401k Plan data: HARVEY 401K PLAN plan

HARVEY 401K PLAN 401k Plan overview

Plan Name	HARVEY 401K PLAN
Plan identification number	003

HARVEY 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARVEY & MADDING, INC has sponsored the creation of one or more 401k plans.

Company Name: HARVEY & MADDING, INC

Employer identification number (EIN): 942435867

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVEY 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 PAULA GLAUBER
003 2016-01-01 PAULA GLAUBER
003 2015-01-01 PAULA GLAUBER
003 2014-01-01 PAULA GALUBER
003 2013-01-01 PAULA GALUBER
003 2012-01-01 PAULA GLAUBER

Plan Statistics for HARVEY 401K PLAN

401k plan membership statisitcs for HARVEY 401K PLAN

Measure Date Value
2022: HARVEY 401K PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 324
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 249
Number of retired or separated participants receiving benefits 2022-01-01 4
Number of other retired or separated participants entitled to future benefits 2022-01-01 52
Total of all active and inactive participants 2022-01-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 307
Number of participants with account balances 2022-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 4
2021: HARVEY 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 295
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 253
Number of retired or separated participants receiving benefits 2021-01-01 4
Number of other retired or separated participants entitled to future benefits 2021-01-01 50
Total of all active and inactive participants 2021-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 309
Number of participants with account balances 2021-01-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 4
2020: HARVEY 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 229
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 59
Total of all active and inactive participants 2020-01-01 289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 292
Number of participants with account balances 2020-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 8
2019: HARVEY 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 233
Number of retired or separated participants receiving benefits 2019-01-01 5
Number of other retired or separated participants entitled to future benefits 2019-01-01 48
Total of all active and inactive participants 2019-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 3
Total participants 2019-01-01 289
Number of participants with account balances 2019-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 6
2018: HARVEY 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 371
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 293
Number of retired or separated participants receiving benefits 2018-01-01 3
Number of other retired or separated participants entitled to future benefits 2018-01-01 43
Total of all active and inactive participants 2018-01-01 339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 341
Number of participants with account balances 2018-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: HARVEY 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 305
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 289
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 48
Total of all active and inactive participants 2017-01-01 339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 339
Number of participants with account balances 2017-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: HARVEY 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 299
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 237
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 51
Total of all active and inactive participants 2016-01-01 288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 288
Number of participants with account balances 2016-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: HARVEY 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 346
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 238
Number of other retired or separated participants entitled to future benefits 2015-01-01 45
Total of all active and inactive participants 2015-01-01 283
Total participants 2015-01-01 283
Number of participants with account balances 2015-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: HARVEY 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 213
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 102
Total of all active and inactive participants 2014-01-01 315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 315
Number of participants with account balances 2014-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: HARVEY 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 346
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 243
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 95
Total of all active and inactive participants 2013-01-01 338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 338
Number of participants with account balances 2013-01-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HARVEY 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 324
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 219
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 105
Total of all active and inactive participants 2012-01-01 324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 324
Number of participants with account balances 2012-01-01 204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5

Measure	Date	Value
2022: HARVEY 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	324
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	249
Number of retired or separated participants receiving benefits	2022-01-01	4
Number of other retired or separated participants entitled to future benefits	2022-01-01	52
Total of all active and inactive participants	2022-01-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	307
Number of participants with account balances	2022-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4
2021: HARVEY 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	295
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	253
Number of retired or separated participants receiving benefits	2021-01-01	4
Number of other retired or separated participants entitled to future benefits	2021-01-01	50
Total of all active and inactive participants	2021-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	309
Number of participants with account balances	2021-01-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	4
2020: HARVEY 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	229
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	59
Total of all active and inactive participants	2020-01-01	289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	292
Number of participants with account balances	2020-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	8
2019: HARVEY 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	233
Number of retired or separated participants receiving benefits	2019-01-01	5
Number of other retired or separated participants entitled to future benefits	2019-01-01	48
Total of all active and inactive participants	2019-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	289
Number of participants with account balances	2019-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	6
2018: HARVEY 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	371
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	293
Number of retired or separated participants receiving benefits	2018-01-01	3
Number of other retired or separated participants entitled to future benefits	2018-01-01	43
Total of all active and inactive participants	2018-01-01	339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	341
Number of participants with account balances	2018-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: HARVEY 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	305
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	289
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	48
Total of all active and inactive participants	2017-01-01	339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	339
Number of participants with account balances	2017-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: HARVEY 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	299
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	237
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	51
Total of all active and inactive participants	2016-01-01	288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	288
Number of participants with account balances	2016-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: HARVEY 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	346
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	238
Number of other retired or separated participants entitled to future benefits	2015-01-01	45
Total of all active and inactive participants	2015-01-01	283
Total participants	2015-01-01	283
Number of participants with account balances	2015-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: HARVEY 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	213
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	102
Total of all active and inactive participants	2014-01-01	315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	315
Number of participants with account balances	2014-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: HARVEY 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	346
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	243
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	95
Total of all active and inactive participants	2013-01-01	338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	338
Number of participants with account balances	2013-01-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HARVEY 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	324
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	219
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	105
Total of all active and inactive participants	2012-01-01	324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	324
Number of participants with account balances	2012-01-01	204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5

