401k Plan data: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN plan

OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	OPTICS EAST, INC 401(K) PROFIT SHARING PLAN
Plan identification number	001

OPTICS EAST, INC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

OPTICS EAST, INC. has sponsored the creation of one or more 401k plans.

Company Name: OPTICS EAST, INC.

Employer identification number (EIN): 942207879

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPTICS EAST, INC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-03-01
001 2015-03-01
001 2015-03-01
001 2015-03-01 ROBERT KIM 2016-12-14
001 2014-03-01
001 2013-03-01
001 2012-03-01 ROBERT KIM ROBERT KIM 2013-12-16
001 2011-03-01 ROBERT KIM ROBERT KIM 2012-12-17
001 2009-03-01 ROBERT KIM ROBERT KIM 2010-12-15
001 2009-03-01 ROBERT KIM ROBERT KIM 2010-12-15
001 2009-03-01 ROBERT KIM ROBERT KIM 2010-12-14
001 2009-03-01 ROBERT KIM ROBERT KIM 2011-05-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-03-01
001	2015-03-01
001	2015-03-01
001	2015-03-01	ROBERT KIM	2016-12-14
001	2014-03-01
001	2013-03-01
001	2012-03-01	ROBERT KIM		ROBERT KIM	2013-12-16
001	2011-03-01	ROBERT KIM		ROBERT KIM	2012-12-17
001	2009-03-01	ROBERT KIM		ROBERT KIM	2010-12-15
001	2009-03-01	ROBERT KIM		ROBERT KIM	2010-12-15
001	2009-03-01	ROBERT KIM		ROBERT KIM	2010-12-14
001	2009-03-01	ROBERT KIM		ROBERT KIM	2011-05-06

Plan Statistics for OPTICS EAST, INC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for OPTICS EAST, INC 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-03-01 235
Total number of active participants reported on line 7a of the Form 5500 2016-03-01 0
Number of retired or separated participants receiving benefits 2016-03-01 0
Number of other retired or separated participants entitled to future benefits 2016-03-01 0
Total of all active and inactive participants 2016-03-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-03-01 0
Total participants 2016-03-01 0
Number of participants with account balances 2016-03-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-03-01 0
2015: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-03-01 226
Total number of active participants reported on line 7a of the Form 5500 2015-03-01 145
Number of retired or separated participants receiving benefits 2015-03-01 0
Number of other retired or separated participants entitled to future benefits 2015-03-01 72
Total of all active and inactive participants 2015-03-01 217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-03-01 0
Total participants 2015-03-01 217
Number of participants with account balances 2015-03-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-03-01 3
2014: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-03-01 232
Total number of active participants reported on line 7a of the Form 5500 2014-03-01 152
Number of retired or separated participants receiving benefits 2014-03-01 0
Number of other retired or separated participants entitled to future benefits 2014-03-01 66
Total of all active and inactive participants 2014-03-01 218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-03-01 0
Total participants 2014-03-01 218
Number of participants with account balances 2014-03-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-03-01 1
2013: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-03-01 233
Total number of active participants reported on line 7a of the Form 5500 2013-03-01 148
Number of retired or separated participants receiving benefits 2013-03-01 0
Number of other retired or separated participants entitled to future benefits 2013-03-01 66
Total of all active and inactive participants 2013-03-01 214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-03-01 0
Total participants 2013-03-01 214
Number of participants with account balances 2013-03-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-03-01 4
2012: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-03-01 218
Total number of active participants reported on line 7a of the Form 5500 2012-03-01 156
Number of retired or separated participants receiving benefits 2012-03-01 0
Number of other retired or separated participants entitled to future benefits 2012-03-01 59
Total of all active and inactive participants 2012-03-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-03-01 0
Total participants 2012-03-01 215
Number of participants with account balances 2012-03-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-03-01 2
2011: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-03-01 213
Total number of active participants reported on line 7a of the Form 5500 2011-03-01 153
Number of other retired or separated participants entitled to future benefits 2011-03-01 56
Total of all active and inactive participants 2011-03-01 209
Total participants 2011-03-01 209
Number of participants with account balances 2011-03-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-03-01 5
2009: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-03-01 176
Total number of active participants reported on line 7a of the Form 5500 2009-03-01 118
Number of other retired or separated participants entitled to future benefits 2009-03-01 50
Total of all active and inactive participants 2009-03-01 168
Total participants 2009-03-01 168
Number of participants with account balances 2009-03-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-03-01 4

