OPTICS EAST, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OPTICS EAST, INC 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2016 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-06-30 | $99,061 |
| Total unrealized appreciation/depreciation of assets | 2016-06-30 | $99,061 |
| Total transfer of assets from this plan | 2016-06-30 | $1,818,120 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $277 |
| Total income from all sources (including contributions) | 2016-06-30 | $154,615 |
| Total loss/gain on sale of assets | 2016-06-30 | $0 |
| Total of all expenses incurred | 2016-06-30 | $2,391 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $760 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $52,477 |
| Value of total assets at end of year | 2016-06-30 | $0 |
| Value of total assets at beginning of year | 2016-06-30 | $1,666,173 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $1,631 |
| Total interest from all sources | 2016-06-30 | $3,077 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-06-30 | $0 |
| Administrative expenses professional fees incurred | 2016-06-30 | $1,631 |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Contributions received from participants | 2016-06-30 | $44,648 |
| Participant contributions at end of year | 2016-06-30 | $0 |
| Participant contributions at beginning of year | 2016-06-30 | $63,950 |
| Participant contributions at end of year | 2016-06-30 | $0 |
| Participant contributions at beginning of year | 2016-06-30 | $13,717 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-06-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-06-30 | $2,547 |
| Liabilities. Value of operating payables at end of year | 2016-06-30 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2016-06-30 | $277 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $152,224 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $1,665,896 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Value of interest in pooled separate accounts at end of year | 2016-06-30 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-06-30 | $1,362,748 |
| Interest on participant loans | 2016-06-30 | $1,422 |
| Interest earned on other investments | 2016-06-30 | $1,655 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-06-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-06-30 | $195,035 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Contributions received in cash from employer | 2016-06-30 | $7,829 |
| Employer contributions (assets) at end of year | 2016-06-30 | $0 |
| Employer contributions (assets) at beginning of year | 2016-06-30 | $28,176 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $760 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-06-30 | Yes |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
| Accountancy firm name | 2016-06-30 | HUTCHISON & BLOODGOOD LLP |
| Accountancy firm EIN | 2016-06-30 | 950858589 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-02-29 | $-141,563 |
| Total unrealized appreciation/depreciation of assets | 2016-02-29 | $-141,563 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-02-29 | $277 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-02-29 | $637 |
| Total income from all sources (including contributions) | 2016-02-29 | $60,025 |
| Total loss/gain on sale of assets | 2016-02-29 | $0 |
| Total of all expenses incurred | 2016-02-29 | $153,419 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-02-29 | $143,727 |
| Value of total corrective distributions | 2016-02-29 | $6,140 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-02-29 | $191,908 |
| Value of total assets at end of year | 2016-02-29 | $1,666,145 |
| Value of total assets at beginning of year | 2016-02-29 | $1,759,899 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-02-29 | $3,552 |
| Total interest from all sources | 2016-02-29 | $9,680 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-02-29 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-02-29 | No |
| Administrative expenses professional fees incurred | 2016-02-29 | $3,552 |
| Was this plan covered by a fidelity bond | 2016-02-29 | Yes |
| Value of fidelity bond cover | 2016-02-29 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2016-02-29 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-02-29 | No |
| Contributions received from participants | 2016-02-29 | $163,760 |
| Participant contributions at end of year | 2016-02-29 | $63,950 |
| Participant contributions at beginning of year | 2016-02-29 | $78,257 |
| Participant contributions at end of year | 2016-02-29 | $13,717 |
| Participant contributions at beginning of year | 2016-02-29 | $5,037 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-02-29 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-02-29 | $2,547 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-02-29 | $948 |
| Administrative expenses (other) incurred | 2016-02-29 | $0 |
| Liabilities. Value of operating payables at end of year | 2016-02-29 | $277 |
| Liabilities. Value of operating payables at beginning of year | 2016-02-29 | $637 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-02-29 | No |
| Value of net income/loss | 2016-02-29 | $-93,394 |
| Value of net assets at end of year (total assets less liabilities) | 2016-02-29 | $1,665,868 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-02-29 | $1,759,262 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-02-29 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-02-29 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-02-29 | No |
| Value of interest in pooled separate accounts at end of year | 2016-02-29 | $1,362,748 |
| Value of interest in pooled separate accounts at beginning of year | 2016-02-29 | $1,429,271 |
| Interest on participant loans | 2016-02-29 | $6,189 |
| Interest earned on other investments | 2016-02-29 | $3,491 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-02-29 | $195,035 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-02-29 | $224,959 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-02-29 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-02-29 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-02-29 | No |