Financial Data on HARVEY 401K PLAN

Measure	Date	Value
2022 : HARVEY 401K PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-1,687,375
Total of all expenses incurred	2022-12-31	$717,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$570,873
Expenses. Certain deemed distributions of participant loans	2022-12-31	$2,969
Value of total corrective distributions	2022-12-31	$12,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,135,748
Value of total assets at end of year	2022-12-31	$19,689,890
Value of total assets at beginning of year	2022-12-31	$22,094,997
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$131,761
Total interest from all sources	2022-12-31	$73,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$24,640
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,015,945
Participant contributions at end of year	2022-12-31	$172,048
Participant contributions at beginning of year	2022-12-31	$156,880
Participant contributions at end of year	2022-12-31	$22,220
Participant contributions at beginning of year	2022-12-31	$59,892
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$27,420
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$1,248
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$1,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,405,107
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$19,689,890
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$22,094,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$62,881
Value of interest in pooled separate accounts at end of year	2022-12-31	$15,468,437
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$18,544,835
Interest on participant loans	2022-12-31	$8,501
Interest earned on other investments	2022-12-31	$65,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$4,025,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$3,332,363
Net investment gain/loss from pooled separate accounts	2022-12-31	$-2,896,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$92,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$570,873
Contract administrator fees	2022-12-31	$44,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	POMARES & CO, LLP
Accountancy firm EIN	2022-12-31	941538492
2021 : HARVEY 401K PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$3,894,854
Total of all expenses incurred	2021-12-31	$1,455,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,316,852
Value of total corrective distributions	2021-12-31	$15,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,087,640
Value of total assets at end of year	2021-12-31	$22,094,997
Value of total assets at beginning of year	2021-12-31	$19,655,525
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$122,862
Total interest from all sources	2021-12-31	$75,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$941,201
Participant contributions at end of year	2021-12-31	$156,880
Participant contributions at beginning of year	2021-12-31	$238,351
Participant contributions at end of year	2021-12-31	$59,892
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$72,973
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$1,027
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$10,313
Administrative expenses (other) incurred	2021-12-31	$64,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,439,472
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$22,094,997
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$19,655,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$44,766
Value of interest in pooled separate accounts at end of year	2021-12-31	$18,544,835
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$15,333,025
Interest on participant loans	2021-12-31	$21,072
Interest earned on other investments	2021-12-31	$54,215
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$3,332,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$4,073,836
Net investment gain/loss from pooled separate accounts	2021-12-31	$2,731,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$73,466
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,316,852
Contract administrator fees	2021-12-31	$13,850
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	POMARES & CO, LLP
Accountancy firm EIN	2021-12-31	941538492
2020 : HARVEY 401K PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$2,554,058
Total of all expenses incurred	2020-12-31	$1,747,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,635,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$729,265
Value of total assets at end of year	2020-12-31	$19,655,525
Value of total assets at beginning of year	2020-12-31	$18,848,872
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$112,357
Total interest from all sources	2020-12-31	$77,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$21,965
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$648,991
Participant contributions at end of year	2020-12-31	$238,351
Participant contributions at beginning of year	2020-12-31	$256,067
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$8,213
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$8,790
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$10,313
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$260
Administrative expenses (other) incurred	2020-12-31	$64,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$806,653
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$19,655,525
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$18,848,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$25,760
Value of interest in pooled separate accounts at end of year	2020-12-31	$15,333,025
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$14,914,359
Interest on participant loans	2020-12-31	$14,911
Interest earned on other investments	2020-12-31	$62,962
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$4,073,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$3,669,973
Net investment gain/loss from pooled separate accounts	2020-12-31	$1,746,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$71,484
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,635,048
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	POMARES & CO, LLP
Accountancy firm EIN	2020-12-31	941538492
2019 : HARVEY 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$3,669,926
Total of all expenses incurred	2019-12-31	$1,243,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,189,145
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$921,390
Value of total assets at end of year	2019-12-31	$18,848,872
Value of total assets at beginning of year	2019-12-31	$16,422,442
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$54,351
Total interest from all sources	2019-12-31	$72,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$34,912
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$707,958
Participant contributions at end of year	2019-12-31	$256,067
Participant contributions at beginning of year	2019-12-31	$297,008
Participant contributions at end of year	2019-12-31	$8,213
Participant contributions at beginning of year	2019-12-31	$15,720
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$132,384
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$260
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$421
Administrative expenses (other) incurred	2019-12-31	$19,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,426,430
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$18,848,872
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,422,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$14,914,359
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$12,547,997
Interest on participant loans	2019-12-31	$15,822
Interest earned on other investments	2019-12-31	$57,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$3,669,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$3,561,296
Net investment gain/loss from pooled separate accounts	2019-12-31	$2,675,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$81,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,189,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	POMARES & CO., LLP
Accountancy firm EIN	2019-12-31	941538492
2018 : HARVEY 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$44,929
Total of all expenses incurred	2018-12-31	$1,040,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,009,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$825,700
Value of total assets at end of year	2018-12-31	$16,422,442
Value of total assets at beginning of year	2018-12-31	$17,418,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$31,319
Total interest from all sources	2018-12-31	$63,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$11,955
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$753,598
Participant contributions at end of year	2018-12-31	$297,008
Participant contributions at beginning of year	2018-12-31	$233,896
Participant contributions at end of year	2018-12-31	$15,720
Participant contributions at beginning of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$421
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$19,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-995,813
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$16,422,442
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$17,418,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$12,547,997
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$13,436,827
Interest on participant loans	2018-12-31	$14,302
Interest earned on other investments	2018-12-31	$49,246
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$3,561,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,747,532
Net investment gain/loss from pooled separate accounts	2018-12-31	$-844,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$72,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,009,423
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	POMARES & CO., LLP
Accountancy firm EIN	2018-12-31	941538492
2017 : HARVEY 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$2,629,217
Total of all expenses incurred	2017-12-31	$285,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$246,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$823,369
Value of total assets at end of year	2017-12-31	$17,418,255
Value of total assets at beginning of year	2017-12-31	$15,074,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$38,342