Measure	Date	Value
2016: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-03-01	235
Total number of active participants reported on line 7a of the Form 5500	2016-03-01	0
Number of retired or separated participants receiving benefits	2016-03-01	0
Number of other retired or separated participants entitled to future benefits	2016-03-01	0
Total of all active and inactive participants	2016-03-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-03-01	0
Total participants	2016-03-01	0
Number of participants with account balances	2016-03-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-03-01	0
2015: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-03-01	226
Total number of active participants reported on line 7a of the Form 5500	2015-03-01	145
Number of retired or separated participants receiving benefits	2015-03-01	0
Number of other retired or separated participants entitled to future benefits	2015-03-01	72
Total of all active and inactive participants	2015-03-01	217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-03-01	0
Total participants	2015-03-01	217
Number of participants with account balances	2015-03-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-03-01	3
2014: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-03-01	232
Total number of active participants reported on line 7a of the Form 5500	2014-03-01	152
Number of retired or separated participants receiving benefits	2014-03-01	0
Number of other retired or separated participants entitled to future benefits	2014-03-01	66
Total of all active and inactive participants	2014-03-01	218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-03-01	0
Total participants	2014-03-01	218
Number of participants with account balances	2014-03-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-03-01	1
2013: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-03-01	233
Total number of active participants reported on line 7a of the Form 5500	2013-03-01	148
Number of retired or separated participants receiving benefits	2013-03-01	0
Number of other retired or separated participants entitled to future benefits	2013-03-01	66
Total of all active and inactive participants	2013-03-01	214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-03-01	0
Total participants	2013-03-01	214
Number of participants with account balances	2013-03-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-03-01	4
2012: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-03-01	218
Total number of active participants reported on line 7a of the Form 5500	2012-03-01	156
Number of retired or separated participants receiving benefits	2012-03-01	0
Number of other retired or separated participants entitled to future benefits	2012-03-01	59
Total of all active and inactive participants	2012-03-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-03-01	0
Total participants	2012-03-01	215
Number of participants with account balances	2012-03-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-03-01	2
2011: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-03-01	213
Total number of active participants reported on line 7a of the Form 5500	2011-03-01	153
Number of other retired or separated participants entitled to future benefits	2011-03-01	56
Total of all active and inactive participants	2011-03-01	209
Total participants	2011-03-01	209
Number of participants with account balances	2011-03-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-03-01	5
2009: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-03-01	176
Total number of active participants reported on line 7a of the Form 5500	2009-03-01	118
Number of other retired or separated participants entitled to future benefits	2009-03-01	50
Total of all active and inactive participants	2009-03-01	168
Total participants	2009-03-01	168
Number of participants with account balances	2009-03-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-03-01	4

