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SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameSPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST
Plan identification number 001

SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPENCER ROWAN DDS INC. has sponsored the creation of one or more 401k plans.

Company Name:SPENCER ROWAN DDS INC.
Employer identification number (EIN):942773342
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01SPENCER ROWAN2023-10-11
0012021-01-01SPENCER ROWAN2022-10-11
0012018-01-01CREED ROWAN2019-10-10
0012016-11-01CREED ROWAN, D.M.D.
0012014-11-01CREED ROWAN, D.M.D.
0012013-11-01CREED ROWAN, D.M.D.
0012012-11-01CREED ROWAN, D.M.D.
0012011-11-01CREED ROWAN, D.M.D.
0012010-11-01CREED ROWAN, D.M.D.
0012009-11-01CREED ROWAN, D.M.D.

Plan Statistics for SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST

Measure Date Value
2016: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-11-0111
Total number of active participants reported on line 7a of the Form 55002016-11-019
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-012
Total of all active and inactive participants2016-11-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-0111
Number of participants with account balances2016-11-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-010
2014: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-11-0110
Total number of active participants reported on line 7a of the Form 55002014-11-016
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-012
Total of all active and inactive participants2014-11-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-018
Number of participants with account balances2014-11-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-011
2013: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-11-0111
Total number of active participants reported on line 7a of the Form 55002013-11-017
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-013
Total of all active and inactive participants2013-11-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-0110
Number of participants with account balances2013-11-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-012
2012: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-11-0111
Total number of active participants reported on line 7a of the Form 55002012-11-018
Number of retired or separated participants receiving benefits2012-11-011
Number of other retired or separated participants entitled to future benefits2012-11-011
Total of all active and inactive participants2012-11-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-0110
Number of participants with account balances2012-11-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-010
2011: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-11-018
Total number of active participants reported on line 7a of the Form 55002011-11-018
Number of retired or separated participants receiving benefits2011-11-011
Number of other retired or separated participants entitled to future benefits2011-11-012
Total of all active and inactive participants2011-11-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-0111
Number of participants with account balances2011-11-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-011
2010: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-11-018
Total number of active participants reported on line 7a of the Form 55002010-11-016
Number of retired or separated participants receiving benefits2010-11-011
Number of other retired or separated participants entitled to future benefits2010-11-011
Total of all active and inactive participants2010-11-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-010
Total participants2010-11-018
Number of participants with account balances2010-11-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-010
2009: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-11-018
Total number of active participants reported on line 7a of the Form 55002009-11-016
Number of retired or separated participants receiving benefits2009-11-011
Number of other retired or separated participants entitled to future benefits2009-11-011
Total of all active and inactive participants2009-11-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-018
Number of participants with account balances2009-11-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-010