Total interest from all sources	2017-12-31	$51,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$20,420
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$748,838
Participant contributions at end of year	2017-12-31	$233,896
Participant contributions at beginning of year	2017-12-31	$254,948
Administrative expenses (other) incurred	2017-12-31	$17,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,344,067
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$17,418,255
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$15,074,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$13,436,827
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$10,994,477
Interest on participant loans	2017-12-31	$10,533
Interest earned on other investments	2017-12-31	$41,104
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$3,747,532
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$3,824,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$-30,065
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,784,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$74,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$246,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	POMARES & CO., LLP
Accountancy firm EIN	2017-12-31	941538492
2016 : HARVEY 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,746,534
Total of all expenses incurred	2016-12-31	$784,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$735,231
Value of total corrective distributions	2016-12-31	$10,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$790,956
Value of total assets at end of year	2016-12-31	$15,074,188
Value of total assets at beginning of year	2016-12-31	$14,112,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$38,345
Total interest from all sources	2016-12-31	$11,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$735,054
Participant contributions at end of year	2016-12-31	$254,948
Participant contributions at beginning of year	2016-12-31	$259,587
Other income not declared elsewhere	2016-12-31	$34,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$962,090
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$15,074,188
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$14,112,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$10,994,477
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$11,625,894
Interest on participant loans	2016-12-31	$11,942
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$3,824,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,226,617
Net investment gain/loss from pooled separate accounts	2016-12-31	$909,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$55,902
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$735,231
Contract administrator fees	2016-12-31	$38,345
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	POMARES & CO., LLP
Accountancy firm EIN	2016-12-31	941538492
2015 : HARVEY 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$766,227
Total of all expenses incurred	2015-12-31	$607,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$529,837
Expenses. Certain deemed distributions of participant loans	2015-12-31	$3,178
Value of total corrective distributions	2015-12-31	$39,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,066,020
Value of total assets at end of year	2015-12-31	$14,112,098
Value of total assets at beginning of year	2015-12-31	$13,953,610
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$35,440
Total interest from all sources	2015-12-31	$12,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$21,605
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$704,172
Participant contributions at end of year	2015-12-31	$259,587
Participant contributions at beginning of year	2015-12-31	$252,039
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$312,656
Other income not declared elsewhere	2015-12-31	$28,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$158,488
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$14,112,098
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$13,953,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$13,835
Value of interest in pooled separate accounts at end of year	2015-12-31	$11,625,894
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$11,576,518
Interest on participant loans	2015-12-31	$12,846
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$4,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$4,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,226,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,120,656
Net investment gain/loss from pooled separate accounts	2015-12-31	$-341,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$49,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$529,837
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	POMARES & CO., LLP
Accountancy firm EIN	2015-12-31	941538492
2014 : HARVEY 401K PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,349,814
Total of all expenses incurred	2014-12-31	$185,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$137,220
Value of total corrective distributions	2014-12-31	$15,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$680,251
Value of total assets at end of year	2014-12-31	$13,953,610
Value of total assets at beginning of year	2014-12-31	$12,789,201
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$32,257
Total interest from all sources	2014-12-31	$9,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$10,480
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$630,059
Participant contributions at end of year	2014-12-31	$252,039
Participant contributions at beginning of year	2014-12-31	$268,843
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$29,914
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,164,409
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$13,953,610
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,789,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$21,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$11,576,518
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,502,762
Interest on participant loans	2014-12-31	$9,583
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$4,397
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$6,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$6,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$9
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,120,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,011,158
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$630,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$50,192
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$137,220
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	POMARES & CO., LLP
Accountancy firm EIN	2014-12-31	941538492
2013 : HARVEY 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,518,834
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$257,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$204,043
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$538,462
Value of total assets at end of year	2013-12-31	$12,789,201
Value of total assets at beginning of year	2013-12-31	$10,527,483
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$52,372
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$11,109
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$0
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$21,811
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$538,462
Participant contributions at end of year	2013-12-31	$268,843
Participant contributions at beginning of year	2013-12-31	$264,545
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$29,979
Administrative expenses (other) incurred	2013-12-31	$0
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$2,261,718
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,789,201
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,527,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$30,561
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,502,762
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,515,124
Interest on participant loans	2013-12-31	$11,103
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$6,438
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$11,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$11,297
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$6
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,011,158
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,736,517
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,939,284
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$204,043
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	POMARES & CO., LLP
Accountancy firm EIN	2013-12-31	941538492
2012 : HARVEY 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,662,755
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$469,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$422,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$509,129
Value of total assets at end of year	2012-12-31	$10,527,483
Value of total assets at beginning of year	2012-12-31	$9,334,719
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$47,523
Total interest from all sources	2012-12-31	$8,484
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$20,980
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$509,129
Participant contributions at end of year	2012-12-31	$264,545
Participant contributions at beginning of year	2012-12-31	$129,005
Other income not declared elsewhere	2012-12-31	$26,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,192,764
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,527,483
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,334,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$26,543
Value of interest in pooled separate accounts at end of year	2012-12-31	$7,515,124
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,757,943
Interest on participant loans	2012-12-31	$8,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$11,297
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,969
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,736,517
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,443,802
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,118,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$422,468
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	POMARES & CO., LLP.
Accountancy firm EIN	2012-12-31	941538492