Financial Data on OPTICS EAST, INC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2016 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$99,061
Total unrealized appreciation/depreciation of assets	2016-06-30	$99,061
Total transfer of assets from this plan	2016-06-30	$1,818,120
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$277
Total income from all sources (including contributions)	2016-06-30	$154,615
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$2,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$760
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$52,477
Value of total assets at end of year	2016-06-30	$0
Value of total assets at beginning of year	2016-06-30	$1,666,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$1,631
Total interest from all sources	2016-06-30	$3,077
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-06-30	$0
Administrative expenses professional fees incurred	2016-06-30	$1,631
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$160,000
If this is an individual account plan, was there a blackout period	2016-06-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$44,648
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$63,950
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$13,717
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$2,547
Liabilities. Value of operating payables at end of year	2016-06-30	$0
Liabilities. Value of operating payables at beginning of year	2016-06-30	$277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$152,224
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$1,665,896
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in pooled separate accounts at end of year	2016-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$1,362,748
Interest on participant loans	2016-06-30	$1,422
Interest earned on other investments	2016-06-30	$1,655
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$195,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$7,829
Employer contributions (assets) at end of year	2016-06-30	$0
Employer contributions (assets) at beginning of year	2016-06-30	$28,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-06-30	Yes
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	HUTCHISON & BLOODGOOD LLP
Accountancy firm EIN	2016-06-30	950858589
Unrealized appreciation/depreciation of other (non real estate) assets	2016-02-29	$-141,563
Total unrealized appreciation/depreciation of assets	2016-02-29	$-141,563
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-02-29	$277
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-02-29	$637
Total income from all sources (including contributions)	2016-02-29	$60,025
Total loss/gain on sale of assets	2016-02-29	$0
Total of all expenses incurred	2016-02-29	$153,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-02-29	$143,727
Value of total corrective distributions	2016-02-29	$6,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-02-29	$191,908
Value of total assets at end of year	2016-02-29	$1,666,145
Value of total assets at beginning of year	2016-02-29	$1,759,899
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-02-29	$3,552
Total interest from all sources	2016-02-29	$9,680
Total dividends received (eg from common stock, registered investment company shares)	2016-02-29	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-02-29	No
Administrative expenses professional fees incurred	2016-02-29	$3,552
Was this plan covered by a fidelity bond	2016-02-29	Yes
Value of fidelity bond cover	2016-02-29	$160,000
If this is an individual account plan, was there a blackout period	2016-02-29	No
Were there any nonexempt tranactions with any party-in-interest	2016-02-29	No
Contributions received from participants	2016-02-29	$163,760
Participant contributions at end of year	2016-02-29	$63,950
Participant contributions at beginning of year	2016-02-29	$78,257
Participant contributions at end of year	2016-02-29	$13,717
Participant contributions at beginning of year	2016-02-29	$5,037
Income. Received or receivable in cash from other sources (including rollovers)	2016-02-29	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-02-29	$2,547
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-02-29	$948
Administrative expenses (other) incurred	2016-02-29	$0
Liabilities. Value of operating payables at end of year	2016-02-29	$277
Liabilities. Value of operating payables at beginning of year	2016-02-29	$637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-02-29	No
Value of net income/loss	2016-02-29	$-93,394
Value of net assets at end of year (total assets less liabilities)	2016-02-29	$1,665,868
Value of net assets at beginning of year (total assets less liabilities)	2016-02-29	$1,759,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-02-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-02-29	No
Were any leases to which the plan was party in default or uncollectible	2016-02-29	No
Value of interest in pooled separate accounts at end of year	2016-02-29	$1,362,748
Value of interest in pooled separate accounts at beginning of year	2016-02-29	$1,429,271
Interest on participant loans	2016-02-29	$6,189
Interest earned on other investments	2016-02-29	$3,491
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-02-29	$195,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-02-29	$224,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-02-29	Yes
Was there a failure to transmit to the plan any participant contributions	2016-02-29	Yes
Has the plan failed to provide any benefit when due under the plan	2016-02-29	No
Contributions received in cash from employer	2016-02-29	$28,148
Employer contributions (assets) at end of year	2016-02-29	$28,148
Employer contributions (assets) at beginning of year	2016-02-29	$21,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-02-29	$143,727
Did the plan have assets held for investment	2016-02-29	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-02-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-02-29	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-02-29	Yes
