401k Plan data: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN plan

TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN
Plan identification number	002

TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC.

Employer identification number (EIN): 943007844

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 ANN CHIOU-WILLIAMS 2024-01-25
002 2022-01-01 ANN CHIOU-WILLIAMS 2023-07-19
002 2021-01-01 ANN CHIOU-WILLIAMS 2022-08-15
002 2020-01-01 ANN CHIOU-WILLIAMS 2021-07-28
002 2019-01-01 ANN CHIOU-WILLIAMS 2020-09-23
002 2018-01-01
002 2017-01-01 ANN CHIOU-WILLIAMS
002 2016-01-01 ANN CHIOU-WILLIAMS
002 2015-01-01 ANN CHIOU-WILLIAMS
002 2014-01-01 CHRISTOPHER ZADEH 2015-10-14
002 2013-01-01 CHRISTOPHER ZADEH 2014-10-06
002 2012-01-01 ALEXANDRA BURGAR 2013-09-26
002 2011-01-01 ALEXANDRA BURGAR 2012-10-05
002 2010-01-01 ALEXANDRA BURGAR 2011-07-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01	ANN CHIOU-WILLIAMS	2024-01-25
002	2022-01-01	ANN CHIOU-WILLIAMS	2023-07-19
002	2021-01-01	ANN CHIOU-WILLIAMS	2022-08-15
002	2020-01-01	ANN CHIOU-WILLIAMS	2021-07-28
002	2019-01-01	ANN CHIOU-WILLIAMS	2020-09-23
002	2018-01-01
002	2017-01-01	ANN CHIOU-WILLIAMS
002	2016-01-01	ANN CHIOU-WILLIAMS
002	2015-01-01	ANN CHIOU-WILLIAMS
002	2014-01-01	CHRISTOPHER ZADEH	2015-10-14
002	2013-01-01	CHRISTOPHER ZADEH	2014-10-06
002	2012-01-01	ALEXANDRA BURGAR	2013-09-26
002	2011-01-01	ALEXANDRA BURGAR	2012-10-05
002	2010-01-01	ALEXANDRA BURGAR	2011-07-25

Plan Statistics for TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN

Measure Date Value
2018: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 65
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 17
Total of all active and inactive participants 2018-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 82
Number of participants with account balances 2018-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 60
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 35
Total of all active and inactive participants 2017-01-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 95
Number of participants with account balances 2017-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 105
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 70
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 48
Total of all active and inactive participants 2016-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 118
Number of participants with account balances 2016-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 93
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 44
Total of all active and inactive participants 2015-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 137
Number of participants with account balances 2015-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2

Measure	Date	Value
2018: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	65
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	17
Total of all active and inactive participants	2018-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	82
Number of participants with account balances	2018-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	60
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	35
Total of all active and inactive participants	2017-01-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	95
Number of participants with account balances	2017-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	105
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	70
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	48
Total of all active and inactive participants	2016-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	118
Number of participants with account balances	2016-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	93
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	44
Total of all active and inactive participants	2015-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	137
Number of participants with account balances	2015-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2

Financial Data on TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN

Measure	Date	Value
2018 : TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$140,232
Expenses. Total of all expenses incurred	2018-12-31	$230,560
Benefits paid (including direct rollovers)	2018-12-31	$220,145
Total plan assets at end of year	2018-12-31	$7,068,343
Total plan assets at beginning of year	2018-12-31	$7,158,671
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$337,002
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-339,035
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-90,328
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$7,068,343
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$7,158,671
Total contributions received or receivable from employer(s)	2018-12-31	$142,265
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$10,415
2017 : TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$1,305,176
Total of all expenses incurred	2017-12-31	$339,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$323,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$396,272
Value of total assets at end of year	2017-12-31	$7,158,675
Value of total assets at beginning of year	2017-12-31	$6,193,355
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$16,423
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$43,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$43,483
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$249,380
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$965,320
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,158,675
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,193,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,109,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,142,510
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,234,348
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,223,881
Value of interest in common/collective trusts at end of year	2017-12-31	$336,972
Value of interest in common/collective trusts at beginning of year	2017-12-31	$280,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$284,459
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$306,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$306,536
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$312,882
Net investment gain/loss from pooled separate accounts	2017-12-31	$552,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$146,892
Employer contributions (assets) at end of year	2017-12-31	$146,893
Employer contributions (assets) at beginning of year	2017-12-31	$193,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$323,433
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$46,587
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$46,961
Contract administrator fees	2017-12-31	$16,423
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LOUIE & WONG LLP
Accountancy firm EIN	2017-12-31	912007579
2016 : TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$847,111
Total of all expenses incurred	2016-12-31	$630,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$622,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$468,926
Value of total assets at end of year	2016-12-31	$6,193,355
Value of total assets at beginning of year	2016-12-31	$5,976,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$7,967
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$45,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$45,811
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$275,758
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$368,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$216,833
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,193,355
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,976,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,142,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,037,050
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,223,881
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$280,299
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$306,536
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$300,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$300,075
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$11,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$97,414
Net investment gain/loss from pooled separate accounts	2016-12-31	$234,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$193,168
Employer contributions (assets) at end of year	2016-12-31	$193,168
Employer contributions (assets) at beginning of year	2016-12-31	$212,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$622,311
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$46,961
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$47,198
Contract administrator fees	2016-12-31	$7,967
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LOUIE & WONG LLP
Accountancy firm EIN	2016-12-31	912007579
2015 : TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$527,525
Total loss/gain on sale of assets	2015-12-31	$-2,209
Total of all expenses incurred	2015-12-31	$495,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$485,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$599,980
Value of total assets at end of year	2015-12-31	$5,976,522
Value of total assets at beginning of year	2015-12-31	$5,944,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$10,229
Total interest from all sources	2015-12-31	$2,284
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$109,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$101,599
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$288,453
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$368,787
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$439,006
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$99,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$31,761
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,976,522
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,944,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$8,954
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,037,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,969,176
Interest earned on other investments	2015-12-31	$517
Income. Interest from corporate debt instruments	2015-12-31	$1,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$300,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$292,662
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$292,662
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$37
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$11,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$9,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-129,345
Net investment gain/loss from pooled separate accounts	2015-12-31	$-52,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$212,335
Employer contributions (assets) at end of year	2015-12-31	$212,335
Employer contributions (assets) at beginning of year	2015-12-31	$187,073
Income. Dividends from common stock	2015-12-31	$7,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$485,535
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$47,198
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$47,363
Contract administrator fees	2015-12-31	$1,275
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$1,943,533
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,945,742
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LOUIE & WONG LLP
Accountancy firm EIN	2015-12-31	912007579

Form 5500 Responses for TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN

2018: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

343051-000

Policy instance

Insurance contract or identification number	343051-000
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $16,211
Total amount of fees paid to insurance company	USD $3,257
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $11,348
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

343051-000

Policy instance

Insurance contract or identification number	343051-000
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,564
Total amount of fees paid to insurance company	USD $4,011
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $5,200
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	MORGAN STANLEY INSURANCE SERVICES I

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

95659

Policy instance

Insurance contract or identification number	95659
Number of Individuals Covered	138
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $13,016
Total amount of fees paid to insurance company	USD $2,926
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,016
Amount paid for insurance broker fees	1634
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker organization code?	3
Insurance broker name	MHM RETIREMENT PLAN SOLUTIONS

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Company Name:	TRI-VALLEY ORTHOPEDIC & SPORTS MEDICAL GROUP, INC.
Employer identification number (EIN):	943007844
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)