Form 5500 Responses for HARVEY 401K PLAN

2022: HARVEY 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HARVEY 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HARVEY 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HARVEY 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HARVEY 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HARVEY 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HARVEY 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HARVEY 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HARVEY 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HARVEY 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HARVEY 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

602389

Policy instance

Insurance contract or identification number	602389
Number of Individuals Covered	198
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

602389

Policy instance

Insurance contract or identification number	602389
Number of Individuals Covered	201
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528

Policy instance

Insurance contract or identification number	997528
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-03-24
Total amount of commissions paid to insurance broker	USD $11,227
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,227
Additional information about fees paid to insurance broker	PATRICK CRONIN
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

602389

Policy instance

Insurance contract or identification number	602389
Number of Individuals Covered	176
Insurance policy start date	2020-03-24
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528

Policy instance

Insurance contract or identification number	997528
Number of Individuals Covered	178
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $43,879
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $43,879
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528

Policy instance

Insurance contract or identification number	997528
Number of Individuals Covered	169
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $43,470
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $43,470
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528

Policy instance

Insurance contract or identification number	997528
Number of Individuals Covered	168
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $39,906
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $39,906
Insurance broker organization code?	3
Insurance broker name	PATRICK CRONIN,MERRILL LYNCH LIFE

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528-000

Policy instance

Insurance contract or identification number	997528-000
Number of Individuals Covered	157
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $34,769
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $34,769
Insurance broker organization code?	3
Insurance broker name	PATRICK CRONIN,MERRILL LYNCH LIFE

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528-000

Policy instance

Insurance contract or identification number	997528-000
Number of Individuals Covered	202
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $32,646
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $32,646
Insurance broker organization code?	3
Insurance broker name	PATRICK CRONIN,MERRILL LYNCH LIFE

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528-000

Policy instance

Insurance contract or identification number	997528-000
Number of Individuals Covered	200
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $28,264
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $28,264
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	PATRICK CRONIN

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

997528-000

Policy instance

Insurance contract or identification number	997528-000
Number of Individuals Covered	204
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $24,660
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $24,660
Insurance broker organization code?	3
Insurance broker name	PATRICK CRONIN

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Company Name:	HARVEY & MADDING, INC
Employer identification number (EIN):	942435867
NAIC Classification:	441110
NAIC Description:	New Car Dealers