Opinion of an independent qualified public accountant for this plan	2016-02-29	Disclaimer
Accountancy firm name	2016-02-29	HUCHINSON & BLOODGOOD, LLP
Accountancy firm EIN	2016-02-29	950858589
2015 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-02-28	$87,309
Total unrealized appreciation/depreciation of assets	2015-02-28	$87,309
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$637
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$825
Total income from all sources (including contributions)	2015-02-28	$231,121
Total loss/gain on sale of assets	2015-02-28	$0
Total of all expenses incurred	2015-02-28	$198,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-02-28	$194,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-02-28	$135,469
Value of total assets at end of year	2015-02-28	$1,759,899
Value of total assets at beginning of year	2015-02-28	$1,727,285
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-02-28	$3,363
Total interest from all sources	2015-02-28	$8,343
Total dividends received (eg from common stock, registered investment company shares)	2015-02-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-02-28	No
Administrative expenses professional fees incurred	2015-02-28	$3,363
Was this plan covered by a fidelity bond	2015-02-28	Yes
Value of fidelity bond cover	2015-02-28	$160,000
If this is an individual account plan, was there a blackout period	2015-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2015-02-28	No
Contributions received from participants	2015-02-28	$114,042
Participant contributions at end of year	2015-02-28	$78,257
Participant contributions at beginning of year	2015-02-28	$94,533
Participant contributions at end of year	2015-02-28	$5,037
Participant contributions at beginning of year	2015-02-28	$2,890
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-02-28	$948
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-02-28	$1,552
Liabilities. Value of operating payables at end of year	2015-02-28	$637
Liabilities. Value of operating payables at beginning of year	2015-02-28	$825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Value of net income/loss	2015-02-28	$32,802
Value of net assets at end of year (total assets less liabilities)	2015-02-28	$1,759,262
Value of net assets at beginning of year (total assets less liabilities)	2015-02-28	$1,726,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-02-28	No
Were any leases to which the plan was party in default or uncollectible	2015-02-28	No
Value of interest in pooled separate accounts at end of year	2015-02-28	$1,429,271
Value of interest in pooled separate accounts at beginning of year	2015-02-28	$1,379,710
Interest on participant loans	2015-02-28	$4,818
Interest earned on other investments	2015-02-28	$3,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-02-28	$224,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-02-28	$231,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-02-28	Yes
Was there a failure to transmit to the plan any participant contributions	2015-02-28	No
Has the plan failed to provide any benefit when due under the plan	2015-02-28	No
Contributions received in cash from employer	2015-02-28	$21,427
Employer contributions (assets) at end of year	2015-02-28	$21,427
Employer contributions (assets) at beginning of year	2015-02-28	$17,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-02-28	$194,956
Did the plan have assets held for investment	2015-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2015-02-28	Disclaimer
Accountancy firm name	2015-02-28	HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN	2015-02-28	950858589
2014 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-02-28	$174,470
Total unrealized appreciation/depreciation of assets	2014-02-28	$174,470
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$825
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$193
Total income from all sources (including contributions)	2014-02-28	$289,091
Total loss/gain on sale of assets	2014-02-28	$0
Total of all expenses incurred	2014-02-28	$84,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-02-28	$78,662
Expenses. Certain deemed distributions of participant loans	2014-02-28	$1,240
Value of total corrective distributions	2014-02-28	$1,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-02-28	$103,978
Value of total assets at end of year	2014-02-28	$1,727,285
Value of total assets at beginning of year	2014-02-28	$1,522,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-02-28	$3,441
Total interest from all sources	2014-02-28	$10,643
Total dividends received (eg from common stock, registered investment company shares)	2014-02-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-02-28	No
Administrative expenses professional fees incurred	2014-02-28	$3,441
Was this plan covered by a fidelity bond	2014-02-28	Yes
Value of fidelity bond cover	2014-02-28	$160,000
If this is an individual account plan, was there a blackout period	2014-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2014-02-28	No
Contributions received from participants	2014-02-28	$86,431
Participant contributions at end of year	2014-02-28	$94,533
Participant contributions at beginning of year	2014-02-28	$98,234
Participant contributions at end of year	2014-02-28	$2,890
Participant contributions at beginning of year	2014-02-28	$3,488
Income. Received or receivable in cash from other sources (including rollovers)	2014-02-28	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-02-28	$1,552
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-02-28	$1,014
Liabilities. Value of operating payables at end of year	2014-02-28	$825
Liabilities. Value of operating payables at beginning of year	2014-02-28	$193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Value of net income/loss	2014-02-28	$204,545
Value of net assets at end of year (total assets less liabilities)	2014-02-28	$1,726,460