| Contributions received in cash from employer | 2016-02-29 | $28,148 |
| Employer contributions (assets) at end of year | 2016-02-29 | $28,148 |
| Employer contributions (assets) at beginning of year | 2016-02-29 | $21,427 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-02-29 | $143,727 |
| Did the plan have assets held for investment | 2016-02-29 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-02-29 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-02-29 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-02-29 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-02-29 | Disclaimer |
| Accountancy firm name | 2016-02-29 | HUCHINSON & BLOODGOOD, LLP |
| Accountancy firm EIN | 2016-02-29 | 950858589 |
| 2015 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-02-28 | $87,309 |
| Total unrealized appreciation/depreciation of assets | 2015-02-28 | $87,309 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $637 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $825 |
| Total income from all sources (including contributions) | 2015-02-28 | $231,121 |
| Total loss/gain on sale of assets | 2015-02-28 | $0 |
| Total of all expenses incurred | 2015-02-28 | $198,319 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-02-28 | $194,956 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-02-28 | $135,469 |
| Value of total assets at end of year | 2015-02-28 | $1,759,899 |
| Value of total assets at beginning of year | 2015-02-28 | $1,727,285 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-02-28 | $3,363 |
| Total interest from all sources | 2015-02-28 | $8,343 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-02-28 | No |
| Administrative expenses professional fees incurred | 2015-02-28 | $3,363 |
| Was this plan covered by a fidelity bond | 2015-02-28 | Yes |
| Value of fidelity bond cover | 2015-02-28 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2015-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-02-28 | No |
| Contributions received from participants | 2015-02-28 | $114,042 |
| Participant contributions at end of year | 2015-02-28 | $78,257 |
| Participant contributions at beginning of year | 2015-02-28 | $94,533 |
| Participant contributions at end of year | 2015-02-28 | $5,037 |
| Participant contributions at beginning of year | 2015-02-28 | $2,890 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-02-28 | $948 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-02-28 | $1,552 |
| Liabilities. Value of operating payables at end of year | 2015-02-28 | $637 |
| Liabilities. Value of operating payables at beginning of year | 2015-02-28 | $825 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-02-28 | No |
| Value of net income/loss | 2015-02-28 | $32,802 |
| Value of net assets at end of year (total assets less liabilities) | 2015-02-28 | $1,759,262 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-02-28 | $1,726,460 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-02-28 | No |
| Value of interest in pooled separate accounts at end of year | 2015-02-28 | $1,429,271 |
| Value of interest in pooled separate accounts at beginning of year | 2015-02-28 | $1,379,710 |
| Interest on participant loans | 2015-02-28 | $4,818 |
| Interest earned on other investments | 2015-02-28 | $3,525 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-02-28 | $224,959 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-02-28 | $231,053 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-02-28 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-02-28 | No |
| Contributions received in cash from employer | 2015-02-28 | $21,427 |
| Employer contributions (assets) at end of year | 2015-02-28 | $21,427 |
| Employer contributions (assets) at beginning of year | 2015-02-28 | $17,547 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-02-28 | $194,956 |
| Did the plan have assets held for investment | 2015-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-02-28 | Disclaimer |
| Accountancy firm name | 2015-02-28 | HUTCHINSON & BLOODGOOD, LLP |
| Accountancy firm EIN | 2015-02-28 | 950858589 |
| 2014 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-02-28 | $174,470 |
| Total unrealized appreciation/depreciation of assets | 2014-02-28 | $174,470 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-02-28 | $825 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-02-28 | $193 |
| Total income from all sources (including contributions) | 2014-02-28 | $289,091 |
| Total loss/gain on sale of assets | 2014-02-28 | $0 |
| Total of all expenses incurred | 2014-02-28 | $84,546 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-02-28 | $78,662 |
| Expenses. Certain deemed distributions of participant loans | 2014-02-28 | $1,240 |
| Value of total corrective distributions | 2014-02-28 | $1,203 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-02-28 | $103,978 |
| Value of total assets at end of year | 2014-02-28 | $1,727,285 |
| Value of total assets at beginning of year | 2014-02-28 | $1,522,108 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-02-28 | $3,441 |
| Total interest from all sources | 2014-02-28 | $10,643 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-02-28 | No |
| Administrative expenses professional fees incurred | 2014-02-28 | $3,441 |
| Was this plan covered by a fidelity bond | 2014-02-28 | Yes |
| Value of fidelity bond cover | 2014-02-28 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2014-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-02-28 | No |
| Contributions received from participants | 2014-02-28 | $86,431 |
| Participant contributions at end of year | 2014-02-28 | $94,533 |
| Participant contributions at beginning of year | 2014-02-28 | $98,234 |
| Participant contributions at end of year | 2014-02-28 | $2,890 |
| Participant contributions at beginning of year | 2014-02-28 | $3,488 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-02-28 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-02-28 | $1,552 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-02-28 | $1,014 |
| Liabilities. Value of operating payables at end of year | 2014-02-28 | $825 |
