401k Plan data: WHX & API FOILS PENSION PLAN plan

WHX & API FOILS PENSION PLAN 401k Plan overview

Plan Name	WHX & API FOILS PENSION PLAN
Plan identification number	002

WHX & API FOILS PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STEEL EXCEL has sponsored the creation of one or more 401k plans.

Company Name: STEEL EXCEL

Employer identification number (EIN): 942748530

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about STEEL EXCEL

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4830308

More information about STEEL EXCEL

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHX & API FOILS PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-04-01
002 2020-01-01
002 2019-04-01

Plan Statistics for WHX & API FOILS PENSION PLAN

401k plan membership statisitcs for WHX & API FOILS PENSION PLAN

Measure Date Value
2021: WHX & API FOILS PENSION PLAN 2021 401k membership
Market value of plan assets 2021-03-31 2,223,341
Acturial value of plan assets 2021-03-31 2,357,311
Funding target for retired participants and beneficiaries receiving payment 2021-03-31 1,081,463
Number of terminated vested participants 2021-03-31 77
Fundng target for terminated vested participants 2021-03-31 1,934,012
Active participant vested funding target 2021-03-31 134,743
Number of active participants 2021-03-31 9
Total funding liabilities for active participants 2021-03-31 134,743
Total participant count 2021-03-31 110
Total funding target for all participants 2021-03-31 3,150,218
Balance at beginning of prior year after applicable adjustments 2021-03-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2021-03-31 35,645
Carryover balanced portion elected for use to offset prior years funding requirement 2021-03-31 0
Prefunding balanced used to offset prior years funding requirement 2021-03-31 0
Amount remaining of carryover balance 2021-03-31 0
Amount remaining of prefunding balance 2021-03-31 35,645
Present value of excess contributions 2021-03-31 1,689
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2021-03-31 1,783
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2021-03-31 1,783
Reductions in caryover balances due to elections or deemed elections 2021-03-31 0
Reductions in prefunding balances due to elections or deemed elections 2021-03-31 0
Balance of carryovers at beginning of current year 2021-03-31 0
Balance of prefunding at beginning of current year 2021-03-31 36,908
Total employer contributions 2021-03-31 2,140,722
Total employee contributions 2021-03-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2021-03-31 0
Contributions made to avoid restrictions adjusted to valuation date 2021-03-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2021-03-31 2,051,749
Liquidity shortfalls end of Q1 2021-03-31 0
Liquidity shortfalls end of Q2 2021-03-31 0
Liquidity shortfalls end of Q3 2021-03-31 0
Liquidity shortfalls end of Q4 2021-03-31 0
Unpaid minimum required contributions for all prior years 2021-03-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2021-03-31 0
Remaining amount of unpaid minimum required contributions 2021-03-31 0
Minimum required contributions for current year target normal cost 2021-03-31 297,500
Net shortfall amortization installment of oustanding balance 2021-03-31 69,269,519
Waiver amortization installment 2021-03-31 0
Total funding amount beforereflecting carryover/prefunding balances 2021-03-31 2,051,749
Additional cash requirement 2021-03-31 2,051,749
Contributions allocatedtoward minimum required contributions for current year 2021-03-31 2,051,749
Unpaid minimum required contributions for current year 2021-03-31 0
Unpaid minimum required contributions for all years 2021-03-31 0
2020: WHX & API FOILS PENSION PLAN 2020 401k membership
Total participants, beginning-of-year 2020-04-01 110
Total number of active participants reported on line 7a of the Form 5500 2020-04-01 92