Value of net assets at beginning of year (total assets less liabilities)	2014-02-28	$1,521,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-02-28	No
Were any leases to which the plan was party in default or uncollectible	2014-02-28	No
Value of interest in pooled separate accounts at end of year	2014-02-28	$1,379,710
Value of interest in pooled separate accounts at beginning of year	2014-02-28	$1,173,424
Interest on participant loans	2014-02-28	$7,143
Interest earned on other investments	2014-02-28	$3,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-02-28	$231,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-02-28	$227,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-02-28	Yes
Was there a failure to transmit to the plan any participant contributions	2014-02-28	No
Has the plan failed to provide any benefit when due under the plan	2014-02-28	No
Contributions received in cash from employer	2014-02-28	$17,547
Employer contributions (assets) at end of year	2014-02-28	$17,547
Employer contributions (assets) at beginning of year	2014-02-28	$18,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-02-28	$78,662
Did the plan have assets held for investment	2014-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2014-02-28	Disclaimer
Accountancy firm name	2014-02-28	HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN	2014-02-28	950858589
2013 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-02-28	$76,384
Total unrealized appreciation/depreciation of assets	2013-02-28	$76,384
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-02-28	$193
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-02-28	$429
Total income from all sources (including contributions)	2013-02-28	$200,052
Total loss/gain on sale of assets	2013-02-28	$0
Total of all expenses incurred	2013-02-28	$72,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-02-28	$69,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-02-28	$115,475
Value of total assets at end of year	2013-02-28	$1,522,108
Value of total assets at beginning of year	2013-02-28	$1,395,262
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-02-28	$2,980
Total interest from all sources	2013-02-28	$8,193
Total dividends received (eg from common stock, registered investment company shares)	2013-02-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-02-28	No
Administrative expenses professional fees incurred	2013-02-28	$2,980
Was this plan covered by a fidelity bond	2013-02-28	Yes
Value of fidelity bond cover	2013-02-28	$160,000
If this is an individual account plan, was there a blackout period	2013-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2013-02-28	No
Contributions received from participants	2013-02-28	$97,052
Participant contributions at end of year	2013-02-28	$98,234
Participant contributions at beginning of year	2013-02-28	$53,791
Participant contributions at end of year	2013-02-28	$3,488
Participant contributions at beginning of year	2013-02-28	$3,362
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-02-28	$1,014
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-02-28	$772
Liabilities. Value of operating payables at end of year	2013-02-28	$193
Liabilities. Value of operating payables at beginning of year	2013-02-28	$429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-02-28	No
Value of net income/loss	2013-02-28	$127,082
Value of net assets at end of year (total assets less liabilities)	2013-02-28	$1,521,915
Value of net assets at beginning of year (total assets less liabilities)	2013-02-28	$1,394,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-02-28	No
Were any leases to which the plan was party in default or uncollectible	2013-02-28	No
Value of interest in pooled separate accounts at end of year	2013-02-28	$1,173,424
Value of interest in pooled separate accounts at beginning of year	2013-02-28	$1,053,015
Interest on participant loans	2013-02-28	$4,302
Interest earned on other investments	2013-02-28	$3,891
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-02-28	$227,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-02-28	$266,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-02-28	Yes
Was there a failure to transmit to the plan any participant contributions	2013-02-28	Yes
Has the plan failed to provide any benefit when due under the plan	2013-02-28	No
Contributions received in cash from employer	2013-02-28	$18,423
Employer contributions (assets) at end of year	2013-02-28	$18,423
Employer contributions (assets) at beginning of year	2013-02-28	$17,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-02-28	$69,990
Did the plan have assets held for investment	2013-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2013-02-28	Disclaimer
Accountancy firm name	2013-02-28	HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN	2013-02-28	950858589
2012 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-02-29	$-2,347
Total unrealized appreciation/depreciation of assets	2012-02-29	$-2,347
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-02-29	$429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-02-29	$0
Total income from all sources (including contributions)	2012-02-29	$142,197
Total loss/gain on sale of assets	2012-02-29	$0
Total of all expenses incurred	2012-02-29	$17,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-02-29	$13,843
Value of total corrective distributions	2012-02-29	$1,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-02-29	$135,279
Value of total assets at end of year	2012-02-29	$1,395,262
Value of total assets at beginning of year	2012-02-29	$1,270,378
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-02-29	$2,648
Total interest from all sources	2012-02-29	$9,265
Total dividends received (eg from common stock, registered investment company shares)	2012-02-29	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-02-29	No
Administrative expenses professional fees incurred	2012-02-29	$2,648
Was this plan covered by a fidelity bond	2012-02-29	Yes