Financial Data on SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST

Measure Date Value
2016 : SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources2016-12-31$27,956
Expenses. Total of all expenses incurred2016-12-31$261,858
Benefits paid (including direct rollovers)2016-12-31$260,000
Total plan assets at end of year2016-12-31$1,494,692
Total plan assets at beginning of year2016-12-31$1,728,594
Value of fidelity bond covering the plan2016-12-31$175,000
Total contributions received or receivable from participants2016-12-31$4,720
Other income received2016-12-31$12,195
Net income (gross income less expenses)2016-12-31$-233,902
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,494,692
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,728,594
Assets. Value of assets in partnership/joint-venture interests2016-12-31$3,012
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$3,465
Total contributions received or receivable from employer(s)2016-12-31$11,041
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,858
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total plan liabilities at beginning of year2015-10-31$0
Total income from all sources2015-10-31$100,197
Expenses. Total of all expenses incurred2015-10-31$18,741
Benefits paid (including direct rollovers)2015-10-31$3,065
Total plan assets at end of year2015-10-31$1,619,286
Total plan assets at beginning of year2015-10-31$1,537,830
Value of fidelity bond covering the plan2015-10-31$175,000
Total contributions received or receivable from participants2015-10-31$68,530
Other income received2015-10-31$-13,923
Net income (gross income less expenses)2015-10-31$81,456
Net plan assets at end of year (total assets less liabilities)2015-10-31$1,619,286
Net plan assets at beginning of year (total assets less liabilities)2015-10-31$1,537,830
Assets. Value of assets in partnership/joint-venture interests2015-10-31$75,700
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-10-31$3,199
Total contributions received or receivable from employer(s)2015-10-31$45,590
Expenses. Administrative service providers (salaries,fees and commissions)2015-10-31$15,676
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
2014 : SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total plan liabilities at end of year2014-10-31$0
Total plan liabilities at beginning of year2014-10-31$0
Total income from all sources2014-10-31$160,071
Expenses. Total of all expenses incurred2014-10-31$84,812
Benefits paid (including direct rollovers)2014-10-31$70,916
Total plan assets at end of year2014-10-31$1,537,830
Total plan assets at beginning of year2014-10-31$1,462,571
Value of fidelity bond covering the plan2014-10-31$175,000
Total contributions received or receivable from participants2014-10-31$50,780
Expenses. Other expenses not covered elsewhere2014-10-31$0
Contributions received from other sources (not participants or employers)2014-10-31$0
Other income received2014-10-31$65,774
Noncash contributions received2014-10-31$0
Net income (gross income less expenses)2014-10-31$75,259
Net plan assets at end of year (total assets less liabilities)2014-10-31$1,537,830
Net plan assets at beginning of year (total assets less liabilities)2014-10-31$1,462,571
Assets. Value of assets in partnership/joint-venture interests2014-10-31$92,057
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-10-31$2,749
Total contributions received or receivable from employer(s)2014-10-31$43,517
Value of certain deemed distributions of participant loans2014-10-31$0
Value of corrective distributions2014-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-10-31$13,896
2013 : SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2013 401k financial data
Transfers to/from the plan2013-10-31$0
Total plan liabilities at end of year2013-10-31$0
Total plan liabilities at beginning of year2013-10-31$0
Total income from all sources2013-10-31$222,104
Expenses. Total of all expenses incurred2013-10-31$20,840
Benefits paid (including direct rollovers)2013-10-31$8,228
Total plan assets at end of year2013-10-31$1,462,571
Total plan assets at beginning of year2013-10-31$1,261,307
Value of fidelity bond covering the plan2013-10-31$175,000
Total contributions received or receivable from participants2013-10-31$49,480
Expenses. Other expenses not covered elsewhere2013-10-31$0
Contributions received from other sources (not participants or employers)2013-10-31$0
Other income received2013-10-31$127,833
Noncash contributions received2013-10-31$0
Net income (gross income less expenses)2013-10-31$201,264
Net plan assets at end of year (total assets less liabilities)2013-10-31$1,462,571
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$1,261,307
Assets. Value of assets in partnership/joint-venture interests2013-10-31$94,641
Total contributions received or receivable from employer(s)2013-10-31$44,791
Value of certain deemed distributions of participant loans2013-10-31$0
Value of corrective distributions2013-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-10-31$12,612
2012 : SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2012 401k financial data
Transfers to/from the plan2012-10-31$0
Total plan liabilities at end of year2012-10-31$0
Total plan liabilities at beginning of year2012-10-31$0
Total income from all sources2012-10-31$183,371
Expenses. Total of all expenses incurred2012-10-31$18,360
Benefits paid (including direct rollovers)2012-10-31$7,792
Total plan assets at end of year2012-10-31$1,261,307
Total plan assets at beginning of year2012-10-31$1,096,296
Value of fidelity bond covering the plan2012-10-31$175,000
Total contributions received or receivable from participants2012-10-31$47,760
Expenses. Other expenses not covered elsewhere2012-10-31$0
Contributions received from other sources (not participants or employers)2012-10-31$0
Other income received2012-10-31$91,528
Noncash contributions received2012-10-31$0
Net income (gross income less expenses)2012-10-31$165,011
Net plan assets at end of year (total assets less liabilities)2012-10-31$1,261,307
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$1,096,296
Assets. Value of assets in partnership/joint-venture interests2012-10-31$93,396
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-10-31$4,775
Total contributions received or receivable from employer(s)2012-10-31$44,083
Value of certain deemed distributions of participant loans2012-10-31$0
Value of corrective distributions2012-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-10-31$10,568
2011 : SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2011 401k financial data
Transfers to/from the plan2011-10-31$0
Total plan liabilities at end of year2011-10-31$0
Total plan liabilities at beginning of year2011-10-31$0
Total income from all sources2011-10-31$101,437
Expenses. Total of all expenses incurred2011-10-31$17,142
Benefits paid (including direct rollovers)2011-10-31$7,588
Total plan assets at end of year2011-10-31$1,096,296
Total plan assets at beginning of year2011-10-31$1,012,001
Value of fidelity bond covering the plan2011-10-31$175,000
Total contributions received or receivable from participants2011-10-31$46,945
Expenses. Other expenses not covered elsewhere2011-10-31$0
Contributions received from other sources (not participants or employers)2011-10-31$0
Other income received2011-10-31$14,513
Noncash contributions received2011-10-31$0
Net income (gross income less expenses)2011-10-31$84,295
Net plan assets at end of year (total assets less liabilities)2011-10-31$1,096,296
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$1,012,001
Assets. Value of assets in partnership/joint-venture interests2011-10-31$91,901
Total contributions received or receivable from employer(s)2011-10-31$39,979
Value of certain deemed distributions of participant loans2011-10-31$0
Value of corrective distributions2011-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-10-31$9,554

Form 5500 Responses for SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST

2016: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2014: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2010: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedNo
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement - TrustYes
2009: SPENCER ROWAN DDS INC. PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes

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