Number of retired or separated participants receiving benefits 2020-04-01 3,013
Number of other retired or separated participants entitled to future benefits 2020-04-01 1,764
Total of all active and inactive participants 2020-04-01 4,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-04-01 772
Total participants 2020-04-01 5,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-04-01 0
Market value of plan assets 2020-03-31 2,590,263
Acturial value of plan assets 2020-03-31 2,597,712
Funding target for retired participants and beneficiaries receiving payment 2020-03-31 938,558
Number of terminated vested participants 2020-03-31 74
Fundng target for terminated vested participants 2020-03-31 2,009,326
Active participant vested funding target 2020-03-31 359,495
Number of active participants 2020-03-31 23
Total funding liabilities for active participants 2020-03-31 359,495
Total participant count 2020-03-31 120
Total funding target for all participants 2020-03-31 3,307,379
Balance at beginning of prior year after applicable adjustments 2020-03-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-03-31 34,134
Carryover balanced portion elected for use to offset prior years funding requirement 2020-03-31 0
Prefunding balanced used to offset prior years funding requirement 2020-03-31 0
Amount remaining of carryover balance 2020-03-31 0
Amount remaining of prefunding balance 2020-03-31 34,134
Present value of excess contributions 2020-03-31 6
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-03-31 6
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-03-31 6
Reductions in caryover balances due to elections or deemed elections 2020-03-31 0
Reductions in prefunding balances due to elections or deemed elections 2020-03-31 0
Balance of carryovers at beginning of current year 2020-03-31 0
Balance of prefunding at beginning of current year 2020-03-31 35,645
Total employer contributions 2020-03-31 289,156
Total employee contributions 2020-03-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-03-31 0
Contributions made to avoid restrictions adjusted to valuation date 2020-03-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-03-31 270,981
Liquidity shortfalls end of Q1 2020-03-31 0
Liquidity shortfalls end of Q2 2020-03-31 0
Liquidity shortfalls end of Q3 2020-03-31 0
Liquidity shortfalls end of Q4 2020-03-31 0
Unpaid minimum required contributions for all prior years 2020-03-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-03-31 0
Remaining amount of unpaid minimum required contributions 2020-03-31 0
Minimum required contributions for current year target normal cost 2020-03-31 90,000
Net shortfall amortization installment of oustanding balance 2020-03-31 745,312
Waiver amortization installment 2020-03-31 0
Total funding amount beforereflecting carryover/prefunding balances 2020-03-31 269,292
Carryover balance elected to use to offset funding requirement 2020-03-31 0
Prefunding balance elected to use to offset funding requirement 2020-03-31 0
Additional cash requirement 2020-03-31 269,292
Contributions allocatedtoward minimum required contributions for current year 2020-03-31 270,981
Unpaid minimum required contributions for current year 2020-03-31 0
Unpaid minimum required contributions for all years 2020-03-31 0
Total participants, beginning-of-year 2020-01-01 326
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: WHX & API FOILS PENSION PLAN 2019 401k membership
Total participants, beginning-of-year 2019-04-01 120
Total number of active participants reported on line 7a of the Form 5500 2019-04-01 9
Number of retired or separated participants receiving benefits 2019-04-01 19
Number of other retired or separated participants entitled to future benefits 2019-04-01 77
Total of all active and inactive participants 2019-04-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-04-01 5
Total participants 2019-04-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-04-01 0