Value of fidelity bond cover	2012-02-29	$140,000
If this is an individual account plan, was there a blackout period	2012-02-29	No
Were there any nonexempt tranactions with any party-in-interest	2012-02-29	No
Contributions received from participants	2012-02-29	$86,396
Participant contributions at end of year	2012-02-29	$53,791
Participant contributions at beginning of year	2012-02-29	$49,252
Participant contributions at end of year	2012-02-29	$3,362
Participant contributions at beginning of year	2012-02-29	$2,876
Income. Received or receivable in cash from other sources (including rollovers)	2012-02-29	$30,986
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-02-29	$772
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-02-29	$666
Liabilities. Value of operating payables at end of year	2012-02-29	$429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-02-29	No
Value of net income/loss	2012-02-29	$124,455
Value of net assets at end of year (total assets less liabilities)	2012-02-29	$1,394,833
Value of net assets at beginning of year (total assets less liabilities)	2012-02-29	$1,270,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-02-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-02-29	No
Were any leases to which the plan was party in default or uncollectible	2012-02-29	No
Value of interest in pooled separate accounts at end of year	2012-02-29	$1,053,015
Value of interest in pooled separate accounts at beginning of year	2012-02-29	$995,196
Interest on participant loans	2012-02-29	$3,855
Interest earned on other investments	2012-02-29	$5,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-02-29	$266,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-02-29	$189,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-02-29	No
Was there a failure to transmit to the plan any participant contributions	2012-02-29	Yes
Has the plan failed to provide any benefit when due under the plan	2012-02-29	No
Contributions received in cash from employer	2012-02-29	$17,897
Employer contributions (assets) at end of year	2012-02-29	$17,897
Employer contributions (assets) at beginning of year	2012-02-29	$33,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-02-29	$13,843
Did the plan have assets held for investment	2012-02-29	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-02-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-02-29	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-02-29	Yes
Opinion of an independent qualified public accountant for this plan	2012-02-29	Disclaimer
Accountancy firm name	2012-02-29	HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN	2012-02-29	950858589
2011 : OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-02-28	$132,184
Total unrealized appreciation/depreciation of assets	2011-02-28	$132,184
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-28	$0
Total income from all sources (including contributions)	2011-02-28	$242,474
Total loss/gain on sale of assets	2011-02-28	$2,350
Total of all expenses incurred	2011-02-28	$60,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-02-28	$58,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-02-28	$97,340
Value of total assets at end of year	2011-02-28	$1,270,378
Value of total assets at beginning of year	2011-02-28	$1,088,428
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-02-28	$2,431
Total interest from all sources	2011-02-28	$10,600
Total dividends received (eg from common stock, registered investment company shares)	2011-02-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-02-28	No
Administrative expenses professional fees incurred	2011-02-28	$2,431
Was this plan covered by a fidelity bond	2011-02-28	Yes
Value of fidelity bond cover	2011-02-28	$120,000
Were there any nonexempt tranactions with any party-in-interest	2011-02-28	No
Contributions received from participants	2011-02-28	$81,029
Participant contributions at end of year	2011-02-28	$49,252
Participant contributions at beginning of year	2011-02-28	$49,470
Participant contributions at end of year	2011-02-28	$2,876
Participant contributions at beginning of year	2011-02-28	$6,685
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-02-28	$666
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-02-28	$2,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-28	No
Value of net income/loss	2011-02-28	$181,950
Value of net assets at end of year (total assets less liabilities)	2011-02-28	$1,270,378
Value of net assets at beginning of year (total assets less liabilities)	2011-02-28	$1,088,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-02-28	No
Were any leases to which the plan was party in default or uncollectible	2011-02-28	No
Value of interest in pooled separate accounts at end of year	2011-02-28	$995,196
Value of interest in pooled separate accounts at beginning of year	2011-02-28	$836,735
Interest on participant loans	2011-02-28	$4,887
Interest earned on other investments	2011-02-28	$5,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-02-28	$189,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-02-28	$176,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-02-28	Yes
Was there a failure to transmit to the plan any participant contributions	2011-02-28	Yes
Has the plan failed to provide any benefit when due under the plan	2011-02-28	No
Contributions received in cash from employer	2011-02-28	$16,311
Employer contributions (assets) at end of year	2011-02-28	$33,073
Employer contributions (assets) at beginning of year	2011-02-28	$16,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-02-28	$58,093
Did the plan have assets held for investment	2011-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-02-28	No
Aggregate proceeds on sale of assets	2011-02-28	$2,350
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-02-28	Yes
Opinion of an independent qualified public accountant for this plan	2011-02-28	Disclaimer
Accountancy firm name	2011-02-28	HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN	2011-02-28	950858589