| Liabilities. Value of operating payables at beginning of year | 2014-02-28 | $193 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-02-28 | No |
| Value of net income/loss | 2014-02-28 | $204,545 |
| Value of net assets at end of year (total assets less liabilities) | 2014-02-28 | $1,726,460 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-02-28 | $1,521,915 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-02-28 | No |
| Value of interest in pooled separate accounts at end of year | 2014-02-28 | $1,379,710 |
| Value of interest in pooled separate accounts at beginning of year | 2014-02-28 | $1,173,424 |
| Interest on participant loans | 2014-02-28 | $7,143 |
| Interest earned on other investments | 2014-02-28 | $3,500 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-02-28 | $231,053 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-02-28 | $227,525 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-02-28 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-02-28 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-02-28 | No |
| Contributions received in cash from employer | 2014-02-28 | $17,547 |
| Employer contributions (assets) at end of year | 2014-02-28 | $17,547 |
| Employer contributions (assets) at beginning of year | 2014-02-28 | $18,423 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-02-28 | $78,662 |
| Did the plan have assets held for investment | 2014-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-02-28 | Disclaimer |
| Accountancy firm name | 2014-02-28 | HUTCHINSON & BLOODGOOD, LLP |
| Accountancy firm EIN | 2014-02-28 | 950858589 |
| 2013 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-02-28 | $76,384 |
| Total unrealized appreciation/depreciation of assets | 2013-02-28 | $76,384 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $193 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-02-28 | $429 |
| Total income from all sources (including contributions) | 2013-02-28 | $200,052 |
| Total loss/gain on sale of assets | 2013-02-28 | $0 |
| Total of all expenses incurred | 2013-02-28 | $72,970 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-02-28 | $69,990 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-02-28 | $115,475 |
| Value of total assets at end of year | 2013-02-28 | $1,522,108 |
| Value of total assets at beginning of year | 2013-02-28 | $1,395,262 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-02-28 | $2,980 |
| Total interest from all sources | 2013-02-28 | $8,193 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-02-28 | No |
| Administrative expenses professional fees incurred | 2013-02-28 | $2,980 |
| Was this plan covered by a fidelity bond | 2013-02-28 | Yes |
| Value of fidelity bond cover | 2013-02-28 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2013-02-28 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-02-28 | No |
| Contributions received from participants | 2013-02-28 | $97,052 |
| Participant contributions at end of year | 2013-02-28 | $98,234 |
| Participant contributions at beginning of year | 2013-02-28 | $53,791 |
| Participant contributions at end of year | 2013-02-28 | $3,488 |
| Participant contributions at beginning of year | 2013-02-28 | $3,362 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-02-28 | $1,014 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-02-28 | $772 |
| Liabilities. Value of operating payables at end of year | 2013-02-28 | $193 |
| Liabilities. Value of operating payables at beginning of year | 2013-02-28 | $429 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
| Value of net income/loss | 2013-02-28 | $127,082 |
| Value of net assets at end of year (total assets less liabilities) | 2013-02-28 | $1,521,915 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-02-28 | $1,394,833 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-02-28 | No |
| Value of interest in pooled separate accounts at end of year | 2013-02-28 | $1,173,424 |
| Value of interest in pooled separate accounts at beginning of year | 2013-02-28 | $1,053,015 |
| Interest on participant loans | 2013-02-28 | $4,302 |
| Interest earned on other investments | 2013-02-28 | $3,891 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-02-28 | $227,525 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-02-28 | $266,425 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-02-28 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-02-28 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-02-28 | No |
| Contributions received in cash from employer | 2013-02-28 | $18,423 |
| Employer contributions (assets) at end of year | 2013-02-28 | $18,423 |
| Employer contributions (assets) at beginning of year | 2013-02-28 | $17,897 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-02-28 | $69,990 |
| Did the plan have assets held for investment | 2013-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-02-28 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-02-28 | Disclaimer |
| Accountancy firm name | 2013-02-28 | HUTCHINSON & BLOODGOOD, LLP |
| Accountancy firm EIN | 2013-02-28 | 950858589 |
| 2012 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-02-29 | $-2,347 |
| Total unrealized appreciation/depreciation of assets | 2012-02-29 | $-2,347 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $429 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-02-29 | $0 |
| Total income from all sources (including contributions) | 2012-02-29 | $142,197 |
| Total loss/gain on sale of assets | 2012-02-29 | $0 |
| Total of all expenses incurred | 2012-02-29 | $17,742 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-02-29 | $13,843 |
| Value of total corrective distributions | 2012-02-29 | $1,251 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-02-29 | $135,279 |
| Value of total assets at end of year | 2012-02-29 | $1,395,262 |
| Value of total assets at beginning of year | 2012-02-29 | $1,270,378 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-02-29 | $2,648 |
| Total interest from all sources | 2012-02-29 | $9,265 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-02-29 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-02-29 | No |
| Administrative expenses professional fees incurred | 2012-02-29 | $2,648 |
