Administrative expenses (other) incurred	2013-12-31	$426
Liabilities. Value of operating payables at beginning of year	2013-12-31	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,426,493
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,909,661
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,483,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$10,609
Interest on participant loans	2013-12-31	$5,162
Value of interest in common/collective trusts at end of year	2013-12-31	$4,506,772
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,356,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$397,554
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,471,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,471,867
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$15
Net investment gain or loss from common/collective trusts	2013-12-31	$997,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$10,000
Income. Dividends from common stock	2013-12-31	$27,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$510,824
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$2,918,135
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$1,450,721
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$30
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$846,359
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$858,620
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	D H SCOTT & CO
Accountancy firm EIN	2013-12-31	680397834
2012 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$232,484
Total unrealized appreciation/depreciation of assets	2012-12-31	$232,484
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$10,030
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$981,563
Total loss/gain on sale of assets	2012-12-31	$-127,674
Total of all expenses incurred	2012-12-31	$123,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$99,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$427,121
Value of total assets at end of year	2012-12-31	$6,493,198
Value of total assets at beginning of year	2012-12-31	$5,625,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$23,912
Total interest from all sources	2012-12-31	$44,405
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$64,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$16,637
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$427,121
Participant contributions at end of year	2012-12-31	$90,885
Participant contributions at beginning of year	2012-12-31	$99,540
Participant contributions at end of year	2012-12-31	$117,375
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$5,715
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$10,000
Other income not declared elsewhere	2012-12-31	$940
Liabilities. Value of operating payables at end of year	2012-12-31	$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$857,927
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,483,168
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,625,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$7,275
Interest on participant loans	2012-12-31	$5,335
Value of interest in common/collective trusts at end of year	2012-12-31	$3,356,635
Value of interest in common/collective trusts at beginning of year	2012-12-31	$2,765,562
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,471,867
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$963,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$963,656
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$39,070
Net investment gain or loss from common/collective trusts	2012-12-31	$339,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at beginning of year	2012-12-31	$25,000
Income. Dividends from common stock	2012-12-31	$64,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$99,724
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$1,450,721
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,771,483
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,946,579
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$3,074,253
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	D H SCOTT & CO
Accountancy firm EIN	2012-12-31	680397834
2011 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-173,682
Total unrealized appreciation/depreciation of assets	2011-12-31	$-173,682
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$10,352
Total income from all sources (including contributions)	2011-12-31	$180,817
Total loss/gain on sale of assets	2011-12-31	$41,853
Total of all expenses incurred	2011-12-31	$316,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$240,640
Value of total corrective distributions	2011-12-31	$25,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$419,114
Value of total assets at end of year	2011-12-31	$5,625,241
Value of total assets at beginning of year	2011-12-31	$5,770,904
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$49,610
Total interest from all sources	2011-12-31	$35,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$35,743
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$384,114
Participant contributions at end of year	2011-12-31	$99,540
Participant contributions at beginning of year	2011-12-31	$101,613
Participant contributions at beginning of year	2011-12-31	$66,531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$4,488
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$10,000
Other income not declared elsewhere	2011-12-31	$-3,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-135,311
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,625,241
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,760,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$13,867
Interest on participant loans	2011-12-31	$5,234
Value of interest in common/collective trusts at end of year	2011-12-31	$2,765,562
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,613,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$963,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$391,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$391,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$30,010
Net investment gain or loss from common/collective trusts	2011-12-31	$-138,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$35,000
Employer contributions (assets) at end of year	2011-12-31	$25,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$240,640
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,771,483
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$2,593,287
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$352
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$41,853
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	D H SCOTT & CO
Accountancy firm EIN	2011-12-31	680397834
2010 : UBEO WEST REGION 401K PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-67,604
Total unrealized appreciation/depreciation of assets	2010-12-31	$-67,604
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$10,352
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,222
Total income from all sources (including contributions)	2010-12-31	$856,679
Total loss/gain on sale of assets	2010-12-31	$143,569
Total of all expenses incurred	2010-12-31	$514,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$476,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$405,482
Value of total assets at end of year	2010-12-31	$5,770,904
Value of total assets at beginning of year	2010-12-31	$5,420,700
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$37,864
Total interest from all sources	2010-12-31	$18,663
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$14,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$37,838
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$386,221
Participant contributions at end of year	2010-12-31	$101,613
Participant contributions at beginning of year	2010-12-31	$68,035
Participant contributions at end of year	2010-12-31	$66,531
Participant contributions at beginning of year	2010-12-31	$39,888
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$19,261
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$4,488
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$5,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$10,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$342,074
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,760,552
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,418,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$26
Interest on participant loans	2010-12-31	$4,986
Value of interest in common/collective trusts at end of year	2010-12-31	$2,613,939
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,270,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$391,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$392,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$392,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$13,677
Net investment gain or loss from common/collective trusts	2010-12-31	$341,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Income. Dividends from common stock	2010-12-31	$14,666
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$476,741
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$2,593,287
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$2,644,618
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$352
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$2,222
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$143,569
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	D H SCOTT & CO
Accountancy firm EIN	2010-12-31	680397834

Form 5500 Responses for UBEO WEST REGION 401K PROFIT SHARING PLAN

2022: UBEO WEST REGION 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: UBEO WEST REGION 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UBEO WEST REGION 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UBEO WEST REGION 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UBEO WEST REGION 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UBEO WEST REGION 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UBEO WEST REGION 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UBEO WEST REGION 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UBEO WEST REGION 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UBEO WEST REGION 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UBEO WEST REGION 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UBEO WEST REGION 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UBEO WEST REGION 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UBEO WEST REGION 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

Policy instance

Number of Individuals Covered	450
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

510775-01

Policy instance

Insurance contract or identification number	510775-01
Number of Individuals Covered	54
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

114831

Policy instance

Insurance contract or identification number	114831
Number of Individuals Covered	313
Total amount of fees paid to insurance company	USD $12,302
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Amount paid for insurance broker fees	12302
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

114831

Policy instance

Insurance contract or identification number	114831
Number of Individuals Covered	316
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $14,405
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	14405
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

114831

Policy instance

Insurance contract or identification number	114831
Number of Individuals Covered	254
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,347
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1
Insurance broker organization code?	6

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

114831

Policy instance

Insurance contract or identification number	114831
Number of Individuals Covered	245
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $26,920
Total amount of fees paid to insurance company	USD $6,341
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,920
Amount paid for insurance broker fees	0
Insurance broker organization code?	6
Insurance broker name	ASSOCIATED PENSION CONSULTANTS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

114831

Policy instance

Insurance contract or identification number	114831
Number of Individuals Covered	202
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $28,622
Total amount of fees paid to insurance company	USD $6,248
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $28,622
Insurance broker organization code?	6
Amount paid for insurance broker fees	6248
Insurance broker name	ASSOCIATED PENSION CONSULTANTS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

114831

Policy instance

Insurance contract or identification number	114831
Number of Individuals Covered	210
Insurance policy start date	2014-07-28
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $10,262
Total amount of fees paid to insurance company	USD $10,006
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,262
Insurance broker organization code?	6
Amount paid for insurance broker fees	10006
Insurance broker name	ASSOCIATED PENSION CONSULTANTS

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Company Name:	UBEO WEST REGION LLC
Employer identification number (EIN):	941461160
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0382789