Measure	Date	Value
2021: WHX & API FOILS PENSION PLAN 2021 401k membership
Market value of plan assets	2021-03-31	2,223,341
Acturial value of plan assets	2021-03-31	2,357,311
Funding target for retired participants and beneficiaries receiving payment	2021-03-31	1,081,463
Number of terminated vested participants	2021-03-31	77
Fundng target for terminated vested participants	2021-03-31	1,934,012
Active participant vested funding target	2021-03-31	134,743
Number of active participants	2021-03-31	9
Total funding liabilities for active participants	2021-03-31	134,743
Total participant count	2021-03-31	110
Total funding target for all participants	2021-03-31	3,150,218
Balance at beginning of prior year after applicable adjustments	2021-03-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2021-03-31	35,645
Carryover balanced portion elected for use to offset prior years funding requirement	2021-03-31	0
Prefunding balanced used to offset prior years funding requirement	2021-03-31	0
Amount remaining of carryover balance	2021-03-31	0
Amount remaining of prefunding balance	2021-03-31	35,645
Present value of excess contributions	2021-03-31	1,689
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2021-03-31	1,783
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2021-03-31	1,783
Reductions in caryover balances due to elections or deemed elections	2021-03-31	0
Reductions in prefunding balances due to elections or deemed elections	2021-03-31	0
Balance of carryovers at beginning of current year	2021-03-31	0
Balance of prefunding at beginning of current year	2021-03-31	36,908
Total employer contributions	2021-03-31	2,140,722
Total employee contributions	2021-03-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2021-03-31	0
Contributions made to avoid restrictions adjusted to valuation date	2021-03-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2021-03-31	2,051,749
Liquidity shortfalls end of Q1	2021-03-31	0
Liquidity shortfalls end of Q2	2021-03-31	0
Liquidity shortfalls end of Q3	2021-03-31	0
Liquidity shortfalls end of Q4	2021-03-31	0
Unpaid minimum required contributions for all prior years	2021-03-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2021-03-31	0
Remaining amount of unpaid minimum required contributions	2021-03-31	0
Minimum required contributions for current year target normal cost	2021-03-31	297,500
Net shortfall amortization installment of oustanding balance	2021-03-31	69,269,519
Waiver amortization installment	2021-03-31	0
Total funding amount beforereflecting carryover/prefunding balances	2021-03-31	2,051,749
Additional cash requirement	2021-03-31	2,051,749
Contributions allocatedtoward minimum required contributions for current year	2021-03-31	2,051,749
Unpaid minimum required contributions for current year	2021-03-31	0
Unpaid minimum required contributions for all years	2021-03-31	0
2020: WHX & API FOILS PENSION PLAN 2020 401k membership
Total participants, beginning-of-year	2020-04-01	110
Total number of active participants reported on line 7a of the Form 5500	2020-04-01	92
Number of retired or separated participants receiving benefits	2020-04-01	3,013
Number of other retired or separated participants entitled to future benefits	2020-04-01	1,764
Total of all active and inactive participants	2020-04-01	4,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-04-01	772
Total participants	2020-04-01	5,641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-04-01	0
Market value of plan assets	2020-03-31	2,590,263
Acturial value of plan assets	2020-03-31	2,597,712
Funding target for retired participants and beneficiaries receiving payment	2020-03-31	938,558
Number of terminated vested participants	2020-03-31	74
Fundng target for terminated vested participants	2020-03-31	2,009,326
Active participant vested funding target	2020-03-31	359,495
Number of active participants	2020-03-31	23
Total funding liabilities for active participants	2020-03-31	359,495
Total participant count	2020-03-31	120
Total funding target for all participants	2020-03-31	3,307,379
Balance at beginning of prior year after applicable adjustments	2020-03-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-03-31	34,134
Carryover balanced portion elected for use to offset prior years funding requirement	2020-03-31	0
Prefunding balanced used to offset prior years funding requirement	2020-03-31	0
Amount remaining of carryover balance	2020-03-31	0
Amount remaining of prefunding balance	2020-03-31	34,134
Present value of excess contributions	2020-03-31	6
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-03-31	6
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-03-31	6
Reductions in caryover balances due to elections or deemed elections	2020-03-31	0
Reductions in prefunding balances due to elections or deemed elections	2020-03-31	0
Balance of carryovers at beginning of current year	2020-03-31	0
Balance of prefunding at beginning of current year	2020-03-31	35,645
Total employer contributions	2020-03-31	289,156
Total employee contributions	2020-03-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-03-31	0
Contributions made to avoid restrictions adjusted to valuation date	2020-03-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-03-31	270,981
Liquidity shortfalls end of Q1	2020-03-31	0
Liquidity shortfalls end of Q2	2020-03-31	0
Liquidity shortfalls end of Q3	2020-03-31	0
Liquidity shortfalls end of Q4	2020-03-31	0
Unpaid minimum required contributions for all prior years	2020-03-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-03-31	0
Remaining amount of unpaid minimum required contributions	2020-03-31	0
Minimum required contributions for current year target normal cost	2020-03-31	90,000
Net shortfall amortization installment of oustanding balance	2020-03-31	745,312
Waiver amortization installment	2020-03-31	0
Total funding amount beforereflecting carryover/prefunding balances	2020-03-31	269,292
Carryover balance elected to use to offset funding requirement	2020-03-31	0
Prefunding balance elected to use to offset funding requirement	2020-03-31	0
Additional cash requirement	2020-03-31	269,292
Contributions allocatedtoward minimum required contributions for current year	2020-03-31	270,981
Unpaid minimum required contributions for current year	2020-03-31	0
Unpaid minimum required contributions for all years	2020-03-31	0
Total participants, beginning-of-year	2020-01-01	326
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: WHX & API FOILS PENSION PLAN 2019 401k membership
Total participants, beginning-of-year	2019-04-01	120
Total number of active participants reported on line 7a of the Form 5500	2019-04-01	9
Number of retired or separated participants receiving benefits	2019-04-01	19
Number of other retired or separated participants entitled to future benefits	2019-04-01	77
Total of all active and inactive participants	2019-04-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-04-01	5
Total participants	2019-04-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-04-01	0