| Was this plan covered by a fidelity bond | 2012-02-29 | Yes |
| Value of fidelity bond cover | 2012-02-29 | $140,000 |
| If this is an individual account plan, was there a blackout period | 2012-02-29 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-02-29 | No |
| Contributions received from participants | 2012-02-29 | $86,396 |
| Participant contributions at end of year | 2012-02-29 | $53,791 |
| Participant contributions at beginning of year | 2012-02-29 | $49,252 |
| Participant contributions at end of year | 2012-02-29 | $3,362 |
| Participant contributions at beginning of year | 2012-02-29 | $2,876 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-02-29 | $30,986 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-02-29 | $772 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-02-29 | $666 |
| Liabilities. Value of operating payables at end of year | 2012-02-29 | $429 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Value of net income/loss | 2012-02-29 | $124,455 |
| Value of net assets at end of year (total assets less liabilities) | 2012-02-29 | $1,394,833 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-02-29 | $1,270,378 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-02-29 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-02-29 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-02-29 | No |
| Value of interest in pooled separate accounts at end of year | 2012-02-29 | $1,053,015 |
| Value of interest in pooled separate accounts at beginning of year | 2012-02-29 | $995,196 |
| Interest on participant loans | 2012-02-29 | $3,855 |
| Interest earned on other investments | 2012-02-29 | $5,410 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-02-29 | $266,425 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-02-29 | $189,315 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-02-29 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-02-29 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-02-29 | No |
| Contributions received in cash from employer | 2012-02-29 | $17,897 |
| Employer contributions (assets) at end of year | 2012-02-29 | $17,897 |
| Employer contributions (assets) at beginning of year | 2012-02-29 | $33,073 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-02-29 | $13,843 |
| Did the plan have assets held for investment | 2012-02-29 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-02-29 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-02-29 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-02-29 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-02-29 | Disclaimer |
| Accountancy firm name | 2012-02-29 | HUTCHINSON & BLOODGOOD, LLP |
| Accountancy firm EIN | 2012-02-29 | 950858589 |
| 2011 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-02-28 | $132,184 |
| Total unrealized appreciation/depreciation of assets | 2011-02-28 | $132,184 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-02-28 | $0 |
| Total income from all sources (including contributions) | 2011-02-28 | $242,474 |
| Total loss/gain on sale of assets | 2011-02-28 | $2,350 |
| Total of all expenses incurred | 2011-02-28 | $60,524 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-02-28 | $58,093 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-02-28 | $97,340 |
| Value of total assets at end of year | 2011-02-28 | $1,270,378 |
| Value of total assets at beginning of year | 2011-02-28 | $1,088,428 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-02-28 | $2,431 |
| Total interest from all sources | 2011-02-28 | $10,600 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-02-28 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-02-28 | No |
| Administrative expenses professional fees incurred | 2011-02-28 | $2,431 |
| Was this plan covered by a fidelity bond | 2011-02-28 | Yes |
| Value of fidelity bond cover | 2011-02-28 | $120,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-02-28 | No |
| Contributions received from participants | 2011-02-28 | $81,029 |
| Participant contributions at end of year | 2011-02-28 | $49,252 |
| Participant contributions at beginning of year | 2011-02-28 | $49,470 |
| Participant contributions at end of year | 2011-02-28 | $2,876 |
| Participant contributions at beginning of year | 2011-02-28 | $6,685 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-02-28 | $666 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-02-28 | $2,413 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
| Value of net income/loss | 2011-02-28 | $181,950 |
| Value of net assets at end of year (total assets less liabilities) | 2011-02-28 | $1,270,378 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-02-28 | $1,088,428 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-02-28 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-02-28 | No |
| Value of interest in pooled separate accounts at end of year | 2011-02-28 | $995,196 |
| Value of interest in pooled separate accounts at beginning of year | 2011-02-28 | $836,735 |
| Interest on participant loans | 2011-02-28 | $4,887 |
| Interest earned on other investments | 2011-02-28 | $5,713 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-02-28 | $189,315 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-02-28 | $176,362 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-02-28 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-02-28 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-02-28 | No |
| Contributions received in cash from employer | 2011-02-28 | $16,311 |
| Employer contributions (assets) at end of year | 2011-02-28 | $33,073 |
| Employer contributions (assets) at beginning of year | 2011-02-28 | $16,763 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-02-28 | $58,093 |
| Did the plan have assets held for investment | 2011-02-28 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-02-28 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-02-28 | No |
| Aggregate proceeds on sale of assets | 2011-02-28 | $2,350 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-02-28 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-02-28 | Disclaimer |
| Accountancy firm name | 2011-02-28 | HUTCHINSON & BLOODGOOD, LLP |
| Accountancy firm EIN | 2011-02-28 | 950858589 |