Form 5500 Responses for OPTICS EAST, INC 401(K) PROFIT SHARING PLAN

2016: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-03-01	Type of plan entity	Single employer plan
2016-03-01	Submission has been amended	No
2016-03-01	This submission is the final filing	Yes
2016-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-03-01	Plan is a collectively bargained plan	No
2016-03-01	Plan funding arrangement – Insurance	Yes
2016-03-01	Plan funding arrangement – Trust	Yes
2016-03-01	Plan benefit arrangement – Insurance	Yes
2016-03-01	Plan benefit arrangement - Trust	Yes
2015: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-03-01	Type of plan entity	Single employer plan
2015-03-01	Submission has been amended	Yes
2015-03-01	This submission is the final filing	No
2015-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-03-01	Plan is a collectively bargained plan	No
2015-03-01	Plan funding arrangement – Insurance	Yes
2015-03-01	Plan funding arrangement – Trust	Yes
2015-03-01	Plan benefit arrangement – Insurance	Yes
2015-03-01	Plan benefit arrangement - Trust	Yes
2014: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01	Type of plan entity	Single employer plan
2014-03-01	Submission has been amended	No
2014-03-01	This submission is the final filing	No
2014-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-03-01	Plan is a collectively bargained plan	No
2014-03-01	Plan funding arrangement – Insurance	Yes
2014-03-01	Plan funding arrangement – Trust	Yes
2014-03-01	Plan benefit arrangement – Insurance	Yes
2014-03-01	Plan benefit arrangement - Trust	Yes
2013: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01	Type of plan entity	Single employer plan
2013-03-01	Submission has been amended	No
2013-03-01	This submission is the final filing	No
2013-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-03-01	Plan is a collectively bargained plan	No
2013-03-01	Plan funding arrangement – Insurance	Yes
2013-03-01	Plan funding arrangement – Trust	Yes
2013-03-01	Plan benefit arrangement – Insurance	Yes
2013-03-01	Plan benefit arrangement - Trust	Yes
2012: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-03-01	Type of plan entity	Single employer plan
2012-03-01	Submission has been amended	No
2012-03-01	This submission is the final filing	No
2012-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-03-01	Plan is a collectively bargained plan	No
2012-03-01	Plan funding arrangement – Insurance	Yes
2012-03-01	Plan funding arrangement – Trust	Yes
2012-03-01	Plan benefit arrangement – Insurance	Yes
2012-03-01	Plan benefit arrangement - Trust	Yes
2011: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-03-01	Type of plan entity	Single employer plan
2011-03-01	Submission has been amended	No
2011-03-01	This submission is the final filing	No
2011-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-03-01	Plan is a collectively bargained plan	No
2011-03-01	Plan funding arrangement – Insurance	Yes
2011-03-01	Plan funding arrangement – Trust	Yes
2011-03-01	Plan benefit arrangement – Insurance	Yes
2011-03-01	Plan benefit arrangement - Trust	Yes
2009: OPTICS EAST, INC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-03-01	Type of plan entity	Single employer plan
2009-03-01	Submission has been amended	No
2009-03-01	This submission is the final filing	No
2009-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-03-01	Plan is a collectively bargained plan	No
2009-03-01	Plan funding arrangement – Insurance	Yes
2009-03-01	Plan funding arrangement – Trust	Yes
2009-03-01	Plan benefit arrangement – Insurance	Yes
2009-03-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Number of Individuals Covered	127
Insurance policy start date	2016-03-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	MICHAEL MENENDEZ

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Number of Individuals Covered	129
Insurance policy start date	2015-03-01
Insurance policy end date	2016-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	MICHAEL MENENDEZ

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Number of Individuals Covered	123
Insurance policy start date	2014-03-01
Insurance policy end date	2015-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	MICHAEL MENENDEZ

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Number of Individuals Covered	119
Insurance policy start date	2013-03-01
Insurance policy end date	2014-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	MICHAEL MENENDEZ

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Insurance policy start date	2012-03-01
Insurance policy end date	2013-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Insurance broker name	MICHAEL MENENDEZ

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Number of Individuals Covered	106
Insurance policy start date	2011-03-01
Insurance policy end date	2012-02-28
Total amount of commissions paid to insurance broker	USD $3,395
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630201

Policy instance

Insurance contract or identification number	630201
Number of Individuals Covered	110
Insurance policy start date	2010-03-01
Insurance policy end date	2011-02-28
Total amount of commissions paid to insurance broker	USD $2,976
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	OPTICS EAST, INC.
Employer identification number (EIN):	942207879
NAIC Classification:	339900