Financial Data on WHX & API FOILS PENSION PLAN

Measure	Date	Value
2021 : WHX & API FOILS PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-03-31	$0
Total transfer of assets to this plan	2021-03-31	$310,711,248
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-03-31	$151,995
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-03-31	$0
Total income from all sources (including contributions)	2021-03-31	$20,091,225
Total loss/gain on sale of assets	2021-03-31	$0
Total of all expenses incurred	2021-03-31	$8,600,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-03-31	$8,333,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-03-31	$364,473
Value of total assets at end of year	2021-03-31	$324,423,858
Value of total assets at beginning of year	2021-03-31	$2,069,876
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-03-31	$266,651
Total interest from all sources	2021-03-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-03-31	$0
Administrative expenses professional fees incurred	2021-03-31	$158,110
Was this plan covered by a fidelity bond	2021-03-31	Yes
Value of fidelity bond cover	2021-03-31	$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-03-31	No
Administrative expenses (other) incurred	2021-03-31	$63,143
Liabilities. Value of operating payables at end of year	2021-03-31	$151,995
Liabilities. Value of operating payables at beginning of year	2021-03-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-03-31	No
Value of net income/loss	2021-03-31	$11,490,739
Value of net assets at end of year (total assets less liabilities)	2021-03-31	$324,271,863
Value of net assets at beginning of year (total assets less liabilities)	2021-03-31	$2,069,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-03-31	No
Were any leases to which the plan was party in default or uncollectible	2021-03-31	No
Investment advisory and management fees	2021-03-31	$3,904
Value of interest in pooled separate accounts at end of year	2021-03-31	$11,499
Value of interest in pooled separate accounts at beginning of year	2021-03-31	$2,069,876
Value of interest in master investment trust accounts at end of year	2021-03-31	$321,812,359
Value of interest in master investment trust accounts at beginning of year	2021-03-31	$0
Net investment gain/loss from pooled separate accounts	2021-03-31	$454,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-03-31	Yes
Was there a failure to transmit to the plan any participant contributions	2021-03-31	No
Has the plan failed to provide any benefit when due under the plan	2021-03-31	No
Contributions received in cash from employer	2021-03-31	$364,473
Employer contributions (assets) at end of year	2021-03-31	$2,600,000
Employer contributions (assets) at beginning of year	2021-03-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-03-31	$8,333,835
Contract administrator fees	2021-03-31	$41,494
Did the plan have assets held for investment	2021-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-03-31	No
Opinion of an independent qualified public accountant for this plan	2021-03-31	Unqualified
Accountancy firm name	2021-03-31	BAKER TILLY US LLP
Accountancy firm EIN	2021-03-31	390859910
2020 : WHX & API FOILS PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-08-05	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-08-05	$0
Total unrealized appreciation/depreciation of assets	2020-08-05	$0
Total transfer of assets to this plan	2020-08-05	$0
Total transfer of assets from this plan	2020-08-05	$20,693,702
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-08-05	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-08-05	$0
Expenses. Interest paid	2020-08-05	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-08-05	$0
Total income from all sources (including contributions)	2020-08-05	$1,733,806
Total loss/gain on sale of assets	2020-08-05	$-27,825
Total of all expenses incurred	2020-08-05	$5,617,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-08-05	$5,588,327
Expenses. Certain deemed distributions of participant loans	2020-08-05	$11,551
Value of total corrective distributions	2020-08-05	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-08-05	$704,190
Value of total assets at end of year	2020-08-05	$0
Value of total assets at beginning of year	2020-08-05	$24,577,179
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-08-05	$17,405
Total income from rents	2020-08-05	$0
Total interest from all sources	2020-08-05	$16,050
Total dividends received (eg from common stock, registered investment company shares)	2020-08-05	$254,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-08-05	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-08-05	$253,155
Assets. Real estate other than employer real property at end of year	2020-08-05	$0
Assets. Real estate other than employer real property at beginning of year	2020-08-05	$0
Administrative expenses professional fees incurred	2020-08-05	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2020-08-05	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2020-08-05	$0
Was this plan covered by a fidelity bond	2020-08-05	Yes
Value of fidelity bond cover	2020-08-05	$500,000
If this is an individual account plan, was there a blackout period	2020-08-05	No
Were there any nonexempt tranactions with any party-in-interest	2020-08-05	No
Contributions received from participants	2020-08-05	$581,702
Participant contributions at end of year	2020-08-05	$0
Participant contributions at beginning of year	2020-08-05	$500,324
Participant contributions at end of year	2020-08-05	$0
Participant contributions at beginning of year	2020-08-05	$0
Assets. Other investments not covered elsewhere at end of year	2020-08-05	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-08-05	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-08-05	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-08-05	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-08-05	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-08-05	$0
Assets. Loans (other than to participants) at end of year	2020-08-05	$0
Assets. Loans (other than to participants) at beginning of year	2020-08-05	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-08-05	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-08-05	$0
Other income not declared elsewhere	2020-08-05	$0
Administrative expenses (other) incurred	2020-08-05	$1,964
Liabilities. Value of operating payables at end of year	2020-08-05	$0
Liabilities. Value of operating payables at beginning of year	2020-08-05	$0
Total non interest bearing cash at end of year	2020-08-05	$0
Total non interest bearing cash at beginning of year	2020-08-05	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-08-05	No
Income. Non cash contributions	2020-08-05	$0
Value of net income/loss	2020-08-05	$-3,883,477
Value of net assets at end of year (total assets less liabilities)	2020-08-05	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-08-05	$24,577,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-08-05	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-08-05	No
Were any leases to which the plan was party in default or uncollectible	2020-08-05	No
Assets. partnership/joint venture interests at end of year	2020-08-05	$0
Assets. partnership/joint venture interests at beginning of year	2020-08-05	$0
Investment advisory and management fees	2020-08-05	$15,441
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-08-05	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-08-05	$22,120,054
Value of interest in pooled separate accounts at end of year	2020-08-05	$0
Value of interest in pooled separate accounts at beginning of year	2020-08-05	$0
Interest on participant loans	2020-08-05	$15,246
Income. Interest from loans (other than to participants)	2020-08-05	$0
Interest earned on other investments	2020-08-05	$0
Income. Interest from US Government securities	2020-08-05	$0
Income. Interest from corporate debt instruments	2020-08-05	$0
Value of interest in master investment trust accounts at end of year	2020-08-05	$0
Value of interest in master investment trust accounts at beginning of year	2020-08-05	$0
Value of interest in common/collective trusts at end of year	2020-08-05	$0
Value of interest in common/collective trusts at beginning of year	2020-08-05	$1,344,883
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-08-05	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-08-05	$236,444
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-08-05	$236,444
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-08-05	$804
Assets. Value of investments in 103.12 investment entities at end of year	2020-08-05	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2020-08-05	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-08-05	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-08-05	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-08-05	$0
Asset value of US Government securities at end of year	2020-08-05	$0
Asset value of US Government securities at beginning of year	2020-08-05	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-08-05	$772,770
Net investment gain/loss from pooled separate accounts	2020-08-05	$0
Net investment gain or loss from common/collective trusts	2020-08-05	$14,580
Net gain/loss from 103.12 investment entities	2020-08-05	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-08-05	No
Was there a failure to transmit to the plan any participant contributions	2020-08-05	No
Has the plan failed to provide any benefit when due under the plan	2020-08-05	No
Assets. Invements in employer securities at end of year	2020-08-05	$0
Assets. Invements in employer securities at beginning of year	2020-08-05	$0
Assets. Value of employer real property at end of year	2020-08-05	$0
Assets. Value of employer real property at beginning of year	2020-08-05	$0
Contributions received in cash from employer	2020-08-05	$122,488
Employer contributions (assets) at end of year	2020-08-05	$0
Employer contributions (assets) at beginning of year	2020-08-05	$0
Income. Dividends from preferred stock	2020-08-05	$0
Income. Dividends from common stock	2020-08-05	$886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-08-05	$5,588,327
Asset. Corporate debt instrument preferred debt at end of year	2020-08-05	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2020-08-05	$0
Asset. Corporate debt instrument debt (other) at end of year	2020-08-05	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2020-08-05	$0
Contract administrator fees	2020-08-05	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-08-05	No
Assets. Corporate common stocks other than exployer securities at end of year	2020-08-05	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-08-05	$375,474
Liabilities. Value of benefit claims payable at end of year	2020-08-05	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-08-05	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2020-08-05	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2020-08-05	$0
Did the plan have assets held for investment	2020-08-05	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-08-05	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-08-05	Yes
Aggregate proceeds on sale of assets	2020-08-05	$414,183
Aggregate carrying amount (costs) on sale of assets	2020-08-05	$442,008
Liabilities. Value of acquisition indebtedness at end of year	2020-08-05	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-08-05	$0
Opinion of an independent qualified public accountant for this plan	2020-08-05	Disclaimer
Accountancy firm name	2020-08-05	BAKER TILLY US, LLP
Accountancy firm EIN	2020-08-05	390859910
Total unrealized appreciation/depreciation of assets	2020-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-03-31	$0
Total income from all sources (including contributions)	2020-03-31	$161,186
Total loss/gain on sale of assets	2020-03-31	$0
Total of all expenses incurred	2020-03-31	$614,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-03-31	$518,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-03-31	$197,821
Value of total assets at end of year	2020-03-31	$2,069,876
Value of total assets at beginning of year	2020-03-31	$2,522,893
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-03-31	$95,598
Total interest from all sources	2020-03-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-03-31	No
Was this plan covered by a fidelity bond	2020-03-31	Yes
Value of fidelity bond cover	2020-03-31	$1,000,000
Were there any nonexempt tranactions with any party-in-interest	2020-03-31	No
Administrative expenses (other) incurred	2020-03-31	$95,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-03-31	No
Value of net income/loss	2020-03-31	$-453,017
Value of net assets at end of year (total assets less liabilities)	2020-03-31	$2,069,876
Value of net assets at beginning of year (total assets less liabilities)	2020-03-31	$2,522,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-03-31	No
Were any leases to which the plan was party in default or uncollectible	2020-03-31	No
Value of interest in pooled separate accounts at end of year	2020-03-31	$2,069,876
Value of interest in pooled separate accounts at beginning of year	2020-03-31	$2,522,893
Net investment gain/loss from pooled separate accounts	2020-03-31	$-36,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-03-31	Yes
Was there a failure to transmit to the plan any participant contributions	2020-03-31	No
Has the plan failed to provide any benefit when due under the plan	2020-03-31	No
Contributions received in cash from employer	2020-03-31	$197,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-03-31	$518,605
Did the plan have assets held for investment	2020-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-03-31	Disclaimer
Accountancy firm name	2020-03-31	BAKER TILLY US, LLP
Accountancy firm EIN	2020-03-31	390859910

Form 5500 Responses for WHX & API FOILS PENSION PLAN

2020: WHX & API FOILS PENSION PLAN 2020 form 5500 responses
2020-04-01	Type of plan entity	Single employer plan
2020-04-01	Submission has been amended	No
2020-04-01	This submission is the final filing	No
2020-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-04-01	Plan is a collectively bargained plan	No
2020-04-01	Plan funding arrangement – Insurance	Yes
2020-04-01	Plan funding arrangement – Trust	Yes
2020-04-01	Plan benefit arrangement – Insurance	Yes
2020-04-01	Plan benefit arrangement - Trust	Yes
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WHX & API FOILS PENSION PLAN 2019 form 5500 responses
2019-04-01	Type of plan entity	Single employer plan
2019-04-01	Submission has been amended	Yes
2019-04-01	This submission is the final filing	No
2019-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-04-01	Plan is a collectively bargained plan	No
2019-04-01	Plan funding arrangement – Insurance	Yes
2019-04-01	Plan funding arrangement – Trust	Yes
2019-04-01	Plan benefit arrangement – Insurance	Yes
2019-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

017299

Policy instance

Insurance contract or identification number	017299
Number of Individuals Covered	0
Insurance policy start date	2020-04-01
Insurance policy end date	2021-03-31
Total amount of commissions paid to insurance broker	USD $1,818
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,818
Insurance broker organization code?	4

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

017299

Policy instance

Insurance contract or identification number	017299
Number of Individuals Covered	110
Insurance policy start date	2019-04-01
Insurance policy end date	2020-03-31
Total amount of commissions paid to insurance broker	USD $7,527
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	STEEL EXCEL
Employer identification number (EIN):	942748530
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4830308